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Corporations Act 2001

SECTION 1
to
SECTION 5C
  • SECTION 1 SHORT TITLE
  • SECTION 2 COMMENCEMENT
  • SECTION 3 CONSTITUTIONAL BASIS FOR THIS ACT
  • SECTION 4 REFERRING STATES
  • SECTION 5 GENERAL TERRITORIAL APPLICATION OF ACT
  • SECTION 5A APPLICATION TO THE CROWN
  • SECTION 5B ASIC HAS GENERAL ADMINISTRATION OF THIS ACT
  • SECTION 5C APPLICATION OF THE ACTS INTERPRETATION ACT 1901
  • SECTION 5D
    to
    SECTION 5I
  • SECTION 5D COVERAGE OF PART
  • SECTION 5E CONCURRENT OPERATION INTENDED
  • SECTION 5F CORPORATIONS LEGISLATION DOES NOT APPLY TO MATTERS DECLARED BY STATE OR TERRITORY LAW TO BE AN EXCLUDED MATTER
  • SECTION 5G AVOIDING DIRECT INCONSISTENCY ARISING BETWEEN THE CORPORATIONS LEGISLATION AND STATE AND TERRITORY LAWS
  • SECTION 5H REGISTRATION OF BODY AS COMPANY ON BASIS OF STATE OR TERRITORY LAW
  • SECTION 5I REGULATIONS MAY MODIFY OPERATION OF THE CORPORATIONS LEGISLATION TO DEAL WITH INTERACTION BETWEEN THAT LEGISLATION AND STATE AND TERRITORY LAWS
  • SECTION 6
    to
    SECTION 109X
  • SECTION 6 EFFECT OF THIS PART
  • SECTION 7 LOCATION OF OTHER INTERPRETATION PROVISIONS
  • SECTION 9 DICTIONARY
  • SECTION 9AA CERTAIN FAMILY RELATIONSHIPS
  • SECTION 9A MEANING OF RIGHTS ISSUE
  • SECTION 9B MEANING OF REMUNERATION RECOMMENDATION
  • SECTION 10 EFFECT OF DIVISION
  • SECTION 11 ASSOCIATES OF BODIES CORPORATE
  • SECTION 12 REFERENCES IN CHAPTERS 6 TO 6C, AND OTHER REFERENCES RELATING TO VOTING POWER AND TAKEOVERS ETC.
  • SECTION 13 REFERENCES IN CHAPTER 7
  • SECTION 14 REFERENCES IN CHAPTER 8
  • SECTION 15 GENERAL
  • SECTION 16 EXCLUSIONS
  • SECTION 17 ASSOCIATES OF COMPOSITE PERSON THAT CARRIES ON A FINANCIAL SERVICES BUSINESS
  • SECTION 18 CARRYING ON BUSINESS: OTHERWISE THAN FOR PROFIT
  • SECTION 19 BUSINESSES OF A PARTICULAR KIND
  • SECTION 20 CARRYING ON A BUSINESS: ALONE OR TOGETHER WITH OTHERS
  • SECTION 21 CARRYING ON BUSINESS IN AUSTRALIA OR A STATE OR TERRITORY
  • Division 4 - Dealing in futures contracts [ CCH Note : The next section is s 45A.]
