CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION  

Division 3 - Charging ongoing fees to clients  

Subdivision A - Preliminary  

SECTION 962   APPLICATION OF THIS DIVISION  

962(1)  
This Division applies in a case where:


(a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and


(b) the arrangement has not terminated for any reason.

962(2)  
This Division also applies in a case where:


(a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and


(b) the arrangement has not terminated for any reason.


View surrounding sectionsView surrounding sectionsBack to top


This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.