Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
This Division applies in a case where:
(a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and
(b) the arrangement has not terminated for any reason. 962(2)
This Division also applies in a case where:
(a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and
(b) the arrangement has not terminated for any reason.
PART 7.7A
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BEST INTERESTS OBLIGATIONS AND REMUNERATION
Division 3
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Charging ongoing fees to clients
Subdivision A
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Preliminary
SECTION 962
APPLICATION OF THIS DIVISION
962(1)
This Division applies in a case where:
(a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and
(b) the arrangement has not terminated for any reason. 962(2)
This Division also applies in a case where:
(a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and
(b) the arrangement has not terminated for any reason.
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