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Corporations Act 2001

SECTION 1
to
SECTION 5C

SECTION 1 SHORT TITLE

SECTION 2 COMMENCEMENT

SECTION 3 CONSTITUTIONAL BASIS FOR THIS ACT

SECTION 4 REFERRING STATES

SECTION 5 GENERAL TERRITORIAL APPLICATION OF ACT

SECTION 5A APPLICATION TO THE CROWN

SECTION 5B ASIC HAS GENERAL ADMINISTRATION OF THIS ACT

SECTION 5C APPLICATION OF THE ACTS INTERPRETATION ACT 1901

SECTION 5D
to
SECTION 5I

SECTION 5D COVERAGE OF PART

SECTION 5E CONCURRENT OPERATION INTENDED

SECTION 5F CORPORATIONS LEGISLATION DOES NOT APPLY TO MATTERS DECLARED BY STATE OR TERRITORY LAW TO BE AN EXCLUDED MATTER

SECTION 5G AVOIDING DIRECT INCONSISTENCY ARISING BETWEEN THE CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS

SECTION 5H REGISTRATION OF BODY AS COMPANY ON BASIS OF STATE OR TERRITORY LAW

SECTION 5I REGULATIONS MAY MODIFY OPERATION OF THE CORPORATIONS LEGISLATION TO DEAL WITH INTERACTION BETWEEN THAT LEGISLATION AND STATE AND TERRITORY LAWS

SECTION 6
to
SECTION 109X

SECTION 6 EFFECT OF THIS PART

SECTION 7 LOCATION OF OTHER INTERPRETATION PROVISIONS

SECTION 9 DICTIONARY

SECTION 9AA CERTAIN FAMILY RELATIONSHIPS

SECTION 9A MEANING OF RIGHTS ISSUE

SECTION 9B MEANING OF REMUNERATION RECOMMENDATION

SECTION 10 EFFECT OF DIVISION

SECTION 11 ASSOCIATES OF BODIES CORPORATE

SECTION 12 REFERENCES IN CHAPTERS 6 TO 6C, AND OTHER REFERENCES RELATING TO VOTING POWER AND TAKEOVERS ETC.

SECTION 13 REFERENCES IN CHAPTER 7

SECTION 14 REFERENCES IN CHAPTER 8

SECTION 15 GENERAL

SECTION 16 EXCLUSIONS

SECTION 17 ASSOCIATES OF COMPOSITE PERSON THAT CARRIES ON A FINANCIAL SERVICES BUSINESS

SECTION 18 CARRYING ON BUSINESS: OTHERWISE THAN FOR PROFIT

SECTION 19 BUSINESSES OF A PARTICULAR KIND

SECTION 20 CARRYING ON A BUSINESS: ALONE OR TOGETHER WITH OTHERS

SECTION 21 CARRYING ON BUSINESS IN AUSTRALIA OR A STATE OR TERRITORY

Division 4 - Dealing in futures contracts [ CCH Note : The next section is s 45A.]

SECTION 45A PROPRIETARY COMPANIES

SECTION 45B SMALL COMPANIES LIMITED BY GUARANTEE

SECTION 46 WHAT IS A SUBSIDIARY

SECTION 47 CONTROL OF A BODY CORPORATE'S BOARD

SECTION 48 MATTERS TO BE DISREGARDED

SECTION 49 REFERENCES IN THIS DIVISION TO A SUBSIDIARY

SECTION 50 RELATED BODIES CORPORATE

SECTION 50AAA ASSOCIATED ENTITIES

SECTION 50AA CONTROL

SECTION 51 MEANING OF PPSA SECURITY INTEREST

SECTION 51A MEANING OF SECURITY INTEREST

SECTION 51B MEANING OF SECURED PARTY

SECTION 51C MEANING OF CIRCULATING SECURITY INTEREST

SECTION 51D MEANING OF POSSESSORY SECURITY INTEREST

SECTION 51E MEANING OF SECURED CREDITOR

SECTION 51F MEANING OF PPSA RETENTION OF TITLE PROPERTY

SECTION 51M MUTUAL ENTITIES

SECTION 52 DOING ACTS

SECTION 52A SIGNING

SECTION 53 AFFAIRS OF A BODY CORPORATE

SECTION 53AA BUSINESS AFFAIRS OF A BODY CORPORATE

SECTION 53AB BUSINESS AFFAIRS OF A NATURAL PERSON

SECTION 53AC BUSINESS AFFAIRS OF A PARTNERSHIP

SECTION 53AD BUSINESS AFFAIRS OF A TRUST

SECTION 54 CHAPTER 8 AGREEMENTS OF THE SAME KIND

SECTION 55 CHAPTER 8 OBLIGATIONS AND RIGHTS

SECTION 56 CLASSES OF FUTURES ORGANISATION MEMBERSHIP

SECTION 57 CLASSES OF SHARES OR INTERESTS IN MANAGED INVESTMENT SCHEMES

SECTION 57A MEANING OF CORPORATION

SECTION 58AA MEANING OF court AND Court

SECTION 58B DISCHARGE OF OBLIGATIONS UNDER THIS ACT

SECTION 59 DEBENTURES AS CONSIDERATION FOR ACQUISITION OF SHARES

SECTION 60 DECLARATION OF RELEVANT RELATIONSHIPS

SECTION 61 DISCRETIONARY ACCOUNTS

SECTION 64 ENTERING INTO A TRANSACTION IN RELATION TO SHARES OR SECURITIES

SECTION 64A ENTITIES

SECTION 64B ENTITIES CONNECTED WITH A CORPORATION

SECTION 65 ELIGIBLE MONEY MARKET DEALER

SECTION 66A EXEMPT BODIES

SECTION 67 EXEMPT BROKERS AND EXEMPT FUTURES ADVISERS

SECTION 68 EXEMPT DEALERS AND EXEMPT INVESTMENT ADVISERS

SECTION 70 EXTENSION OF PERIOD FOR DOING AN ACT

SECTION 71 FUTURES ADVICE BUSINESS

SECTION 72 FUTURES CONTRACT

SECTION 72A ACT APPLIES TO CERTAIN CHAPTER 8 AGREEMENTS AS IF THEY WERE FUTURES CONTRACTS

SECTION 73 FUTURES REPRESENTATIVES

SECTION 73A WHEN A COURT IS TAKEN TO FIND A PERSON GUILTY OF AN OFFENCE

SECTION 75 INCLUSION IN OFFICIAL LIST

SECTION 77 INVESTMENT ADVICE BUSINESS

SECTION 79 INVOLVEMENT IN CONTRAVENTIONS

SECTION 80 JERVIS BAY TERRITORY TAKEN TO BE PART OF THE AUSTRALIAN CAPITAL TERRITORY

SECTION 82 OFFERS AND INVITATIONS TO THE PUBLIC

SECTION 82A OFFICERS OF BODIES CORPORATE AND OTHER ENTITIES

SECTION 83 OFFICERS, AND OTHER PERSONS, IN DEFAULT

SECTION 84 OWN ACCOUNT DEALINGS AND TRANSACTIONS: SECURITIES

SECTION 86 POSSESSION

SECTION 87 PROPER AUTHORITY FROM FUTURES LICENSEE; INVALID FUTURES AUTHORITY

SECTION 88 PROPER AUTHORITY FROM SECURITIES LICENSEE; INVALID SECURITIES AUTHORITY

SECTION 88A PUBLIC DOCUMENT OF A BODY CORPORATE

SECTION 88B QUALIFIED ACCOUNTANTS

SECTION 89 QUALIFIED PRIVILEGE

SECTION 90 RECEIVERS AND MANAGERS

SECTION 91 RELATION-BACK DAY

SECTION 92 SECURITIES

SECTION 92A ACT APPLIES TO CERTAIN RELEVANT AGREEMENTS AS IF THEY WERE SECURITIES

SECTION 93 SECURITIES BUSINESS

SECTION 94 SECURITIES REPRESENTATIVES

SECTION 95A SOLVENCY AND INSOLVENCY

SECTION 97 STOCK MARKET NOT TO INCLUDE FUTURES MARKET

SECTION 100 ADDRESS OF REGISTERED OFFICE ETC.

SECTION 100A OPERATION OF CERTAIN LAWS RELATING TO INSTRUMENTS ON WHICH STAMP DUTY HAS NOT BEEN PAID

SECTION 101 AMOUNT OF STOCK REPRESENTING A NUMBER OF SHARES

SECTION 102 APPLICATIONS TO BE IN WRITING

SECTION 102B IN AUSTRALIA OR ELSEWHERE, IN THIS JURISDICTION OR ELSEWHERE ETC.

SECTION 102C IN AUSTRALIA

SECTION 103 EFFECT OF CERTAIN CONTRAVENTIONS OF THIS ACT

SECTION 104 EFFECT OF PROVISIONS EMPOWERING A PERSON TO REQUIRE OR PROHIBIT CONDUCT

SECTION 105 CALCULATION OF TIME

SECTION 106 PERFORMANCE OF FUNCTIONS BY COMMISSION DELEGATE

SECTION 107 NOTICE IN RELATION TO TOP 20 MEMBERS OF A CLASS

SECTION 108 PARTS OF DOLLAR TO BE DISREGARDED IN DETERMINING MAJORITY IN VALUE OF CREDITORS ETC.

SECTION 109 REFERENCES TO PERSONS, THINGS AND MATTERS

SECTION 109X SERVICE OF DOCUMENTS

SECTION 111AA
to
SECTION 111AX

SECTION 111AA OBJECT OF PART

SECTION 111AB TERMS DEFINED IN DIVISION

SECTION 111AC DISCLOSING ENTITY

SECTION 111AD ED SECURITIES

SECTION 111AE SECURITIES OF BODIES OR UNDERTAKINGS INCLUDED IN A LICENSED MARKET ' S OFFICIAL LIST

SECTION 111AF SECURITIES (EXCEPT DEBENTURES AND MANAGED INVESTMENT PRODUCTS) HELD BY 100 OR MORE PERSONS

SECTION 111AFA MANAGED INVESTMENT PRODUCTS HELD BY 100 OR MORE PERSONS

SECTION 111AFB FOREIGN PASSPORT FUND PRODUCTS HELD BY 100 OR MORE PERSONS

SECTION 111AG SECURITIES ISSUED AS CONSIDERATION FOR AN ACQUISITION UNDER AN OFF-MARKET TAKEOVER BID OR PART 5.1 COMPROMISE OR ARRANGEMENT

SECTION 111AH WHEN A PERSON HOLDS SECURITIES FOR THE PURPOSES OF SECTIONS 111AF, 111AFA, 111AFB AND 111AG

SECTION 111AI DEBENTURES

SECTION 111AJ REGULATIONS MAY DECLARE SECURITIES NOT TO BE ED SECURITIES

SECTION 111AK ED SECURITIES OF A DISCLOSING ENTITY

SECTION 111AL LISTED OR UNLISTED DISCLOSING ENTITY

SECTION 111AM QUOTED ED SECURITIES

SECTION 111AN DIVISION CONTAINS OUTLINE OF SIGNIFICANCE OF BEING A DISCLOSING ENTITY

SECTION 111ANA REQUIREMENTS RELATING TO REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL

SECTION 111AO ACCOUNTING REQUIREMENTS

SECTION 111AP CONTINUOUS DISCLOSURE REQUIREMENTS

SECTION 111AQ PROSPECTUS RELIEF

SECTION 111AQA PRODUCT DISCLOSURE STATEMENT RELIEF

SECTION 111AR MEANING OF DISCLOSING ENTITY PROVISIONS

SECTION 111AS EXEMPTIONS BY REGULATIONS

SECTION 111AT EXEMPTIONS BY ASIC

SECTION 111AU ENFORCING CONDITIONS OF EXEMPTIONS

SECTION 111AV MODIFICATIONS BY REGULATIONS

SECTION 111AW EXEMPTIONS AND MODIFICATIONS HAVE EFFECT

SECTION 111AX EFFECT OF DIVISION

SECTION 111J SMALL BUSINESS GUIDE

1 What registration means

2 The company structure for small business

3 Setting up a new company

4 Continuing obligations after the company is set up

5 Company directors and company secretaries

6 Shares and shareholders

7 Signing company documents

8 Funding the company ' s operations

9 Returns to shareholders

10 Annual financial reports and audit

11 Disagreements within the company

12 Companies in financial trouble

SECTION 111K
to
SECTION 111Q

SECTION 111K BODIES CORPORATE REGISTERED UNDER THE AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012

SECTION 111L PROVISIONS NOT APPLICABLE TO THE BODY CORPORATE

SECTION 111M MEMBER APPROVAL

SECTION 111N NOTICES

SECTION 111P ANNUAL GENERAL MEETINGS

SECTION 111Q PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS

SECTION 112
to
SECTION 116

SECTION 112 TYPES OF COMPANIES

SECTION 113 PROPRIETARY COMPANIES

SECTION 114 MINIMUM OF 1 MEMBER

SECTION 115 RESTRICTIONS ON SIZE OF PARTNERSHIPS AND ASSOCIATIONS

SECTION 116 TRADE UNIONS CANNOT BE REGISTERED

SECTION 117
to
SECTION 123

SECTION 117 APPLYING FOR REGISTRATION

SECTION 118 ASIC GIVES COMPANY ACN, REGISTERS COMPANY AND ISSUES CERTIFICATE

SECTION 119 COMPANY COMES INTO EXISTENCE ON REGISTRATION

SECTION 119A JURISDICTION OF INCORPORATION AND JURISDICTION OF REGISTRATION

SECTION 120 MEMBERS, DIRECTORS AND COMPANY SECRETARY OF A COMPANY

SECTION 121 REGISTERED OFFICE

SECTION 122 EXPENSES INCURRED IN PROMOTING AND SETTING UP COMPANY

SECTION 123 COMPANY MAY HAVE COMMON SEAL

SECTION 124
to
SECTION 127

SECTION 124 LEGAL CAPACITY AND POWERS OF A COMPANY

SECTION 125 CONSTITUTION MAY LIMIT POWERS AND SET OUT OBJECTS

SECTION 126 AGENT EXERCISING A COMPANY'S POWER TO MAKE CONTRACTS

SECTION 127 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE COMPANY ITSELF

SECTION 128
to
SECTION 130

SECTION 128 ENTITLEMENT TO MAKE ASSUMPTIONS

SECTION 129 ASSUMPTIONS THAT CAN BE MADE UNDER SECTION 128

SECTION 130 INFORMATION AVAILABLE TO THE PUBLIC FROM ASIC DOES NOT CONSTITUTE CONSTRUCTIVE NOTICE

SECTION 131
to
SECTION 133

SECTION 131 CONTRACTS BEFORE REGISTRATION

SECTION 132 PERSON MAY BE RELEASED FROM LIABILITY BUT IS NOT ENTITLED TO INDEMNITY

SECTION 133 THIS PART REPLACES OTHER RIGHTS AND LIABILITIES

SECTION 134
to
SECTION 141

SECTION 134 INTERNAL MANAGEMENT OF COMPANIES

SECTION 135 REPLACEABLE RULES

SECTION 136 CONSTITUTION OF A COMPANY

SECTION 137 DATE OF EFFECT OF ADOPTION, MODIFICATION OR REPEAL OF CONSTITUTION

SECTION 138 ASIC MAY DIRECT COMPANY TO LODGE CONSOLIDATED CONSTITUTION

SECTION 139 COMPANY MUST SEND COPY OF CONSTITUTION TO MEMBER

SECTION 140 EFFECT OF CONSTITUTION AND REPLACEABLE RULES

SECTION 141 TABLE OF REPLACEABLE RULES

SECTION 142
to
SECTION 146A

SECTION 142 REGISTERED OFFICE

SECTION 143 ASIC MAY CHANGE ADDRESS OF REGISTERED OFFICE TO A DIRECTOR'S ADDRESS

SECTION 144 COMPANY'S NAME MUST BE DISPLAYED AT REGISTERED OFFICE ETC.

SECTION 145 OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY

SECTION 146 CHANGE OF ADDRESS OF PRINCIPAL PLACE OF BUSINESS

SECTION 146A CONTACT ADDRESS

SECTION 147
to
SECTION 161A

SECTION 147 WHEN A NAME IS AVAILABLE

SECTION 148 A COMPANY ' S NAME

SECTION 149 ACCEPTABLE ABBREVIATIONS

SECTION 150 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME

SECTION 151 EXCEPTION TO REQUIREMENT FOR USING ``LIMITED'' IN NAME - PRE-EXISTING LICENCES

SECTION 152 RESERVING A NAME

SECTION 153 USING A NAME AND ACN ON DOCUMENTS

SECTION 154 EXCEPTION TO REQUIREMENT TO HAVE ACN ON RECEIPTS

SECTION 155 REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS

SECTION 156 CARRYING ON BUSINESS USING ``LIMITED'', ``NO LIABILITY'' OR ``PROPRIETARY'' IN NAME

SECTION 157 COMPANY CHANGING ITS NAME

SECTION 157A CHANGE OF NAME OF COMPANY UNDER EXTERNAL ADMINISTRATION

SECTION 158 ASIC'S POWER TO DIRECT COMPANY TO CHANGE ITS NAME

SECTION 159 ASIC'S POWER TO INCLUDE ``LIMITED'' IN COMPANY'S NAME

SECTION 160 ASIC MUST ISSUE NEW CERTIFICATE IF COMPANY'S NAME CHANGES

SECTION 161 EFFECT OF NAME CHANGE

SECTION 161A COMPANY UNDER EXTERNAL ADMINISTRATION - FORMER NAME TO BE USED ON DOCUMENTS

SECTION 162
to
SECTION 167AA

SECTION 162 CHANGING COMPANY TYPE

SECTION 163 APPLYING FOR CHANGE OF TYPE

SECTION 164 ASIC CHANGES TYPE OF COMPANY

SECTION 165 ASIC MAY DIRECT A PROPRIETARY COMPANY TO CHANGE TO A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES

SECTION 166 EFFECT OF CHANGE OF TYPE

SECTION 167 ISSUE OF SHARES BY COMPANY OR HOLDING COMPANY - COMPANY LIMITED BY GUARANTEE CHANGING TO COMPANY LIMITED BY SHARES

SECTION 167AA APPLICATION OF PART TO COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE

SECTION 167AB
to
SECTION 167AJ

SECTION 167AB SIMPLIFIED OUTLINE OF THIS PART

SECTION 167AC MEANING OF MCI MUTUAL ENTITY

SECTION 167AD MEANING OF MCI

SECTION 167AE MCI REQUIREMENTS - CLASS RIGHTS

SECTION 167AF MCI REQUIREMENTS - OTHER REQUIREMENTS

SECTION 167AG MCIs MUST BE CANCELLED BEFORE MCI MUTUAL ENTITY DEMUTUALISES

SECTION 167AH PURPOSE AND APPLICATION OF THIS DIVISION

SECTION 167AI MCI AMENDMENT RESOLUTION

SECTION 167AJ PROCEDURE FOR MCI AMENDMENT RESOLUTION

SECTION 167A
to
SECTION 178AA

SECTION 167A WHO IS COVERED BY THIS CHAPTER

SECTION 168 REGISTERS TO BE MAINTAINED

SECTION 169 REGISTER OF MEMBERS

SECTION 170 REGISTER OF OPTION HOLDERS AND COPIES OF OPTIONS DOCUMENTS

SECTION 171 REGISTER OF DEBENTURE HOLDERS

SECTION 172 LOCATION OF REGISTERS

SECTION 173 RIGHT TO INSPECT AND GET COPIES

SECTION 174 AGENT'S OBLIGATIONS

SECTION 175 CORRECTION OF REGISTERS

SECTION 176 EVIDENTIARY VALUE OF REGISTERS

SECTION 177 USE OF INFORMATION ON REGISTERS

SECTION 178 OVERSEAS BRANCH REGISTERS - COMPANIES

SECTION 178AA OVERSEAS BRANCH REGISTERS - AUSTRALIAN PASSPORT FUNDS

SECTION 178A
to
SECTION 178D

SECTION 178A NOTICE OF CHANGE TO MEMBER REGISTER

SECTION 178B TOP 20 ONLY

SECTION 178C NOTICE OF CHANGE TO SHARE STRUCTURE

SECTION 178D TIME WITHIN WHICH ASIC MUST BE NOTIFIED

SECTION 179
to
SECTION 198G

SECTION 179 BACKGROUND TO DUTIES OF DIRECTORS, OTHER OFFICERS AND EMPLOYEES

SECTION 180 CARE AND DILIGENCE - CIVIL OBLIGATION ONLY

SECTION 181 GOOD FAITH - CIVIL OBLIGATIONS

SECTION 182 USE OF POSITION - CIVIL OBLIGATIONS

SECTION 183 USE OF INFORMATION - CIVIL OBLIGATIONS

SECTION 184 GOOD FAITH, USE OF POSITION AND USE OF INFORMATION - CRIMINAL OFFENCES

SECTION 185 INTERACTION OF SECTIONS 180 TO 184 WITH OTHER LAWS ETC.

SECTION 186 TERRITORIAL APPLICATION OF SECTIONS 180 TO 184

SECTION 187 DIRECTORS OF WHOLLY-OWNED SUBSIDIARIES

SECTION 188 RESPONSIBILITY OF SECRETARIES ETC. FOR CERTAIN CORPORATE CONTRAVENTIONS

SECTION 189 RELIANCE ON INFORMATION OR ADVICE PROVIDED BY OTHERS

SECTION 190 RESPONSIBILITY FOR ACTIONS OF DELEGATE

SECTION 190A LIMITED APPLICATION OF DIVISION TO REGISTRABLE AUSTRALIAN BODIES

SECTION 190B DIVISION DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS

SECTION 190C DIVISION DOES NOT APPLY IN RELATION TO NOTIFIED FOREIGN PASSPORT FUNDS OR THEIR OPERATORS

SECTION 191 MATERIAL PERSONAL INTEREST - DIRECTOR'S DUTY TO DISCLOSE

SECTION 192 DIRECTOR MAY GIVE OTHER DIRECTORS STANDING NOTICE ABOUT AN INTEREST

SECTION 193 INTERACTION OF SECTIONS 191 AND 192 WITH OTHER LAWS ETC.

SECTION 194 VOTING AND COMPLETION OF TRANSACTIONS - DIRECTORS OF PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 195 RESTRICTIONS ON VOTING - DIRECTORS OF PUBLIC COMPANIES ONLY

SECTION 196 ASIC POWER TO MAKE DECLARATIONS AND CLASS ORDERS

SECTION 197 DIRECTORS LIABLE FOR DEBTS AND OTHER OBLIGATIONS INCURRED BY CORPORATION AS TRUSTEE

SECTION 198A POWERS OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198B NEGOTIABLE INSTRUMENTS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198C MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 198D DELEGATION

SECTION 198E SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES

SECTION 198F RIGHT OF ACCESS TO COMPANY BOOKS

SECTION 198G EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION

SECTION 199A
to
SECTION 200J

SECTION 199A INDEMNIFICATION AND EXEMPTION OF OFFICER OR AUDITOR

SECTION 199B INSURANCE PREMIUMS FOR CERTAIN LIABILITIES OF DIRECTOR, SECRETARY, OTHER OFFICER OR AUDITOR

SECTION 199C CERTAIN INDEMNITIES, EXEMPTIONS, PAYMENTS AND AGREEMENTS NOT AUTHORISED AND CERTAIN DOCUMENTS VOID

SECTION 200 INTERPRETING THIS DIVISION

SECTION 200AA MEANING OF MANAGERIAL OR EXECUTIVE OFFICE

SECTION 200AB MEANING OF BENEFIT

SECTION 200A WHEN BENEFIT GIVEN IN CONNECTION WITH RETIREMENT FROM AN OFFICE OR POSITION

SECTION 200B RETIREMENT BENEFITS GENERALLY NEED MEMBERSHIP APPROVAL

SECTION 200C BENEFITS ON TRANSFER OF UNDERTAKING OR PROPERTY NEED MEMBERSHIP APPROVAL

SECTION 200D CONTRAVENTION TO RECEIVE BENEFIT WITHOUT MEMBER APPROVAL

SECTION 200E APPROVAL BY MEMBERS

SECTION 200F EXEMPT BENEFITS AND BENEFITS GIVEN IN CERTAIN CIRCUMSTANCES

SECTION 200G GENUINE PAYMENTS OF PENSION AND LUMP SUM

SECTION 200H BENEFITS REQUIRED BY LAW

SECTION 200J BENEFITS TO BE HELD ON TRUST AND REPAID

SECTION 201A
to
SECTION 203F

SECTION 201A MINIMUM NUMBER OF DIRECTORS

SECTION 201B WHO CAN BE A DIRECTOR

SECTION 201C DIRECTORS OF PUBLIC COMPANIES, OR SUBSIDIARIES, OVER 72

SECTION 201D CONSENT TO ACT AS DIRECTOR

SECTION 201E SPECIAL RULES FOR THE APPOINTMENT OF PUBLIC COMPANY DIRECTORS

SECTION 201F SPECIAL RULES FOR THE APPOINTMENT OF DIRECTORS FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES

SECTION 201G COMPANY MAY APPOINT A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201H DIRECTORS MAY APPOINT OTHER DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201J APPOINTMENT OF MANAGING DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201K ALTERNATE DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 201L SIGNPOST - ASIC TO BE NOTIFIED OF APPOINTMENT

SECTION 201M EFFECTIVENESS OF ACTS BY DIRECTORS

SECTION 201N APPLICATION OF SUBDIVISION

SECTION 201P DIRECTORS MUST NOT SET BOARD LIMIT UNLESS PROPOSED LIMIT HAS BEEN APPROVED BY GENERAL MEETING

SECTION 201Q REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS

SECTION 201R RECORDS OF VOTING ON BOARD LIMIT RESOLUTION IF POLL DEMANDED

SECTION 201S NOTICE OF RESOLUTION TO BE LODGED

SECTION 201T DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE

SECTION 201U CONSEQUENCES OF SETTING BOARD LIMIT IN BREACH OF SECTION 201P

SECTION 202A REMUNERATION OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 202B MEMBERS MAY OBTAIN INFORMATION ABOUT DIRECTORS' REMUNERATION

SECTION 202C SPECIAL RULE FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES

SECTION 203A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 203B SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS

SECTION 203C REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 203D REMOVAL BY MEMBERS - PUBLIC COMPANIES

SECTION 203E DIRECTOR CANNOT BE REMOVED BY OTHER DIRECTORS - PUBLIC COMPANIES

SECTION 203F TERMINATION OF APPOINTMENT OF MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 204A
to
SECTION 204G

SECTION 204A MINIMUM NUMBER OF SECRETARIES

SECTION 204B WHO CAN BE A SECRETARY

SECTION 204C CONSENT TO ACT AS SECRETARY

SECTION 204D HOW A SECRETARY IS APPOINTED

SECTION 204E EFFECTIVENESS OF ACTS BY SECRETARIES

SECTION 204F TERMS AND CONDITIONS OF OFFICE FOR SECRETARIES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 204G SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS

SECTION 205A
to
SECTION 205G

SECTION 205A DIRECTOR, SECRETARY OR ALTERNATE DIRECTOR MAY NOTIFY ASIC OF RESIGNATION OR RETIREMENT

SECTION 205B NOTICE OF NAME AND ADDRESS OF DIRECTORS AND SECRETARIES TO ASIC

SECTION 205C DIRECTOR AND SECRETARY MUST GIVE INFORMATION TO COMPANY

SECTION 205D ADDRESS FOR OFFICERS

SECTION 205E ASIC'S POWER TO ASK FOR INFORMATION ABOUT PERSON'S POSITION AS DIRECTOR OR SECRETARY

SECTION 205F DIRECTOR MUST GIVE INFORMATION TO COMPANY

SECTION 205G LISTED COMPANY - DIRECTOR TO NOTIFY MARKET OPERATOR OF SHAREHOLDINGS ETC.

SECTION 206A
to
SECTION 206HB

SECTION 206A DISQUALIFIED PERSON NOT TO MANAGE CORPORATIONS

SECTION 206B AUTOMATIC DISQUALIFICATION - CONVICTIONS, BANKRUPTCY AND FOREIGN COURT ORDERS ETC.

SECTION 206BA EXTENSION OF PERIOD OF AUTOMATIC DISQUALIFICATION UNDER SECTION 206B

SECTION 206C COURT POWER OF DISQUALIFICATION - CONTRAVENTION OF CIVIL PENALTY PROVISION

SECTION 206D COURT POWER OF DISQUALIFICATION - INSOLVENCY AND NON-PAYMENT OF DEBTS

SECTION 206E COURT POWER OF DISQUALIFICATION - REPEATED CONTRAVENTIONS OF ACT

SECTION 206EAA COURT POWER OF DISQUALIFICATION - DISQUALIFICATION UNDER A LAW OF A FOREIGN JURISDICTION

SECTION 206EAB COURT POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME

SECTION 206EA DISQUALIFICATION UNDER THE COMPETITION AND CONSUMER ACT 2010 ETC.

SECTION 206EB DISQUALIFICATION UNDER THE ASIC ACT

SECTION 206F ASIC ' S POWER OF DISQUALIFICATION

SECTION 206GAA ASIC ' S POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME

SECTION 206GAB ASIC POWER TO GRANT LEAVE

SECTION 206G COURT POWER TO GRANT LEAVE

SECTION 206GA INVOLVEMENT OF ACCC - LEAVE ORDERS UNDER SECTION 206G

SECTION 206H LIMITED APPLICATION OF PART TO FOREIGN COMPANIES

SECTION 206HAA LIMITED APPLICATION OF PART TO NOTIFIED FOREIGN PASSPORT FUNDS AND THEIR OPERATORS

SECTION 206HA LIMITED APPLICATION OF PART TO REGISTRABLE AUSTRALIAN BODIES

SECTION 206HB PART DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS

SECTION 206J NO HEDGING OF REMUNERATION OF KEY MANAGEMENT PERSONNEL

SECTION 206K
to
SECTION 206M

SECTION 206K BOARD TO APPROVE REMUNERATION CONSULTANTS

SECTION 206L REMUNERATION RECOMMENDATION BY REMUNERATION CONSULTANTS

SECTION 206M DECLARATION BY REMUNERATION CONSULTANT

SECTION 207
to
SECTION 227

SECTION 207 PURPOSE

SECTION 208 NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT

SECTION 209 CONSEQUENCES OF BREACH

SECTION 210 ARM'S LENGTH TERMS

SECTION 211 REMUNERATION AND REIMBURSEMENT FOR OFFICER OR EMPLOYEE

SECTION 212 INDEMNITIES, EXEMPTIONS, INSURANCE PREMIUMS AND PAYMENT FOR LEGAL COSTS FOR OFFICERS

SECTION 213 SMALL AMOUNTS GIVEN TO RELATED ENTITY

SECTION 214 BENEFIT TO OR BY CLOSELY-HELD SUBSIDIARY

SECTION 215 BENEFITS TO MEMBERS THAT DO NOT DISCRIMINATE UNFAIRLY

SECTION 216 COURT ORDER

SECTION 217 RESOLUTION MAY SPECIFY MATTERS BY CLASS OR KIND

SECTION 218 COMPANY MUST LODGE MATERIAL THAT WILL BE PUT TO MEMBERS WITH ASIC

SECTION 219 REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS

SECTION 220 ASIC MAY COMMENT ON PROPOSED RESOLUTION

SECTION 221 REQUIREMENTS FOR NOTICE OF MEETING

SECTION 222 OTHER MATERIAL PUT TO MEMBERS

SECTION 223 PROPOSED RESOLUTION CANNOT BE VARIED

SECTION 224 VOTING BY OR ON BEHALF OF RELATED PARTY INTERESTED IN PROPOSED RESOLUTION

SECTION 225 VOTING ON THE RESOLUTION

SECTION 226 NOTICE OF RESOLUTION TO BE LODGED

SECTION 227 DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE

SECTION 228
to
SECTION 229

SECTION 228 RELATED PARTIES

SECTION 229 GIVING A FINANCIAL BENEFIT

SECTION 230 GENERAL DUTIES STILL APPLY

SECTION 231
to
SECTION 235

SECTION 231 MEMBERSHIP OF A COMPANY

SECTION 232 GROUNDS FOR COURT ORDER

SECTION 233 ORDERS THE COURT CAN MAKE

SECTION 234 WHO CAN APPLY FOR ORDER

SECTION 235 REQUIREMENT FOR PERSON TO LODGE ORDER

SECTION 236
to
SECTION 242

SECTION 236 BRINGING, OR INTERVENING IN, PROCEEDINGS ON BEHALF OF A COMPANY

SECTION 237 APPLYING FOR AND GRANTING LEAVE

SECTION 238 SUBSTITUTION OF ANOTHER PERSON FOR THE PERSON GRANTED LEAVE

SECTION 239 EFFECT OF RATIFICATION BY MEMBERS

SECTION 240 LEAVE TO DISCONTINUE, COMPROMISE OR SETTLE PROCEEDINGS BROUGHT, OR INTERVENED IN, WITH LEAVE

SECTION 241 GENERAL POWERS OF THE COURT

SECTION 242 POWER OF THE COURT TO MAKE COSTS ORDERS

SECTION 246B
to
SECTION 246H

SECTION 246B VARYING AND CANCELLING CLASS RIGHTS

SECTION 246C CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.

