Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
A financial services licensee must take reasonable steps to ensure that representatives of the licensee do not accept conflicted remuneration.
PART 7.7A
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BEST INTERESTS OBLIGATIONS AND REMUNERATION
Division 4
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Conflicted remuneration
Subdivision C
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Ban on conflicted remuneration
SECTION 963F
963F
LICENSEE MUST ENSURE COMPLIANCE
A financial services licensee must take reasonable steps to ensure that representatives of the licensee do not accept conflicted remuneration.
Note: This section is a civil penalty provision (see section 1317E ).
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