  • SECTION 45A PROPRIETARY COMPANIES
  • SECTION 45B SMALL COMPANIES LIMITED BY GUARANTEE
  • SECTION 46 WHAT IS A SUBSIDIARY
  • SECTION 47 CONTROL OF A BODY CORPORATE'S BOARD
  • SECTION 48 MATTERS TO BE DISREGARDED
  • SECTION 49 REFERENCES IN THIS DIVISION TO A SUBSIDIARY
  • SECTION 50 RELATED BODIES CORPORATE
  • SECTION 50AAA ASSOCIATED ENTITIES
  • SECTION 50AA CONTROL
  • SECTION 51 MEANING OF PPSA SECURITY INTEREST
  • SECTION 51A MEANING OF SECURITY INTEREST
  • SECTION 51B MEANING OF SECURED PARTY
  • SECTION 51C MEANING OF CIRCULATING SECURITY INTEREST
  • SECTION 51D MEANING OF POSSESSORY SECURITY INTEREST
  • SECTION 51E MEANING OF SECURED CREDITOR
  • SECTION 51F MEANING OF PPSA RETENTION OF TITLE PROPERTY
  • SECTION 51M MUTUAL ENTITIES
  • SECTION 52 DOING ACTS
  • SECTION 52A SIGNING
  • SECTION 53 AFFAIRS OF A BODY CORPORATE
  • SECTION 53AA BUSINESS AFFAIRS OF A BODY CORPORATE
  • SECTION 53AB BUSINESS AFFAIRS OF A NATURAL PERSON
  • SECTION 53AC BUSINESS AFFAIRS OF A PARTNERSHIP
  • SECTION 53AD BUSINESS AFFAIRS OF A TRUST
  • SECTION 54 CHAPTER 8 AGREEMENTS OF THE SAME KIND
  • SECTION 55 CHAPTER 8 OBLIGATIONS AND RIGHTS
  • SECTION 56 CLASSES OF FUTURES ORGANISATION MEMBERSHIP
  • SECTION 57 CLASSES OF SHARES OR INTERESTS IN MANAGED INVESTMENT SCHEMES
  • SECTION 57A MEANING OF CORPORATION
  • SECTION 58AA MEANING OF court AND Court
  • SECTION 58B DISCHARGE OF OBLIGATIONS UNDER THIS ACT
  • SECTION 59 DEBENTURES AS CONSIDERATION FOR ACQUISITION OF SHARES
  • SECTION 60 DECLARATION OF RELEVANT RELATIONSHIPS
  • SECTION 61 DISCRETIONARY ACCOUNTS
  • SECTION 64 ENTERING INTO A TRANSACTION IN RELATION TO SHARES OR SECURITIES
  • SECTION 64A ENTITIES
  • SECTION 64B ENTITIES CONNECTED WITH A CORPORATION
  • SECTION 65 ELIGIBLE MONEY MARKET DEALER
  • SECTION 66A EXEMPT BODIES
  • SECTION 67 EXEMPT BROKERS AND EXEMPT FUTURES ADVISERS
  • SECTION 68 EXEMPT DEALERS AND EXEMPT INVESTMENT ADVISERS
  • SECTION 70 EXTENSION OF PERIOD FOR DOING AN ACT
  • SECTION 71 FUTURES ADVICE BUSINESS
  • SECTION 72 FUTURES CONTRACT
  • SECTION 72A ACT APPLIES TO CERTAIN CHAPTER 8 AGREEMENTS AS IF THEY WERE FUTURES CONTRACTS
  • SECTION 73 FUTURES REPRESENTATIVES
  • SECTION 73A WHEN A COURT IS TAKEN TO FIND A PERSON GUILTY OF AN OFFENCE
  • SECTION 75 INCLUSION IN OFFICIAL LIST
  • SECTION 77 INVESTMENT ADVICE BUSINESS
  • SECTION 79 INVOLVEMENT IN CONTRAVENTIONS
  • SECTION 80 JERVIS BAY TERRITORY TAKEN TO BE PART OF THE AUSTRALIAN CAPITAL TERRITORY
  • SECTION 82 OFFERS AND INVITATIONS TO THE PUBLIC
  • SECTION 82A OFFICERS OF BODIES CORPORATE AND OTHER ENTITIES
  • SECTION 83 OFFICERS, AND OTHER PERSONS, IN DEFAULT
  • SECTION 84 OWN ACCOUNT DEALINGS AND TRANSACTIONS: SECURITIES
  • SECTION 86 POSSESSION
  • SECTION 87 PROPER AUTHORITY FROM FUTURES LICENSEE; INVALID FUTURES AUTHORITY
  • SECTION 88 PROPER AUTHORITY FROM SECURITIES LICENSEE; INVALID SECURITIES AUTHORITY
  • SECTION 88A PUBLIC DOCUMENT OF A BODY CORPORATE
  • SECTION 88B QUALIFIED ACCOUNTANTS
  • SECTION 89 QUALIFIED PRIVILEGE
  • SECTION 90 RECEIVERS AND MANAGERS
  • SECTION 91 RELATION-BACK DAY
  • SECTION 92 SECURITIES
  • SECTION 92A ACT APPLIES TO CERTAIN RELEVANT AGREEMENTS AS IF THEY WERE SECURITIES
  • SECTION 93 SECURITIES BUSINESS
  • SECTION 94 SECURITIES REPRESENTATIVES
  • SECTION 95A SOLVENCY AND INSOLVENCY
  • SECTION 97 STOCK MARKET NOT TO INCLUDE FUTURES MARKET
  • SECTION 100 ADDRESS OF REGISTERED OFFICE ETC.
