CORPORATIONS ACT 2001

CHAPTER 10 - TRANSITIONAL PROVISIONS  

PART 10.23A - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017  

Division 2 - Application and transitional provisions  

SECTION 1546J   1546J   APPLICATION OF OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER  


Sections 922D , 922E and 922F , as inserted by the amending Act, apply (subject to subsection 1546G(5) and sections 1546K to 1546N ) in relation to a person who becomes a relevant provider if:


(a) the person becomes a relevant provider after commencement; or


(b) both of the following apply:


(i) the person becomes a relevant provider before commencement;

(ii) immediately before commencement, a notice has not been lodged in accordance with section 922D , as notionally inserted into this Act by Schedule 8D to the Corporations Regulations 2001 .

Note: Section 922D requires ASIC to be notified if a person becomes a relevant provider.


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