SECTION 246D VARIATION, CANCELLATION OR MODIFICATION WITHOUT UNANIMOUS SUPPORT OF CLASS

SECTION 246E VARIATION, CANCELLATION OR MODIFICATION WITH UNANIMOUS SUPPORT OF CLASS

SECTION 246F COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC

SECTION 246G MEMBER'S COPIES OF DOCUMENTS AND RESOLUTIONS

SECTION 246H APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES THAT ARE COMPANIES LIMITED BY GUARANTEE

SECTION 247A
to
SECTION 247D

SECTION 247A ORDER FOR INSPECTION OF BOOKS OF COMPANY OR REGISTERED SCHEME

SECTION 247B ANCILLARY ORDERS

SECTION 247C DISCLOSURE OF INFORMATION ACQUIRED IN INSPECTION

SECTION 247D COMPANY OR DIRECTORS MAY ALLOW MEMBER TO INSPECT BOOKS (REPLACEABLE RULE SEE SECTION 135)

SECTION 247E SHAREHOLDING DOES NOT PREVENT COMPENSATION CLAIM

SECTION 248A
to
SECTION 248G

SECTION 248A CIRCULATING RESOLUTIONS OF COMPANIES WITH MORE THAN 1 DIRECTOR (REPLACEABLE RULE SEE SECTION 135)

SECTION 248B RESOLUTIONS AND DECLARATIONS OF 1 DIRECTOR PROPRIETARY COMPANIES

SECTION 248C CALLING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248D USE OF TECHNOLOGY

SECTION 248E CHAIRING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248F QUORUM AT DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)

SECTION 248G PASSING OF DIRECTORS' RESOLUTIONS (REPLACEABLE RULE SEE SECTION 135)

SECTION 249A
to
SECTION 250Y

SECTION 249A CIRCULATING RESOLUTIONS OF PROPRIETARY COMPANIES WITH MORE THAN 1 MEMBER

SECTION 249B RESOLUTIONS OF 1 MEMBER COMPANIES

SECTION 249C CALLING OF MEETINGS OF MEMBERS BY A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249CA CALLING OF MEETINGS OF MEMBERS OF A LISTED COMPANY BY A DIRECTOR

SECTION 249D CALLING OF GENERAL MEETING BY DIRECTORS WHEN REQUESTED BY MEMBERS

SECTION 249E FAILURE OF DIRECTORS TO CALL GENERAL MEETING

SECTION 249F CALLING OF GENERAL MEETINGS BY MEMBERS

SECTION 249G CALLING OF MEETINGS OF MEMBERS BY THE COURT

SECTION 249H AMOUNT OF NOTICE OF MEETINGS

SECTION 249HA AMOUNT OF NOTICE OF MEETINGS OF LISTED COMPANY

SECTION 249J NOTICE OF MEETINGS OF MEMBERS TO MEMBERS AND DIRECTORS

SECTION 249K AUDITOR ENTITLED TO NOTICE AND OTHER COMMUNICATIONS

SECTION 249L CONTENTS OF NOTICE OF MEETINGS OF MEMBERS

SECTION 249LA NOTICE OF MEETING NOT REQUIRED TO CONTAIN CERTAIN INFORMATION

SECTION 249M NOTICE OF ADJOURNED MEETINGS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249N MEMBERS' RESOLUTIONS

SECTION 249O COMPANY GIVING NOTICE OF MEMBERS' RESOLUTIONS

SECTION 249P MEMBERS' STATEMENTS TO BE DISTRIBUTED

SECTION 249Q PURPOSE

SECTION 249R TIME AND PLACE FOR MEETINGS OF MEMBERS

SECTION 249S TECHNOLOGY

SECTION 249T QUORUM (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249U CHAIRING MEETINGS OF MEMBERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 249V AUDITOR'S RIGHT TO BE HEARD AT GENERAL MEETINGS

SECTION 249W ADJOURNED MEETINGS

SECTION 249X WHO CAN APPOINT A PROXY (REPLACEABLE RULE FOR PROPRIETARY COMPANIES AND MANDATORY RULE FOR PUBLIC COMPANIES - SEE SECTION 135)

SECTION 249Y RIGHTS OF PROXIES

SECTION 249Z COMPANY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS

SECTION 250A APPOINTING A PROXY

SECTION 250B PROXY DOCUMENTS

SECTION 250BA PROXY DOCUMENTS - LISTED COMPANIES

SECTION 250BB PROXY VOTE IF APPOINTMENT SPECIFIES WAY TO VOTE

SECTION 250BC TRANSFER OF NON-CHAIR PROXY TO CHAIR IN CERTAIN CIRCUMSTANCES

SECTION 250BD PROXY VOTING BY KEY MANAGEMENT PERSONNEL OR CLOSELY RELATED PARTIES

SECTION 250C VALIDITY OF PROXY VOTE

SECTION 250D BODY CORPORATE REPRESENTATIVE

SECTION 250E HOW MANY VOTES A MEMBER HAS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250F JOINTLY HELD SHARES (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250G OBJECTIONS TO RIGHT TO VOTE (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250H VOTES NEED NOT ALL BE CAST IN THE SAME WAY

SECTION 250J HOW VOTING IS CARRIED OUT (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250K MATTERS ON WHICH A POLL MAY BE DEMANDED

SECTION 250L WHEN A POLL IS EFFECTIVELY DEMANDED

SECTION 250M WHEN AND HOW POLLS MUST BE TAKEN (REPLACEABLE RULE - SEE SECTION 135)

SECTION 250N PUBLIC COMPANY MUST HOLD AGM

SECTION 250P EXTENSION OF TIME FOR HOLDING AGM

SECTION 250PAA EXEMPTIONS BY ASIC - CLASS ORDERS RELATING TO EXTERNALLY-ADMINISTERED COMPANIES

SECTION 250PAB EXEMPTIONS BY ASIC - INDIVIDUAL EXTERNALLY-ADMINISTERED COMPANIES

SECTION 250PA WRITTEN QUESTIONS TO AUDITOR SUBMITTED BY MEMBERS OF LISTED COMPANY BEFORE AGM

SECTION 250R BUSINESS OF AGM

SECTION 250RA AUDITOR REQUIRED TO ATTEND LISTED COMPANY'S AGM

SECTION 250S QUESTIONS AND COMMENTS BY MEMBERS ON COMPANY MANAGEMENT AT AGM

SECTION 250SA LISTED COMPANY - REMUNERATION REPORT

SECTION 250T QUESTIONS BY MEMBERS OF AUDITORS AT AGM

SECTION 250U APPLICATION

SECTION 250V RESOLUTION TO HOLD FRESH ELECTIONS FOR DIRECTORS AT SPECIAL MEETING TO BE PUT TO VOTE AT AGM

SECTION 250W CONSEQUENCES OF SPILL RESOLUTION BEING PASSED

SECTION 250X ENSURING THERE ARE AT LEAST 3 DIRECTORS AFTER SPILL MEETING

SECTION 250Y TERM OF OFFICE OF DIRECTOR REAPPOINTED AT SPILL MEETING

SECTION 251A
to
SECTION 251B

SECTION 251A MINUTES

SECTION 251AA DISCLOSURE OF PROXY VOTES - LISTED COMPANIES

SECTION 251B MEMBERS' ACCESS TO MINUTES

SECTION 252A
to
SECTION 253N

SECTION 252A CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY

SECTION 252B CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY WHEN REQUESTED BY MEMBERS

SECTION 252C FAILURE OF RESPONSIBLE ENTITY TO CALL MEETING OF THE SCHEME'S MEMBERS

SECTION 252D CALLING OF MEETINGS OF MEMBERS BY MEMBERS

SECTION 252E CALLING OF MEETINGS OF MEMBERS BY THE COURT

SECTION 252F AMOUNT OF NOTICE OF MEETINGS

SECTION 252G NOTICE OF MEETINGS OF MEMBERS TO MEMBERS, DIRECTORS AND AUDITORS

SECTION 252H AUDITORS ENTITLED TO OTHER COMMUNICATIONS

SECTION 252J CONTENTS OF NOTICE OF MEETINGS OF MEMBERS

SECTION 252K NOTICE OF ADJOURNED MEETINGS

SECTION 252L MEMBERS' RESOLUTIONS

SECTION 252M RESPONSIBLE ENTITY GIVING NOTICE OF MEMBERS' RESOLUTIONS

SECTION 252N MEMBERS' STATEMENTS TO BE DISTRIBUTED

SECTION 252P TIME AND PLACE FOR MEETINGS OF MEMBERS

SECTION 252Q TECHNOLOGY

SECTION 252R QUORUM

SECTION 252S CHAIRING MEETINGS OF MEMBERS

SECTION 252T AUDITORS' RIGHT TO BE HEARD AT MEETINGS OF MEMBERS

SECTION 252U ADJOURNED MEETINGS

SECTION 252V WHO CAN APPOINT A PROXY

SECTION 252W RIGHTS OF PROXIES

SECTION 252X RESPONSIBLE ENTITY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS

SECTION 252Y APPOINTING A PROXY

SECTION 252Z PROXY DOCUMENTS

SECTION 253A VALIDITY OF PROXY VOTE

SECTION 253B BODY CORPORATE REPRESENTATIVE

SECTION 253C HOW MANY VOTES A MEMBER HAS

SECTION 253D JOINTLY HELD INTERESTS

SECTION 253E RESPONSIBLE ENTITY AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION

SECTION 253F HOW TO WORK OUT THE VALUE OF AN INTEREST

SECTION 253G OBJECTIONS TO A RIGHT TO VOTE

SECTION 253H VOTES NEED NOT ALL BE CAST IN THE SAME WAY

SECTION 253J HOW VOTING IS CARRIED OUT

SECTION 253K MATTERS ON WHICH A POLL MAY BE DEMANDED

SECTION 253L WHEN A POLL IS EFFECTIVELY DEMANDED

SECTION 253M MINUTES

SECTION 253N MEMBERS' ACCESS TO MINUTES

SECTION 254A
to
SECTION 254H

SECTION 254A POWER TO ISSUE BONUS, PARTLY-PAID, PREFERENCE AND REDEEMABLE PREFERENCE SHARES

SECTION 254B TERMS OF ISSUE

SECTION 254C NO PAR VALUE SHARES

SECTION 254D PRE-EMPTION FOR EXISTING SHAREHOLDERS ON ISSUE OF SHARES IN PROPRIETARY COMPANY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 254E COURT VALIDATION OF ISSUE

SECTION 254F BEARER SHARES AND STOCK MUST NOT BE ISSUED

SECTION 254G CONVERSION OF SHARES

SECTION 254H RESOLUTION TO CONVERT SHARES INTO LARGER OR SMALLER NUMBER

SECTION 254J
to
SECTION 254L

SECTION 254J REDEMPTION MUST BE IN ACCORDANCE WITH TERMS OF ISSUE

SECTION 254K OTHER REQUIREMENTS ABOUT REDEMPTION

SECTION 254L CONSEQUENCES OF CONTRAVENING SECTION 254J OR 254K

SECTION 254M
to
SECTION 254R

SECTION 254M LIABILITY ON PARTLY-PAID SHARES

SECTION 254N CALLS MAY BE LIMITED TO WHEN COMPANY IS EXTERNALLY-ADMINISTERED

SECTION 254P NO LIABILITY COMPANIES - CALLS ON SHARES

SECTION 254Q NO LIABILITY COMPANIES - FORFEITURE AND SALE OF SHARES FOR FAILURE TO MEET CALL

SECTION 254R NO LIABILITY COMPANIES - REDEMPTION OF FORFEITED SHARES

SECTION 254S CAPITALISATION OF PROFITS

SECTION 254SA
to
SECTION 254WA

SECTION 254SA COMPANIES LIMITED BY GUARANTEE NOT TO PAY DIVIDENDS

SECTION 254T CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID

SECTION 254U OTHER PROVISIONS ABOUT PAYING DIVIDENDS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 254V WHEN DOES THE COMPANY INCUR A DEBT?

SECTION 254W DIVIDEND RIGHTS

SECTION 254WA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 254X
to
SECTION 254Y

SECTION 254X NOTICE TO ASIC OF SHARE ISSUE

SECTION 254Y NOTICE TO ASIC OF SHARE CANCELLATION

SECTION 256A
to
SECTION 258G

SECTION 256A PURPOSE

SECTION 256B COMPANY MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED

SECTION 256C SHAREHOLDER APPROVAL

SECTION 256D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256B

SECTION 256E SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 257A THE COMPANY'S POWER TO BUY BACK ITS OWN SHARES

SECTION 257B BUY-BACK PROCEDURE - GENERAL

SECTION 257C BUY-BACK PROCEDURE - SHAREHOLDER APPROVAL IF THE 10/12 LIMIT EXCEEDED

SECTION 257D BUY-BACK PROCEDURE - SPECIAL SHAREHOLDER APPROVAL FOR SELECTIVE BUY-BACK

SECTION 257E BUY-BACK PROCEDURE - LODGMENT OF OFFER DOCUMENTS WITH ASIC

SECTION 257F NOTICE OF INTENDED BUY-BACK

SECTION 257G BUY-BACK PROCEDURE - DISCLOSURE OF RELEVANT INFORMATION WHEN OFFER MADE

SECTION 257H ACCEPTANCE OF OFFER AND TRANSFER OF SHARES TO THE COMPANY

SECTION 257J SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 258A UNLIMITED COMPANIES

SECTION 258B RIGHT TO OCCUPY OR USE REAL PROPERTY

SECTION 258C BROKERAGE OR COMMISSION

SECTION 258D CANCELLATION OF FORFEITED SHARES

SECTION 258E OTHER SHARE CANCELLATIONS

SECTION 258F REDUCTIONS BECAUSE OF LOST CAPITAL

SECTION 258G APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 259A
to
SECTION 259F

SECTION 259A DIRECTLY ACQUIRING OWN SHARES

SECTION 259B TAKING SECURITY OVER OWN SHARES OR SHARES IN HOLDING COMPANY

SECTION 259C ISSUING OR TRANSFERRING SHARES TO CONTROLLED ENTITY

SECTION 259D COMPANY CONTROLLING ENTITY THAT HOLDS SHARES IN IT

SECTION 259E WHEN A COMPANY CONTROLS AN ENTITY

SECTION 259F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 259A OR 259B

SECTION 260A
to
SECTION 260DA

SECTION 260A FINANCIAL ASSISTANCE BY A COMPANY FOR ACQUIRING SHARES IN THE COMPANY OR A HOLDING COMPANY

SECTION 260B SHAREHOLDER APPROVAL

SECTION 260C EXEMPTED FINANCIAL ASSISTANCE

SECTION 260D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 260A

SECTION 260DA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES

SECTION 260E
to
CHAPTER 2K - CHARGES [ REPEALED]

SECTION 260E GENERAL DUTIES STILL APPLY

CHAPTER 2K - CHARGES [ REPEALED]

SECTION 283AA
to
SECTION 283AE

SECTION 283AA REQUIREMENT FOR TRUST DEED AND TRUSTEE

SECTION 283AB TRUST DEED

SECTION 283AC WHO CAN BE A TRUSTEE

SECTION 283AD EXISTING TRUSTEE CONTINUES TO ACT UNTIL NEW TRUSTEE TAKES OFFICE

SECTION 283AE REPLACEMENT OF TRUSTEE

SECTION 283BA
to
SECTION 283BI

SECTION 283BA DUTIES OF BORROWER

SECTION 283BB GENERAL DUTIES

SECTION 283BC DUTY TO NOTIFY ASIC OF INFORMATION RELATED TO TRUSTEE

SECTION 283BCA REGISTER RELATING TO TRUSTEES FOR DEBENTURE HOLDERS

SECTION 283BD DUTY TO REPLACE TRUSTEE

SECTION 283BE DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS

SECTION 283BF DUTY TO GIVE TRUSTEE AND ASIC QUARTERLY REPORTS

SECTION 283BG EXCEPTIONS TO BORROWER ' S DUTY TO REPORT TO TRUSTEE AND ASIC

SECTION 283BH HOW DEBENTURES MAY BE DESCRIBED

SECTION 283BI OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES

SECTION 283CA
to
SECTION 283CE

SECTION 283CA DUTIES OF GUARANTOR

SECTION 283CB GENERAL DUTIES

SECTION 283CC DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS

SECTION 283CD EXCEPTIONS TO GUARANTOR ' S DUTY TO INFORM TRUSTEE

SECTION 283CE OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES

SECTION 283DA
to
SECTION 283DC

SECTION 283DA TRUSTEE ' S DUTIES

SECTION 283DB EXEMPTIONS AND INDEMNIFICATIONS OF TRUSTEE FROM LIABILITY

SECTION 283DC INDEMNITY

SECTION 283EA
to
SECTION 283EC

SECTION 283EA BORROWER'S DUTY TO CALL MEETING

SECTION 283EB TRUSTEE'S POWER TO CALL MEETING

SECTION 283EC COURT MAY ORDER MEETING

SECTION 283F CIVIL LIABILITY FOR CONTRAVENING THIS CHAPTER

SECTION 283GA
to
SECTION 283GB

SECTION 283GA ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 283GB ASIC MAY APPROVE BODY CORPORATE TO BE TRUSTEE

SECTION 283HA
to
SECTION 283HB

SECTION 283HA GENERAL COURT POWER TO GIVE DIRECTIONS AND DETERMINE QUESTIONS

SECTION 283HB SPECIFIC COURT POWERS

SECTION 283I SIGNPOST TO OTHER DEBENTURE PROVISIONS

SECTION 285
to
SECTION 285A

SECTION 285 OVERVIEW OF OBLIGATIONS UNDER THIS CHAPTER

SECTION 285A OVERVIEW OF OBLIGATIONS OF COMPANIES LIMITED BY GUARANTEE

SECTION 286
to
SECTION 291

SECTION 286 OBLIGATION TO KEEP FINANCIAL RECORDS

SECTION 287 LANGUAGE REQUIREMENTS

SECTION 288 PHYSICAL FORMAT

SECTION 289 PLACE WHERE RECORDS ARE KEPT

SECTION 290 DIRECTOR ACCESS

SECTION 291 SIGNPOSTS TO OTHER RELEVANT PROVISIONS

SECTION 292
to
Division 9 - Reference of financial report to the Financial Reporting Panel

SECTION 292 WHO HAS TO PREPARE ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS

SECTION 293 SMALL PROPRIETARY COMPANY - SHAREHOLDER DIRECTION

SECTION 294 SMALL PROPRIETARY COMPANY - ASIC DIRECTION

SECTION 294A SMALL COMPANY LIMITED BY GUARANTEE - MEMBER DIRECTION

SECTION 294B SMALL COMPANY LIMITED BY GUARANTEE - ASIC DIRECTION

SECTION 295 CONTENTS OF ANNUAL FINANCIAL REPORT

SECTION 295A DECLARATION IN RELATION TO LISTED ENTITY'S FINANCIAL STATEMENTS BY CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER

SECTION 296 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS

SECTION 297 TRUE AND FAIR VIEW

SECTION 298 ANNUAL DIRECTORS ' REPORT

SECTION 299 ANNUAL DIRECTORS' REPORT - GENERAL INFORMATION

SECTION 299A ANNUAL DIRECTORS ' REPORT - ADDITIONAL GENERAL REQUIREMENTS FOR LISTED ENTITIES

SECTION 300 ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION

SECTION 300A ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION TO BE PROVIDED BY LISTED COMPANIES

SECTION 300B ANNUAL DIRECTORS ' REPORT - COMPANIES LIMITED BY GUARANTEE

SECTION 301 AUDIT OF ANNUAL FINANCIAL REPORT

SECTION 302 DISCLOSING ENTITY MUST PREPARE HALF-YEAR FINANCIAL REPORT AND DIRECTORS' REPORT

SECTION 303 CONTENTS OF HALF-YEAR FINANCIAL REPORT

SECTION 304 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS

SECTION 305 TRUE AND FAIR VIEW

SECTION 306 HALF-YEAR DIRECTORS ' REPORT

SECTION 307 AUDIT

SECTION 307A AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS

SECTION 307B AUDIT WORKING PAPERS TO BE RETAINED FOR 7 YEARS

SECTION 307C AUDITOR ' S INDEPENDENCE DECLARATION

SECTION 308 AUDITOR ' S REPORT ON ANNUAL FINANCIAL REPORT

SECTION 309 AUDITOR'S REPORT ON HALF-YEAR FINANCIAL REPORT

SECTION 310 AUDITOR'S POWER TO OBTAIN INFORMATION

SECTION 311 REPORTING TO ASIC

SECTION 312 ASSISTING AUDITOR

SECTION 313 SPECIAL PROVISIONS ON AUDIT OF DEBENTURE ISSUERS AND GUARANTORS

SECTION 314 ANNUAL FINANCIAL REPORTING BY COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES TO MEMBERS

SECTION 314A ANNUAL FINANCIAL REPORTING BY NOTIFIED FOREIGN PASSPORT FUNDS TO AUSTRALIAN MEMBERS

SECTION 315 DEADLINE FOR REPORTING TO MEMBERS

SECTION 316 CHOICES FOR MEMBERS OF COMPANIES, REGISTERED SCHEMES OR DISCLOSING ENTITIES

SECTION 316AA CHOICES FOR AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 316A ANNUAL FINANCIAL REPORTING TO MEMBERS OF COMPANIES LIMITED BY GUARANTEE

SECTION 317 CONSIDERATION OF REPORTS AT AGM

SECTION 318 ADDITIONAL REPORTING BY DEBENTURE ISSUERS

SECTION 319 LODGMENT OF ANNUAL REPORTS WITH ASIC

SECTION 320 LODGMENT OF HALF-YEAR REPORTS WITH ASIC

SECTION 321 ASIC POWER TO REQUIRE LODGMENT

SECTION 322 RELODGMENT IF FINANCIAL STATEMENTS OR DIRECTORS ' REPORTS AMENDED AFTER LODGMENT

SECTION 323 DIRECTORS AND OFFICERS OF CONTROLLED ENTITY TO GIVE INFORMATION

SECTION 323A AUDITOR'S POWER TO OBTAIN INFORMATION FROM CONTROLLED ENTITY

SECTION 323B CONTROLLED ENTITY TO ASSIST AUDITOR

SECTION 323C APPLICATION OF DIVISION TO ENTITY THAT HAS CEASED TO BE CONTROLLED

SECTION 323D FINANCIAL YEARS AND HALF-YEARS FOR COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES

SECTION 323DAA FINANCIAL YEARS FOR NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 323DA LISTED COMPANIES TO DISCLOSE INFORMATION FILED OVERSEAS

Division 9 - Reference of financial report to the Financial Reporting Panel

SECTION 324
to
SECTION 331AE

SECTION 324 QUALIFICATIONS OF AUDITORS

SECTION 324AA INDIVIDUAL AUDITORS, AUDIT FIRMS AND AUTHORISED AUDIT COMPANIES

SECTION 324AB EFFECT OF APPOINTING FIRM AS AUDITOR - GENERAL

SECTION 324AC EFFECT OF APPOINTING FIRM AS AUDITOR - RECONSTITUTION OF FIRM

SECTION 324AD EFFECT OF APPOINTING COMPANY AS AUDITOR

SECTION 324AE PROFESSIONAL MEMBERS OF THE AUDIT TEAM

SECTION 324AF LEAD AND REVIEW AUDITORS

SECTION 324BA REGISTRATION REQUIREMENTS FOR APPOINTMENT OF INDIVIDUAL AS AUDITOR

SECTION 324BB REGISTRATION REQUIREMENTS FOR APPOINTMENT OF FIRM AS AUDITOR

SECTION 324BC REGISTRATION REQUIREMENTS FOR APPOINTMENT OF COMPANY AS AUDITOR

SECTION 324BD EXCEPTION FROM REGISTRATION REQUIREMENT FOR PROPRIETARY COMPANY

SECTION 324BE EXCEPTION FROM REGISTRATION REQUIREMENT - REVIEWING FINANCIAL REPORTS OF COMPANIES LIMITED BY GUARANTEE

SECTION 324CA GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - AUDITORS

SECTION 324CB GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - MEMBER OF AUDIT FIRM

SECTION 324CC GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - DIRECTOR OF AUDIT COMPANY

SECTION 324CD CONFLICT OF INTEREST SITUATION

SECTION 324CE AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR INDIVIDUAL AUDITOR

SECTION 324CF AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT FIRM

SECTION 324CG AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT COMPANY

SECTION 324CH RELEVANT RELATIONSHIPS

SECTION 324CI SPECIAL RULE FOR RETIRING PARTNERS OF AUDIT FIRMS AND RETIRING DIRECTORS OF AUTHORISED AUDIT COMPANIES

SECTION 324CJ SPECIAL RULE FOR RETIRING PROFESSIONAL MEMBER OF AUDIT COMPANY

SECTION 324CK MULTIPLE FORMER AUDIT FIRM PARTNERS OR AUDIT COMPANY DIRECTORS

SECTION 324CL PEOPLE WHO ARE REGARDED AS OFFICERS OF A COMPANY FOR THE PURPOSES OF THIS DIVISION

SECTION 324CM DELIBERATELY DISQUALIFYING AUDITOR

SECTION 324DA LIMITED TERM FOR ELIGIBILITY TO PLAY SIGNIFICANT ROLE IN AUDIT OF A LISTED COMPANY OR LISTED REGISTERED SCHEME

SECTION 324DAA DIRECTORS MAY EXTEND ELIGIBILITY TERM

SECTION 324DAB REQUIREMENTS FOR DIRECTORS TO APPROVE EXTENSION OF ELIGIBILITY TERM

SECTION 324DAC NOTIFICATIONS ABOUT APPROVAL TO EXTEND ELIGIBILITY TERM

SECTION 324DAD APPROVAL INEFFECTIVE UNLESS IT COMPLIES WITH REQUIREMENTS

SECTION 324DB INDIVIDUAL'S ROTATION OBLIGATION

SECTION 324DC AUDIT FIRM ' S ROTATION OBLIGATION

SECTION 324DD AUDIT COMPANY ' S ROTATION OBLIGATION

SECTION 325 APPOINTMENT OF AUDITOR BY PROPRIETARY COMPANY

SECTION 327 APPOINTMENT OF AUDITORS

SECTION 327A PUBLIC COMPANY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)

SECTION 327B PUBLIC COMPANY AUDITOR (ANNUAL APPOINTMENTS AT AGMs TO FILL VACANCIES)

SECTION 327C PUBLIC COMPANY AUDITOR (APPOINTMENT TO FILL CASUAL VACANCY)

SECTION 327D APPOINTMENT TO REPLACE AUDITOR REMOVED FROM OFFICE

SECTION 327E ASIC MAY APPOINT A COMPANY AUDITOR IF AUDITOR REMOVED BUT NOT REPLACED

SECTION 327F ASIC ' S GENERAL POWER TO APPOINT A COMPANY AUDITOR

SECTION 327G RESTRICTIONS ON ASIC ' S POWERS TO APPOINT A COMPANY AUDITOR

SECTION 327H EFFECT ON APPOINTMENT OF PUBLIC COMPANY AUDITOR OF COMPANY BEGINNING TO BE CONTROLLED BY A CORPORATION

SECTION 327I REMAINING AUDITORS MAY ACT DURING VACANCY

SECTION 328 NOMINATION OF AUDITORS

SECTION 328A AUDITOR ' S CONSENT TO APPOINTMENT

SECTION 328B NOMINATION OF AUDITOR

SECTION 328C PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN CROWD-SOURCED FUNDING CONCESSION ENDS)

SECTION 328D PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN $3 MILLION RAISED USING CROWD-SOURCED FUNDING)

SECTION 328E CROWD-SOURCED FUNDING - PERIOD OF OFFICE

SECTION 329 REMOVAL AND RESIGNATION OF AUDITORS

SECTION 330 EFFECT OF WINDING UP ON OFFICE OF AUDITOR

SECTION 331 FEES AND EXPENSES OF AUDITORS

SECTION 331AA QUALIFICATIONS OF AUDITORS

SECTION 331AB APPOINTMENT OF AUDITORS

SECTION 331AAA REGISTERED SCHEME AUDITOR (INITIAL APPOINTMENT OF AUDITOR)

SECTION 331AAB REGISTERED SCHEME AUDITOR (APPOINTMENT TO FILL VACANCY)

SECTION 331AAC ASIC'S POWER TO APPOINT REGISTERED SCHEME AUDITOR

SECTION 331AAD REMAINING AUDITORS MAY ACT DURING VACANCY

SECTION 331AC REMOVAL AND RESIGNATION OF AUDITORS

SECTION 331AD EFFECT OF WINDING UP ON OFFICE OF AUDITOR

SECTION 331AE FEES AND EXPENSES OF AUDITORS

SECTION 332
to
SECTION 332G

SECTION 332 MEANING OF TRANSPARENCY REPORTING AUDITOR AND TRANSPARENCY REPORTING YEAR

SECTION 332A TRANSPARENCY REPORTING AUDITORS MUST PUBLISH ANNUAL TRANSPARENCY REPORTS

SECTION 332B CONTENT OF ANNUAL TRANSPARENCY REPORT

SECTION 332C EXTENSION OF PERIOD FOR PUBLICATION OF ANNUAL TRANSPARENCY REPORT

SECTION 332D EXEMPTION ORDERS - APPLICATIONS BY TRANSPARENCY REPORTING AUDITORS

SECTION 332E EXEMPTION ORDERS - CLASS ORDERS FOR TRANSPARENCY REPORTING AUDITORS

SECTION 332F EXEMPTION ORDERS - CRITERIA FOR ORDERS

SECTION 332G OFFENCES BY MEMBERS OF AUDIT FIRM

SECTION 334
to
SECTION 339

SECTION 334 ACCOUNTING STANDARDS

SECTION 335 EQUITY ACCOUNTING

SECTION 336 AUDITING STANDARDS

SECTION 337 INTERPRETATION OF ACCOUNTING AND AUDITING STANDARDS

SECTION 338 EVIDENCE OF TEXT OF ACCOUNTING STANDARD OR AUDITING STANDARD

SECTION 339 EVIDENCE OF TEXT OF ACCOUNTING STANDARD

SECTION 340
to
SECTION 343A

SECTION 340 EXEMPTION ORDERS - COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES

SECTION 340A EXEMPTION ORDERS - NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 341 EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES

SECTION 341A EXEMPTION ORDERS - CLASS ORDERS FOR NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 342 EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR COMPANIES, REGISTERED SCHEMES, NOTIFIED FOREIGN PASSPORT FUNDS AND DISCLOSING ENTITIES

SECTION 342AA EXEMPTION ORDERS - NON-AUDITOR MEMBERS AND FORMER MEMBERS OF AUDIT FIRMS; FORMER EMPLOYEES OF AUDIT COMPANIES

SECTION 342AB EXEMPTION ORDERS - CLASS ORDERS FOR NON-AUDITOR MEMBERS ETC.

SECTION 342AC EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR NON-AUDITOR MEMBERS ETC.