  • SECTION 100A OPERATION OF CERTAIN LAWS RELATING TO INSTRUMENTS ON WHICH STAMP DUTY HAS NOT BEEN PAID
  • SECTION 101 AMOUNT OF STOCK REPRESENTING A NUMBER OF SHARES
  • SECTION 102 APPLICATIONS TO BE IN WRITING
  • SECTION 102B IN AUSTRALIA OR ELSEWHERE, IN THIS JURISDICTION OR ELSEWHERE ETC.
  • SECTION 102C IN AUSTRALIA
  • SECTION 103 EFFECT OF CERTAIN CONTRAVENTIONS OF THIS ACT
  • SECTION 104 EFFECT OF PROVISIONS EMPOWERING A PERSON TO REQUIRE OR PROHIBIT CONDUCT
  • SECTION 105 CALCULATION OF TIME
  • SECTION 106 PERFORMANCE OF FUNCTIONS BY COMMISSION DELEGATE
  • SECTION 107 NOTICE IN RELATION TO TOP 20 MEMBERS OF A CLASS
  • SECTION 108 PARTS OF DOLLAR TO BE DISREGARDED IN DETERMINING MAJORITY IN VALUE OF CREDITORS ETC.
  • SECTION 109 REFERENCES TO PERSONS, THINGS AND MATTERS
  • SECTION 109X SERVICE OF DOCUMENTS
  • SECTION 111AA
    to
    SECTION 111AX
  • SECTION 111AA OBJECT OF PART
  • SECTION 111AB TERMS DEFINED IN DIVISION
  • SECTION 111AC DISCLOSING ENTITY
  • SECTION 111AD ED SECURITIES
  • SECTION 111AE SECURITIES OF BODIES OR UNDERTAKINGS INCLUDED IN A LICENSED MARKET ' S OFFICIAL LIST
  • SECTION 111AF SECURITIES (EXCEPT DEBENTURES AND MANAGED INVESTMENT PRODUCTS) HELD BY 100 OR MORE PERSONS
  • SECTION 111AFA MANAGED INVESTMENT PRODUCTS HELD BY 100 OR MORE PERSONS
  • SECTION 111AFB FOREIGN PASSPORT FUND PRODUCTS HELD BY 100 OR MORE PERSONS
  • SECTION 111AG SECURITIES ISSUED AS CONSIDERATION FOR AN ACQUISITION UNDER AN OFF-MARKET TAKEOVER BID OR PART 5.1 COMPROMISE OR ARRANGEMENT
  • SECTION 111AH WHEN A PERSON HOLDS SECURITIES FOR THE PURPOSES OF SECTIONS 111AF, 111AFA, 111AFB AND 111AG
  • SECTION 111AI DEBENTURES
  • SECTION 111AJ REGULATIONS MAY DECLARE SECURITIES NOT TO BE ED SECURITIES
  • SECTION 111AK ED SECURITIES OF A DISCLOSING ENTITY
  • SECTION 111AL LISTED OR UNLISTED DISCLOSING ENTITY
  • SECTION 111AM QUOTED ED SECURITIES
  • SECTION 111AN DIVISION CONTAINS OUTLINE OF SIGNIFICANCE OF BEING A DISCLOSING ENTITY
  • SECTION 111ANA REQUIREMENTS RELATING TO REMUNERATION RECOMMENDATIONS IN RELATION TO KEY MANAGEMENT PERSONNEL
  • SECTION 111AO ACCOUNTING REQUIREMENTS
  • SECTION 111AP CONTINUOUS DISCLOSURE REQUIREMENTS
  • SECTION 111AQ PROSPECTUS RELIEF
  • SECTION 111AQA PRODUCT DISCLOSURE STATEMENT RELIEF
  • SECTION 111AR MEANING OF DISCLOSING ENTITY PROVISIONS
  • SECTION 111AS EXEMPTIONS BY REGULATIONS
  • SECTION 111AT EXEMPTIONS BY ASIC
  • SECTION 111AU ENFORCING CONDITIONS OF EXEMPTIONS
  • SECTION 111AV MODIFICATIONS BY REGULATIONS
  • SECTION 111AW EXEMPTIONS AND MODIFICATIONS HAVE EFFECT
  • SECTION 111AX EFFECT OF DIVISION
  • SECTION 111J SMALL BUSINESS GUIDE
  • 1
    to
    12
  • 1 What registration means
  • 2 The company structure for small business
  • 3 Setting up a new company
  • 4 Continuing obligations after the company is set up
  • 5 Company directors and company secretaries
  • 6 Shares and shareholders
