Superannuation Industry (Supervision) Regulations 1994

PART 3A - MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO LICENSING OF TRUSTEES AND OF GROUPS OF INDIVIDUAL TRUSTEES  

Division 3A.3 - Applying for RSE licences  

REGULATION 3A.06   3A.06   APPLICATION FEES  

For paragraphs 29C(4)(c) and 29F(2)(c) of the Act, the following fees are prescribed:

Table

Table

Item	Application	Fees ($)
			Non-public offer entity licence	Public offer entity licence	Extended public offer entity licence
1	Application for RSE licence, other than an application mentioned in items 2 to 7.	5 500	20 000	20 000
2	Application for non-public offer entity licence by an applicant that is a body corporate if:	3 500	n/a	n/a
(a)	the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and
(c)	item 5 does not apply.
3	Application for non-public offer entity licence by an applicant that is a group of individual trustees if:	3 500	n/a	n/a
(a)	any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and
(c)	item 5 does not apply.
4	Application for non-public offer entity licence if, in the 12 months before the application is made:	2 750	n/a	n/a
(a)	the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
(b)	that application was refused or withdrawn; and
(c)	item 5 does not apply.
5	Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made:	1 750	n/a	n/a
(a)	the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
(b)	that application was refused or withdrawn.
6	Application for public offer entity licence if, in the 12 months before the application is made:	n/a	10 000	n/a
(a)	the applicant applied for a licence of that class, or for an extended public offer entity licence; and
(b)	that application was refused or withdrawn.
7	Application for extended public offer entity licence if, in the 12 months before the application is made:	n/a	n/a	10 000
(a)	the applicant applied for a licence of that class, or for a public offer entity licence; and
(b)	that application was refused or withdrawn.
8	Application for variation under paragraph 29F(1)(a):
(a)	if the applicant already holds a non-public offer entity licence, and item 9 does not apply; or	n/a	14 500	14 500
(b)	if the applicant already holds a public offer entity licence; or	500	n/a	500
(c)	if the applicant already holds an extended public offer entity licence.	500	500	n/a
9	Application for variation under paragraph 29F(1)(a) if:	n/a	16 500	16 500
(a)	the applicant already holds a non-public offer entity licence; and
(b)	when the applicant applied for that licence, item 2 or 3 applied.