SECTION 342A ASIC'S POWER TO MODIFY THE OPERATION OF SECTION 324DA

SECTION 342B AUDITOR TO NOTIFY COMPANY OR REGISTERED SCHEME OF SECTION 342A DECLARATION

SECTION 343 MODIFICATION BY REGULATIONS

SECTION 343A MINISTER MAY APPLY THE CHAPTER TO NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 344 CONTRAVENTION OF PART 2M.2 OR 2M.3, OR OF CERTAIN PROVISIONS OF PART 2M.4

SECTION 345A
to
SECTION 345C

SECTION 345A REVIEW DATE

SECTION 345B COMPANY, RESPONSIBLE ENTITY OR OPERATOR MAY CHANGE REVIEW DATE

SECTION 345C WHEN CHOICE HAS EFFECT

SECTION 346A
to
SECTION 346C

SECTION 346A ASIC MUST GIVE AN EXTRACT OF PARTICULARS EACH YEAR

SECTION 346B ASIC MAY ASK QUESTIONS

SECTION 346C REQUIREMENTS IN RELATION TO AN EXTRACT OF PARTICULARS

SECTION 347A
to
SECTION 347C

SECTION 347A DIRECTORS MUST PASS A SOLVENCY RESOLUTION AFTER EACH REVIEW DATE

SECTION 347B NOTICE TO ASIC

SECTION 347C PAYMENT OF REVIEW FEE IS TAKEN TO BE A REPRESENTATION BY THE DIRECTORS THAT THE COMPANY IS SOLVENT

SECTION 348A
to
SECTION 348D

SECTION 348A ASIC MAY GIVE A RETURN OF PARTICULARS

SECTION 348B ASIC MAY ASK QUESTIONS

SECTION 348C ASIC MAY REQUIRE A SOLVENCY RESOLUTION AND STATEMENT

SECTION 348D GENERAL REQUIREMENTS IN RELATION TO A RETURN OF PARTICULARS

SECTION 349A
to
SECTION 354

SECTION 349A PROPRIETARY COMPANIES MUST NOTIFY ASIC OF CHANGES TO ULTIMATE HOLDING COMPANY

SECTION 349B ANOTHER COMPANY BECOMES AN ULTIMATE HOLDING COMPANY

SECTION 349C A COMPANY CEASES TO BE AN ULTIMATE HOLDING COMPANY

SECTION 349D ULTIMATE HOLDING COMPANY CHANGES ITS NAME

SECTION 350 FORMS FOR DOCUMENTS TO BE LODGED WITH ASIC

SECTION 351 SIGNING DOCUMENTS LODGED WITH ASIC

SECTION 352 DOCUMENTS LODGED WITH ASIC ELECTRONICALLY

SECTION 353 ELECTRONIC LODGMENT OF CERTAIN DOCUMENTS

SECTION 354 TELEPHONE NOTICE OF CERTAIN CHANGES

SECTION 410
to
SECTION 415G

SECTION 410 INTERPRETATION

SECTION 411 ADMINISTRATION OF COMPROMISES ETC.

SECTION 412 INFORMATION AS TO COMPROMISE WITH CREDITORS

SECTION 413 PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF PART 5.1 BODIES

SECTION 414 ACQUISITION OF SHARES OF SHAREHOLDERS DISSENTING FROM SCHEME OR CONTRACT APPROVED BY MAJORITY

SECTION 415 NOTIFICATION OF APPOINTMENT OF SCHEME MANAGER AND POWER OF COURT TO REQUIRE REPORT

SECTION 415A OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS

SECTION 415B INTERIM ORDER ON APPLICATION UNDER SECTION 415A

SECTION 415C ORDER UNDER SECTION 415A DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION

SECTION 415D STAY ON ENFORCING RIGHTS MERELY BECAUSE OF A PROCEEDING UNDER THIS PART ETC.

SECTION 415E LIFTING THE STAY

SECTION 415F ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 415FA SELF-EXECUTING PROVISIONS

SECTION 415G WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 416
to
SECTION 434M

SECTION 416 DEFINITIONS

SECTION 417 APPLICATION OF PART

SECTION 418 PERSONS NOT TO ACT AS RECEIVERS

SECTION 418A COURT MAY DECLARE WHETHER CONTROLLER IS VALIDLY ACTING

SECTION 419 LIABILITY OF CONTROLLER

SECTION 419A LIABILITY OF CONTROLLER UNDER PRE-EXISTING AGREEMENT ABOUT PROPERTY USED BY CORPORATION

SECTION 420 POWERS OF RECEIVER

SECTION 420A CONTROLLER'S DUTY OF CARE IN EXERCISING POWER OF SALE

SECTION 420B COURT MAY AUTHORISE MANAGING CONTROLLER TO DISPOSE OF PROPERTY DESPITE PRIOR SECURITY INTEREST

SECTION 420C RECEIVER'S POWER TO CARRY ON CORPORATION'S BUSINESS DURING WINDING UP

SECTION 421 MANAGING CONTROLLER'S DUTIES IN RELATION TO BANK ACCOUNTS AND FINANCIAL RECORDS

SECTION 421A MANAGING CONTROLLER TO REPORT WITHIN 2 MONTHS ABOUT CORPORATION'S AFFAIRS

SECTION 422 REPORTS BY RECEIVER OR MANAGING CONTROLLER

SECTION 422A ANNUAL RETURN BY CONTROLLER

SECTION 422B END OF CONTROL RETURN

SECTION 422C TRANSFER OF BOOKS TO NEW CONTROLLER

SECTION 422D TRANSFER OF BOOKS TO ASIC ETC.

SECTION 423 SUPERVISION OF CONTROLLER

SECTION 424 CONTROLLER MAY APPLY TO COURT

SECTION 425 COURT'S POWER TO FIX RECEIVER'S REMUNERATION

SECTION 426 CONTROLLER HAS QUALIFIED PRIVILEGE IN CERTAIN CASES

SECTION 427 NOTIFICATION OF MATTERS RELATING TO CONTROLLER

SECTION 428 STATEMENT THAT RECEIVER APPOINTED OR OTHER CONTROLLER ACTING

SECTION 429 OFFICERS TO REPORT TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS

SECTION 429A SPECIAL RULES FOR SCHEME PROPERTY

SECTION 430 CONTROLLER MAY REQUIRE REPORTS

SECTION 431 CONTROLLER MAY INSPECT BOOKS

SECTION 432 AUDITING RETURNS BY CONTROLLERS

SECTION 433 PROPERTY SUBJECT TO CIRCULATING SECURITY INTEREST - PAYMENT OF CERTAIN DEBTS TO HAVE PRIORITY

SECTION 434 ENFORCING CONTROLLER'S DUTY TO MAKE RETURNS

SECTION 434A COURT MAY REMOVE CONTROLLER FOR MISCONDUCT

SECTION 434B COURT MAY REMOVE REDUNDANT CONTROLLER

SECTION 434C EFFECT OF SECTIONS 434A AND 434B

SECTION 434D APPOINTMENT OF 2 OR MORE RECEIVERS OF PROPERTY OF A CORPORATION

SECTION 434E APPOINTMENT OF 2 OR MORE RECEIVERS AND MANAGERS OF PROPERTY OF A CORPORATION

SECTION 434F APPOINTMENT OF 2 OR MORE CONTROLLERS OF PROPERTY OF A CORPORATION

SECTION 434G APPOINTMENT OF 2 OR MORE MANAGING CONTROLLERS OF PROPERTY OF A CORPORATION

SECTION 434H REGULATIONS MAY PROVIDE FOR REPORTING TO ASIC

SECTION 434J STAY ON ENFORCING RIGHTS MERELY BECAUSE OF THE APPOINTMENT OF A MANAGING CONTROLLER OF A CORPORATION ' S PROPERTY ETC.

SECTION 434K LIFTING THE STAY

SECTION 434L ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 434LA SELF-EXECUTING PROVISIONS

SECTION 434M WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 435A
to
SECTION 451H

SECTION 435A OBJECT OF PART

SECTION 435B DEFINITIONS

SECTION 435C WHEN ADMINISTRATION BEGINS AND ENDS

SECTION 436A COMPANY MAY APPOINT ADMINISTRATOR IF BOARD THINKS IT IS OR WILL BECOME INSOLVENT

SECTION 436B LIQUIDATOR MAY APPOINT ADMINISTRATOR

SECTION 436C SECURED PARTY MAY APPOINT ADMINISTRATOR

SECTION 436D COMPANY ALREADY UNDER ADMINISTRATION

SECTION 436DA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS

SECTION 436E PURPOSE AND TIMING OF FIRST MEETING OF CREDITORS

SECTION 436F FUNCTIONS OF COMMITTEE OF CREDITORS

SECTION 436G MEMBERSHIP OF COMMITTEE

SECTION 437A ROLE OF ADMINISTRATOR

SECTION 437B ADMINISTRATOR ACTS AS COMPANY'S AGENT

SECTION 437C POWERS OF OTHER OFFICERS SUSPENDED

SECTION 437D ONLY ADMINISTRATOR CAN DEAL WITH COMPANY'S PROPERTY

SECTION 437E ORDER FOR COMPENSATION WHERE OFFICER INVOLVED IN VOID TRANSACTION

SECTION 437F EFFECT OF ADMINISTRATION ON COMPANY'S MEMBERS

SECTION 438A ADMINISTRATOR TO INVESTIGATE AFFAIRS AND CONSIDER POSSIBLE COURSES OF ACTION

SECTION 438B DIRECTORS TO HELP ADMINISTRATOR

SECTION 438C ADMINISTRATOR'S RIGHTS TO COMPANY'S BOOKS

SECTION 438D REPORTS BY ADMINISTRATOR

SECTION 438E ADMINISTRATOR ' S ACCOUNTS

SECTION 439A ADMINISTRATOR TO CONVENE MEETING AND INFORM CREDITORS

SECTION 439B CONDUCT OF MEETING

SECTION 439C WHAT CREDITORS MAY DECIDE

SECTION 440A WINDING UP COMPANY

SECTION 440B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS

SECTION 440BA LIENS AND PLEDGES

SECTION 440BB DISTRESS FOR RENT MUST NOT BE CARRIED OUT

SECTION 440C OWNER OR LESSOR CANNOT RECOVER PROPERTY USED BY COMPANY

SECTION 440D STAY OF PROCEEDINGS

SECTION 440E ADMINISTRATOR NOT LIABLE IN DAMAGES FOR REFUSING CONSENT

SECTION 440F SUSPENSION OF ENFORCEMENT PROCESS

SECTION 440G DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY

SECTION 440H LIS PENDENS TAKEN TO EXIST

SECTION 440J ADMINISTRATION NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY'S LIABILITY

SECTION 440JA PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS DIVISION

SECTION 441 APPLICATION OF DIVISION

SECTION 441AA APPLICATION OF SUBDIVISION - PPSA SECURITY INTERESTS

SECTION 441A SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD

SECTION 441B WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE ADMINISTRATION

SECTION 441C SECURITY INTEREST IN PERISHABLE PROPERTY

SECTION 441D COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY

SECTION 441E GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.

SECTION 441EA SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST

SECTION 441EB SCOPE OF SUBDIVISION

SECTION 441F WHERE RECOVERY OF PROPERTY BEGINS BEFORE ADMINISTRATION

SECTION 441G RECOVERING PERISHABLE PROPERTY

SECTION 441H COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY

SECTION 441J GIVING A NOTICE UNDER AN AGREEMENT ABOUT PROPERTY

SECTION 441JA SALE OF PROPERTY SUBJECT TO A LIEN OR PLEDGE

SECTION 441K EFFECT OF DIVISION

SECTION 442A ADDITIONAL POWERS OF ADMINISTRATOR

SECTION 442B DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS

SECTION 442C WHEN ADMINISTRATOR MAY DISPOSE OF ENCUMBERED PROPERTY

SECTION 442CA PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST - INSPECTION OR EXAMINATION BY POTENTIAL PURCHASERS ETC.

SECTION 442CB PROPERTY SUBJECT TO A SECURITY INTEREST OR TO A RETENTION OF TITLE CLAUSE - ADMINISTRATOR ' S DUTY OF CARE IN EXERCISING POWER OF SALE

SECTION 442CC PROCEEDS OF SALE OF PROPERTY

SECTION 442D ADMINISTRATOR ' S POWERS SUBJECT TO POWERS OF SECURED PARTY, RECEIVER OR CONTROLLER

SECTION 442E ADMINISTRATOR HAS QUALIFIED PRIVILEGE

SECTION 442F PROTECTION OF PERSONS DEALING WITH ADMINISTRATOR

SECTION 443A GENERAL DEBTS

SECTION 443B PAYMENTS FOR PROPERTY USED OR OCCUPIED BY, OR IN THE POSSESSION OF, THE COMPANY

SECTION 443BA CERTAIN TAXATION LIABILITIES

SECTION 443C ADMINISTRATOR NOT OTHERWISE LIABLE FOR COMPANY'S DEBTS

SECTION 443D RIGHT OF INDEMNITY

SECTION 443E RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS

SECTION 443F LIEN TO SECURE INDEMNITY

SECTION 444A EFFECT OF CREDITORS' RESOLUTION

SECTION 444B EXECUTION OF DEED

SECTION 444C CREDITOR ETC. NOT TO ACT INCONSISTENTLY WITH DEED BEFORE ITS EXECUTION

SECTION 444D EFFECT OF DEED ON CREDITORS

SECTION 444DA GIVING PRIORITY TO ELIGIBLE EMPLOYEE CREDITORS

SECTION 444DB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF

SECTION 444E PROTECTION OF COMPANY ' S PROPERTY FROM PERSONS BOUND BY DEED

SECTION 444F COURT MAY LIMIT RIGHTS OF SECURED CREDITOR OR OWNER OR LESSOR

SECTION 444G EFFECT OF DEED ON COMPANY, OFFICERS AND MEMBERS

SECTION 444GA TRANSFER OF SHARES

SECTION 444H EXTENT OF RELEASE OF COMPANY'S DEBTS

SECTION 444J GUARANTEES AND INDEMNITIES

SECTION 445A VARIATION OF DEED BY CREDITORS

SECTION 445B COURT MAY CANCEL VARIATION

SECTION 445C WHEN DEED TERMINATES

SECTION 445CA WHEN CREDITORS MAY TERMINATE DEED

SECTION 445D WHEN COURT MAY TERMINATE DEED

SECTION 445E CREDITORS MAY TERMINATE DEED AND RESOLVE THAT COMPANY BE WOUND UP

SECTION 445F MEETING OF CREDITORS TO CONSIDER PROPOSED VARIATION OR TERMINATION OF DEED

SECTION 445FA NOTICE OF TERMINATION OF DEED

SECTION 445G WHEN COURT MAY VOID OR VALIDATE DEED

SECTION 445H EFFECT OF TERMINATION OR AVOIDANCE

SECTION 445HA NOTIFICATION OF CONTRAVENTION OF DEED OF COMPANY ARRANGEMENT

Division 11A - Deed administrator ' s accounts [ CCH Note: Regulation 10.25.02(3)(g) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[124] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 446A.]

SECTION 446A ADMINISTRATOR BECOMES LIQUIDATOR IN CERTAIN CASES

SECTION 446AA ADMINISTRATOR BECOMES LIQUIDATOR - ADDITIONAL CASES

SECTION 446B REGULATIONS MAY PROVIDE FOR TRANSITION IN OTHER CASES

SECTION 446C LIQUIDATOR MAY REQUIRE SUBMISSION OF A REPORT ABOUT THE COMPANY ' S AFFAIRS

SECTION 447A GENERAL POWER TO MAKE ORDERS

SECTION 447B ORDERS TO PROTECT CREDITORS DURING ADMINISTRATION

SECTION 447C COURT MAY DECLARE WHETHER ADMINISTRATOR VALIDLY APPOINTED

SECTION 447D ADMINISTRATOR MAY SEEK DIRECTIONS

SECTION 447E SUPERVISION OF ADMINISTRATOR OF COMPANY OR DEED

SECTION 447F EFFECT OF DIVISION

SECTION 448A APPOINTEE MUST CONSENT

SECTION 448B ADMINISTRATOR MUST BE REGISTERED LIQUIDATOR

SECTION 448C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY

SECTION 448D DISQUALIFICATION OF INSOLVENT UNDER ADMINISTRATION

SECTION 449A APPOINTMENT OF ADMINISTRATOR CANNOT BE REVOKED

SECTION 449B COURT MAY REMOVE ADMINISTRATOR

SECTION 449C VACANCY IN OFFICE OF ADMINISTRATOR OF COMPANY

SECTION 449CA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS

SECTION 449D VACANCY IN OFFICE OF ADMINISTRATOR OF DEED OF COMPANY ARRANGEMENT

SECTION 449E REMUNERATION OF ADMINISTRATOR

SECTION 450A APPOINTMENT OF ADMINISTRATOR

SECTION 450B EXECUTION OF DEED OF COMPANY ARRANGEMENT

SECTION 450C FAILURE TO EXECUTE DEED OF COMPANY ARRANGEMENT

SECTION 450D TERMINATION OF DEED OF COMPANY ARRANGEMENT

SECTION 450E NOTICE IN PUBLIC DOCUMENTS ETC. OF COMPANY

SECTION 450F EFFECT OF CONTRAVENTION OF THIS DIVISION

SECTION 451A APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF COMPANY

SECTION 451B APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF DEED OF COMPANY ARRANGEMENT

SECTION 451C EFFECT OF THINGS DONE DURING ADMINISTRATION OF COMPANY

SECTION 451D TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART

SECTION 451E STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER ADMINISTRATION ETC.

SECTION 451F LIFTING THE STAY

SECTION 451G ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT

SECTION 451GA SELF-EXECUTING PROVISIONS

SECTION 451H WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS

SECTION 459A
to
SECTION 459T

SECTION 459A ORDER THAT INSOLVENT COMPANY BE WOUND UP IN INSOLVENCY

SECTION 459B ORDER MADE ON APPLICATION UNDER SECTION 234, 462 OR 464

SECTION 459C PRESUMPTIONS TO BE MADE IN CERTAIN PROCEEDINGS

SECTION 459D CONTINGENT OR PROSPECTIVE LIABILITY RELEVANT TO WHETHER COMPANY SOLVENT

SECTION 459E CREDITOR MAY SERVE STATUTORY DEMAND ON COMPANY

SECTION 459F WHEN COMPANY TAKEN TO FAIL TO COMPLY WITH STATUTORY DEMAND

SECTION 459G COMPANY MAY APPLY

SECTION 459H DETERMINATION OF APPLICATION WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM

SECTION 459J SETTING ASIDE DEMAND ON OTHER GROUNDS

SECTION 459K EFFECT OF ORDER SETTING ASIDE DEMAND

SECTION 459L DISMISSAL OF APPLICATION

SECTION 459M ORDER SUBJECT TO CONDITIONS

SECTION 459N COSTS WHERE COMPANY SUCCESSFUL

SECTION 459P WHO MAY APPLY FOR ORDER UNDER SECTION 459A

SECTION 459Q APPLICATION RELYING ON FAILURE TO COMPLY WITH STATUTORY DEMAND

SECTION 459R PERIOD WITHIN WHICH APPLICATION MUST BE DETERMINED

SECTION 459S COMPANY MAY NOT OPPOSE APPLICATION ON CERTAIN GROUNDS

SECTION 459T APPLICATION TO WIND UP JOINT DEBTORS IN INSOLVENCY

SECTION 461
to
SECTION 464

SECTION 461 GENERAL GROUNDS ON WHICH COMPANY MAY BE WOUND UP BY COURT

SECTION 462 STANDING TO APPLY FOR WINDING UP

SECTION 464 APPLICATION FOR WINDING UP IN CONNECTION WITH INVESTIGATION UNDER ASIC ACT

SECTION 465
to
SECTION 489E

SECTION 465 DEFINITIONS

SECTION 465A NOTICE OF APPLICATION

SECTION 465B SUBSTITUTION OF APPLICANTS

SECTION 465C APPLICANT TO BE GIVEN NOTICE OF GROUNDS FOR OPPOSING APPLICATION

SECTION 466 PAYMENT OF PRELIMINARY COSTS ETC.

SECTION 467 COURT ' S POWERS ON HEARING APPLICATION

SECTION 467A EFFECT OF DEFECT OR IRREGULARITY ON APPLICATION UNDER PART 5.4 OR 5.4A

SECTION 467B COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY

SECTION 468 AVOIDANCE OF DISPOSITIONS OF PROPERTY, ATTACHMENTS ETC.

SECTION 468A EFFECT OF WINDING UP ON COMPANY ' S MEMBERS

SECTION 469 APPLICATION TO BE LIS PENDENS

SECTION 470 CERTAIN NOTICES TO BE LODGED

SECTION 471 EFFECT ON CREDITORS AND CONTRIBUTORIES

SECTION 471A POWERS OF OTHER OFFICERS SUSPENDED DURING WINDING UP

SECTION 471B STAY OF PROCEEDINGS AND SUSPENSION OF ENFORCEMENT PROCESS

SECTION 471C SECURED CREDITOR ' S RIGHTS NOT AFFECTED

SECTION 472 COURT TO APPOINT REGISTERED LIQUIDATOR

SECTION 473 RESIGNATION OF LIQUIDATORS

SECTION 473A VACANCIES IN OFFICE OF COURT-APPOINTED LIQUIDATOR

SECTION 474 CUSTODY AND VESTING OF COMPANY ' S PROPERTY

SECTION 475 REPORT AS TO COMPANY'S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR

SECTION 476 PRELIMINARY REPORT BY LIQUIDATOR

SECTION 477 POWERS OF LIQUIDATOR

SECTION 478 APPLICATION OF PROPERTY; LIST OF CONTRIBUTORIES

SECTION 479 EXERCISE AND CONTROL OF LIQUIDATOR ' S POWERS

SECTION 480 RELEASE OF LIQUIDATOR AND DEREGISTRATION OF COMPANY

SECTION 481 ORDERS FOR RELEASE OR DEREGISTRATION

SECTION 482 POWER TO STAY OR TERMINATE WINDING UP

SECTION 483 DELIVERY OF PROPERTY TO LIQUIDATOR

SECTION 484 APPOINTMENT OF SPECIAL MANAGER

SECTION 485 CLAIMS OF CREDITORS AND DISTRIBUTION OF PROPERTY

SECTION 486 INSPECTION OF BOOKS BY CREDITORS AND CONTRIBUTORIES

SECTION 486A COURT MAY MAKE ORDER TO PREVENT OFFICER OR RELATED ENTITY FROM AVOIDING LIABILITY TO COMPANY

SECTION 486B WARRANT TO ARREST PERSON WHO IS ABSCONDING, OR WHO HAS DEALT WITH PROPERTY OR BOOKS, IN ORDER TO AVOID OBLIGATIONS IN CONNECTION WITH WINDING UP

SECTION 487 POWER TO ARREST ABSCONDING CONTRIBUTORY

SECTION 488 DELEGATION TO LIQUIDATOR OF CERTAIN POWERS OF COURT

SECTION 489 POWERS OF COURT CUMULATIVE

SECTION 489A ARREST OF PERSON SUBJECT TO WARRANT

SECTION 489B PROCEDURE AFTER ARREST

SECTION 489C PROCEDURE ON REMAND ON BAIL

SECTION 489D COURT ' S POWER TO MAKE ORDERS UNDER OTHER PROVISIONS

SECTION 489E JURISDICTION UNDER THIS SUBDIVISION

SECTION 489EA
to
SECTION 489EC

SECTION 489EA ASIC MAY ORDER THE WINDING UP OF A COMPANY

SECTION 489EB DEEMED RESOLUTION THAT COMPANY BE WOUND UP VOLUNTARILY

SECTION 489EC APPOINTMENT OF LIQUIDATOR

SECTION 489F
to
SECTION 512

SECTION 489F DEFINITIONS

SECTION 490 WHEN COMPANY CANNOT WIND UP VOLUNTARILY

SECTION 491 CIRCUMSTANCES IN WHICH COMPANY MAY BE WOUND UP VOLUNTARILY

SECTION 493 EFFECT OF VOLUNTARY WINDING UP

SECTION 493A EFFECT OF VOLUNTARY WINDING UP ON COMPANY ' S MEMBERS

SECTION 494 DECLARATION OF SOLVENCY

SECTION 495 APPOINTMENT OF LIQUIDATOR ETC.

SECTION 496 DUTY OF LIQUIDATOR WHERE COMPANY TURNS OUT TO BE INSOLVENT

SECTION 497 INFORMATION ABOUT THE COMPANY ' S AFFAIRS

SECTION 498 POWER TO ADJOURN MEETING

SECTION 499 LIQUIDATORS

SECTION 500 EXECUTION AND CIVIL PROCEEDINGS

SECTION 501 DISTRIBUTION OF PROPERTY OF COMPANY

SECTION 502 APPOINTMENT OF LIQUIDATOR

SECTION 503 REMOVAL OF LIQUIDATOR

SECTION 504 REVIEW OF LIQUIDATOR ' S REMUNERATION

SECTION 505 ACTS OF LIQUIDATOR VALID ETC.

SECTION 506 POWERS AND DUTIES OF LIQUIDATOR

SECTION 506A DECLARATIONS BY LIQUIDATOR - RELEVANT RELATIONSHIPS AND INDEMNITIES

SECTION 507 POWER OF LIQUIDATOR TO ACCEPT SHARES ETC. AS CONSIDERATION FOR SALE OF PROPERTY OF COMPANY

SECTION 508 ANNUAL OBLIGATIONS OF LIQUIDATOR - MEETING OR REPORT

SECTION 509 DEREGISTRATION

SECTION 510 ARRANGEMENT: WHEN BINDING ON CREDITORS

SECTION 511 APPLICATION TO COURT TO HAVE QUESTIONS DETERMINED OR POWERS EXERCISED

SECTION 512 COSTS

SECTION 513
to
SECTION 581

SECTION 513 APPLICATION OF PART

SECTION 513AA DEFINITIONS

SECTION 513A WINDING UP ORDERED BY THE COURT

SECTION 513B VOLUNTARY WINDING UP

SECTION 513C SECTION 513C DAY IN RELATION TO AN ADMINISTRATION UNDER PART 5.3A

SECTION 513D VALIDITY OF PROCEEDINGS IN EARLIER WINDING UP

SECTION 514 WHERE DIVISION APPLIES

SECTION 515 GENERAL LIABILITY OF CONTRIBUTORY

SECTION 516 COMPANY LIMITED BY SHARES

SECTION 517 COMPANY LIMITED BY GUARANTEE

SECTION 518 COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE

SECTION 519 EXCEPTIONS FOR FORMER UNLIMITED COMPANY

SECTION 520 PAST MEMBER: LATER DEBTS

SECTION 521 PERSON CEASING TO BE A MEMBER A YEAR OR MORE BEFORE WINDING UP

SECTION 522 PRESENT MEMBERS TO CONTRIBUTE FIRST

SECTION 523 PAST MEMBER OF FORMER UNLIMITED COMPANY

SECTION 524 PAST MEMBER OF FORMER LIMITED COMPANY

SECTION 526 LIABILITY ON CERTAIN CONTRACTS

SECTION 527 NATURE OF CONTRIBUTORY'S LIABILITY

SECTION 528 DEATH OF CONTRIBUTORY

SECTION 529 BANKRUPTCY OF CONTRIBUTORY

SECTION 530 APPOINTMENT OF 2 OR MORE LIQUIDATORS OF A COMPANY

SECTION 530AA APPOINTMENT OF 2 OR MORE PROVISIONAL LIQUIDATORS OF A COMPANY

SECTION 530A OFFICERS TO HELP LIQUIDATOR

SECTION 530B LIQUIDATOR'S RIGHTS TO COMPANY'S BOOKS

SECTION 530C WARRANT TO SEARCH FOR, AND SEIZE, COMPANY'S PROPERTY OR BOOKS

SECTION 531 BOOKS TO BE KEPT BY LIQUIDATOR

SECTION 532 DISQUALIFICATION OF LIQUIDATOR

SECTION 533 REPORTS BY LIQUIDATOR

SECTION 534 PROSECUTION BY LIQUIDATOR OF DELINQUENT OFFICERS AND MEMBERS

SECTION 535 WHEN LIQUIDATOR HAS QUALIFIED PRIVILEGE

SECTION 536 SUPERVISION OF LIQUIDATORS

SECTION 537 NOTICE OF APPOINTMENT AND ADDRESS OF LIQUIDATOR

SECTION 538 REGULATIONS RELATING TO MONEY ETC. RECEIVED BY LIQUIDATOR

SECTION 539 LIQUIDATOR ' S ACCOUNTS

SECTION 540 LIQUIDATOR TO REMEDY DEFAULTS

SECTION 541 NOTIFICATION THAT COMPANY IS IN LIQUIDATION

SECTION 542 BOOKS OF COMPANY

SECTION 543 INVESTMENT OF SURPLUS FUNDS ON GENERAL ACCOUNT

SECTION 544 UNCLAIMED MONEY TO BE PAID TO ASIC

SECTION 545 EXPENSES OF WINDING UP WHERE PROPERTY INSUFFICIENT

SECTION 546 RESOLUTIONS PASSED AT ADJOURNED MEETINGS OF CREDITORS AND CONTRIBUTORIES

SECTION 547 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES

Division 5 - Committees of inspection [ CCH Note: Regulation 10.25.02(3)(i) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[178] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 553.]

SECTION 553 DEBTS OR CLAIMS THAT ARE PROVABLE IN WINDING UP

SECTION 553A MEMBER CANNOT PROVE DEBT UNLESS CONTRIBUTIONS PAID

SECTION 553AA SELLING SHAREHOLDER CANNOT PROVE DEBT UNLESS DOCUMENTS GIVEN

SECTION 553AB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF

SECTION 553B INSOLVENT COMPANIES - PENALTIES AND FINES NOT GENERALLY PROVABLE

SECTION 553C INSOLVENT COMPANIES - MUTUAL CREDIT AND SET-OFF

SECTION 553D DEBTS OR CLAIMS MAY BE PROVED FORMALLY OR INFORMALLY

SECTION 553E APPLICATION OF BANKRUPTCY ACT TO WINDING UP OF INSOLVENT COMPANY

SECTION 554 GENERAL RULE - COMPUTE AMOUNT AS AT RELEVANT DATE

SECTION 554A DETERMINATION OF VALUE OF DEBTS AND CLAIMS OF UNCERTAIN VALUE

SECTION 554B DISCOUNTING OF DEBTS PAYABLE AFTER RELEVANT DATE

SECTION 554C CONVERSION INTO AUSTRALIAN CURRENCY OF FOREIGN CURRENCY DEBTS OR CLAIMS

SECTION 554D APPLICATION OF SUBDIVISION

SECTION 554E PROOF OF DEBT BY SECURED CREDITOR

SECTION 554F REDEMPTION OF SECURITY INTEREST BY LIQUIDATOR

SECTION 554G AMENDMENT OF VALUATION

SECTION 554H REPAYMENT OF EXCESS

SECTION 554J SUBSEQUENT REALISATION OF SECURITY INTEREST

SECTION 555 DEBTS AND CLAIMS PROVED TO RANK EQUALLY EXCEPT AS OTHERWISE PROVIDED

SECTION 556 PRIORITY PAYMENTS

SECTION 558 DEBTS DUE TO EMPLOYEES

SECTION 559 DEBTS OF A CLASS TO RANK EQUALLY

SECTION 560 ADVANCES FOR COMPANY TO MAKE PRIORITY PAYMENTS IN RELATION TO EMPLOYEES

SECTION 561 PRIORITY OF EMPLOYEES ' CLAIMS OVER CIRCULATING SECURITY INTERESTS

SECTION 562 APPLICATION OF PROCEEDS OF CONTRACTS OF INSURANCE

SECTION 562A APPLICATION OF PROCEEDS OF CONTRACTS OF REINSURANCE

SECTION 563 PROVISIONS RELATING TO INJURY COMPENSATION

SECTION 563AA SELLER UNDER A BUY-BACK AGREEMENT

SECTION 563A POSTPONING SUBORDINATE CLAIMS

SECTION 563AAA REDEMPTION OF DEBENTURES

SECTION 563B INTEREST ON DEBTS AND CLAIMS FROM RELEVANT DATE TO DATE OF PAYMENT

SECTION 563C DEBT SUBORDINATION

SECTION 564 POWER OF COURT TO MAKE ORDERS IN FAVOUR OF CERTAIN CREDITORS

SECTION 565 UNDUE PREFERENCE

SECTION 566 EFFECT OF FLOATING CHARGE

SECTION 567 LIQUIDATOR'S RIGHT TO RECOVER IN RESPECT OF CERTAIN TRANSACTIONS

SECTION 568 DISCLAIMER BY LIQUIDATOR; APPLICATION TO COURT BY PARTY TO CONTRACT

SECTION 568A LIQUIDATOR MUST GIVE NOTICE OF DISCLAIMER

SECTION 568B APPLICATION TO SET ASIDE DISCLAIMER BEFORE IT TAKES EFFECT

SECTION 568C WHEN DISCLAIMER TAKES EFFECT

SECTION 568D EFFECT OF DISCLAIMER

SECTION 568E APPLICATION TO SET ASIDE DISCLAIMER AFTER IT HAS TAKEN EFFECT

SECTION 568F COURT MAY DISPOSE OF DISCLAIMED PROPERTY

SECTION 569 EXECUTIONS, ATTACHMENTS ETC. BEFORE WINDING UP

SECTION 570 DUTIES OF SHERIFF AFTER RECEIVING NOTICE OF APPLICATION

SECTION 571 POOLING DETERMINATION

SECTION 572 VARIATION OF POOLING DETERMINATION

SECTION 573 LODGMENT OF COPY OF POOLING DETERMINATION ETC.