  • 7 Signing company documents
  • 8 Funding the company ' s operations
  • 9 Returns to shareholders
  • 10 Annual financial reports and audit
  • 11 Disagreements within the company
  • 12 Companies in financial trouble
  • SECTION 111K
    to
    SECTION 111Q
  • SECTION 111K BODIES CORPORATE REGISTERED UNDER THE AUSTRALIAN CHARITIES AND NOT-FOR-PROFITS COMMISSION ACT 2012
  • SECTION 111L PROVISIONS NOT APPLICABLE TO THE BODY CORPORATE
  • SECTION 111M MEMBER APPROVAL
  • SECTION 111N NOTICES
  • SECTION 111P ANNUAL GENERAL MEETINGS
  • SECTION 111Q PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
  • SECTION 112
    to
    SECTION 116
  • SECTION 112 TYPES OF COMPANIES
  • SECTION 113 PROPRIETARY COMPANIES
  • SECTION 114 MINIMUM OF 1 MEMBER
  • SECTION 115 RESTRICTIONS ON SIZE OF PARTNERSHIPS AND ASSOCIATIONS
  • SECTION 116 TRADE UNIONS CANNOT BE REGISTERED
  • SECTION 117
    to
    SECTION 123
  • SECTION 117 APPLYING FOR REGISTRATION
  • SECTION 118 ASIC GIVES COMPANY ACN, REGISTERS COMPANY AND ISSUES CERTIFICATE
  • SECTION 119 COMPANY COMES INTO EXISTENCE ON REGISTRATION
  • SECTION 119A JURISDICTION OF INCORPORATION AND JURISDICTION OF REGISTRATION
  • SECTION 120 MEMBERS, DIRECTORS AND COMPANY SECRETARY OF A COMPANY
  • SECTION 121 REGISTERED OFFICE
  • SECTION 122 EXPENSES INCURRED IN PROMOTING AND SETTING UP COMPANY
  • SECTION 123 COMPANY MAY HAVE COMMON SEAL
  • SECTION 124
    to
    SECTION 127
  • SECTION 124 LEGAL CAPACITY AND POWERS OF A COMPANY
  • SECTION 125 CONSTITUTION MAY LIMIT POWERS AND SET OUT OBJECTS
  • SECTION 126 AGENT EXERCISING A COMPANY'S POWER TO MAKE CONTRACTS
  • SECTION 127 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE COMPANY ITSELF
  • SECTION 128
    to
    SECTION 130
  • SECTION 128 ENTITLEMENT TO MAKE ASSUMPTIONS
  • SECTION 129 ASSUMPTIONS THAT CAN BE MADE UNDER SECTION 128
  • SECTION 130 INFORMATION AVAILABLE TO THE PUBLIC FROM ASIC DOES NOT CONSTITUTE CONSTRUCTIVE NOTICE
  • SECTION 131
    to
    SECTION 133
  • SECTION 131 CONTRACTS BEFORE REGISTRATION
  • SECTION 132 PERSON MAY BE RELEASED FROM LIABILITY BUT IS NOT ENTITLED TO INDEMNITY
  • SECTION 133 THIS PART REPLACES OTHER RIGHTS AND LIABILITIES
  • SECTION 134
    to
    SECTION 141
  • SECTION 134 INTERNAL MANAGEMENT OF COMPANIES
  • SECTION 135 REPLACEABLE RULES
  • SECTION 136 CONSTITUTION OF A COMPANY
  • SECTION 137 DATE OF EFFECT OF ADOPTION, MODIFICATION OR REPEAL OF CONSTITUTION
  • SECTION 138 ASIC MAY DIRECT COMPANY TO LODGE CONSOLIDATED CONSTITUTION
  • SECTION 139 COMPANY MUST SEND COPY OF CONSTITUTION TO MEMBER
  • SECTION 140 EFFECT OF CONSTITUTION AND REPLACEABLE RULES
  • SECTION 141 TABLE OF REPLACEABLE RULES
  • SECTION 142
    to
    SECTION 146A
  • SECTION 142 REGISTERED OFFICE
  • SECTION 143 ASIC MAY CHANGE ADDRESS OF REGISTERED OFFICE TO A DIRECTOR'S ADDRESS
  • SECTION 144 COMPANY'S NAME MUST BE DISPLAYED AT REGISTERED OFFICE ETC.
