Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers  

Subdivision A - Obligations  

SECTION 904D   OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK  

904D(1)    
Each of the following is a regulator to which this section applies:

(a) ASIC;

(b) APRA;

(c) the Reserve Bank of Australia.

904D(2)    
A derivative trade repository licensee must give such assistance to a regulator to which this section applies as the regulator reasonably requests in relation to the performance of the regulator ' s functions.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).

904D(3)    
Such assistance may include showing the regulator the licensee ' s books or giving the regulator derivative trade data or other information.