SECTION 574 ELIGIBLE UNSECURED CREDITORS MUST APPROVE THE MAKING OR VARIATION OF A POOLING DETERMINATION

SECTION 575 MEMBERS ' VOLUNTARY WINDING UP - COPY OF NOTICE ETC. TO BE GIVEN TO EACH MEMBER OF THE COMPANY

SECTION 576 CONDUCT OF MEETING

SECTION 577 ELIGIBLE UNSECURED CREDITORS MAY DECIDE TO APPROVE THE DETERMINATION OR VARIATION

SECTION 578 WHEN POOLING DETERMINATION COMES INTO FORCE ETC.

SECTION 579 DUTIES OF LIQUIDATOR

SECTION 579A COURT MAY VARY OR TERMINATE POOLING DETERMINATION

SECTION 579B COURT MAY CANCEL OR CONFIRM VARIATION

SECTION 579C WHEN COURT MAY VOID OR VALIDATE POOLING DETERMINATION

SECTION 579D EFFECT OF TERMINATION OR AVOIDANCE

SECTION 579E POOLING ORDERS

SECTION 579F VARIATION OF POOLING ORDERS

SECTION 579G COURT MAY MAKE ANCILLARY ORDERS ETC.

SECTION 579H VARIATION OF ANCILLARY ORDERS ETC.

SECTION 579J NOTICE OF APPLICATION FOR POOLING ORDER ETC.

SECTION 579K NOTICE OF POOLING ORDER ETC.

SECTION 579L CONSOLIDATED MEETINGS OF CREDITORS

SECTION 579M WHEN DEBTS OR CLAIMS ARE PROVABLE IN WINDING UP

SECTION 579N GROUP OF COMPANIES

SECTION 579P SECURED DEBT MAY BECOME UNSECURED

SECTION 579Q ELIGIBLE UNSECURED CREDITOR

SECTION 580 DEFINITIONS

SECTION 581 COURTS TO ACT IN AID OF EACH OTHER

SECTION 582
to
SECTION 588

SECTION 582 APPLICATION OF PART

SECTION 583 WINDING UP PART 5.7 BODIES

SECTION 585 INSOLVENCY OF PART 5.7 BODY

SECTION 586 CONTRIBUTORIES IN WINDING UP OF PART 5.7 BODY

SECTION 587 POWER OF COURT TO STAY OR RESTRAIN PROCEEDINGS

SECTION 588 OUTSTANDING PROPERTY OF DEFUNCT REGISTRABLE BODY

SECTION 588C
to
SECTION 588ZB

SECTION 588C DEFINITIONS

SECTION 588D SECURED DEBT MAY BECOME UNSECURED

SECTION 588E PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS

SECTION 588F CERTAIN TAXATION LIABILITIES TAKEN TO BE DEBTS

SECTION 588FA UNFAIR PREFERENCES

SECTION 588FB UNCOMMERCIAL TRANSACTIONS

SECTION 588FC INSOLVENT TRANSACTIONS

SECTION 588FD UNFAIR LOANS TO A COMPANY

SECTION 588FDA UNREASONABLE DIRECTOR-RELATED TRANSACTIONS

SECTION 588FE VOIDABLE TRANSACTIONS

SECTION 588FF COURTS MAY MAKE ORDERS ABOUT VOIDABLE TRANSACTIONS

SECTION 588FG TRANSACTION NOT VOIDABLE AS AGAINST CERTAIN PERSONS

SECTION 588FGA DIRECTORS TO INDEMNIFY COMMISSIONER OF TAXATION IF CERTAIN PAYMENTS SET ASIDE

SECTION 588FGB DEFENCES IN PROCEEDINGS UNDER SECTION 588FGA

SECTION 588FH LIQUIDATOR MAY RECOVER FROM RELATED ENTITY BENEFIT RESULTING FROM INSOLVENT TRANSACTION

SECTION 588FI CREDITOR WHO GIVES UP BENEFIT OF UNFAIR PREFERENCE MAY PROVE FOR PREFERRED DEBT

SECTION 588FJ CIRCULATING SECURITY INTEREST CREATED WITHIN 6 MONTHS BEFORE RELATION-BACK DAY

SECTION 588FK INTERPRETATION AND APPLICATION

SECTION 588FL VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME

SECTION 588FM EXTENSION OF TIME FOR REGISTRATION

SECTION 588FN PPSA SECURITY INTERESTS UNAFFECTED BY SECTION 588FL

SECTION 588FO CERTAIN LESSORS, BAILORS AND CONSIGNORS ENTITLED TO DAMAGES

SECTION 588FP SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID

SECTION 588G DIRECTOR ' S DUTY TO PREVENT INSOLVENT TRADING BY COMPANY

SECTION 588GA SAFE HARBOUR - TAKING COURSE OF ACTION REASONABLY LIKELY TO LEAD TO A BETTER OUTCOME FOR THE COMPANY

SECTION 588GB INFORMATION OR BOOKS NOT ADMISSIBLE TO SUPPORT THE SAFE HARBOUR IF FAILURE TO PERMIT INSPECTION ETC.

SECTION 588H DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS

SECTION 588HA REVIEW RELATING TO SAFE HARBOUR

SECTION 588J ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION

SECTION 588K CRIMINAL COURT MAY ORDER COMPENSATION

SECTION 588L ENFORCEMENT OF ORDER UNDER SECTION 588J OR 588K

SECTION 588M RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING

SECTION 588N AVOIDING DOUBLE RECOVERY

SECTION 588P EFFECT OF SECTIONS 588J, 588K AND 588M

SECTION 588Q CERTIFICATES EVIDENCING CONTRAVENTION

SECTION 588R CREDITOR MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT

SECTION 588S CREDITOR MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION

SECTION 588T WHEN CREDITOR MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT

SECTION 588U EVENTS PREVENTING CREDITOR FROM SUING

SECTION 588V WHEN HOLDING COMPANY LIABLE

SECTION 588W RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING

SECTION 588WA SAFE HARBOUR - TAKING REASONABLE STEPS TO ENSURE COMPANY ' S DIRECTORS HAVE THE BENEFIT OF THE DIRECTORS ' SAFE HARBOUR

SECTION 588X DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS

SECTION 588Y APPLICATION OF AMOUNT PAID AS COMPENSATION

SECTION 588Z COURT MAY MAKE ORDER IMPOSING LIABILITY

SECTION 588ZA EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDERS

SECTION 588ZB WHO MAY APPLY FOR AN EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDER

SECTION 589
to
SECTION 596

SECTION 589 INTERPRETATION AND APPLICATION

SECTION 590 OFFENCES BY OFFICERS OF CERTAIN COMPANIES

SECTION 592 INCURRING OF CERTAIN DEBTS; FRAUDULENT CONDUCT

SECTION 593 POWERS OF COURT

SECTION 594 CERTAIN RIGHTS NOT AFFECTED

SECTION 595 INDUCEMENT TO BE APPOINTED LIQUIDATOR ETC. OF COMPANY

SECTION 596 FRAUDS BY OFFICERS

SECTION 596AA
to
SECTION 596AI

SECTION 596AA OBJECTS AND COVERAGE OF THIS PART

SECTION 596AB RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - OFFENCES

SECTION 596AC PERSON WHO CONTRAVENES SECTION 596AB LIABLE TO COMPENSATE FOR LOSS

SECTION 596ACA PERSON WHO CONTRAVENES SECTION 596AC LIABLE TO COMPENSATE FOR LOSS

SECTION 596AD AVOIDING DOUBLE RECOVERY

SECTION 596AE EFFECT OF SECTION 596ACA

SECTION 596AF PROCEEDINGS FOR COMPENSATION

SECTION 596AG EVENTS PREVENTING PROCEEDINGS

SECTION 596AH JOINING PARTIES TO PROCEEDINGS

SECTION 596AI EVENTS PREVENTING EMPLOYEE FROM SUING

SECTION 596A
to
SECTION 600K

SECTION 596A MANDATORY EXAMINATION

SECTION 596B DISCRETIONARY EXAMINATION

SECTION 596C AFFIDAVIT IN SUPPORT OF APPLICATION UNDER SECTION 596B

SECTION 596D CONTENT OF SUMMONS

SECTION 596E NOTICE OF EXAMINATION

SECTION 596F COURT MAY GIVE DIRECTIONS ABOUT EXAMINATION

SECTION 597 CONDUCT OF EXAMINATION

SECTION 597A WHEN COURT IS TO REQUIRE AFFIDAVIT ABOUT CORPORATION'S EXAMINABLE AFFAIRS

SECTION 597B COSTS OF UNNECESSARY EXAMINATION OR AFFIDAVIT

SECTION 598 ORDER AGAINST PERSON CONCERNED WITH CORPORATION

SECTION 599 APPEALS FROM DECISIONS OF RECEIVERS ETC.

SECTION 600AA DUTY OF RECEIVER, ADMINISTRATOR OR LIQUIDATOR - PARENTAL LEAVE PAY

SECTION 600A POWERS OF COURT WHERE OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY

SECTION 600B REVIEW BY COURT OF RESOLUTION OF CREDITORS PASSED ON CASTING VOTE OF PERSON PRESIDING AT MEETING

SECTION 600C COURT ' S POWERS WHERE PROPOSED RESOLUTION OF CREDITORS LOST AS CASTING VOTE OF PERSON PRESIDING AT MEETING

SECTION 600D INTERIM ORDER ON APPLICATION UNDER SECTION 600A, 600B OR 600C

SECTION 600E ORDER UNDER SECTION 600A OR 600B DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION

SECTION 600F LIMITATION ON RIGHT OF SUPPLIERS OF ESSENTIAL SERVICES TO INSIST ON PAYMENT AS CONDITION OF SUPPLY

SECTION 600G ELECTRONIC METHODS OF GIVING OR SENDING CERTAIN NOTICES ETC.

SECTION 600H RIGHTS IF CLAIM AGAINST THE COMPANY POSTPONED

SECTION 600J ACTS OF EXTERNAL ADMINISTRATOR VALID ETC.

SECTION 600K INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)

SECTION 601
to
SECTION 601AH

SECTION 601 DEFINITIONS

SECTION 601AA DEREGISTRATION - VOLUNTARY

SECTION 601AB DEREGISTRATION - ASIC INITIATED

SECTION 601AC DEREGISTRATION - FOLLOWING AMALGAMATION OR WINDING UP

SECTION 601AD EFFECT OF DEREGISTRATION

SECTION 601AE WHAT THE COMMONWEALTH OR ASIC DOES WITH THE PROPERTY

SECTION 601AF THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS OF DEREGISTERED COMPANY

SECTION 601AG CLAIMS AGAINST INSURERS OF DEREGISTERED COMPANY

SECTION 601AH REINSTATEMENT

SECTION 601AI
to
SECTION 601AL

SECTION 601AI TRANSFERRING REGISTRATION

SECTION 601AJ APPLYING TO TRANSFER REGISTRATION

SECTION 601AK ASIC MAKES TRANSFER OF REGISTRATION DECLARATION

SECTION 601AL ASIC TO DEREGISTER COMPANY

SECTION 601BA
to
SECTION 601BS

SECTION 601BA BODIES CORPORATE MAY BE REGISTERED AS CERTAIN TYPES OF COMPANIES

SECTION 601BB BODIES REGISTERED AS PROPRIETARY COMPANIES

SECTION 601BC APPLYING FOR REGISTRATION UNDER THIS PART

SECTION 601BD ASIC GIVES BODY ACN, REGISTERS AS COMPANY AND ISSUES CERTIFICATE

SECTION 601BE REGISTERED OFFICE

SECTION 601BF NAME

SECTION 601BG CONSTITUTION

SECTION 601BH MODIFICATIONS OF CONSTITUTION

SECTION 601BJ ASIC MAY DIRECT COMPANY TO APPLY FOR COURT APPROVAL FOR MODIFICATIONS OF CONSTITUTION

SECTION 601BK ESTABLISHING REGISTERS AND MINUTE BOOKS

SECTION 601BL REGISTRATION OF REGISTERED BODIES

SECTION 601BM EFFECT OF REGISTRATION UNDER THIS PART

SECTION 601BN LIABILITY OF MEMBERS ON WINDING UP

SECTION 601BP BEARER SHARES

SECTION 601BQ REFERENCES IN PRE-REGISTRATION CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE IN EXISTING CONTRACTS AND DOCUMENTS

SECTION 601BR FIRST AGM

SECTION 601BS MODIFICATION BY REGULATIONS

SECTION 601C
to
SECTION 601CZD

SECTION 601C DEFINITIONS

SECTION 601CA WHEN A REGISTRABLE AUSTRALIAN BODY MAY CARRY ON BUSINESS IN THIS JURISDICTION AND OUTSIDE ITS PLACE OF ORIGIN

SECTION 601CB APPLICATION FOR REGISTRATION

SECTION 601CC CESSATION OF BUSINESS ETC.

SECTION 601CD WHEN A FOREIGN COMPANY MAY CARRY ON BUSINESS IN THIS JURISDICTION

SECTION 601CDA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY

SECTION 601CE APPLICATION FOR REGISTRATION

SECTION 601CF APPOINTMENT OF LOCAL AGENT

SECTION 601CG LOCAL AGENT: HOW APPOINTED

SECTION 601CH LOCAL AGENT: HOW REMOVED

SECTION 601CJ LIABILITY OF LOCAL AGENT

SECTION 601CK BALANCE-SHEETS AND OTHER DOCUMENTS

SECTION 601CL CESSATION OF BUSINESS ETC.

SECTION 601CM REGISTER OF MEMBERS OF FOREIGN COMPANY

SECTION 601CN REGISTER KEPT UNDER SECTION 601CM

SECTION 601CP NOTIFYING ASIC ABOUT REGISTER KEPT UNDER SECTION 601CM

SECTION 601CQ EFFECT OF RIGHT TO ACQUIRE SHARES COMPULSORILY

SECTION 601CR INDEX OF MEMBERS AND INSPECTION OF REGISTERS

SECTION 601CS CERTIFICATE AS TO SHAREHOLDING

SECTION 601CTA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY

SECTION 601CT REGISTERED OFFICE

SECTION 601CU CERTIFICATE OF REGISTRATION

SECTION 601CV NOTICE OF CERTAIN CHANGES

SECTION 601CW BODY'S NAME ETC. MUST BE DISPLAYED AT OFFICE AND PLACE OF BUSINESS

SECTION 601CX SERVICE OF DOCUMENTS ON REGISTERED BODY

SECTION 601CY POWER TO HOLD LAND

SECTION 601CZA CERTAIN DOCUMENTS ARE DEBENTURES

SECTION 601CZB REGISTER OF DEBENTURE HOLDERS TO BE MAINTAINED BY NON-COMPANIES

SECTION 601CZC LOCATION OF REGISTER

SECTION 601CZD APPLICATION OF SECTIONS 173 TO 177

SECTION 601DA
to
SECTION 601DJ

SECTION 601DA RESERVING A NAME

SECTION 601DB ACCEPTABLE ABBREVIATIONS

SECTION 601DC WHEN A NAME IS AVAILABLE

SECTION 601DD REGISTERED AUSTRALIAN BODIES AND REGISTERED FOREIGN COMPANIES CAN CARRY ON BUSINESS WITH SOME NAMES ONLY

SECTION 601DE USING A NAME AND ARBN

SECTION 601DF EXCEPTION TO REQUIREMENT TO HAVE ARBN ON RECEIPTS

SECTION 601DG REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS

SECTION 601DH NOTICE OF NAME CHANGE MUST BE GIVEN TO ASIC

SECTION 601DJ ASIC'S POWER TO DIRECT A REGISTERED NAME BE CHANGED

SECTION 601EA
to
SECTION 601EE

SECTION 601EA APPLYING FOR REGISTRATION

SECTION 601EB REGISTRATION OF MANAGED INVESTMENT SCHEME

SECTION 601EC ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR ARSN OR ABN

SECTION 601ED WHEN A MANAGED INVESTMENT SCHEME MUST BE REGISTERED

SECTION 601EE UNREGISTERED SCHEMES MAY BE WOUND UP

SECTION 601FA
to
SECTION 601FT

SECTION 601FA RESPONSIBLE ENTITY TO BE PUBLIC COMPANY AND HOLD AUSTRALIAN FINANCIAL SERVICES LICENCE

SECTION 601FB RESPONSIBLE ENTITY TO OPERATE SCHEME

SECTION 601FC DUTIES OF RESPONSIBLE ENTITY

SECTION 601FD DUTIES OF OFFICERS OF RESPONSIBLE ENTITY

SECTION 601FE DUTIES OF EMPLOYEES OF RESPONSIBLE ENTITY

SECTION 601FF SURVEILLANCE CHECKS BY ASIC

SECTION 601FG ACQUISITION OF INTEREST IN SCHEME BY RESPONSIBLE ENTITY

SECTION 601FH LIQUIDATOR ETC. OF RESPONSIBLE ENTITY ENTITLED TO EXERCISE INDEMNITY RIGHTS

SECTION 601FJ CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION

SECTION 601FK REQUIREMENTS OF SECTION 601FA MUST BE MET

SECTION 601FL RETIREMENT OF RESPONSIBLE ENTITY

SECTION 601FM REMOVAL OF RESPONSIBLE ENTITY BY MEMBERS

SECTION 601FN ASIC OR SCHEME MEMBER MAY APPLY TO COURT FOR APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY

SECTION 601FP APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY BY COURT

SECTION 601FQ TEMPORARY RESPONSIBLE ENTITY TO TAKE STEPS FOR APPOINTMENT OF NEW RESPONSIBLE ENTITY

SECTION 601FR FORMER RESPONSIBLE ENTITY TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE

SECTION 601FS RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER RESPONSIBLE ENTITY

SECTION 601FT EFFECT OF CHANGE OF RESPONSIBLE ENTITY ON DOCUMENTS ETC. TO WHICH FORMER RESPONSIBLE ENTITY IS PARTY

SECTION 601GA
to
SECTION 601GC

SECTION 601GA CONTENTS OF THE CONSTITUTION

SECTION 601GB CONSTITUTION MUST BE LEGALLY ENFORCEABLE

SECTION 601GC CHANGING THE CONSTITUTION

SECTION 601HA
to
SECTION 601HI

SECTION 601HA CONTENTS OF THE COMPLIANCE PLAN

SECTION 601HB COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER SCHEME'S PLAN

SECTION 601HC DIRECTORS MUST SIGN LODGED COPY OF COMPLIANCE PLAN

SECTION 601HD ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN

SECTION 601HE CHANGING THE COMPLIANCE PLAN

SECTION 601HF ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED

SECTION 601HG AUDIT OF COMPLIANCE PLAN

SECTION 601HH REMOVAL AND RESIGNATION OF AUDITORS

SECTION 601HI ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN

SECTION 601JA
to
SECTION 601JJ

SECTION 601JA WHEN IS A COMPLIANCE COMMITTEE REQUIRED?

SECTION 601JB MEMBERSHIP OF COMPLIANCE COMMITTEE

SECTION 601JC FUNCTIONS OF COMPLIANCE COMMITTEE

SECTION 601JD DUTIES OF MEMBERS

SECTION 601JE COMPLIANCE COMMITTEE MEMBERS HAVE QUALIFIED PRIVILEGE IN CERTAIN CASES

SECTION 601JF WHEN CAN RESPONSIBLE ENTITY INDEMNIFY COMPLIANCE COMMITTEE MEMBERS?

SECTION 601JG WHEN CAN RESPONSIBLE ENTITY PAY INSURANCE PREMIUMS FOR COMPLIANCE COMMITTEE MEMBERS?

SECTION 601JH PROCEEDINGS OF COMPLIANCE COMMITTEE

SECTION 601JJ DISCLOSURE OF INTERESTS

SECTION 601KA
to
SECTION 601KE

SECTION 601KA MEMBERS' RIGHTS TO WITHDRAW

SECTION 601KB NON-LIQUID SCHEMES - OFFERS

SECTION 601KC NON-LIQUID SCHEMES - ONLY ONE WITHDRAWAL OFFER TO BE OPEN AT ANY TIME

SECTION 601KD NON-LIQUID SCHEMES - HOW PAYMENTS ARE TO BE MADE

SECTION 601KE NON-LIQUID SCHEMES - RESPONSIBLE ENTITY MAY CANCEL WITHDRAWAL OFFER

SECTION 601LA
to
SECTION 601LE

SECTION 601LA CHAPTER 2E APPLIES WITH MODIFICATIONS

SECTION 601LB REPLACEMENT SECTION 207

SECTION 601LC REPLACEMENT SECTION 208

SECTION 601LD OMISSION OF SECTIONS 213, 214 AND 224

SECTION 601LE MODIFICATION OF SECTION 225

SECTION 601MA
to
SECTION 601MB

SECTION 601MA CIVIL LIABILITY OF RESPONSIBLE ENTITY TO MEMBERS

SECTION 601MB VOIDABLE CONTRACTS WHERE SUBSCRIPTION OFFERS AND INVITATIONS CONTRAVENE THIS ACT

SECTION 601NA
to
SECTION 601NG

SECTION 601NA WINDING UP REQUIRED BY SCHEME'S CONSTITUTION

SECTION 601NB WINDING UP AT DIRECTION OF MEMBERS

SECTION 601NC WINDING UP IF SCHEME'S PURPOSE ACCOMPLISHED OR CANNOT BE ACCOMPLISHED

SECTION 601ND WINDING UP ORDERED BY COURT

SECTION 601NE THE WINDING UP OF THE SCHEME

SECTION 601NF OTHER ORDERS ABOUT WINDING UP

SECTION 601NG UNCLAIMED MONEY TO BE PAID TO ASIC

SECTION 601PAA
to
SECTION 601PC

SECTION 601PAA APPLICATION OF THIS DIVISION

SECTION 601PA DEREGISTRATION - VOLUNTARY

SECTION 601PB DEREGISTRATION BY ASIC

SECTION 601PBA APPLICATION OF THIS DIVISION

SECTION 601PBB DEREGISTRATION - VOLUNTARY

SECTION 601PBC DEREGISTRATION - INITIATED BY ASIC

SECTION 601PBD NOTICES RELATING TO DEREGISTRATION PROCESS

SECTION 601PBE CONSEQUENCES OF DEREGISTRATION ON STATUS AS AN AUSTRALIAN PASSPORT FUND

SECTION 601PC REINSTATEMENT

SECTION 601QA
to
SECTION 601QB

SECTION 601QA ASIC'S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS

SECTION 601QB MODIFICATION BY REGULATIONS

SECTION 601RAA
to
SECTION 601RAE

SECTION 601RAA DEFINITIONS

SECTION 601RAB MEANING OF TRUSTEE COMPANY AND CLIENT OF TRUSTEE COMPANY

SECTION 601RAC MEANING OF TRADITIONAL TRUSTEE COMPANY SERVICES AND ESTATE MANAGEMENT FUNCTIONS

SECTION 601RAD MEANING OF PERSON WITH A PROPER INTEREST

SECTION 601RAE INTERACTION BETWEEN TRUSTEE COMPANY PROVISIONS AND STATE AND TERRITORY LAWS

SECTION 601SAA
to
SECTION 601SCD

SECTION 601SAA JURISDICTION OF COURTS NOT AFFECTED ETC.

SECTION 601SAB REGULATIONS MAY PRESCRIBE OTHER POWERS ETC.

SECTION 601SAC POWERS ETC. CONFERRED BY OR UNDER THIS CHAPTER ARE IN ADDITION TO OTHER POWERS ETC.

SECTION 601SBA LICENSED TRUSTEE COMPANY NOT REQUIRED TO FILE ACCOUNTS

SECTION 601SBB LICENSED TRUSTEE COMPANY MAY BE REQUIRED TO PROVIDE ACCOUNT IN RELATION TO ESTATE

SECTION 601SBC COURT MAY ORDER AUDIT

SECTION 601SCA COMMON FUNDS OF LICENSED TRUSTEE COMPANIES

SECTION 601SCAA COMMON FUNDS THAT ARE ALSO REGISTERED SCHEMES

SECTION 601SCB OBLIGATIONS RELATING TO COMMON FUNDS

SECTION 601SCC REGULATIONS RELATING TO ESTABLISHMENT OR OPERATION OF COMMON FUNDS

SECTION 601SCD ARM ' S LENGTH TRANSACTIONS

SECTION 601TAA
to
SECTION 601TEB

SECTION 601TAA SCHEDULE OF FEES TO BE PUBLISHED AND AVAILABLE

SECTION 601TAB DISCLOSURE TO CLIENTS OF CHANGED FEES

SECTION 601TBA CHARGING OF FEES FOR THE PROVISION OF TRADITIONAL TRUSTEE COMPANY SERVICES

SECTION 601TBB PART DOES NOT PREVENT CHARGING OF FEES AS AGREED ETC.

SECTION 601TBC PART DOES NOT PREVENT CHARGING FEE FOR PROVISION OF ACCOUNT

SECTION 601TBD PART DOES NOT PREVENT REIMBURSEMENT

SECTION 601TBE ESTATE MANAGEMENT FUNCTIONS: PAYMENT OF FEES OUT OF ESTATE

SECTION 601TCA FEES OTHERWISE THAN FOR BEING THE TRUSTEE OR MANAGER OF A CHARITABLE TRUST

SECTION 601TCB ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TDA SUBDIVISION APPLIES TO NEW CLIENT CHARITABLE TRUSTS

SECTION 601TDB WHAT THE TRUSTEE COMPANY MAY CHARGE

SECTION 601TDC OPTION 1: CAPITAL COMMISSION AND INCOME COMMISSION

SECTION 601TDD OPTION 2: ANNUAL MANAGEMENT FEE

SECTION 601TDE ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND

SECTION 601TDF ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TDG SUBDIVISION APPLIES TO EXISTING CLIENT CHARITABLE TRUSTS

SECTION 601TDH TRUSTEE COMPANY NOT TO CHARGE MORE THAN WAS BEING CHARGED BEFORE SECTION COMMENCED

SECTION 601TDI ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND

SECTION 601TDJ ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.

SECTION 601TEA POWER OF THE COURT WITH RESPECT TO EXCESSIVE FEES

SECTION 601TEB DIRECTORS ' FEES

SECTION 601UAA
to
SECTION 601UAB

SECTION 601UAA DUTIES OF OFFICERS OF LICENSED TRUSTEE COMPANY

SECTION 601UAB DUTIES OF EMPLOYEES OF LICENSED TRUSTEE COMPANY

SECTION 601VAA
to
SECTION 601VCC

SECTION 601VAA MEANING OF UNACCEPTABLE CONTROL SITUATION

SECTION 601VAB ACQUISITIONS OF SHARES

SECTION 601VAC REMEDIAL ORDERS

SECTION 601VAD INJUNCTIONS

SECTION 601VBA APPLICATION FOR APPROVAL TO EXCEED 15 % VOTING POWER LIMIT

SECTION 601VBB APPROVAL OF APPLICATION

SECTION 601VBC DURATION OF APPROVAL

SECTION 601VBD CONDITIONS OF APPROVAL

SECTION 601VBE VARYING PERCENTAGE APPROVED

SECTION 601VBF REVOKING AN APPROVAL

SECTION 601VBG MINISTER MAY REQUIRE FURTHER INFORMATION FROM APPLICANTS

SECTION 601VBH MINISTER MAY SEEK VIEWS OF LICENSED TRUSTEE COMPANY AND ITS CLIENTS

SECTION 601VBI TIME LIMIT FOR MINISTER'S DECISION

SECTION 601VCA ACQUISITION OF PROPERTY

SECTION 601VCB INTERESTS OF CLIENTS TO BE VIEWED AS A GROUP

SECTION 601VCC ANTI-AVOIDANCE

SECTION 601WAA
to
SECTION 601WDA

SECTION 601WAA DEFINITIONS

SECTION 601WBA TRANSFER DETERMINATIONS

SECTION 601WBB WHEN CONSENT OF RECEIVING COMPANY IS IN FORCE

SECTION 601WBC COMPLEMENTARY STATE OR TERRITORY LEGISLATION

SECTION 601WBD MINISTER'S POWER TO DECIDE THAT HIS OR HER CONSENT IS NOT REQUIRED

SECTION 601WBE DETERMINATIONS MAY IMPOSE CONDITIONS

SECTION 601WBF NOTICE OF DETERMINATION

SECTION 601WBG CERTIFICATE OF TRANSFER

SECTION 601WBH NOTICE OF CERTIFICATE

SECTION 601WBI TIME AND EFFECT OF TRANSFER

SECTION 601WBJ SUBSTITUTION OF TRUSTEE COMPANY

SECTION 601WBK LIABILITIES FOR BREACH OF TRUST AND OTHER MATTERS NOT AFFECTED BY THIS PART

SECTION 601WCA CERTIFICATES EVIDENCING OPERATION OF ACT ETC.

