CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5 - COMPENSATION REGIMES FOR FINANCIAL MARKETS  

Division 5 - Provisions common to both kinds of compensation arrangements  

SECTION 892K   RISK ASSESSMENT REPORT  

892K(1)   [ Risk assessment report]  

For the purposes of monitoring compliance with, and the operation of, this Part, the Minister may, by giving the operator of a financial market written notice, require the operator:


(a) to cause a risk assessment report to be prepared in relation to the market in accordance with the requirements specified in the notice; and


(b) to give that report to the Minister by the time specified in the notice.

892K(2)   [ Compliance]  

The operator must comply with the notice.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).


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