CORPORATIONS ACT 2001

CHAPTER 10 - TRANSITIONAL PROVISIONS  

PART 10.23A - TRANSITIONAL PROVISIONS RELATING TO THE CORPORATIONS AMENDMENT (PROFESSIONAL STANDARDS OF FINANCIAL ADVISERS) ACT 2017  

Division 3 - Transitional notices  

SECTION 1546X   OBLIGATION TO NOTIFY ASIC OF CPD YEAR  

1546X(1)  
A notice must be lodged under this section, in the prescribed form, if, before 1 January 2019, ASIC granted an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products.

1546X(2)  
The notice must include the day of the year on which the relevant financial services licensee ' s CPD year begins.

1546X(3)  
The notice must be lodged by the licensee before 1 January 2019.

1546X(4)  
Subsection 922HA(3) applies as if a reference in that subsection to subsection 922HA(1) or (3) included a reference to this section.


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