SECTION 601WCB CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND

SECTION 601WCC CERTIFICATES IN RELATION TO OTHER ASSETS

SECTION 601WCD DOCUMENTS PURPORTING TO BE CERTIFICATES

SECTION 601WCE CONSTRUCTION OF REFERENCES TO TRANSFERRING COMPANY

SECTION 601WCF INCOME OR OTHER DISTRIBUTION RECEIVED BY TRANSFERRING COMPANY

SECTION 601WCG ACCESS TO BOOKS

SECTION 601WCH MINISTER OR ASIC MAY SEEK VIEWS OF TRUSTEE COMPANY AND ITS CLIENTS

SECTION 601WDA TRANSFERRING COMPANY REQUIRED TO CONTACT CERTAIN PERSONS

SECTION 601XAA
to
SECTION 601XAB

SECTION 601XAA CIVIL LIABILITY OF LICENSED TRUSTEE COMPANIES

SECTION 601XAB PROHIBITION ON HOLDING OUT

SECTION 601YAA
to
SECTION 601YAB

SECTION 601YAA EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 601YAB EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 602
to
SECTION 610

SECTION 602 PURPOSES OF CHAPTER

SECTION 602A SUBSTANTIAL INTEREST CONCEPT

SECTION 603 CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 604 CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES

SECTION 605 CLASSES OF SECURITIES

SECTION 605A CHAPTER DOES NOT APPLY TO MCIs

SECTION 606 PROHIBITION ON CERTAIN ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES

SECTION 607 EFFECT ON TRANSACTIONS

SECTION 608 RELEVANT INTERESTS IN SECURITIES

SECTION 609 SITUATIONS NOT GIVING RISE TO RELEVANT INTERESTS

SECTION 610 VOTING POWER IN A BODY OR MANAGED INVESTMENT SCHEME

SECTION 611
to
SECTION 615

SECTION 611 EXCEPTIONS TO THE PROHIBITION

SECTION 612 EFFECT OF NON-COMPLIANCE WITH TAKEOVER RULES FOR EXCEPTIONS 1 TO 4

SECTION 613 BIDDER NOT TO EXERCISE VOTING RIGHTS IF FAILURE TO SEND BIDS FOR OFF-MARKET ACQUISITION - EXCEPTION 2 OR 3

SECTION 615 TREATMENT OF FOREIGN HOLDERS UNDER EQUAL ACCESS ISSUE - EXCEPTION 10

SECTION 616 OFF-MARKET BIDS AND MARKET BIDS

SECTION 617
to
SECTION 630

SECTION 617 SECURITIES COVERED BY THE BID

SECTION 618 OFFERS MUST BE FOR ALL OR A PROPORTION OF SECURITIES IN THE BID CLASS

SECTION 619 GENERAL TERMS OF THE OFFER

SECTION 620 OFF-MARKET BID (OFFER FORMALITIES)

SECTION 621 CONSIDERATION OFFERED

SECTION 622 ESCALATION AGREEMENTS

SECTION 623 COLLATERAL BENEFITS NOT ALLOWED

SECTION 624 OFFER PERIOD

SECTION 625 CONDITIONAL OFFERS - GENERAL

SECTION 626 MAXIMUM ACCEPTANCE CONDITIONS IN OFF-MARKET BIDS

SECTION 627 DISCRIMINATORY CONDITIONS NOT ALLOWED FOR OFF-MARKET BIDS

SECTION 628 CONDITIONS REQUIRING PAYMENTS TO OFFICERS OF TARGET NOT ALLOWED IN OFF-MARKET BIDS

SECTION 629 CONDITIONS TURNING ON BIDDER'S OR ASSOCIATE'S OPINION NOT ALLOWED IN OFF-MARKET BIDS

SECTION 630 DEFEATING CONDITIONS

SECTION 631
to
Subdivision D - Telephone monitoring

SECTION 631 PROPOSING OR ANNOUNCING A BID

SECTION 632 OVERVIEW OF STEPS IN AN OFF-MARKET BID

SECTION 633 DETAILED STEPS IN AN OFF-MARKET BID

SECTION 634 OVERVIEW OF STEPS IN A MARKET BID

SECTION 635 DETAILED STEPS IN A MARKET BID

SECTION 636 BIDDER ' S STATEMENT CONTENT

SECTION 637 BIDDER'S STATEMENT FORMALITIES

SECTION 638 TARGET'S STATEMENT CONTENT

SECTION 639 TARGET'S STATEMENT FORMALITIES

SECTION 640 EXPERT'S REPORT TO ACCOMPANY TARGET'S STATEMENT IF BIDDER CONNECTED WITH TARGET

SECTION 641 TARGET MUST INFORM BIDDER ABOUT SECURITIES HOLDINGS

SECTION 642 EXPENSES OF DIRECTORS OF TARGET COMPANIES

SECTION 643 SUPPLEMENTARY BIDDER'S STATEMENT

SECTION 644 SUPPLEMENTARY TARGET'S STATEMENT

SECTION 645 FORM OF SUPPLEMENTARY STATEMENT

SECTION 646 CONSEQUENCES OF LODGING A SUPPLEMENTARY STATEMENT

SECTION 647 TO WHOM SUPPLEMENTARY STATEMENT MUST BE SENT

SECTION 648A EXPERTS' REPORTS

SECTION 648B ADDRESS AT WHICH BIDDER MAY SEND DOCUMENTS TO HOLDERS OF SECURITIES

SECTION 648C MANNER OF SENDING DOCUMENTS TO HOLDERS OF SECURITIES

SECTION 648D CONSTITUTION MAY CONTAIN PROPORTIONAL TAKEOVER APPROVAL PROVISIONS

SECTION 648E RESOLUTION TO BE PUT IF PROPORTIONAL BID MADE

SECTION 648F EFFECT OF REJECTION OF APPROVAL RESOLUTION

SECTION 648G INCLUDING PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION

SECTION 648H EFFECT OF SUBDIVISION

Subdivision D - Telephone monitoring

SECTION 649A
to
SECTION 651C

SECTION 649A GENERAL

SECTION 649B MARKET BIDS - RAISING BID PRICE

SECTION 649C MARKET BIDS - EXTENDING THE OFFER PERIOD

SECTION 650A GENERAL

SECTION 650B OFF-MARKET BIDS - CONSIDERATION OFFERED

SECTION 650C OFF-MARKET BIDS - EXTENSION OF OFFER PERIOD

SECTION 650D OFF-MARKET BIDS - METHOD OF MAKING VARIATION

SECTION 650E RIGHT TO WITHDRAW ACCEPTANCE

SECTION 650F FREEING OFF-MARKET BIDS FROM DEFEATING CONDITIONS

SECTION 650G CONTRACTS AND ACCEPTANCES VOID IF DEFEATING CONDITION NOT FULFILLED

SECTION 651A OFF-MARKET BID - EFFECT ON BID CONSIDERATION OF PURCHASES MADE OUTSIDE BID

SECTION 651B HOW TO MAKE AN ELECTION FOR NEW FORMS OF CONSIDERATION

SECTION 651C RETURNING SECURITIES AS PART OF ELECTION

SECTION 652A
to
SECTION 652C

SECTION 652A WITHDRAWAL OF UNACCEPTED OFFERS UNDER TAKEOVER BID

SECTION 652B WITHDRAWAL OF TAKEOVER OFFERS WITH ASIC CONSENT

SECTION 652C WITHDRAWAL OF MARKET BIDS

SECTION 653A
to
SECTION 653B

SECTION 653A ACCEPTANCE OF OFFERS MADE UNDER OFF-MARKET BID

SECTION 653B ACCEPTANCES BY TRANSFEREES AND NOMINEES OF OFFERS MADE UNDER OFF-MARKET BID

SECTION 654A
to
SECTION 654C

SECTION 654A BIDDER NOT TO DISPOSE OF SECURITIES DURING THE BID PERIOD

SECTION 654B DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN LISTED COMPANIES

SECTION 654C DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN UNLISTED COMPANIES

SECTION 655A
to
SECTION 659C

SECTION 655A ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 655B NOTICE OF DECISION AND REVIEW RIGHTS

SECTION 656A REVIEW OF EXERCISE OF EXEMPTION OR MODIFICATION POWERS

SECTION 656B OPERATION AND IMPLEMENTATION OF A DECISION THAT IS SUBJECT TO REVIEW

SECTION 657A DECLARATION OF UNACCEPTABLE CIRCUMSTANCES

SECTION 657B WHEN PANEL MAY MAKE DECLARATION

SECTION 657C APPLYING FOR DECLARATIONS AND ORDERS

SECTION 657D ORDERS THAT PANEL MAY MAKE FOLLOWING DECLARATION

SECTION 657E INTERIM ORDERS

SECTION 657EA INTERNAL PANEL REVIEWS

SECTION 657EB REFERENCES BY COURTS

SECTION 657F OFFENCE TO CONTRAVENE PANEL ORDER

SECTION 657G ORDERS BY THE COURT WHERE CONTRAVENTION OR PROPOSED CONTRAVENTION OF PANEL ORDER

SECTION 657H ASIC MAY PUBLISH REPORT ABOUT APPLICATION TO PANEL OR COURT

SECTION 658A POWER OF PANEL WHERE A PROCEEDING IS FRIVOLOUS OR VEXATIOUS

SECTION 658B EVIDENTIARY VALUE OF FINDINGS OF FACT BY PANEL

SECTION 658C PANEL ' S POWER TO MAKE RULES

SECTION 658D INCONSISTENCY BETWEEN PANEL RULES AND ASIC EXEMPTION OR DECLARATION

SECTION 659A PANEL MAY REFER QUESTIONS OF LAW TO THE COURT

SECTION 659AA OBJECT OF SECTIONS 659B AND 659C

SECTION 659B COURT PROCEEDINGS BEFORE END OF BID PERIOD

SECTION 659C COURT PROCEEDINGS AFTER END OF BID PERIOD

SECTION 660A
to
SECTION 663C

SECTION 660A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 660B CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES

SECTION 660C CHAPTER DOES NOT APPLY TO MCIs

SECTION 661A COMPULSORY ACQUISITION POWER FOLLOWING TAKEOVER BID

SECTION 661B COMPULSORY ACQUISITION NOTICE

SECTION 661C TERMS ON WHICH SECURITIES TO BE ACQUIRED

SECTION 661D HOLDER MAY OBTAIN NAMES AND ADDRESSES OF OTHER HOLDERS

SECTION 661E HOLDER MAY APPLY TO COURT TO STOP ACQUISITION

SECTION 661F SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES

SECTION 662A BIDDER MUST OFFER TO BUY OUT REMAINING HOLDERS OF BID CLASS SECURITIES

SECTION 662B BIDDER TO TELL REMAINING HOLDERS OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 662C RIGHT OF REMAINING HOLDER OF SECURITIES IN THE BID CLASS TO BE BOUGHT OUT

SECTION 663A BIDDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES

SECTION 663B BIDDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 663C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT

SECTION 664A
to
Division 3 - Notice that person has become 85% holder of a class of securities

SECTION 664A THRESHOLD FOR GENERAL COMPULSORY ACQUISITION POWER

SECTION 664AA TIME LIMIT ON EXERCISING COMPULSORY ACQUISITION POWER

SECTION 664B THE TERMS FOR COMPULSORY ACQUISITION

SECTION 664C COMPULSORY ACQUISITION NOTICE

SECTION 664D BENEFITS OUTSIDE COMPULSORY ACQUISITION PROCEDURE

SECTION 664E HOLDER'S RIGHT TO OBJECT TO THE ACQUISITION

SECTION 664F THE COURT'S POWER TO APPROVE ACQUISITION

SECTION 664G SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES

SECTION 665A 100% HOLDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES

SECTION 665B 100% HOLDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT

SECTION 665C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT

Division 3 - Notice that person has become 85% holder of a class of securities

SECTION 666A
to
SECTION 666B

SECTION 666A COMPLETING THE ACQUISITION OF SECURITIES

SECTION 666B STATUTORY PROCEDURE FOR COMPLETION

SECTION 667A
to
SECTION 667C

SECTION 667A EXPERT'S REPORT

SECTION 667AA EXPERT TO BE NOMINATED

SECTION 667B EXPERT MUST NOT BE AN ASSOCIATE AND MUST DISCLOSE PRIOR DEALINGS AND RELATIONSHIPS

SECTION 667C VALUATION OF SECURITIES

SECTION 668A
to
SECTION 668B

SECTION 668A COMPANY'S POWER TO DEAL WITH UNCLAIMED CONSIDERATION FOR COMPULSORY ACQUISITION

SECTION 668B UNCLAIMED CONSIDERATION TO BE TRANSFERRED TO ASIC

SECTION 669
to
SECTION 670F

SECTION 669 ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 670A MISSTATEMENTS IN, OR OMISSIONS FROM, TAKEOVER AND COMPULSORY ACQUISITION AND BUY-OUT DOCUMENTS

SECTION 670B RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION

SECTION 670C PEOPLE LIABLE ON TAKEOVER OR COMPULSORY ACQUISITION STATEMENT TO INFORM MAKER ABOUT DEFICIENCIES IN THE STATEMENT

SECTION 670D DEFENCES AGAINST PROSECUTIONS UNDER SUBSECTION 670A(3) AND ACTIONS UNDER SECTION 670B

SECTION 670E LIABILITY FOR PROPOSING A BID OR NOT CARRYING THROUGH WITH BID

SECTION 670F DEFENCES

SECTION 671A
to
SECTION 671C

SECTION 671A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES

SECTION 671B INFORMATION ABOUT SUBSTANTIAL HOLDINGS MUST BE GIVEN TO COMPANY, RESPONSIBLE ENTITY, FUND OPERATOR AND RELEVANT MARKET OPERATOR

SECTION 671C CIVIL LIABILITY

SECTION 672A
to
SECTION 672F

SECTION 672A DISCLOSURE NOTICES

SECTION 672B DISCLOSURE BY MEMBER OF RELEVANT INTERESTS AND INSTRUCTIONS

SECTION 672C ASIC MAY PASS INFORMATION ON TO PERSON WHO MADE REQUEST

SECTION 672D FEE FOR COMPLYING WITH A DIRECTION GIVEN BY A COMPANY, SCHEME OR FUND UNDER THIS PART

SECTION 672DA REGISTER OF INFORMATION ABOUT RELEVANT INTERESTS IN LISTED COMPANY, LISTED REGISTERED SCHEME OR LISTED NOTIFIED FOREIGN PASSPORT FUND

SECTION 672E NO NOTICE OF RIGHTS

SECTION 672F CIVIL LIABILITY

SECTION 673
to
SECTION 678

SECTION 673 ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 674 CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES

SECTION 675 CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES

SECTION 676 SECTIONS 674 AND 675 - WHEN INFORMATION IS GENERALLY AVAILABLE

SECTION 677 SECTIONS 674 AND 675 - MATERIAL EFFECT ON PRICE OR VALUE

SECTION 678 APPLICATION OF CRIMINAL CODE TO OFFENCES BASED ON SUBSECTION 674(2), 674(5) OR 675(2)

SECTION 700
to
SECTION 703A

SECTION 700 COVERAGE OF THE FUNDRAISING RULES

SECTION 701 TREATMENT OF OFFERS OF INTERESTS IN MANAGED INVESTMENT SCHEME

SECTION 702 TREATMENT OF OFFERS OF OPTIONS OVER SECURITIES

SECTION 703 CHAPTER MAY NOT BE CONTRACTED OUT OF

SECTION 703A OPERATING A CLEARING AND SETTLEMENT FACILITY IS NOT OFFERING SECURITIES ETC.

SECTION 703B
to
SECTION 725

SECTION 703B PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS

SECTION 704 WHEN DISCLOSURE TO INVESTORS IS NEEDED

SECTION 705 TYPES OF DISCLOSURE DOCUMENT

SECTION 706 ISSUE OFFERS THAT NEED DISCLOSURE

SECTION 707 SALE OFFERS THAT NEED DISCLOSURE

SECTION 708 OFFERS THAT DO NOT NEED DISCLOSURE

SECTION 708AA RIGHTS ISSUES THAT DO NOT NEED DISCLOSURE

SECTION 708A SALE OFFERS THAT DO NOT NEED DISCLOSURE

SECTION 709 PROSPECTUSES, SHORT-FORM PROSPECTUSES, PROFILE STATEMENTS AND OFFER INFORMATION STATEMENTS

SECTION 710 PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST

SECTION 711 PROSPECTUS CONTENT - SPECIFIC DISCLOSURES

SECTION 712 PROSPECTUS CONTENT - SHORT FORM PROSPECTUSES

SECTION 713 SPECIAL PROSPECTUS CONTENT RULES FOR CONTINUOUSLY QUOTED SECURITIES

SECTION 713A OFFER OF SIMPLE CORPORATE BONDS

SECTION 713B SIMPLE CORPORATE BONDS - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS

SECTION 713C SIMPLE CORPORATE BONDS - BASE PROSPECTUS

SECTION 713D SIMPLE CORPORATE BONDS - OFFER-SPECIFIC PROSPECTUS

SECTION 713E SIMPLE CORPORATE BONDS - PROSPECTUS MAY REFER TO OTHER MATERIAL LODGED WITH ASIC

SECTION 714 CONTENTS OF PROFILE STATEMENT

SECTION 715 CONTENTS OF OFFER INFORMATION STATEMENT

SECTION 715A PRESENTATION ETC. OF DISCLOSURE DOCUMENTS

SECTION 716 DISCLOSURE DOCUMENT DATE AND CONSENTS

SECTION 717 OVERVIEW OF PROCEDURE FOR OFFERING SECURITIES

SECTION 718 LODGING OF DISCLOSURE DOCUMENT

SECTION 719 LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - GENERAL

SECTION 719A LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS

SECTION 720 CONSENTS NEEDED FOR LODGMENT

SECTION 721 OFFER MUST BE MADE IN, OR ACCOMPANIED BY, THE DISCLOSURE DOCUMENT

SECTION 722 APPLICATION MONEY TO BE HELD ON TRUST

SECTION 723 ISSUING OR TRANSFERRING THE SECURITIES UNDER A DISCLOSURE DOCUMENT

SECTION 724 CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE DOCUMENT CONDITION NOT MET OR DISCLOSURE DOCUMENT DEFECTIVE

SECTION 725 EXPIRATION OF DISCLOSURE DOCUMENT

SECTION 725A
to
SECTION 738

SECTION 725A PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS

SECTION 726 OFFERING SECURITIES IN A BODY THAT DOES NOT EXIST

SECTION 727 OFFERING SECURITIES WITHOUT A CURRENT DISCLOSURE DOCUMENT

SECTION 728 MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE DOCUMENT

SECTION 729 RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION

SECTION 730 PEOPLE LIABLE ON DISCLOSURE DOCUMENT TO INFORM PERSON MAKING THE OFFER ABOUT DEFICIENCIES IN THE DISCLOSURE DOCUMENT

SECTION 731 DUE DILIGENCE DEFENCE FOR PROSPECTUSES

SECTION 732 LACK OF KNOWLEDGE DEFENCE FOR OFFER INFORMATION STATEMENTS AND PROFILE STATEMENTS

SECTION 733 GENERAL DEFENCES FOR ALL DISCLOSURE DOCUMENTS

SECTION 734 RESTRICTIONS ON ADVERTISING AND PUBLICITY

SECTION 735 OBLIGATION TO KEEP CONSENTS AND OTHER DOCUMENTS

SECTION 736 SECURITIES HAWKING PROHIBITED

SECTION 737 REMEDIES FOR INVESTORS

SECTION 738 SECURITIES MAY BE RETURNED AND REFUND OBTAINED

SECTION 738A
to
SECTION 738ZK

SECTION 738A OBJECT

SECTION 738B MEANING OF CSF OFFER

SECTION 738C Meaning of CSF intermediary

SECTION 738D MEANING OF RETAIL CLIENT IN RELATION TO A CSF OFFER

SECTION 738E OFFER OF THE SECURITIES MAY ALSO BE MADE IN RELIANCE ON SECTION 708

SECTION 738F APPLICATION OF PROVISIONS OF CHAPTER 7 RELATING TO HOW OBLIGATIONS ETC. APPLY TO DIFFERENT KINDS OF PERSONS

SECTION 738G OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS PART

SECTION 738H MEANING OF ELIGIBLE CSF COMPANY

SECTION 738J CSF OFFER DOCUMENT TO BE PREPARED

SECTION 738K OTHER REQUIREMENTS FOR CSF OFFER DOCUMENT

SECTION 738L CSF OFFER DOCUMENT TO BE PUBLISHED ON PLATFORM OF A SINGLE CSF INTERMEDIARY

SECTION 738M CONSENTS NEEDED FOR PUBLICATION OF CSF OFFER DOCUMENT

SECTION 738N WHEN A CSF OFFER IS MADE , OPEN , CLOSED , SUSPENDED AND COMPLETE

SECTION 738P CSF OFFER DOCUMENT TO BE REMOVED FROM OFFER PLATFORM IF OFFER CLOSES IN CERTAIN CIRCUMSTANCES

SECTION 738Q GATEKEEPER OBLIGATIONS OF CSF INTERMEDIARIES

SECTION 738R COMPANY AND RELATED PARTIES NOT TO HAVE MORE THAN ONE CSF OFFER OPEN AT ANY ONE TIME

SECTION 738S COMPANY MAY NOTIFY RESPONSIBLE INTERMEDIARY THAT IT WANTS CSF OFFER WITHDRAWN

SECTION 738T WITHDRAWAL OF APPLICATIONS MADE PURSUANT TO CSF OFFER

SECTION 738U WHEN A CSF OFFER DOCUMENT IS DEFECTIVE

SECTION 738V OBLIGATION TO NOTIFY COMPANY MAKING OFFER, AND RESPONSIBLE INTERMEDIARY, IF CSF OFFER DOCUMENT IS DEFECTIVE

SECTION 738W COMPANY MAY PROVIDE REPLACEMENT OR SUPPLEMENTARY CSF DOCUMENT IN CERTAIN CIRCUMSTANCES

SECTION 738X RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS ON BECOMING AWARE THAT CSF OFFER DOCUMENT IS DEFECTIVE

SECTION 738Y OTHER LIABILITIES RELATING TO DEFECTIVE CSF OFFER DOCUMENTS

SECTION 738Z EXCEPTIONS TO LIABILITY UNDER SECTION 738Y

SECTION 738ZA GENERAL OBLIGATIONS OF CSF INTERMEDIARIES RELATING TO THEIR PLATFORMS ETC.

SECTION 738ZB RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS RELATING TO APPLICATION MONEY

SECTION 738ZC CAPS ON INVESTMENT BY RETAIL CLIENTS PURSUANT TO CSF OFFERS

SECTION 738ZD COOLING-OFF RIGHTS FOR RETAIL CLIENTS

SECTION 738ZE COMPANY MAKING CSF OFFER OR CSF INTERMEDIARY ETC. MUST NOT FINANCIALLY ASSIST RETAIL CLIENT TO ACQUIRE SECURITIES

SECTION 738ZF OFFERING SECURITIES OF A COMPANY THAT DOES NOT EXIST

SECTION 738ZG RESTRICTIONS ON ADVERTISING AND PUBLICITY

SECTION 738ZH LIABILITIES UNDER OTHER LAWS NOT AFFECTED

SECTION 738ZI COMPANIES ELIGIBLE FOR LIMITED GOVERNANCE REQUIREMENTS

SECTION 738ZJ REGULATIONS RELATING TO HOW CSF INTERMEDIARIES ARE TO DEAL WITH APPLICATIONS

SECTION 738ZK RELATED PARTY TRANSACTIONS - PROPRIETARY COMPANIES THAT HAVE ONE OR MORE CSF SHAREHOLDERS

SECTION 739
to
SECTION 741

SECTION 739 ASIC STOP ORDERS

SECTION 740 ANTI-AVOIDANCE DETERMINATIONS

SECTION 741 ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 742 EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 760A
to
SECTION 769C

SECTION 760A OBJECT OF CHAPTER

SECTION 760B OUTLINE OF CHAPTER

SECTION 761A DEFINITIONS

SECTION 761B MEANING OF ARRANGEMENT - 2 OR MORE ARRANGEMENTS THAT TOGETHER FORM A DERIVATIVE OR OTHER FINANCIAL PRODUCT

SECTION 761C MEANING OF CARRY ON A FINANCIAL SERVICES BUSINESS

SECTION 761CA MEANING OF CLASS AND KIND OF FINANCIAL PRODUCTS AND FINANCIAL SERVICES

SECTION 761D MEANING OF DERIVATIVE

SECTION 761E MEANING OF ISSUED , ISSUER , ACQUIRE AND PROVIDE IN RELATION TO FINANCIAL PRODUCTS

SECTION 761EA MEANING OF MARGIN LENDING FACILITY , MARGIN CALL AND ASSOCIATED EXPRESSIONS

SECTION 761F MEANING OF PERSON - GENERALLY INCLUDES A PARTNERSHIP

SECTION 761FA MEANING OF PERSON - GENERALLY INCLUDES MULTIPLE TRUSTEES

SECTION 761G MEANING OF RETAIL CLIENT AND WHOLESALE CLIENT

SECTION 761GA MEANING OF RETAIL CLIENT - SOPHISTICATED INVESTORS

SECTION 761H REFERENCES TO THIS CHAPTER INCLUDE REFERENCES TO REGULATIONS OR OTHER INSTRUMENTS MADE FOR THE PURPOSES OF THIS CHAPTER

SECTION 762A OVERVIEW OF APPROACH TO DEFINING WHAT A FINANCIAL PRODUCT IS

SECTION 762B WHAT IF A FINANCIAL PRODUCT IS PART OF A BROADER FACILITY?

SECTION 762C MEANING OF FACILITY

SECTION 763A GENERAL DEFINITION OF FINANCIAL PRODUCT

SECTION 763B WHEN A PERSON MAKES A FINANCIAL INVESTMENT

SECTION 763C WHEN A PERSON MANAGES FINANCIAL RISK

SECTION 763D WHEN A PERSON MAKES NON-CASH PAYMENTS

SECTION 763E WHAT IF A FINANCIAL PRODUCT IS ONLY INCIDENTAL?

SECTION 764A SPECIFIC THINGS THAT ARE FINANCIAL PRODUCTS (SUBJECT TO SUBDIVISION D)

SECTION 765A SPECIFIC THINGS THAT ARE NOT FINANCIAL PRODUCTS

SECTION 766A WHEN DOES A PERSON PROVIDE A FINANCIAL SERVICE ?

SECTION 766B MEANING OF FINANCIAL PRODUCT ADVICE

SECTION 766C MEANING OF DEALING

SECTION 766D MEANING OF MAKES A MARKET FOR A FINANCIAL PRODUCT

SECTION 766E MEANING OF PROVIDE A CUSTODIAL OR DEPOSITORY SERVICE

SECTION 766F MEANING OF PROVIDES A CROWD-FUNDING SERVICE

SECTION 767A WHAT IS A FINANCIAL MARKET ?

SECTION 768A WHAT IS A CLEARING AND SETTLEMENT FACILITY?

SECTION 769A PART 2.5 OF CRIMINAL CODE DOES NOT APPLY

SECTION 769B PEOPLE ARE GENERALLY RESPONSIBLE FOR THE CONDUCT OF THEIR AGENTS, EMPLOYEES ETC.

SECTION 769C REPRESENTATIONS ABOUT FUTURE MATTERS TAKEN TO BE MISLEADING IF MADE WITHOUT REASONABLE GROUNDS

SECTION 790A
to
SECTION 798E

SECTION 790A DEFINITION

SECTION 791A NEED FOR A LICENCE

SECTION 791B OTHER PROHIBITIONS ON HOLDING OUT

SECTION 791C EXEMPTIONS BY MINISTER

SECTION 791D WHEN A MARKET IS TAKEN TO BE OPERATED IN THIS JURISDICTION

SECTION 792A GENERAL OBLIGATIONS

SECTION 792B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 792C GIVING ASIC INFORMATION ABOUT A LISTED DISCLOSING ENTITY

SECTION 792D OBLIGATION TO ASSIST ASIC

SECTION 792E OBLIGATION TO GIVE ASIC ACCESS TO MARKET FACILITIES

SECTION 792F ANNUAL REPORT

SECTION 792G OBLIGATIONS TO NOTIFY PEOPLE ABOUT CLEARING AND SETTLEMENT ARRANGEMENTS IN CERTAIN CIRCUMSTANCES

SECTION 792H CHANGE OF COUNTRY BY FOREIGN LICENSEE

SECTION 792I MAKING INFORMATION ABOUT COMPENSATION ARRANGEMENTS PUBLICLY AVAILABLE

SECTION 793A CONTENT OF THE OPERATING RULES AND PROCEDURES

SECTION 793B LEGAL EFFECT OF OPERATING RULES

SECTION 793C ENFORCEMENT OF OPERATING RULES

SECTION 793D CHANGING THE OPERATING RULES

SECTION 793E DISALLOWANCE OF CHANGES TO OPERATING RULES

SECTION 794A MINISTER'S POWER TO GIVE DIRECTIONS

SECTION 794B MINISTER'S POWER TO REQUIRE SPECIAL REPORT

SECTION 794C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE

SECTION 794D ASIC'S POWER TO GIVE DIRECTIONS

SECTION 794E ADDITIONAL DIRECTIONS TO CLEARING AND SETTLEMENT FACILITIES

SECTION 795A HOW TO APPLY FOR A LICENCE

SECTION 795B WHEN A LICENCE MAY BE GRANTED

SECTION 795C PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 795D MORE THAN ONE LICENCE IN THE SAME DOCUMENT

SECTION 795E MORE THAN ONE MARKET COVERED BY THE SAME LICENCE

SECTION 796A THE CONDITIONS ON THE LICENCE

SECTION 797A VARYING LICENCES

SECTION 797B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 797C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 797D EFFECT OF SUSPENSION

SECTION 797E VARIATION OR REVOCATION OF SUSPENSION

SECTION 797F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 797G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 798A MATTERS TO BE TAKEN INTO ACCOUNT BY THE MINISTER

SECTION 798B ASIC MAY GIVE ADVICE TO MINISTER

SECTION 798C MARKET LICENSEE OR RELATED BODY CORPORATE ETC. LISTING ON MARKET

SECTION 798D EXEMPTIONS AND MODIFICATIONS FOR SELF-LISTING LICENSEES OR RELATED BODIES CORPORATE ETC.

