Superannuation Industry (Supervision) Regulations 1994
PART 3A
-
MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO LICENSING OF TRUSTEES AND OF GROUPS OF INDIVIDUAL TRUSTEES
For paragraphs 29C(4)(c) and 29F(2)(c) of the Act, the following fees are prescribed:
Division 3A.3
-
Applying for RSE licences
REGULATION 3A.06
3A.06
APPLICATION FEES
For paragraphs 29C(4)(c) and 29F(2)(c) of the Act, the following fees are prescribed:
Item | Application | Fees ($) | |||
Non-public offer entity licence | Public offer entity licence | Extended public offer entity licence | |||
1 | Application for RSE licence, other than an application mentioned in items 2 to 7. | 5 500 | 20 000 | 20 000 | |
2 | Application for non-public offer entity licence by an applicant that is a body corporate if: | 3 500 | n/a | n/a | |
(a) | the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and | ||||
(b) | APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and | ||||
(c) | item 5 does not apply. | ||||
3 | Application for non-public offer entity licence by an applicant that is a group of individual trustees if: | 3 500 | n/a | n/a | |
(a) | any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and | ||||
(b) | APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and | ||||
(c) | item 5 does not apply. | ||||
4 | Application for non-public offer entity licence if, in the 12 months before the application is made: | 2 750 | n/a | n/a | |
(a) | the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and | ||||
(b) | that application was refused or withdrawn; and | ||||
(c) | item 5 does not apply. | ||||
5 | Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made: | 1 750 | n/a | n/a | |
(a) | the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and | ||||
(b) | that application was refused or withdrawn. | ||||
6 | Application for public offer entity licence if, in the 12 months before the application is made: | n/a | 10 000 | n/a | |
(a) | the applicant applied for a licence of that class, or for an extended public offer entity licence; and | ||||
(b) | that application was refused or withdrawn. | ||||
7 | Application for extended public offer entity licence if, in the 12 months before the application is made: | n/a | n/a | 10 000 | |
(a) | the applicant applied for a licence of that class, or for a public offer entity licence; and | ||||
(b) | that application was refused or withdrawn. | ||||
8 | Application for variation under paragraph 29F(1)(a): | ||||
(a) | if the applicant already holds a non-public offer entity licence, and item 9 does not apply; or | n/a | 14 500 | 14 500 | |
(b) | if the applicant already holds a public offer entity licence; or | 500 | n/a | 500 | |
(c) | if the applicant already holds an extended public offer entity licence. | 500 | 500 | n/a | |
9 | Application for variation under paragraph 29F(1)(a) if: | n/a | 16 500 | 16 500 | |
(a) | the applicant already holds a non-public offer entity licence; and | ||||
(b) | when the applicant applied for that licence, item 2 or 3 applied. |
This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.