SECTION 798DA MARKET LICENSEE, RELATED BODY CORPORATE ETC. OR COMPETITOR PARTICIPATING IN MARKET

SECTION 798E OTHER POTENTIAL CONFLICT SITUATIONS

SECTION 798F
to
SECTION 798M

SECTION 798F ASIC TO SUPERVISE FINANCIAL MARKETS

SECTION 798G MARKET INTEGRITY RULES

SECTION 798H COMPLYING WITH MARKET INTEGRITY RULES

SECTION 798J DIRECTIONS BY ASIC

SECTION 798K ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 798L EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 798M EXEMPTIONS BY MINISTER

SECTION 820A
to
SECTION 827D

SECTION 820A NEED FOR A LICENCE

SECTION 820B OTHER PROHIBITIONS ON HOLDING OUT

SECTION 820C EXEMPTIONS BY MINISTER

SECTION 820D WHEN A CLEARING AND SETTLEMENT FACILITY IS TAKEN TO BE OPERATED IN THIS JURISDICTION

SECTION 821A GENERAL OBLIGATIONS

SECTION 821B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 821BA OBLIGATION TO NOTIFY RESERVE BANK OF CERTAIN MATTERS

SECTION 821C OBLIGATION TO ASSIST

SECTION 821D OBLIGATION TO GIVE ASIC ACCESS TO THE FACILITY

SECTION 821E ANNUAL REPORT

SECTION 821F CHANGE OF COUNTRY BY FOREIGN LICENSEE

SECTION 822A CONTENT OF THE OPERATING RULES AND PROCEDURES

SECTION 822B LEGAL EFFECT OF OPERATING RULES

SECTION 822C ENFORCEMENT OF OPERATING RULES

SECTION 822D CHANGING THE OPERATING RULES

SECTION 822E DISALLOWANCE OF CHANGES TO OPERATING RULES

SECTION 823A MINISTER'S POWER TO GIVE DIRECTIONS

SECTION 823B MINISTER'S POWER TO REQUIRE SPECIAL REPORT

SECTION 823C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE

SECTION 823CA RESERVE BANK ASSESSMENT OF LICENSEE ' S COMPLIANCE

SECTION 823D DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES

SECTION 823E DIRECTIONS POWER - REDUCTION OF SYSTEMIC RISK

SECTION 824A HOW TO APPLY FOR A LICENCE

SECTION 824B WHEN A LICENCE MAY BE GRANTED

SECTION 824C PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 824D MORE THAN ONE LICENCE IN THE SAME DOCUMENT

SECTION 824E MORE THAN ONE CS FACILITY COVERED BY THE SAME LICENCE

SECTION 825A THE CONDITIONS ON THE LICENCE

SECTION 826A VARYING LICENCES

SECTION 826B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 826C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 826D EFFECT OF SUSPENSION

SECTION 826E VARIATION OR REVOCATION OF SUSPENSION

SECTION 826F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 826G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 827A MATTERS TO BE TAKEN INTO ACCOUNT BY THE MINISTER

SECTION 827B ASIC MAY GIVE ADVICE TO MINISTER

SECTION 827C RESERVE BANK MAY GIVE ADVICE TO MINISTER

SECTION 827D RESERVE BANK MAY DETERMINE FINANCIAL STABILITY STANDARDS

SECTION 850A
to
SECTION 854B

SECTION 850A SCOPE OF DIVISION

SECTION 850B MEANING OF UNACCEPTABLE CONTROL SITUATION

SECTION 850C ACQUISITIONS OF SHARES

SECTION 850D REMEDIAL ORDERS

SECTION 850E INJUNCTIONS

SECTION 851A APPLICATION FOR APPROVAL TO EXCEED 15% VOTING POWER LIMIT

SECTION 851B APPROVAL OF APPLICATION

SECTION 851C DURATION OF APPROVAL

SECTION 851D CONDITIONS OF APPROVAL

SECTION 851E VARYING PERCENTAGE APPROVED

SECTION 851F REVOKING AN APPROVAL

SECTION 851G FURTHER INFORMATION ABOUT APPLICATIONS

SECTION 851H TIME LIMIT FOR MINISTER'S DECISION

SECTION 851I PRESERVATION OF VOTING POWER IN RELATION TO BODIES SPECIFIED IN REGULATIONS MADE FOR SECTION 850A

SECTION 852A ACQUISITION OF PROPERTY

SECTION 852B ANTI-AVOIDANCE

SECTION 853A WHO IS DISQUALIFIED

SECTION 853B WHEN AN INDIVIDUAL IS INVOLVED IN AN OPERATOR

SECTION 853C DECLARATION BY ASIC

SECTION 853D PROCEDURE FOR DECLARATION

SECTION 853E REVOKING A DECLARATION

SECTION 853F OBLIGATIONS ON DISQUALIFIED INDIVIDUALS

SECTION 853G NOTIFICATION BY ASIC

SECTION 854A RECORD-KEEPING AND GIVING OF INFORMATION

SECTION 854B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 880A
to
SECTION 893B

SECTION 880A PART DOES NOT APPLY TO MARKETS LICENSED UNDER SPECIAL PROVISIONS ABOUT OVERSEAS MARKETS

SECTION 880B DEFINITIONS

SECTION 881A LICENSED MARKETS THROUGH WHICH PARTICIPANTS PROVIDE SERVICES FOR RETAIL CLIENTS MUST GENERALLY HAVE A COMPENSATION REGIME

SECTION 881B ADDITIONAL REQUIREMENTS FOR THE LICENCE APPLICATION

SECTION 881C WHAT HAPPENS IF AN APPLICATION CONTAINS INFORMATION IN ACCORDANCE WITH PARAGRAPH 881B(2)(c)

SECTION 881D WHAT HAPPENS IF AN APPLICATION CONTAINS A STATEMENT IN ACCORDANCE WITH PARAGRAPH 881B(2)(d)

SECTION 882A HOW TO GET COMPENSATION ARRANGEMENTS APPROVED WITH GRANT OF LICENCE

SECTION 882B HOW TO GET COMPENSATION ARRANGEMENTS APPROVED AFTER LICENCE IS GRANTED

SECTION 882C REVOCATION OF APPROVAL

SECTION 882D MINISTER'S POWER TO GIVE DIRECTIONS

SECTION 883A LEGAL EFFECT OF COMPENSATION RULES

SECTION 883B ENFORCEMENT OF COMPENSATION RULES

SECTION 883C OTHER SOURCES OF FUNDS FOR COMPENSATION

SECTION 883D PAYMENT OF LEVIES

SECTION 884A DIVISION 3 ARRANGEMENTS MUST GENERALLY ONLY BE CHANGED IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 884B CHANGING DIVISION 3 ARRANGEMENTS - MATTERS REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES

SECTION 884C CHANGING DIVISION 3 ARRANGEMENTS - MATTERS NOT REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES

SECTION 885A PURPOSE OF THIS SUBDIVISION

SECTION 885B REQUIREMENTS TO BE COMPLIED WITH FOR ARRANGEMENTS TO BE ADEQUATE

SECTION 885C THE LOSSES TO BE COVERED

SECTION 885D CERTAIN LOSSES THAT ARE NOT DIVISION 3 LOSSES

SECTION 885E THE AMOUNT OF COMPENSATION

SECTION 885F METHOD OF PAYMENT OF COMPENSATION

SECTION 885G MAKING AND DETERMINATION OF CLAIMS

SECTION 885H THE SOURCE OF FUNDS - GENERAL

SECTION 885I ADMINISTRATION AND MONITORING

SECTION 885J THE LOSSES TO BE COVERED - OTHER MATTERS TO BE TAKEN INTO ACCOUNT

SECTION 886A ONLY ONE CLAIM IN RESPECT OF THE SAME LOSS

SECTION 886B REGULATIONS RELATING TO FIDELITY FUNDS

SECTION 887A MARKETS TO WHICH THIS DIVISION APPLIES

SECTION 888A THE SITUATIONS IN WHICH COMPENSATION MAY BE CLAIMED

SECTION 888B KINDS OF COMPENSATION AVAILABLE

SECTION 888C AMOUNT OF COMPENSATION PAYABLE

SECTION 888D PAYMENT OF COMPENSATION

SECTION 888E MAKING AND DETERMINATION OF CLAIMS

SECTION 888F THE SEGC HAS POWER TO DETERMINE CLAIMS

SECTION 888G ALLOWING A CLAIM DOES NOT CONSTITUTE AN ADMISSION OF ANY OTHER LIABILITY

SECTION 888H CLAIMANT MAY APPLY TO COURT IF CLAIM DISALLOWED

SECTION 888I NON-NGF PROPERTY OF THE SEGC NOT AVAILABLE TO MEET CLAIMS

SECTION 888J THE SEGC MAY ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY

SECTION 888K NGF MAY BE USED TO ACQUIRE FINANCIAL PRODUCTS TO BE TRANSFERRED AS COMPENSATION

SECTION 889A CONTINUATION OF THE NATIONAL GUARANTEE FUND

SECTION 889B COMPENSATION TO BE PROVIDED OUT OF THE NGF

SECTION 889C THE SEGC TO KEEP THE NGF

SECTION 889D WHAT THE NGF CONSISTS OF

SECTION 889E POWER TO BORROW ETC. FOR PURPOSES OF THE NGF

SECTION 889F MONEY BORROWED AND PAID TO THE SEGC

SECTION 889G MONEY BORROWED AND NOT PAID TO THE SEGC

SECTION 889H PAYMENTS OUT OF THE NGF

SECTION 889I MINIMUM AMOUNT OF THE NGF

SECTION 889J LEVY BY THE SEGC

SECTION 889K LEVY BY MARKET OPERATOR

SECTION 890A MINISTER TO NOMINATE THE SEGC

SECTION 890B THE SEGC'S FUNCTIONS AND POWERS

SECTION 890C DELEGATION

SECTION 890D OPERATING RULES OF THE SEGC

SECTION 890E LEGAL EFFECT OF THE SEGC'S OPERATING RULES

SECTION 890F ENFORCEMENT OF THE SEGC'S OPERATING RULES

SECTION 890G CHANGING THE SEGC'S OPERATING RULES

SECTION 890H DISALLOWANCE OF CHANGES TO THE SEGC'S OPERATING RULES

SECTION 891A PAYMENT OUT OF THE NGF TO PRESCRIBED BODY WITH ARRANGEMENTS COVERING CLEARING AND SETTLEMENT FACILITY SUPPORT

SECTION 891B MARKETS OPERATED BY BODIES CORPORATE THAT BECOME MEMBERS OF THE SEGC - REGULATIONS MAY DEAL WITH TRANSITIONAL PROVISIONS AND OTHER MATTERS

SECTION 891C REGULATIONS MAY MAKE DIFFERENT PROVISION IN RESPECT OF DIFFERENT MARKETS ETC.

SECTION 892A DEFINITIONS

SECTION 892B HOW REGULATED FUNDS ARE TO BE KEPT

SECTION 892C MONEY IN REGULATED FUNDS MAY BE INVESTED

SECTION 892D POWERS OF RELEVANT AUTHORITY TO REQUIRE PRODUCTION OR DELIVERY OF DOCUMENTS OR STATEMENTS

SECTION 892E POWER TO REQUIRE ASSISTANCE FOR PURPOSE OF DEALING WITH A CLAIM

SECTION 892F RELEVANT AUTHORITY'S RIGHT OF SUBROGATION IF COMPENSATION IS PAID

SECTION 892G EXCESS MONEY IN COMPENSATION FUNDS

SECTION 892H ACCOUNTING AND REPORTING FOR REGULATED FUNDS

SECTION 892I DIVISION 3 ARRANGEMENTS - REPORTING IN SITUATIONS WHERE COMPENSATION DOES NOT COME OUT OF A REGULATED FUND

SECTION 892J REGULATIONS MAY PROVIDE FOR QUALIFIED PRIVILEGE IN RESPECT OF CERTAIN MATTERS

SECTION 892K RISK ASSESSMENT REPORT

SECTION 893A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 893B EXEMPTIONS BY MINISTER

SECTION 900A
to
SECTION 907E

SECTION 900A DERIVATIVES AND TRANSACTIONS ETC. TO WHICH THIS PART APPLIES

SECTION 901A ASIC MAY MAKE DERIVATIVE TRANSACTION RULES

SECTION 901B DERIVATIVES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS

SECTION 901C REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS

SECTION 901D REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED

SECTION 901E OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES

SECTION 901F ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 901G FAILURE TO COMPLY WITH DERIVATIVE TRANSACTION RULES DOES NOT INVALIDATE TRANSACTION ETC.

SECTION 901H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES

SECTION 901J ASIC TO CONSULT BEFORE MAKING RULES

SECTION 901K MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 901L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 901M AMENDMENT AND REVOCATION OF DERIVATIVE TRANSACTION RULES

SECTION 902A ASIC TO SUPERVISE LICENSED DERIVATIVE TRADE REPOSITORIES

SECTION 903A ASIC MAY MAKE DERIVATIVE TRADE REPOSITORY RULES

SECTION 903B RULES MAY ONLY IMPOSE REQUIREMENTS ON OPERATORS AND OFFICERS OF LICENSED DERIVATIVE TRADE REPOSITORIES

SECTION 903C REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH MATTERS RELATED TO DERIVATIVE TRADE DATA

SECTION 903D OBLIGATION TO COMPLY WITH DERIVATIVE TRADE REPOSITORY RULES

SECTION 903E ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 903F MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES

SECTION 903G ASIC TO CONSULT BEFORE MAKING RULES

SECTION 903H MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 903J EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 903K AMENDMENT AND REVOCATION OF DERIVATIVE TRADE REPOSITORY RULES

SECTION 904A GENERAL OBLIGATIONS

SECTION 904B OBLIGATIONS RELATING TO DERIVATIVE TRADE DATA

SECTION 904C OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 904D OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK

SECTION 904E OBLIGATION TO GIVE ASIC ACCESS TO DERIVATIVE TRADE REPOSITORY FACILITIES

SECTION 904F MINISTER ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS

SECTION 904G ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS

SECTION 904H ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING SPECIAL REPORTS

SECTION 904J ASIC MAY ASSESS LICENSEE ' S COMPLIANCE

SECTION 904K DIRECTIONS RELATING TO DERIVATIVE TRADE DATA IF REPOSITORY CEASES TO BE LICENSED

SECTION 905A REGULATIONS MAY IDENTIFY DERIVATIVE TRADE REPOSITORIES AS BEING REQUIRED TO BE LICENSED

SECTION 905B HOW TO APPLY FOR A LICENCE

SECTION 905C WHEN A LICENCE MAY BE GRANTED

SECTION 905D PUBLICATION OF NOTICE OF LICENCE GRANT

SECTION 905E MORE THAN ONE DERIVATIVE TRADE REPOSITORY COVERED BY THE SAME LICENCE

SECTION 905F THE CONDITIONS ON THE LICENCE

SECTION 905G VARYING LICENCES

SECTION 905H IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 905J SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 905K EFFECT OF SUSPENSION

SECTION 905L VARIATION OR REVOCATION OF SUSPENSION

SECTION 905M PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION

SECTION 905N SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 905P MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC

SECTION 906A REGULATIONS MAY IMPOSE OBLIGATIONS AND CONFER POWERS

SECTION 907A OTHER PROHIBITIONS ON HOLDING OUT

SECTION 907B MAKING PROVISION BY REFERENCE TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME

SECTION 907C COMPLIANCE WITH REQUIREMENTS TO PROVIDE DERIVATIVE TRADE DATA OR OTHER INFORMATION: PROTECTION FROM LIABILITY

SECTION 907D EXEMPTIONS BY ASIC

SECTION 907E EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 908AA
to
SECTION 908EB

SECTION 908AA SIMPLIFIED OUTLINE OF THIS PART

SECTION 908AB MEANING OF FINANCIAL BENCHMARK

SECTION 908AC MEANING OF SIGNIFICANT FINANCIAL BENCHMARK

SECTION 908AD EMERGENCY DECLARATIONS: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 908AE NOTIFYING ADMINISTRATOR ABOUT DECLARATIONS

SECTION 908AF ASIC TO SUPERVISE FINANCIAL BENCHMARKS THAT ARE SPECIFIED IN BENCHMARK ADMINISTRATOR LICENCES

SECTION 908AG EXTRATERRITORIAL APPLICATION

SECTION 908BA ADMINISTRATORS OF SIGNIFICANT FINANCIAL BENCHMARKS MUST BE LICENSED

SECTION 908BB OTHER PROHIBITIONS ON HOLDING OUT

SECTION 908BC WHEN A LICENCE MAY BE GRANTED

SECTION 908BD APPLYING FOR A LICENCE

SECTION 908BE MORE THAN ONE FINANCIAL BENCHMARK MAY BE SPECIFIED IN THE SAME LICENCE

SECTION 908BF PUBLISHING DETAILS OF LICENCES

SECTION 908BG CONDITIONS, INCLUDING VARYING AND REVOKING CONDITIONS

SECTION 908BH VARYING LICENCES

SECTION 908BI IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 908BJ SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT

SECTION 908BK EFFECT OF SUSPENSION

SECTION 908BL VARYING OR REVOKING A SUSPENSION

SECTION 908BM PUBLISHING DETAILS OF SUSPENSIONS OR CANCELLATIONS OF LICENCES

SECTION 908BN VARIATIONS, SUSPENSIONS OR CANCELLATIONS ONLY IN ACCORDANCE WITH THIS SUBDIVISION

SECTION 908BO MATTERS TO WHICH ASIC MUST HAVE REGARD

SECTION 908BP GENERAL OBLIGATIONS

SECTION 908BQ OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 908BR OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK

SECTION 908BS OBLIGATION TO GIVE ASIC ACCESS TO LICENSEE ' S FACILITIES

SECTION 908BT ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS

SECTION 908BU MINISTER MAY DISALLOW ALL OR PART OF AN ASIC DIRECTION ETC.

SECTION 908BV ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING REPORTS

SECTION 908BW ASIC MAY ASSESS LICENSEE ' S COMPLIANCE

SECTION 908BX BASIS OF LICENCES

SECTION 908CA ASIC MAY MAKE FINANCIAL BENCHMARK RULES

SECTION 908CB MAIN PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CC OTHER PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CD ASIC MAY MAKE COMPELLED FINANCIAL BENCHMARK RULES

SECTION 908CE PERMITTED POWERS AND MATTERS THAT MAY BE DEALT WITH IN THE RULES

SECTION 908CF OBLIGATION TO COMPLY WITH EACH SET OF RULES

SECTION 908CG ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 908CH INFRINGEMENT NOTICES

SECTION 908CI ENFORCEABLE UNDERTAKINGS

SECTION 908CJ PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH

SECTION 908CK MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES

SECTION 908CL ASIC TO CONSULT BEFORE MAKING RULES

SECTION 908CM MINISTERIAL CONSENT TO RULES REQUIRED

SECTION 908CN EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED

SECTION 908CO REQUIREMENTS

SECTION 908CP REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS

SECTION 908CQ VARYING OR REVOKING THE RULES

SECTION 908DA MANIPULATION OF FINANCIAL BENCHMARKS

SECTION 908DB FALSE OR MISLEADING STATEMENTS OR INFORMATION THAT COULD AFFECT FINANCIAL BENCHMARKS

SECTION 908DC PENALTIES FOR OFFENCES AGAINST THIS DIVISION

SECTION 908DD GEOGRAPHICAL SCOPE OF OFFENCES AND CIVIL PENALTY PROVISIONS

SECTION 908EA MAKING PROVISION BY REFERRING TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME

SECTION 908EB EXEMPTIONS BY THE REGULATIONS OR BY ASIC

SECTION 910A
to
SECTION 926B

SECTION 910A DEFINITIONS

SECTION 911A NEED FOR AN AUSTRALIAN FINANCIAL SERVICES LICENCE

SECTION 911B PROVIDING FINANCIAL SERVICES ON BEHALF OF A PERSON WHO CARRIES ON A FINANCIAL SERVICES BUSINESS

SECTION 911C PROHIBITION ON HOLDING OUT

SECTION 911D WHEN A FINANCIAL SERVICES BUSINESS IS TAKEN TO BE CARRIED ON IN THIS JURISDICTION

SECTION 912A GENERAL OBLIGATIONS

SECTION 912B COMPENSATION ARRANGEMENTS IF FINANCIAL SERVICES PROVIDED TO PERSONS AS RETAIL CLIENTS

SECTION 912C DIRECTION TO PROVIDE A STATEMENT

SECTION 912CA REGULATIONS MAY REQUIRE INFORMATION TO BE PROVIDED

SECTION 912D OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS

SECTION 912E SURVEILLANCE CHECKS BY ASIC

SECTION 912F OBLIGATION TO CITE LICENCE NUMBER IN DOCUMENTS

SECTION 913A APPLYING FOR A LICENCE

SECTION 913B WHEN A LICENCE MAY BE GRANTED

SECTION 913C LICENCE NUMBERS

SECTION 914A THE CONDITIONS ON THE LICENCE

SECTION 915A VARYING LICENCES

SECTION 915B IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 915C SUSPENSION OR CANCELLATION AFTER OFFERING A HEARING

SECTION 915D EFFECT OF SUSPENSION

SECTION 915E REVOCATION OF SUSPENSION

SECTION 915F DATE OF EFFECT AND PUBLICATION OF CANCELLATION OR SUSPENSION

SECTION 915G STATEMENT OF REASONS

SECTION 915H ASIC MAY ALLOW LICENCE TO CONTINUE IN EFFECT

SECTION 915I SPECIAL PROCEDURES FOR APRA-REGULATED BODIES

SECTION 915J VARIATION, SUSPENSION AND CANCELLATION ONLY UNDER THIS SUBDIVISION

SECTION 916A HOW REPRESENTATIVES ARE AUTHORISED

SECTION 916B SUB-AUTHORISATIONS

SECTION 916C AUTHORISED REPRESENTATIVE OF 2 OR MORE LICENSEES

SECTION 916D LICENSEES CANNOT AUTHORISE OTHER LICENSEES

SECTION 916E LICENSEES ACTING UNDER A BINDER

SECTION 916F OBLIGATION TO NOTIFY ASIC ETC. ABOUT AUTHORISED REPRESENTATIVES

SECTION 916G ASIC MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVES

SECTION 917A APPLICATION OF DIVISION

SECTION 917B RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE

SECTION 917C REPRESENTATIVES OF MULTIPLE LICENSEES

SECTION 917D EXCEPTION IF LACK OF AUTHORITY IS DISCLOSED TO CLIENT

SECTION 917E RESPONSIBILITY EXTENDS TO LOSS OR DAMAGE SUFFERED BY CLIENT

SECTION 917F EFFECT OF DIVISION

SECTION 920A ASIC ' S POWER TO MAKE A BANNING ORDER

SECTION 920B WHAT IS A BANNING ORDER ?

SECTION 920C EFFECT OF BANNING ORDERS

SECTION 920D VARIATION OR CANCELLATION OF BANNING ORDERS

SECTION 920E DATE OF EFFECT AND PUBLICATION OF BANNING ORDER, VARIATION OR CANCELLATION

SECTION 920F STATEMENT OF REASONS

SECTION 921A DISQUALIFICATION BY THE COURT

SECTION 921B MEANING OF EDUCATION AND TRAINING STANDARDS

SECTION 921C LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE UNLESS CONDITIONS MET

SECTION 921D RELEVANT PROVIDERS TO MEET CONTINUING PROFESSIONAL DEVELOPMENT STANDARD

SECTION 921E RELEVANT PROVIDERS TO COMPLY WITH THE CODE OF ETHICS

SECTION 921F REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS

SECTION 921G MEANING OF COMPLIANCE SCHEME

SECTION 921H FINANCIAL SERVICES LICENSEES TO ENSURE COMPLIANCE SCHEME COVERS RELEVANT PROVIDERS

SECTION 921J WHEN A COMPLIANCE SCHEME COVERS A RELEVANT PROVIDER

SECTION 921K APPROVAL OF COMPLIANCE SCHEMES

SECTION 921L INVESTIGATIONS BY MONITORING BODY

SECTION 921M OFFENCES RELATING TO INVESTIGATIONS BY MONITORING BODY

SECTION 921N OBLIGATION TO NOTIFY LICENSEE OF FAILURE TO COMPLY WITH CODE OF ETHICS

SECTION 921P OBLIGATION TO ENSURE THAT COMPLIANCE SCHEME IS PUBLICLY AVAILABLE

SECTION 921Q OBLIGATION TO PROVIDE ASIC WITH INFORMATION

SECTION 921R MODIFICATION OF COMPLIANCE SCHEME

SECTION 921S OBLIGATION TO REVIEW COMPLIANCE SCHEME

SECTION 921T OBLIGATION TO NOTIFY ASIC OF CHANGES TO MONITORING BODY

SECTION 921U FUNCTIONS OF THE STANDARDS BODY

SECTION 921V APPROVAL OF FOREIGN QUALIFICATIONS

SECTION 921W COMMENCEMENT OF CODE OF ETHICS AND AMENDMENTS OF CODE OF ETHICS

SECTION 921X MINISTER TO DECLARE A BODY CORPORATE TO BE THE STANDARDS BODY

SECTION 921Y MINISTER MAY REVOKE DECLARATION UNDER SECTION 921X

SECTION 921Z MODIFICATION OF THE STANDARDS BODY ' S CONSTITUTION

SECTION 921ZA DISALLOWANCE OF MODIFICATIONS OF THE STANDARDS BODY ' S CONSTITUTION

SECTION 921ZB MINISTER MAY DIRECT THE STANDARDS BODY TO DO CERTAIN THINGS

SECTION 921ZC ANNUAL REPORT

SECTION 922A REGISTERS RELATING TO FINANCIAL SERVICES

SECTION 922B FEES FOR SEARCHING REGISTERS

SECTION 922D OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER

SECTION 922E INFORMATION ABOUT A RELEVANT PROVIDER WHO IS A FINANCIAL SERVICES LICENSEE

SECTION 922F INFORMATION ABOUT A RELEVANT PROVIDER WHO IS NOT A FINANCIAL SERVICES LICENSEE

SECTION 922G MEANING OF RECENT ADVISING HISTORY

SECTION 922H ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER

SECTION 922HA OBLIGATION TO NOTIFY ASIC OF FINANCIAL SERVICES LICENSEE ' S CPD YEAR

SECTION 922HB OBLIGATION TO NOTIFY ASIC OF NON-COMPLIANCE WITH CONTINUING PROFESSIONAL DEVELOPMENT STANDARD

SECTION 922HC REQUIREMENT TO RETAIN INFORMATION

SECTION 922HD OBLIGATION TO NOTIFY ASIC IN RELATION TO FAILURES TO COMPLY WITH THE CODE OF ETHICS

SECTION 922J OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 922K OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE

SECTION 922L REQUIREMENT FOR NOTICE TO BE LODGED

SECTION 922M FAILING TO COMPLY WITH OBLIGATION TO NOTIFY ASIC

SECTION 922N OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES

SECTION 922P CHANGE IN MATTER WITHIN 30 BUSINESS DAYS

SECTION 922Q REGISTER OF RELEVANT PROVIDERS

SECTION 922R RELEVANT PROVIDER NUMBER

SECTION 922S CORRECTING THE REGISTER

SECTION 923A RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS

SECTION 923B RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS UNLESS AUTHORISED IN LICENCE CONDITIONS

SECTION 923C RESTRICTION ON USE OF TERMS ' FINANCIAL ADVISER ' AND ' FINANCIAL PLANNER '

SECTION 924A AGREEMENTS WITH CERTAIN UNLICENSED PERSONS

SECTION 925A CLIENT MAY GIVE NOTICE OF RESCISSION

SECTION 925B EFFECT OF NOTICE UNDER SECTION 925A

SECTION 925C CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION

SECTION 925D COURT MAY MAKE CONSEQUENTIAL ORDERS

SECTION 925E AGREEMENT UNENFORCEABLE AGAINST CLIENT

SECTION 925F NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION

SECTION 925G ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 925E OR 925F

SECTION 925H CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE

SECTION 925I REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES

SECTION 926A EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 926B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 940A
to
SECTION 953C

SECTION 940A HOW PART APPLIES IF A FINANCIAL SERVICES LICENSEE IS ACTING AS AUTHORISED REPRESENTATIVE

SECTION 940B WHAT IF THERE IS NO REASONABLE OPPORTUNITY TO GIVE A DOCUMENT, INFORMATION OR STATEMENT REQUIRED BY THIS PART?

SECTION 940C HOW DOCUMENTS, INFORMATION AND STATEMENTS ARE TO BE GIVEN

SECTION 940D GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 941A OBLIGATION ON FINANCIAL SERVICES LICENSEE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT

SECTION 941B OBLIGATION ON AUTHORISED REPRESENTATIVE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT

SECTION 941C SITUATIONS IN WHICH A FINANCIAL SERVICES GUIDE IS NOT REQUIRED

SECTION 941D TIMING OF GIVING FINANCIAL SERVICES GUIDE

SECTION 941E INFORMATION MUST BE UP TO DATE

SECTION 941F OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE

SECTION 942A TITLE OF FINANCIAL SERVICES GUIDE

SECTION 942B FINANCIAL SERVICES GUIDE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS

SECTION 942C FINANCIAL SERVICES GUIDE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS

SECTION 942D FINANCIAL SERVICES GUIDE MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME

SECTION 942DA COMBINING A FINANCIAL SERVICES GUIDE AND A PRODUCT DISCLOSURE STATEMENT IN A SINGLE DOCUMENT

SECTION 942E ALTERING A FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 943A WHAT A SUPPLEMENTARY FINANCIAL SERVICES GUIDE IS

SECTION 943B TITLE OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943C FORM OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943D EFFECT OF GIVING A PERSON A SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 943E SITUATION IN WHICH ONLY A SUPPLEMENTARY FINANCIAL SERVICES GUIDE NEED BE GIVEN

SECTION 943F ALTERING A SUPPLEMENTARY FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 944A SITUATION IN WHICH DIVISION APPLIES

SECTION 945A REQUIREMENT TO HAVE A REASONABLE BASIS FOR THE ADVICE

SECTION 945B OBLIGATION TO WARN CLIENT IF ADVICE BASED ON INCOMPLETE OR INACCURATE INFORMATION

SECTION 946A OBLIGATION TO GIVE CLIENT A STATEMENT OF ADVICE

SECTION 946AA SMALL INVESTMENTS - STATEMENT OF ADVICE NOT REQUIRED

SECTION 946B OTHER SITUATIONS IN WHICH A STATEMENT OF ADVICE IS NOT REQUIRED

SECTION 946C TIMING OF GIVING STATEMENT OF ADVICE

SECTION 947A TITLE OF STATEMENT OF ADVICE

SECTION 947B STATEMENT OF ADVICE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS

SECTION 947C STATEMENT OF ADVICE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS

SECTION 947D ADDITIONAL REQUIREMENTS WHEN ADVICE RECOMMENDS REPLACEMENT OF ONE PRODUCT WITH ANOTHER

SECTION 947E STATEMENT OF ADVICE NOT TO BE COMBINED WITH FINANCIAL SERVICES GUIDE OR PRODUCT DISCLOSURE STATEMENT

SECTION 948A QUALIFIED PRIVILEGE IF PROVIDING ENTITY COMPLIES WITH THIS DIVISION

SECTION 949A GENERAL ADVICE PROVIDED TO RETAIL CLIENT - OBLIGATION TO WARN CLIENT THAT ADVICE DOES NOT TAKE ACCOUNT OF CLIENT ' S OBJECTIVES, FINANCIAL SITUATION OR NEEDS

SECTION 949B REGULATIONS MAY IMPOSE DISCLOSURE REQUIREMENTS IN CERTAIN SITUATIONS

SECTION 951A PART CANNOT BE CONTRACTED OUT OF

SECTION 951B EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 951C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 952A OVERVIEW

SECTION 952B DEFINITIONS

SECTION 952C OFFENCE OF FAILING TO GIVE A DISCLOSURE DOCUMENT OR STATEMENT

SECTION 952D OFFENCE OF GIVING A DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 952E GIVING A DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 952F OFFENCES OF FINANCIAL SERVICES LICENSEE KNOWINGLY PROVIDING DEFECTIVE DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE

SECTION 952G OFFENCES OF FINANCIAL SERVICES LICENSEE PROVIDING DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 952H FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED

SECTION 952I OFFENCES IF A FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 952J OFFENCE IF A STATEMENT OF ADVICE DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 952K OFFENCE IF AUTHORISED REPRESENTATIVE GIVES OUT UNAUTHORISED FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG)

SECTION 952L OFFENCES IF FINANCIAL SERVICES LICENSEE OR AUTHORISED REPRESENTATIVE BECOMES AWARE THAT A FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG) IS DEFECTIVE

SECTION 952M OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE OR SUPPLEMENTARY FINANCIAL SERVICES GUIDE

SECTION 953A DEFINITIONS

SECTION 953B CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 953C ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 960
to
SECTION 968

SECTION 960 DEFINITIONS

SECTION 960A NO CONTRACTING OUT

SECTION 960B OBLIGATIONS UNDER THIS PART IN ADDITION TO OTHER OBLIGATIONS

SECTION 961 APPLICATION OF THIS DIVISION

SECTION 961A APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 961B PROVIDER MUST ACT IN THE BEST INTERESTS OF THE CLIENT

SECTION 961C WHEN IS SOMETHING REASONABLY APPARENT ?

SECTION 961D WHAT IS A REASONABLE INVESTIGATION ?

SECTION 961E WHAT WOULD REASONABLY BE REGARDED AS IN THE BEST INTERESTS OF THE CLIENT?

SECTION 961F WHAT IS A BASIC BANKING PRODUCT ?

SECTION 961G RESULTING ADVICE MUST BE APPROPRIATE TO THE CLIENT

SECTION 961H RESULTING ADVICE STILL BASED ON INCOMPLETE OR INACCURATE INFORMATION

SECTION 961J CONFLICT BETWEEN CLIENT ' S INTERESTS AND THOSE OF PROVIDER, LICENSEE, AUTHORISED REPRESENTATIVE OR ASSOCIATES

SECTION 961K CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J

SECTION 961L LICENSEES MUST ENSURE COMPLIANCE

SECTION 961M CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 961N ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 961P RESPONSIBLE LICENSEE

SECTION 961Q CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J

SECTION 962 APPLICATION OF THIS DIVISION

SECTION 962A ONGOING FEE ARRANGEMENTS

SECTION 962B ONGOING FEES

SECTION 962C FEE RECIPIENTS

SECTION 962CA EXEMPTION FROM APPLICATION OF OPT-IN REQUIREMENT

SECTION 962D APPLICATION OF THIS SUBDIVISION

SECTION 962E CLIENT MAY TERMINATE ARRANGEMENT AT ANY TIME

SECTION 962F ARRANGEMENT TERMINATES IF THIS SUBDIVISION NOT COMPLIED WITH

SECTION 962G FEE RECIPIENT MUST GIVE FEE DISCLOSURE STATEMENT

SECTION 962H FEE DISCLOSURE STATEMENTS

SECTION 962J DISCLOSURE DAY

SECTION 962K FEE RECIPIENT MUST GIVE RENEWAL NOTICE

SECTION 962L RENEWAL NOTICE DAY AND RENEWAL PERIOD

SECTION 962M IF CLIENT NOTIFIES FEE RECIPIENT THAT CLIENT DOES NOT WISH TO RENEW

SECTION 962N IF CLIENT DOES NOT NOTIFY FEE RECIPIENT THAT CLIENT WISHES TO RENEW

SECTION 962P CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED

SECTION 962Q EFFECT OF TERMINATION

SECTION 962R APPLICATION OF THIS SUBDIVISION

SECTION 962S FEE RECIPIENT MUST GIVE FEE DISCLOSURE STATEMENT

SECTION 963 APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 963A CONFLICTED REMUNERATION

SECTION 963AA BENEFITS GIVEN IN RELATION TO LIFE RISK INSURANCE PRODUCTS

SECTION 963B MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION

SECTION 963BA BENEFIT RATIO AND CLAWBACK REQUIREMENTS

SECTION 963C NON-MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION

SECTION 963D BENEFITS FOR EMPLOYEES ETC. OF ADIs

SECTION 963E LICENSEE MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963F LICENSEE MUST ENSURE COMPLIANCE

SECTION 963G AUTHORISED REPRESENTATIVE MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963H OTHER REPRESENTATIVES MUST NOT ACCEPT CONFLICTED REMUNERATION

SECTION 963J EMPLOYER MUST NOT GIVE EMPLOYEES CONFLICTED REMUNERATION

SECTION 963K PRODUCT ISSUER OR SELLER MUST NOT GIVE CONFLICTED REMUNERATION

SECTION 963L VOLUME-BASED BENEFITS PRESUMED TO BE CONFLICTED REMUNERATION

SECTION 964 APPLICATION

SECTION 964A PLATFORM OPERATOR MUST NOT ACCEPT VOLUME-BASED SHELF-SPACE FEES

SECTION 964B APPLICATION

SECTION 964C APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE

SECTION 964D FINANCIAL SERVICES LICENSEES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS

SECTION 964E AUTHORISED REPRESENTATIVES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS

SECTION 964F WHAT IS AN ASSET-BASED FEE ?

SECTION 964G MEANING OF BORROWED

SECTION 964H WHEN IS SOMETHING REASONABLY APPARENT ?

SECTION 965 ANTI-AVOIDANCE

SECTION 966 TRANSITION PERIOD

SECTION 967 BEST INTERESTS OBLIGATIONS AND REMUNERATION PROVISIONS TO APPLY DURING TRANSITION PERIOD

SECTION 968 NOTICE TO CLIENTS IN TRANSITION PERIOD

SECTION 980A
to
SECTION 993D

SECTION 980A MATTERS COVERED BY THIS PART

SECTION 980B GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 981A MONEY TO WHICH SUBDIVISION APPLIES

SECTION 981B OBLIGATION TO PAY MONEY INTO AN ACCOUNT

SECTION 981C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO ACCOUNTS MAINTAINED FOR THE PURPOSES OF SECTION 981B

SECTION 981D MONEY RELATED TO DERIVATIVES MAY BE USED FOR GENERAL MARGINING ETC. PURPOSES

SECTION 981E PROTECTION OF MONEY FROM ATTACHMENT ETC.

SECTION 981F REGULATIONS MAY DEAL WITH HOW MONEY TO BE DEALT WITH IF LICENSEE CEASES TO BE LICENSED ETC.

SECTION 981G ACCOUNT PROVIDER NOT LIABLE MERELY BECAUSE OF LICENSEE'S CONTRAVENTION

SECTION 981H MONEY TO WHICH SUBDIVISION APPLIES TAKEN TO BE HELD IN TRUST

SECTION 981J CLIENT MONEY REPORTING RULES

SECTION 981K MATTERS THAT MAY BE DEALT WITH IN CLIENT MONEY REPORTING RULES

SECTION 981L ASIC TO CONSULT BEFORE MAKING RULES

SECTION 981M COMPLYING WITH CLIENT MONEY REPORTING RULES

SECTION 981N ALTERNATIVES TO CIVIL PROCEEDINGS

SECTION 981P COMPLIANCE WITH REQUIREMENTS TO PROVIDE DATA OR OTHER INFORMATION TO ASIC: PROTECTION FROM LIABILITY

SECTION 982A MONEY TO WHICH THIS SUBDIVISION APPLIES

SECTION 982B OBLIGATION TO PAY MONEY INTO AN ACCOUNT

SECTION 982C LICENSEE TO GIVE CLIENT STATEMENT SETTING OUT TERMS OF LOAN ETC.

SECTION 982D PERMITTED USE OF LOAN

SECTION 983A COURT MAY FREEZE CERTAIN ACCOUNTS

SECTION 983B INTERIM ORDER FREEZING ACCOUNTS

SECTION 983C DUTY OF PERSON TO WHOM ORDER DIRECTED TO MAKE FULL DISCLOSURE

SECTION 983D FURTHER ORDERS AND DIRECTIONS

SECTION 983E POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY

SECTION 984A PROPERTY TO WHICH DIVISION APPLIES

SECTION 984B HOW PROPERTY TO WHICH THIS DIVISION APPLIES IS TO BE DEALT WITH

SECTION 985A DEFINITIONS ETC.

SECTION 985B STATUS OF AMOUNTS PAID TO FINANCIAL SERVICES LICENSEES IN RESPECT OF CONTRACTS OF INSURANCE

SECTION 985C REGULATIONS MAY IMPOSE OTHER REQUIREMENTS ETC. IF FINANCIAL SERVICES LICENSEE IS NOT THE INSURER

SECTION 985D FINANCIAL SERVICES LICENSEES ETC. NOT TO DEAL IN GENERAL INSURANCE PRODUCTS FROM UNAUTHORISED INSURERS ETC.

SECTION 985EA APPLICATION OF THIS SUBDIVISION

SECTION 985E REQUIREMENTS BEFORE ISSUING ETC. MARGIN LENDING FACILITY

SECTION 985F ASSESSMENT OF UNSUITABILITY OF MARGIN LENDING FACILITY

SECTION 985G REASONABLE INQUIRIES ETC. ABOUT THE RETAIL CLIENT

SECTION 985H WHEN MARGIN LENDING FACILITY MUST BE ASSESSED AS UNSUITABLE

SECTION 985J GIVING THE RETAIL CLIENT THE ASSESSMENT

SECTION 985K UNSUITABLE MARGIN LENDING FACILITIES

SECTION 985L ISSUE OF MARGIN LENDING FACILITY MUST NOT BE CONDITIONAL ON AGREEMENT TO RECEIVE COMMUNICATIONS THROUGH AGENT

SECTION 985M NOTIFICATION OF MARGIN CALLS

SECTION 986A REPORTING IN RELATION TO MONEY TO WHICH SUBDIVISION A OR B OF DIVISION 2 APPLIES OR PROPERTY TO WHICH DIVISION 3 APPLIES

SECTION 986B REPORTING IN RELATION TO DEALINGS IN DERIVATIVES

SECTION 987A APPLICATION OF DIVISION

SECTION 988A OBLIGATION TO KEEP FINANCIAL RECORDS

SECTION 988B RECORDS TO BE KEPT SO THAT PROFIT AND LOSS STATEMENTS AND BALANCE SHEET CAN BE PREPARED AND AUDITED

SECTION 988C LANGUAGE OF RECORDS

SECTION 988D LOCATION OF RECORDS

SECTION 988E PARTICULAR CATEGORIES OF INFORMATION TO BE SHOWN IN RECORDS

SECTION 988F REGULATIONS MAY IMPOSE ADDITIONAL REQUIREMENTS

SECTION 988G RECORDS TAKEN TO BE MADE WITH LICENSEE'S AUTHORITY

SECTION 989A MEANING OF FINANCIAL YEAR

SECTION 989B FINANCIAL SERVICES LICENSEE TO PREPARE AND LODGE ANNUAL PROFIT AND LOSS STATEMENT AND BALANCE SHEET

SECTION 989C REQUIREMENTS AS TO CONTENTS AND APPLICABLE ACCOUNTING PRINCIPLES

SECTION 989CA AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS

SECTION 989D TIME OF LODGMENT

SECTION 990A SECTIONS 990B TO 990H NOT TO APPLY TO PUBLIC COMPANIES

SECTION 990B APPOINTMENT OF AUDITOR BY LICENSEE

SECTION 990C WHEN A PERSON OR FIRM IS INELIGIBLE TO ACT AS AUDITOR

SECTION 990D INELIGIBLE PERSON OR FIRM MUST NOT CONSENT TO ACT OR DISQUALIFY THEMSELVES ETC.

SECTION 990E DURATION OF APPOINTMENT OF AUDITORS

SECTION 990F REMOVAL OF AUDITORS

SECTION 990G RESIGNATION OF AUDITORS - REQUIREMENTS FOR RESIGNATION

SECTION 990H RESIGNATION OF AUDITORS - WHEN RESIGNATION TAKES EFFECT

SECTION 990I AUDITOR'S RIGHT OF ACCESS TO RECORDS, INFORMATION ETC.

SECTION 990J AUDITOR'S FEES AND EXPENSES

SECTION 990K AUDITOR TO REPORT ON CERTAIN MATTERS

SECTION 990L QUALIFIED PRIVILEGE FOR AUDITOR ETC.

SECTION 991A FINANCIAL SERVICES LICENSEE NOT TO ENGAGE IN UNCONSCIONABLE CONDUCT

SECTION 991B FINANCIAL SERVICES LICENSEE TO GIVE PRIORITY TO CLIENTS' ORDERS

SECTION 991C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS

SECTION 991D REGULATIONS MAY REQUIRE RECORDS TO BE KEPT IN RELATION TO INSTRUCTIONS TO DEAL ON LICENSED MARKETS AND FOREIGN MARKETS

SECTION 991E OBLIGATIONS OF FINANCIAL SERVICES LICENSEE IN RELATION TO DEALINGS WITH NON-LICENSEES

SECTION 991F DEALINGS INVOLVING EMPLOYEES OF FINANCIAL SERVICES LICENSEES

SECTION 992A PROHIBITION ON HAWKING OF CERTAIN FINANCIAL PRODUCTS

SECTION 992AA PROHIBITION ON HAWKING OF INTERESTS IN MANAGED INVESTMENT SCHEMES

SECTION 992B EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 992C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 993A OVERVIEW

SECTION 993B OFFENCE OF FAILING TO PAY CLIENT MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 993C OFFENCE OF FAILING TO COMPLY WITH REQUIREMENTS RELATING TO CLIENT MONEY ACCOUNT

SECTION 993D FAILING TO PAY LOAN MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 1010A
to
SECTION 1022C

SECTION 1010A PART GENERALLY DOES NOT APPLY TO SECURITIES

SECTION 1010B PART DOES NOT APPLY TO FINANCIAL PRODUCTS NOT ISSUED IN THE COURSE OF A BUSINESS

SECTION 1010BA PART DOES NOT APPLY TO CONTRIBUTION PLANS

SECTION 1010C SPECIAL PROVISIONS ABOUT MEANING OF SALE AND OFFER

SECTION 1010D GENERAL APPROACH TO OFFENCE PROVISIONS

SECTION 1011A JURISDICTIONAL SCOPE OF DIVISION

SECTION 1011B DEFINITIONS

SECTION 1011C TREATMENT OF OFFERS OF OPTIONS OVER FINANCIAL PRODUCTS

SECTION 1012A OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - PERSONAL ADVICE RECOMMENDING PARTICULAR FINANCIAL PRODUCT

SECTION 1012B OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - SITUATIONS RELATED TO ISSUE OF FINANCIAL PRODUCTS

SECTION 1012C OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - OFFERS RELATED TO SALE OF FINANCIAL PRODUCTS

SECTION 1012D SITUATIONS IN WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED

SECTION 1012DAA RIGHTS ISSUES FOR WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED

SECTION 1012DA PRODUCT DISCLOSURE STATEMENT NOT REQUIRED FOR SALE AMOUNTING TO INDIRECT ISSUE

SECTION 1012E SMALL SCALE OFFERINGS OF MANAGED INVESTMENT AND OTHER PRESCRIBED FINANCIAL PRODUCTS (20 ISSUES OR SALES IN 12 MONTHS)

SECTION 1012F PRODUCT DISCLOSURE STATEMENT FOR CERTAIN SUPERANNUATION PRODUCTS MAY BE PROVIDED LATER

SECTION 1012G PRODUCT DISCLOSURE STATEMENT MAY SOMETIMES BE PROVIDED LATER

SECTION 1012H OBLIGATION TO TAKE REASONABLE STEPS TO ENSURE THAT PRODUCT DISCLOSURE STATEMENT IS GIVEN TO PERSON ELECTING TO BE COVERED BY GROUP FINANCIAL PRODUCT

SECTION 1012I OBLIGATION TO GIVE EMPLOYER A PRODUCT DISCLOSURE STATEMENT IN RELATION TO CERTAIN SUPERANNUATION PRODUCTS AND RSA PRODUCTS

SECTION 1012IA TREATMENT OF ARRANGEMENTS UNDER WHICH A PERSON CAN INSTRUCT ANOTHER PERSON TO ACQUIRE A FINANCIAL PRODUCT

SECTION 1012J INFORMATION MUST BE UP TO DATE

SECTION 1012K ANTI-AVOIDANCE DETERMINATIONS

SECTION 1013A WHO MUST PREPARE PRODUCT DISCLOSURE STATEMENT

SECTION 1013B TITLE OF PRODUCT DISCLOSURE STATEMENT

SECTION 1013C PRODUCT DISCLOSURE STATEMENT CONTENT REQUIREMENTS

SECTION 1013D PRODUCT DISCLOSURE STATEMENT CONTENT - MAIN REQUIREMENTS

SECTION 1013DA INFORMATION ABOUT ETHICAL CONSIDERATIONS ETC.

SECTION 1013E GENERAL OBLIGATION TO INCLUDE OTHER INFORMATION THAT MIGHT INFLUENCE A DECISION TO ACQUIRE

SECTION 1013F GENERAL LIMITATIONS ON EXTENT TO WHICH INFORMATION IS REQUIRED TO BE INCLUDED

SECTION 1013FA INFORMATION NOT REQUIRED TO BE INCLUDED IN PDS FOR CONTINUOUSLY QUOTED SECURITIES

SECTION 1013G PRODUCT DISCLOSURE STATEMENT MUST BE DATED

SECTION 1013GA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS

SECTION 1013H REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT STATES OR IMPLIES THAT FINANCIAL PRODUCT WILL BE ABLE TO BE TRADED

SECTION 1013I EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO MANAGED INVESTMENT PRODUCTS THAT ARE ED SECURITIES

SECTION 1013IA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS THAT ARE ED SECURITIES

SECTION 1013J REQUIREMENTS IF STATEMENT HAS BEEN LODGED WITH ASIC

SECTION 1013K REQUIREMENTS RELATING TO CONSENTS TO CERTAIN STATEMENTS

SECTION 1013L PRODUCT DISCLOSURE STATEMENT MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME

SECTION 1013M COMBINING A PRODUCT DISCLOSURE STATEMENT AND A FINANCIAL SERVICES GUIDE IN A SINGLE DOCUMENT

SECTION 1014A WHAT A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT IS

SECTION 1014B TITLE OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014C FORM OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014D EFFECT OF GIVING PERSON A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT

SECTION 1014E SITUATION IN WHICH ONLY A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT NEED BE GIVEN

SECTION 1014F APPLICATION OF OTHER PROVISIONS IN RELATION TO SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS

SECTION 1014G APPLICATION OF THIS SUBDIVISION - STAPLED SECURITIES

SECTION 1014H WHAT A REPLACEMENT PRODUCT DISCLOSURE STATEMENT IS

SECTION 1014J CONSEQUENCES OF LODGING A REPLACEMENT PRODUCT DISCLOSURE STATEMENT

SECTION 1014K FORM, CONTENT AND PREPARATION OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS

SECTION 1014L GIVING, LODGMENT AND NOTICE OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS

SECTION 1015A SUBDIVISION APPLIES TO PRODUCT DISCLOSURE STATEMENTS AND SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS

SECTION 1015B SOME STATEMENTS MUST BE LODGED WITH ASIC

SECTION 1015C HOW A STATEMENT IS TO BE GIVEN

SECTION 1015D NOTICE, RETENTION AND ACCESS REQUIREMENTS FOR STATEMENT THAT DOES NOT NEED TO BE LODGED

SECTION 1015E ALTERING A STATEMENT AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON

SECTION 1016A PROVISIONS RELATING TO USE OF APPLICATION FORMS

SECTION 1016B IF STATEMENT LODGED WITH ASIC, FINANCIAL PRODUCT IS NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD

SECTION 1016C MINIMUM SUBSCRIPTION CONDITION MUST BE FULFILLED BEFORE ISSUE OR SALE

SECTION 1016D CONDITION ABOUT ABILITY TO TRADE ON A MARKET MUST BE FULFILLED BEFORE ISSUE OR SALE

SECTION 1016E CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE CONDITION NOT MET OR PRODUCT DISCLOSURE STATEMENT DEFECTIVE

SECTION 1016F REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT

SECTION 1017A OBLIGATION TO GIVE ADDITIONAL INFORMATION ON REQUEST

SECTION 1017B ONGOING DISCLOSURE OF MATERIAL CHANGES AND SIGNIFICANT EVENTS

SECTION 1017BA TRUSTEES OF REGULATED SUPERANNUATION FUNDS - OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE

SECTION 1017BB TRUSTEES OF REGISTRABLE SUPERANNUATION ENTITIES - OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS PUBLICLY AVAILABLE

SECTION 1017BC OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GENERAL RULE ABOUT GIVING NOTICE AND PROVIDING INFORMATION

SECTION 1017BD OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO PROVIDERS UNDER CUSTODIAL ARRANGEMENTS

SECTION 1017BE OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO ACQUIRERS UNDER CUSTODIAL ARRANGEMENTS

SECTION 1017C INFORMATION FOR EXISTING HOLDERS OF SUPERANNUATION PRODUCTS AND RSA PRODUCTS

SECTION 1017D PERIODIC STATEMENTS FOR RETAIL CLIENTS FOR FINANCIAL PRODUCTS THAT HAVE AN INVESTMENT COMPONENT

SECTION 1017DA TRUSTEES OF SUPERANNUATION ENTITIES - REGULATIONS MAY SPECIFY ADDITIONAL OBLIGATIONS TO PROVIDE INFORMATION

SECTION 1017E DEALING WITH MONEY RECEIVED FOR FINANCIAL PRODUCT BEFORE THE PRODUCT IS ISSUED

SECTION 1017F CONFIRMING TRANSACTIONS

SECTION 1017G CERTAIN PRODUCT ISSUERS AND REGULATED PERSONS MUST MEET APPROPRIATE DISPUTE RESOLUTION REQUIREMENTS

SECTION 1018A ADVERTISING OR OTHER PROMOTIONAL MATERIAL FOR FINANCIAL PRODUCT MUST REFER TO PRODUCT DISCLOSURE STATEMENT

SECTION 1018B PROHIBITION ON ADVERTISING PERSONAL OFFERS COVERED BY SECTION 1012E

SECTION 1019A SITUATIONS IN WHICH THIS DIVISION APPLIES

SECTION 1019B COOLING-OFF PERIOD FOR RETURN OF FINANCIAL PRODUCT

SECTION 1019C DEFINITIONS

SECTION 1019D OFFERS TO WHICH THIS DIVISION APPLIES

SECTION 1019E HOW OFFERS ARE TO BE MADE

SECTION 1019F PROHIBITION ON INVITING OFFERS TO SELL

SECTION 1019G DURATION AND WITHDRAWAL OF OFFERS

SECTION 1019H TERMS OF OFFER CANNOT BE VARIED

SECTION 1019I CONTENTS OF OFFER DOCUMENT

SECTION 1019J OBLIGATION TO UPDATE MARKET VALUE

SECTION 1019K RIGHTS IF REQUIREMENTS OF DIVISION NOT COMPLIED WITH

SECTION 1020AA DEFINITIONS

SECTION 1020AB SELLER DISCLOSURE

SECTION 1020AC LICENSEE DISCLOSURE

SECTION 1020AD PUBLIC DISCLOSURE OF INFORMATION

SECTION 1020AE LICENSEE ' S OBLIGATION TO ASK SELLER ABOUT SHORT SALE

SECTION 1020AF REGULATIONS

SECTION 1020AG JURISDICTIONAL SCOPE OF DIVISION

SECTION 1020AH DEFINITIONS

SECTION 1020AI REQUIREMENT TO GIVE INFORMATION STATEMENTS FOR CGS DEPOSITORY INTEREST IF RECOMMENDING ACQUISITION OF INTEREST

SECTION 1020AJ INFORMATION STATEMENT GIVEN MUST BE UP TO DATE

SECTION 1020AK HOW AN INFORMATION STATEMENT IS TO BE GIVEN

SECTION 1020AL CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 1020A OFFERS ETC. RELATING TO CERTAIN MANAGED INVESTMENT SCHEMES NOT TO BE MADE IN CERTAIN CIRCUMSTANCES

SECTION 1020BAA OFFERS ETC. RELATING TO FOREIGN PASSPORT FUNDS NOT TO BE MADE IN CERTAIN CIRCUMSTANCES

SECTION 1020B PROHIBITION OF CERTAIN SHORT SALES OF SECURITIES, MANAGED INVESTMENT PRODUCTS, FOREIGN PASSPORT FUND PRODUCTS AND CERTAIN OTHER FINANCIAL PRODUCTS

SECTION 1020C ASIC'S POWER TO PROHIBIT SHORT SELLING IN CERTAIN CASES

SECTION 1020D PART CANNOT BE CONTRACTED OUT OF

SECTION 1020E STOP ORDERS BY ASIC

SECTION 1020F EXEMPTIONS AND MODIFICATIONS BY ASIC

SECTION 1020G EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 1021A OVERVIEW

SECTION 1021B DEFINITIONS

SECTION 1021C OFFENCE OF FAILING TO GIVE ETC. A DISCLOSURE DOCUMENT OR STATEMENT

SECTION 1021D OFFENCE OF PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 1021E PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)

SECTION 1021F OFFENCE OF REGULATED PERSON (OTHER THAN PREPARER) GIVING DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE

SECTION 1021FA PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO COMMUNICATION OF INFORMATION

SECTION 1021FB PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO INFORMATION PROVIDED BY PRODUCT ISSUER FOR COMMUNICATION BY ANOTHER PERSON

SECTION 1021G FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES ETC. DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED

SECTION 1021H OFFENCES IF A PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS

SECTION 1021I OFFENCE OF GIVING DISCLOSURE DOCUMENT OR STATEMENT THAT HAS NOT BEEN PREPARED BY THE APPROPRIATE PERSON

SECTION 1021J OFFENCES IF PREPARER ETC. OF DISCLOSURE DOCUMENT OR STATEMENT BECOMES AWARE THAT IT IS DEFECTIVE

SECTION 1021K OFFENCE OF UNAUTHORISED ALTERATION OF PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS)

SECTION 1021L OFFENCES OF GIVING, OR FAILING TO WITHDRAW, CONSENT TO INCLUSION OF DEFECTIVE STATEMENT

SECTION 1021M OFFENCES RELATING TO KEEPING AND PROVIDING COPIES OF PRODUCT DISCLOSURE STATEMENTS (OR SUPPLEMENTARY PDSs)

SECTION 1021N OFFENCE OF FAILING TO PROVIDE ADDITIONAL INFORMATION REQUESTED UNDER SECTION 1017A

SECTION 1021NA OFFENCES RELATING TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE

SECTION 1021NB OFFENCES RELATING TO OBLIGATION TO MAKE SUPERANNUATION INVESTMENT INFORMATION PUBLICLY AVAILABLE

SECTION 1021NC OFFENCES RELATING TO OBLIGATIONS UNDER SECTIONS 1017BC, 1017BD AND 1017BE

SECTION 1021O OFFENCES OF ISSUER OR SELLER OF FINANCIAL PRODUCT FAILING TO PAY MONEY INTO AN ACCOUNT AS REQUIRED

SECTION 1021P OFFENCES RELATING TO OFFERS TO WHICH DIVISION 5A APPLIES

SECTION 1022A DEFINITIONS

SECTION 1022B CIVIL ACTION FOR LOSS OR DAMAGE

SECTION 1022C ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 1023A
to
SECTION 1023R

SECTION 1023A OBJECT

SECTION 1023B DEFINITIONS

SECTION 1023C APPLICATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023D ASIC MAY MAKE PRODUCT INTERVENTION ORDERS

SECTION 1023E SIGNIFICANT DETRIMENT TO RETAIL CLIENTS

SECTION 1023F ASIC TO CONSULT BEFORE MAKING PRODUCT INTERVENTION ORDERS

SECTION 1023G COMMENCEMENT AND DURATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023H EXTENSION OF PRODUCT INTERVENTION ORDERS

SECTION 1023J AMENDMENT OF PRODUCT INTERVENTION ORDERS

SECTION 1023K REVOCATION OF PRODUCT INTERVENTION ORDERS

SECTION 1023L ASIC TO ISSUE PUBLIC NOTICE OF PRODUCT INTERVENTION ORDERS

SECTION 1023M REMAKING PRODUCT INTERVENTION ORDERS

SECTION 1023N PRODUCT INTERVENTION ORDERS MAY REQUIRE NOTIFICATION

SECTION 1023P ENFORCEMENT OF PRODUCT INTERVENTION ORDERS

SECTION 1023Q CIVIL LIABILITY

SECTION 1023R ADDITIONAL POWERS OF COURT TO MAKE ORDERS

SECTION 1040A
to
SECTION 1045A

SECTION 1040A CONTENT OF PART

SECTION 1040B TREAT CERTAIN INSTRUMENTS AS IF THEY WERE FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS

SECTION 1041A MARKET MANIPULATION

SECTION 1041B FALSE TRADING AND MARKET RIGGING - CREATING A FALSE OR MISLEADING APPEARANCE OF ACTIVE TRADING ETC.

SECTION 1041C FALSE TRADING AND MARKET RIGGING - ARTIFICIALLY MAINTAINING ETC. TRADING PRICE

SECTION 1041D DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS

SECTION 1041E FALSE OR MISLEADING STATEMENTS

SECTION 1041F INDUCING PERSONS TO DEAL

SECTION 1041G DISHONEST CONDUCT

SECTION 1041H MISLEADING OR DECEPTIVE CONDUCT (CIVIL LIABILITY ONLY)

SECTION 1041I CIVIL ACTION FOR LOSS OR DAMAGE FOR CONTRAVENTION OF SECTIONS 1041E TO 1041H

SECTION 1041J SECTIONS OF THIS DIVISION HAVE EFFECT INDEPENDENTLY OF EACH OTHER

SECTION 1041K DIVISION APPLIES TO CERTAIN CONDUCT TO THE EXCLUSION OF STATE FAIR TRADING ACTS PROVISIONS

SECTION 1041L APPLICATION OF DIVISION

SECTION 1041M CERTAIN CONCURRENT WRONGDOERS NOT TO HAVE BENEFIT OF APPORTIONMENT

SECTION 1041N PROPORTIONATE LIABILITY FOR APPORTIONABLE CLAIMS

SECTION 1041O DEFENDANT TO NOTIFY PLAINTIFF OF CONCURRENT WRONGDOER OF WHOM DEFENDANT AWARE

SECTION 1041P CONTRIBUTION NOT RECOVERABLE FROM DEFENDANT

SECTION 1041Q SUBSEQUENT ACTIONS

SECTION 1041R JOINING NON-PARTY CONCURRENT WRONGDOER IN THE ACTION

SECTION 1041S APPLICATION OF DIVISION

SECTION 1042A DEFINITIONS

SECTION 1042B APPLICATION OF DIVISION

SECTION 1042C WHEN INFORMATION IS GENERALLY AVAILABLE

SECTION 1042D WHEN A REASONABLE PERSON WOULD TAKE INFORMATION TO HAVE A MATERIAL EFFECT ON PRICE OR VALUE OF DIVISION 3 FINANCIAL PRODUCTS

SECTION 1042E DIVISION 3 FINANCIAL PRODUCTS TAKEN TO BE ABLE TO BE TRADED DESPITE SUSPENSIONS OR SECTION 794D DIRECTIONS

SECTION 1042F INCITING, INDUCING OR ENCOURAGING AN ACT OR OMISSION CONSTITUTES PROCURING THE OMISSION

SECTION 1042G INFORMATION IN POSSESSION OF OFFICER OF BODY CORPORATE

SECTION 1042H INFORMATION IN POSSESSION OF PARTNER OR EMPLOYEE OF PARTNERSHIP

SECTION 1043A PROHIBITED CONDUCT BY PERSON IN POSSESSION OF INSIDE INFORMATION

SECTION 1043B EXCEPTION FOR WITHDRAWAL FROM REGISTERED SCHEME OR NOTIFIED FOREIGN PASSPORT FUND

SECTION 1043C EXCEPTION FOR UNDERWRITERS

SECTION 1043D EXCEPTION FOR ACQUISITION PURSUANT TO LEGAL REQUIREMENT

SECTION 1043E EXCEPTION FOR INFORMATION COMMUNICATED PURSUANT TO A LEGAL REQUIREMENT

SECTION 1043F CHINESE WALL ARRANGEMENTS BY BODIES CORPORATE

SECTION 1043G CHINESE WALL ARRANGEMENTS BY PARTNERSHIPS ETC.

SECTION 1043H EXCEPTION FOR KNOWLEDGE OF PERSON'S OWN INTENTIONS OR ACTIVITIES

SECTION 1043I EXCEPTION FOR BODIES CORPORATE

SECTION 1043J EXCEPTION FOR OFFICERS OR AGENTS OF BODY CORPORATE

SECTION 1043K TRANSACTIONS BY HOLDER OF FINANCIAL SERVICES LICENCE OR A REPRESENTATIVE OF THE HOLDER OF SUCH A LICENCE

SECTION 1043L A SPECIFIC SITUATION IN WHICH A COMPENSATION ORDER UNDER SECTION 1317HA MAY BE MADE

SECTION 1043M DEFENCES TO PROSECUTION FOR AN OFFENCE

SECTION 1043N RELIEF FROM CIVIL LIABILITY

SECTION 1043O POWERS OF COURT

SECTION 1044A GENERAL DEFENCE OR RELIEF FOR PUBLISHERS

SECTION 1044B LIMIT ON LIABILITY FOR MISLEADING OR DECEPTIVE CONDUCT

SECTION 1045A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS

SECTION 1050
to
SECTION 1058

SECTION 1050 MINISTER MAY AUTHORISE AN EXTERNAL DISPUTE RESOLUTION SCHEME

SECTION 1051 MANDATORY REQUIREMENTS

SECTION 1051A GENERAL CONSIDERATIONS

SECTION 1052 OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS

SECTION 1052A ASIC MAY ISSUE REGULATORY REQUIREMENTS

SECTION 1052B DIRECTIONS TO INCREASE LIMITS ON THE VALUE OF CLAIMS

SECTION 1052BA DIRECTIONS TO ENSURE SUFFICIENT FINANCING

SECTION 1052C GENERAL DIRECTIONS TO AFCA

SECTION 1052D APPROVAL OF MATERIAL CHANGES TO THE AFCA SCHEME

SECTION 1052E REFERRING MATTERS TO APPROPRIATE AUTHORITIES

SECTION 1053 WHEN COMPLAINTS RELATING TO SUPERANNUATION CAN BE MADE UNDER THE AFCA SCHEME

SECTION 1053A PERSONS TAKEN TO BE MEMBERS OF REGULATED SUPERANNUATION FUNDS AND APPROVED DEPOSIT FUNDS AND HOLDERS OF RSAs

SECTION 1054 POWER TO JOIN OTHER PARTIES TO SUPERANNUATION COMPLAINT

SECTION 1054A POWER TO OBTAIN INFORMATION AND DOCUMENTS

SECTION 1054B POWER TO REQUIRE ATTENDANCE AT CONCILIATION CONFERENCES

SECTION 1054BA POWER TO GIVE DIRECTIONS

SECTION 1054C REFERENCE OF QUESTIONS OF LAW TO FEDERAL COURT

SECTION 1055 MAKING A DETERMINATION

SECTION 1055A AFCA TO GIVE REASONS

SECTION 1055B OPERATION OF DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1055C EVIDENCE OF DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1055D COMPLIANCE WITH DETERMINATIONS UNDER THE AFCA SCHEME

SECTION 1056 WHEN SUPERANNUATION COMPLAINT CANNOT BE MADE IN RELATION TO DECISION ABOUT THE PAYMENT OF DEATH BENEFIT

SECTION 1056A JOINING PERSONS TO COMPLAINTS RELATING TO DEATH BENEFIT DECISIONS

SECTION 1057 APPEALS TO THE FEDERAL COURT FROM DETERMINATION OF SUPERANNUATION COMPLAINT

SECTION 1057A OPERATION AND IMPLEMENTATION OF DETERMINATION THAT IS SUBJECT TO APPEAL

SECTION 1057B SENDING OF DOCUMENTS TO, AND DISCLOSURE OF DOCUMENTS BY, THE FEDERAL COURT

SECTION 1058 SECRECY

SECTION 1070A
to
SECTION 1075A

SECTION 1070A NATURE OF SHARES AND CERTAIN OTHER INTERESTS IN A COMPANY OR REGISTERED SCHEME

SECTION 1070B NUMBERING OF SHARES

SECTION 1070C MATTERS TO BE SPECIFIED IN SHARE CERTIFICATE

SECTION 1070D LOSS OR DESTRUCTION OF TITLE DOCUMENTS FOR CERTAIN SECURITIES

SECTION 1071A APPLICATION OF THE SUBDIVISION TO CERTAIN SECURITIES

SECTION 1071B INSTRUMENT OF TRANSFER

SECTION 1071C OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.

SECTION 1071D REGISTRATION OF TRANSFER AT REQUEST OF TRANSFEROR

SECTION 1071E NOTICE OF REFUSAL TO REGISTER TRANSFER

SECTION 1071F REMEDY FOR REFUSAL TO REGISTER TRANSFER OR TRANSMISSION

SECTION 1071G CERTIFICATION OF TRANSFERS

SECTION 1071H DUTIES OF COMPANY WITH RESPECT TO ISSUE OF CERTIFICATES

SECTION 1072A TRANSMISSION OF SHARES ON DEATH (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072B TRANSMISSION OF SHARES ON BANKRUPTCY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072C RIGHTS OF TRUSTEE OF ESTATE OF BANKRUPT SHAREHOLDER

SECTION 1072D TRANSMISSION OF SHARES ON MENTAL INCAPACITY (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072E TRUSTEE ETC. MAY BE REGISTERED AS OWNER OF SHARES

SECTION 1072F REGISTRATION OF TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072G ADDITIONAL GENERAL DISCRETION FOR DIRECTORS OF PROPRIETARY COMPANIES TO REFUSE TO REGISTER TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)

SECTION 1072H NOTICES RELATING TO NON-BENEFICIAL AND BENEFICIAL OWNERSHIP OF SHARES

SECTION 1073A APPLICATION OF THE DIVISION TO CERTAIN SECURITIES

SECTION 1073B DEFINITIONS

SECTION 1073C APPLICATION OF DIVISION TO CERTAIN BODIES AS IF THEY WERE COMPANIES

SECTION 1073D REGULATIONS MAY GOVERN TRANSFER OF CERTAIN SECURITIES

SECTION 1073E ASIC MAY EXTEND REGULATIONS TO SECURITIES NOT OTHERWISE COVERED

SECTION 1073F OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES

SECTION 1074A FINANCIAL PRODUCTS TO WHICH THIS DIVISION APPLIES

SECTION 1074B DEFINITIONS

SECTION 1074C OPERATING RULES OF PRESCRIBED CS FACILITY MAY DEAL WITH TRANSFER OF TITLE

SECTION 1074D VALID AND EFFECTIVE TRANSFER IF OPERATING RULES COMPLIED WITH

SECTION 1074E REGULATIONS MAY GOVERN TRANSFER OF FINANCIAL PRODUCTS IN ACCORDANCE WITH OPERATING RULES OF PRESCRIBED CS FACILITY

SECTION 1074F ISSUER PROTECTED FROM CIVIL LIABILITY FOR PERSON'S CONTRAVENTION OF PRESCRIBED CS FACILITY'S CERTIFICATE CANCELLATION RULES

SECTION 1074G OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES

SECTION 1075A ASIC'S POWER TO EXEMPT AND MODIFY

SECTION 1100A
to
SECTION 1101J

SECTION 1100A QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO ASIC

SECTION 1100B QUALIFIED PRIVILEGE FOR THE CONDUCT OF MARKET LICENSEES AND CS FACILITY LICENSEES

SECTION 1100C QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO MARKET LICENSEES AND CS FACILITY LICENSEES ETC.

SECTION 1100D EXTENSION OF PROTECTIONS GIVEN BY THIS DIVISION

SECTION 1101A APPROVED CODES OF CONDUCT

SECTION 1101B POWER OF COURT TO MAKE CERTAIN ORDERS

SECTION 1101C PRESERVATION AND DISPOSAL OF RECORDS ETC.

SECTION 1101D DESTRUCTION OF RECORDS BY ASIC

SECTION 1101E CONCEALING ETC. OF BOOKS

SECTION 1101F FALSIFICATION OF RECORDS

SECTION 1101G PRECAUTIONS AGAINST FALSIFICATION OF RECORDS

SECTION 1101GA HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.

SECTION 1101H CONTRAVENTION OF CHAPTER DOES NOT GENERALLY AFFECT VALIDITY OF TRANSACTIONS ETC.

SECTION 1101I GAMING AND WAGERING LAWS DO NOT AFFECT VALIDITY OF CONTRACTS RELATING TO FINANCIAL PRODUCTS

SECTION 1101J DELEGATION

SECTION 1200A DEFINITIONS

SECTION 1200B
to
SECTION 1200R

SECTION 1200B WHEN AN OFFER IS A RECOGNISED OFFER

SECTION 1200C CONDITIONS THAT MUST BE MET TO BE A RECOGNISED OFFER

SECTION 1200D REQUIRED DOCUMENTS AND INFORMATION

SECTION 1200E WARNING STATEMENT

SECTION 1200F EFFECT OF A RECOGNISED OFFER

SECTION 1200G OFFERING CONDITIONS

SECTION 1200H ADDRESS FOR SERVICE CONDITION

SECTION 1200J DISPUTE RESOLUTION CONDITION

SECTION 1200K ADDITIONAL OPERATION OF SECTION 675 (CONTINUOUS DISCLOSURE)

SECTION 1200L PRE-OFFER ADVERTISING

SECTION 1200M MODIFICATION BY THE REGULATIONS

SECTION 1200N STOP ORDERS

SECTION 1200P BAN ON MAKING SUBSEQUENT RECOGNISED OFFERS

SECTION 1200Q OFFENCE OF BREACHING AN ONGOING CONDITION

SECTION 1200R SERVICE OF DOCUMENTS

SECTION 1200S
to
SECTION 1200U

SECTION 1200S NOTICE TO ASIC

SECTION 1200T EXTENSION OF THIS ACT TO RECOGNISED JURISDICTIONS

SECTION 1200U ASIC STOP ORDER FOR ADVERTISING IN A RECOGNISED JURISDICTION

SECTION 1210
to
SECTION 1210B

SECTION 1210 DEFINITIONS

SECTION 1210A LIST OF PARTICIPATING ECONOMIES

SECTION 1210B MINISTER MAY DETERMINE THAT FUNDS NOT TO OFFER INTERESTS IN THIS JURISDICTION

SECTION 1211
to
SECTION 1211B

SECTION 1211 MINISTER MAY MAKE PASSPORT RULES FOR THIS JURISDICTION

SECTION 1211A DEFINITION OF PASSPORT RULES

SECTION 1211B COMPLIANCE WITH THE PASSPORT RULES

SECTION 1212
to
SECTION 1212C

SECTION 1212 APPLICATION FOR REGISTRATION

SECTION 1212A REGISTRATION OF REGISTERED SCHEME AS A PASSPORT FUND

SECTION 1212B ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR APFRN

SECTION 1212C NOTIFYING ASIC IF OFFERING INTERESTS IN ANOTHER PARTICIPATING ECONOMY IN ANOTHER NAME

SECTION 1213
to
SECTION 1213Q

SECTION 1213 NOTICE OF INTENTION TO OFFER INTERESTS IN A FOREIGN PASSPORT FUND

SECTION 1213A ASIC MAY NOTIFY OPERATOR THAT NOTICE OF INTENTION LACKS INFORMATION REQUIRED

SECTION 1213B REJECTING A NOTICE OF INTENTION

SECTION 1213C NOTIFIED FOREIGN PASSPORT FUNDS - AUTHORITY TO OFFER INTERESTS IN THIS JURISDICTION

SECTION 1213D DEFINITION OF CONSIDERATION PERIOD

SECTION 1213E NOTIFIED FOREIGN PASSPORT FUNDS TO BE TREATED AS MANAGED INVESTMENT SCHEMES

SECTION 1213F OPERATORS AND NOTIFIED FOREIGN PASSPORT FUNDS NOT TO BE TREATED AS COMPANIES ETC.

SECTION 1213G OFFENCES RELATING TO THE OPERATION OF NOTIFIED FOREIGN PASSPORT FUNDS

SECTION 1213H NOTIFIED FOREIGN PASSPORT FUNDS MUST NOT ISSUE DEBENTURES IN THIS JURISDICTION

SECTION 1213J CONSTITUTION - RIGHT TO OBTAIN A COPY

SECTION 1213K REGISTER OF MEMBERS - RIGHT TO OBTAIN A COPY

SECTION 1213L USE OF INFORMATION ON REGISTER OF MEMBERS

SECTION 1213M REPORTS REQUIRED UNDER THE LAW OF THE HOME ECONOMY

SECTION 1213N ORDER FOR COPIES OF BOOKS OF A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1213P REGISTER OF MEMBERS - ASIC MAY REQUIRE LODGMENT

SECTION 1213Q DESTRUCTION OF RECORDS BY ASIC

SECTION 1214 REGISTER OF PASSPORT FUNDS

SECTION 1215
to
SECTION 1215D

SECTION 1215 STOP ORDER - AUSTRALIAN PASSPORT FUNDS

SECTION 1215A STOP ORDER - NOTIFIED FOREIGN PASSPORT FUND

SECTION 1215B INTERIM STOP ORDERS

SECTION 1215C REVOCATION OF STOP ORDER MADE UNDER SECTION 1215 OR 1215A

SECTION 1215D COMPLIANCE WITH STOP ORDERS

SECTION 1216
to
SECTION 1216L

SECTION 1216 APPLICATION TO DEREGISTER

SECTION 1216A ASIC TO DEREGISTER

SECTION 1216B WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME AN AUSTRALIAN PASSPORT FUND?

SECTION 1216C DEREGISTRATION - INITIATED BY ASIC

SECTION 1216D PROCESS FOR DEREGISTRATION

SECTION 1216E APPLICATION TO BE REMOVED AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216F ASIC TO REMOVE FUND AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216G WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME A NOTIFIED FOREIGN PASSPORT FUND?

SECTION 1216H ASIC TO REMOVE A FUND AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216J PROCESS FOR REMOVAL AS A NOTIFIED FOREIGN PASSPORT FUND

SECTION 1216K ASIC ' S POWER TO CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION

SECTION 1216L REGULATIONS MAY CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION

SECTION 1217
to
SECTION 1217B

SECTION 1217 ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS CHAPTER

SECTION 1217A ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THE PASSPORT RULES

SECTION 1217B EXEMPTIONS AND MODIFICATION BY REGULATIONS

SECTION 1274
to
SECTION 1275

SECTION 1274 REGISTERS

SECTION 1274AA REGISTER OF DISQUALIFIED COMPANY DIRECTORS AND OTHER OFFICERS

SECTION 1274A OBTAINING INFORMATION FROM CERTAIN REGISTERS

SECTION 1274B USE, IN COURT PROCEEDINGS, OF INFORMATION FROM ASIC'S NATIONAL DATABASE

SECTION 1274C ASIC CERTIFICATE

SECTION 1275 RELODGING OF LOST REGISTERED DOCUMENTS

SECTION 1276
to
SECTION 1298Q

SECTION 1276 DEFINITIONS

SECTION 1279 APPLICATION FOR REGISTRATION AS AUDITOR

SECTION 1280 REGISTRATION OF AUDITORS

SECTION 1280A APPROVAL OF AUDITING COMPETENCY STANDARD

SECTION 1281 AUDITOR-GENERAL TAKEN TO BE REGISTERED AS AUDITOR

SECTION 1282 REGISTRATION OF LIQUIDATORS

SECTION 1283 REGISTRATION OF OFFICIAL LIQUIDATORS

SECTION 1284 INSURANCE TO BE MAINTAINED BY LIQUIDATORS

SECTION 1285 REGISTER OF AUDITORS

SECTION 1286 REGISTERS OF LIQUIDATORS AND OFFICIAL LIQUIDATORS

SECTION 1287 NOTIFICATION OF CERTAIN MATTERS

SECTION 1287A ANNUAL STATEMENTS BY REGISTERED COMPANY AUDITORS

SECTION 1288 ANNUAL STATEMENTS BY REGISTERED LIQUIDATORS

SECTION 1289 AUDITORS AND OTHER PERSONS TO ENJOY QUALIFIED PRIVILEGE IN CERTAIN CIRCUMSTANCES

SECTION 1289A ASIC MAY IMPOSE CONDITIONS ON REGISTRATION

SECTION 1290 CANCELLATION AT REQUEST OF REGISTERED PERSON

SECTION 1291 IMMEDIATE SUSPENSION OR CANCELLATION

SECTION 1291A NOTICE OF SUSPENSION OR CANCELLATION

SECTION 1291B ASIC MAY VARY OR REVOKE SUSPENSION

SECTION 1292 POWERS OF BOARD IN RELATION TO AUDITORS

SECTION 1294 BOARD TO GIVE OPPORTUNITY FOR HEARING ETC.

SECTION 1294A PRE-HEARING CONFERENCE

SECTION 1295 BOARD MAY REMOVE SUSPENSION

SECTION 1296 NOTICE OF BOARD'S DECISION

SECTION 1297 TIME WHEN BOARD'S DECISION COMES INTO EFFECT

SECTION 1298 EFFECT OF SUSPENSION

SECTION 1298A TRANSFER OF BOOKS

SECTION 1298P VALIDATION OF APPROVAL OF AUDITING COMPETENCY STANDARD

SECTION 1298Q COMPENSATION FOR ACQUISITION OF PROPERTY

SECTION 1299A
to
SECTION 1299M

SECTION 1299A APPLICATION FOR REGISTRATION AS AUTHORISED AUDIT COMPANY

SECTION 1299B ELIGIBILITY FOR REGISTRATION AS AN AUTHORISED AUDIT COMPANY

SECTION 1299C REGISTRATION AS AUTHORISED AUDIT COMPANY

SECTION 1299D REGISTRATION MAY BE SUBJECT TO CONDITIONS

SECTION 1299E REGISTER OF AUTHORISED AUDIT COMPANIES

SECTION 1299F NOTIFICATION OF CERTAIN MATTERS

SECTION 1299G ANNUAL STATEMENTS BY AUTHORISED AUDIT COMPANY

SECTION 1299H CANCELLATION AT REQUEST OF REGISTERED PERSON

SECTION 1299I CANCELLATION OR SUSPENSION IN OTHER CASES

SECTION 1299J NOTICE OF CANCELLATION OR SUSPENSION

SECTION 1299K TIME WHEN ASIC'S DECISION COMES INTO EFFECT

SECTION 1299L EFFECT OF SUSPENSION

SECTION 1299M EFFECT OF CANCELLATION

SECTION 1300
to
SECTION 1307

SECTION 1300 INSPECTION OF BOOKS

SECTION 1301 LOCATION OF BOOKS ON COMPUTERS

SECTION 1302 LOCATION OF REGISTERS

SECTION 1303 COURT MAY COMPEL COMPLIANCE

SECTION 1304 TRANSLATIONS OF INSTRUMENTS

SECTION 1305 ADMISSIBILITY OF BOOKS IN EVIDENCE

SECTION 1306 FORM AND EVIDENTIARY VALUE OF BOOKS

SECTION 1307 FALSIFICATION OF BOOKS

SECTION 1308A
to
SECTION 1317

SECTION 1308A APPLICATION OF CRIMINAL CODE

SECTION 1308 FALSE OR MISLEADING STATEMENTS

SECTION 1309 FALSE INFORMATION ETC.

SECTION 1310 OBSTRUCTING OR HINDERING ASIC ETC.

SECTION 1311 GENERAL PENALTY PROVISIONS

SECTION 1311A PENALTY FOR COMMITTING AN OFFENCE

SECTION 1311B PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY AN INDIVIDUAL

SECTION 1311C PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY A BODY CORPORATE

SECTION 1311D MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED BECAUSE OF AN OFFENCE

SECTION 1311E WHERE IS THE PENALTY FOR AN OFFENCE SPECIFIED?

SECTION 1311F IF NO PENALTY IS SPECIFIED

SECTION 1312 PENALTIES FOR BODIES CORPORATE

SECTION 1313 PENALTY NOTICES

SECTION 1313A OFFENCES COMMITTED PARTLY IN AND PARTLY OUT OF THE JURISDICTION

SECTION 1314 CONTINUING OFFENCES

SECTION 1315 PROCEEDINGS: HOW TAKEN

SECTION 1316 TIME FOR INSTITUTING CRIMINAL PROCEEDINGS

SECTION 1316A PRIVILEGE AGAINST SELF-INCRIMINATION NOT AVAILABLE TO BODIES CORPORATE IN CORPORATIONS ACT CRIMINAL PROCEEDINGS

SECTION 1317 CERTAIN PERSONS TO ASSIST IN PROSECUTIONS

SECTION 1317AA
to
SECTION 1317AK

SECTION 1317AA DISCLOSURES QUALIFYING FOR PROTECTION UNDER THIS PART

SECTION 1317AAA ELIGIBLE WHISTLEBLOWERS

SECTION 1317AAB REGULATED ENTITIES

SECTION 1317AAC ELIGIBLE RECIPIENTS

SECTION 1317AAD PUBLIC INTEREST DISCLOSURE AND EMERGENCY DISCLOSURE

SECTION 1317AADA PERSONAL WORK-RELATED GRIEVANCES

SECTION 1317AAE CONFIDENTIALITY OF WHISTLEBLOWER ' S IDENTITY

SECTION 1317AB DISCLOSURE THAT QUALIFIES FOR PROTECTION NOT ACTIONABLE ETC.

SECTION 1317AC VICTIMISATION PROHIBITED

SECTION 1317AD COMPENSATION AND OTHER REMEDIES - CIRCUMSTANCES IN WHICH AN ORDER MAY BE MADE

SECTION 1317ADA DETRIMENT

SECTION 1317AE COMPENSATION AND OTHER REMEDIES - ORDERS THAT MAY BE MADE

SECTION 1317AF INTERACTION BETWEEN CIVIL PROCEEDINGS, CIVIL PENALTIES AND CRIMINAL OFFENCES

SECTION 1317AG IDENTIFYING INFORMATION NOT TO BE DISCLOSED ETC. TO COURTS OR TRIBUNALS

SECTION 1317AH COSTS ONLY IF PROCEEDINGS INSTITUTED VEXATIOUSLY ETC.

SECTION 1317AI WHISTLEBLOWER POLICIES

SECTION 1317AJ EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES

SECTION 1317AK REVIEW OF OPERATION OF WHISTLEBLOWER PROTECTIONS

SECTION 1317A
to
SECTION 1317D

SECTION 1317A DEFINITIONS

SECTION 1317B APPLICATIONS FOR REVIEW

SECTION 1317C EXCLUDED DECISIONS

SECTION 1317D NOTICE OF REVIEWABLE DECISION AND REVIEW RIGHTS

SECTION 1317DAA
to
SECTION 1317DAJ

SECTION 1317DAA DEFINITIONS

SECTION 1317DAB PURPOSE AND EFFECT OF THIS PART

SECTION 1317DAC ISSUE OF INFRINGEMENT NOTICE

SECTION 1317DAD STATEMENT OF REASONS MUST BE GIVEN

SECTION 1317DAE MATTERS TO BE INCLUDED IN INFRINGEMENT NOTICE

SECTION 1317DAF EFFECT OF ISSUE AND COMPLIANCE WITH INFRINGEMENT NOTICE

SECTION 1317DAG EFFECT OF FAILURE TO COMPLY WITH INFRINGEMENT NOTICE

SECTION 1317DAH COMPLIANCE PERIOD FOR INFRINGEMENT NOTICE

SECTION 1317DAI WITHDRAWAL OF INFRINGEMENT NOTICE

SECTION 1317DAJ PUBLICATION IN RELATION TO INFRINGEMENT NOTICES

SECTION 1317DAM
to
SECTION 1317DAV

SECTION 1317DAM WHEN AN INFRINGEMENT NOTICE MAY BE GIVEN

SECTION 1317DAN PROVISIONS SUBJECT TO AN INFRINGEMENT NOTICE

SECTION 1317DAP MATTERS TO BE INCLUDED IN AN INFRINGEMENT NOTICE

SECTION 1317DAQ PAYMENT PERIOD

SECTION 1317DAR EXTENSION OF TIME TO PAY AMOUNT

SECTION 1317DAS PAYMENT BY INSTALMENTS

SECTION 1317DAT WITHDRAWAL OF AN INFRINGEMENT NOTICE

SECTION 1317DAU EFFECT OF PAYMENT OF AMOUNT

SECTION 1317DAV EFFECT OF THIS PART

SECTION 1317DA
to
SECTION 1317S

SECTION 1317DA DEFINITIONS

SECTION 1317E DECLARATION OF CONTRAVENTION OF A CIVIL PENALTY PROVISION

SECTION 1317F DECLARATION OF CONTRAVENTION IS CONCLUSIVE EVIDENCE

SECTION 1317G PECUNIARY PENALTY ORDERS

SECTION 1317GAA CIVIL ENFORCEMENT OF PECUNIARY PENALTY ORDER

SECTION 1317GAB RELINQUISHING THE BENEFIT DERIVED AND DETRIMENT AVOIDED FROM CONTRAVENING A CIVIL PENALTY PROVISION

SECTION 1317GAC CIVIL ENFORCEMENT OF RELINQUISHMENT ORDER

SECTION 1317GAD MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED BECAUSE OF A CONTRAVENTION OF A CIVIL PENALTY PROVISION

SECTION 1317GA REFUND ORDERS - CONTRAVENTION OF SECTION 962P

SECTION 1317H COMPENSATION ORDERS - CORPORATION/SCHEME CIVIL PENALTY PROVISIONS

SECTION 1317HA COMPENSATION ORDERS - FINANCIAL SERVICES CIVIL PENALTY PROVISIONS

SECTION 1317HB COMPENSATION ORDERS - MARKET INTEGRITY RULES AND CLIENT MONEY REPORTING RULES

SECTION 1317HC COMPENSATION ORDERS - FINANCIAL BENCHMARK RULES OR COMPELLED FINANCIAL BENCHMARK RULES

SECTION 1317HE COMPENSATION ORDERS - PASSPORT RULES

SECTION 1317J WHO MAY APPLY FOR A DECLARATION OR ORDER

SECTION 1317K TIME LIMIT FOR APPLICATION FOR A DECLARATION OR ORDER

SECTION 1317L CIVIL EVIDENCE AND PROCEDURE RULES FOR DECLARATIONS OF CONTRAVENTION AND CIVIL PENALTY ORDERS

SECTION 1317M CIVIL PROCEEDINGS AFTER CRIMINAL PROCEEDINGS

SECTION 1317N CRIMINAL PROCEEDINGS DURING CIVIL PROCEEDINGS

SECTION 1317P CRIMINAL PROCEEDINGS AFTER CIVIL PROCEEDINGS

SECTION 1317Q EVIDENCE GIVEN IN PROCEEDINGS FOR PENALTY NOT ADMISSIBLE IN CRIMINAL PROCEEDINGS

SECTION 1317QA CONTINUING CONTRAVENTIONS OF CIVIL PENALTY PROVISIONS

SECTION 1317QB STATE OF MIND

SECTION 1317QC MISTAKE OF FACT

SECTION 1317QD EXCEPTIONS ETC. TO CIVIL PENALTY PROVISIONS - BURDEN OF PROOF

SECTION 1317QE CIVIL PENALTY PROVISIONS CONTRAVENED BY EMPLOYEES, AGENTS OR OFFICERS

SECTION 1317QF PREFERENCE MUST BE GIVEN TO COMPENSATE PERSONS WHO SUFFER DAMAGE AS A RESULT OF CONTRAVENTION

SECTION 1317R ASIC REQUIRING PERSON TO ASSIST

SECTION 1317S RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION

SECTION 1318
to
SECTION 1327

SECTION 1318 POWER TO GRANT RELIEF

SECTION 1319 POWER OF COURT TO GIVE DIRECTIONS WITH RESPECT TO MEETINGS ORDERED BY THE COURT

SECTION 1321 APPEALS FROM DECISIONS OF RECEIVERS, LIQUIDATORS ETC.

SECTION 1322 IRREGULARITIES

SECTION 1323 POWER OF COURT TO PROHIBIT PAYMENT OR TRANSFER OF MONEY, FINANCIAL PRODUCTS OR OTHER PROPERTY

SECTION 1324 INJUNCTIONS

SECTION 1324A PROVISIONS RELATING TO PROSECUTIONS

SECTION 1324B ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS

SECTION 1325 OTHER ORDERS

SECTION 1325A ORDERS IF CONTRAVENTION OF CHAPTER 6, 6A, 6B OR 6C

SECTION 1325B COURT MAY ORDER BIDDER TO MAKE OFFERS

SECTION 1325C UNFAIR OR UNCONSCIONABLE AGREEMENTS, PAYMENTS OR BENEFITS

SECTION 1325D CONTRAVENTION DUE TO INADVERTENCE ETC.

SECTION 1325E ORDERS TO SECURE COMPLIANCE

SECTION 1326 EFFECT OF SECTIONS 1323, 1324 AND 1325

SECTION 1327 POWER OF COURT TO PUNISH FOR CONTEMPT OF COURT

SECTION 1330
to
SECTION 1336

SECTION 1330 ASIC'S POWER TO INTERVENE IN PROCEEDINGS

SECTION 1331 CIVIL PROCEEDINGS NOT TO BE STAYED

SECTION 1332 STANDARD OF PROOF

SECTION 1333 EVIDENCE OF CONTRAVENTION

SECTION 1335 COSTS

SECTION 1336 VESTING OF PROPERTY

SECTION 1337A
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SECTION 1338C

SECTION 1337A OPERATION OF DIVISION

SECTION 1337B JURISDICTION OF FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS

SECTION 1337C JURISDICTION OF FAMILY COURT AND STATE FAMILY COURTS

SECTION 1337D JURISDICTION OF COURTS (DECISIONS TO PROSECUTE AND RELATED CRIMINAL JUSTICE PROCESS DECISIONS MADE BY COMMONWEALTH OFFICERS)

SECTION 1337E JURISDICTION OF LOWER COURTS

SECTION 1337F APPEALS

SECTION 1337G COURTS TO ACT IN AID OF EACH OTHER

SECTION 1337H TRANSFER OF PROCEEDINGS BY THE FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS

SECTION 1337J TRANSFER OF PROCEEDINGS BY FAMILY COURT AND STATE FAMILY COURTS

SECTION 1337K TRANSFER OF PROCEEDINGS IN LOWER COURTS

SECTION 1337L FURTHER MATTERS FOR A COURT TO CONSIDER WHEN DECIDING WHETHER TO TRANSFER A PROCEEDING

SECTION 1337M TRANSFER MAY BE MADE AT ANY STAGE

SECTION 1337N TRANSFER OF DOCUMENTS

SECTION 1337P CONDUCT OF PROCEEDINGS

SECTION 1337Q RIGHTS OF APPEARANCE

SECTION 1337R LIMITATION ON APPEALS

SECTION 1337S RULES OF THE FEDERAL COURT

SECTION 1337T RULES OF THE SUPREME COURT

SECTION 1337U RULES OF THE FAMILY COURT

SECTION 1338A OPERATION OF DIVISION

SECTION 1338B JURISDICTION OF COURTS

SECTION 1338C LAWS TO BE APPLIED

SECTION 1339
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SECTION 1343A

SECTION 1339 ASIC TO DEAL WITH UNCLAIMED PROPERTY

SECTION 1340 NO LIABILITY TO PAY CALLS ON SHARES ETC.

SECTION 1341 ENTITLEMENT TO UNCLAIMED PROPERTY

SECTION 1342 COMMONWEALTH OR ASIC NOT LIABLE FOR LOSS OR DAMAGE

SECTION 1343 DISPOSAL OF SECURITIES IF WHEREABOUTS OF HOLDER UNKNOWN

SECTION 1343A DISPOSAL OF INTERESTS IN REGISTERED SCHEME IF WHEREABOUTS OF MEMBER UNKNOWN

SECTION 1344
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SECTION 1350

SECTION 1344 USE OF ABN

SECTION 1345A MINISTER MAY DELEGATE PRESCRIBED FUNCTIONS AND POWERS UNDER THIS ACT

SECTION 1346 NON-APPLICATION OF RULE AGAINST PERPETUITIES TO CERTAIN SCHEMES

SECTION 1348 OPERATION OF LIFE INSURANCE ACT

SECTION 1349 PRIVILEGE AGAINST EXPOSURE TO PENALTY - DISQUALIFICATION ETC.

SECTION 1350 COMPENSATION FOR COMPULSORY ACQUISITION

SECTION 1351
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SECTION 1362

SECTION 1351 FEES ARE PAYABLE TO THE COMMONWEALTH

SECTION 1354 LODGMENT OF DOCUMENT WITHOUT PAYMENT OF FEE

SECTION 1355 DOING ACT WITHOUT PAYMENT OF FEE

SECTION 1356 EFFECT OF SECTIONS 1354 AND 1355

SECTION 1359 WAIVER AND REFUND OF FEES

SECTION 1360 DEBTS DUE TO THE COMMONWEALTH

SECTION 1362 PAYMENT OF FEE DOES NOT GIVE RIGHT TO INSPECT OR SEARCH

SECTION 1363
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SECTION 1369A

SECTION 1363 DEFINITIONS

SECTION 1364 POWER TO MAKE REGULATIONS

SECTION 1365 SCOPE OF PARTICULAR REGULATIONS

SECTION 1366 VERIFYING OR CERTIFYING DOCUMENTS

SECTION 1367 DOCUMENTS LODGED BY AN AGENT

SECTION 1367A PUBLICATION IN THE PRESCRIBED MANNER

SECTION 1368 EXEMPTIONS FROM CHAPTER 6D OR 7

SECTION 1369 PENALTY NOTICES

SECTION 1369A STATE TERMINATION OF REFERENCE

SECTION 1370
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SECTION 1409

SECTION 1370 OBJECT OF PART

SECTION 1371 DEFINITIONS

SECTION 1372 RELATIONSHIP OF PART WITH STATE VALIDATION ACTS

SECTION 1373 REFERENCES TO THINGS TAKEN OR DEEMED TO BE THE CASE ETC.

SECTION 1374 EXISTENCE OF SEVERAL VERSIONS OF OLD CORPORATIONS LEGISLATION DOES NOT RESULT IN THIS PART OPERATING TO TAKE SAME THING TO BE DONE SEVERAL TIMES UNDER NEW CORPORATIONS LEGISLATION ETC.

SECTION 1375 PENALTY UNITS IN RESPECT OF PRE-COMMENCEMENT CONDUCT REMAIN AT $100

SECTION 1376 CEASING TO BE A REFERRING STATE DOES NOT AFFECT PREVIOUS OPERATION OF THIS PART

SECTION 1377 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1378 EXISTING REGISTERED COMPANIES CONTINUE TO BE REGISTERED

SECTION 1379 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1380 OLD CORPORATIONS REGULATIONS CONTINUE TO HAVE EFFECT

SECTION 1381 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1382 DEFINITIONS

SECTION 1383 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - PROCEEDINGS OTHER THAN FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384A APPEALS ETC. IN RELATION TO SOME FORMER FEDERAL CORPORATIONS PROCEEDINGS

SECTION 1384B EFFECT OF DECISIONS AND ORDERS MADE IN FEDERAL CORPORATIONS PROCEEDINGS BEFORE COMMENCEMENT

SECTION 1385 REFERENCES TO PROCEEDINGS AND ORDERS IN THE NEW CORPORATIONS LEGISLATION

SECTION 1386 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS

SECTION 1387 CERTAIN APPLICATIONS LAPSE ON THE COMMENCEMENT

SECTION 1388 CARRYING OVER THE PARTNERSHIPS AND ASSOCIATIONS APPLICATION ORDER

SECTION 1389 EVIDENTIARY CERTIFICATES

SECTION 1390 PRESERVATION OF NOMINATION OF BODY CORPORATE AS SEGC

SECTION 1391 PRESERVATION OF IDENTIFICATION OF SATISFACTORY RECORDS