  • SECTION 145 OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY
  • SECTION 146 CHANGE OF ADDRESS OF PRINCIPAL PLACE OF BUSINESS
  • SECTION 146A CONTACT ADDRESS
  • SECTION 147
    to
    SECTION 161A
  • SECTION 147 WHEN A NAME IS AVAILABLE
  • SECTION 148 A COMPANY ' S NAME
  • SECTION 149 ACCEPTABLE ABBREVIATIONS
  • SECTION 150 EXCEPTION TO REQUIREMENT FOR USING ' LIMITED ' IN NAME
  • SECTION 151 EXCEPTION TO REQUIREMENT FOR USING ``LIMITED'' IN NAME - PRE-EXISTING LICENCES
  • SECTION 152 RESERVING A NAME
  • SECTION 153 USING A NAME AND ACN ON DOCUMENTS
  • SECTION 154 EXCEPTION TO REQUIREMENT TO HAVE ACN ON RECEIPTS
  • SECTION 155 REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
  • SECTION 156 CARRYING ON BUSINESS USING ``LIMITED'', ``NO LIABILITY'' OR ``PROPRIETARY'' IN NAME
  • SECTION 157 COMPANY CHANGING ITS NAME
  • SECTION 157A CHANGE OF NAME OF COMPANY UNDER EXTERNAL ADMINISTRATION
  • SECTION 158 ASIC'S POWER TO DIRECT COMPANY TO CHANGE ITS NAME
  • SECTION 159 ASIC'S POWER TO INCLUDE ``LIMITED'' IN COMPANY'S NAME
  • SECTION 160 ASIC MUST ISSUE NEW CERTIFICATE IF COMPANY'S NAME CHANGES
  • SECTION 161 EFFECT OF NAME CHANGE
  • SECTION 161A COMPANY UNDER EXTERNAL ADMINISTRATION - FORMER NAME TO BE USED ON DOCUMENTS
  • SECTION 162
    to
    SECTION 167AA
  • SECTION 162 CHANGING COMPANY TYPE
  • SECTION 163 APPLYING FOR CHANGE OF TYPE
  • SECTION 164 ASIC CHANGES TYPE OF COMPANY
  • SECTION 165 ASIC MAY DIRECT A PROPRIETARY COMPANY TO CHANGE TO A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES
  • SECTION 166 EFFECT OF CHANGE OF TYPE
  • SECTION 167 ISSUE OF SHARES BY COMPANY OR HOLDING COMPANY - COMPANY LIMITED BY GUARANTEE CHANGING TO COMPANY LIMITED BY SHARES
  • SECTION 167AA APPLICATION OF PART TO COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE
  • SECTION 167AB
    to
    SECTION 167AJ
  • SECTION 167AB SIMPLIFIED OUTLINE OF THIS PART
  • SECTION 167AC MEANING OF MCI MUTUAL ENTITY
  • SECTION 167AD MEANING OF MCI
  • SECTION 167AE MCI REQUIREMENTS - CLASS RIGHTS
  • SECTION 167AF MCI REQUIREMENTS - OTHER REQUIREMENTS
  • SECTION 167AG MCIs MUST BE CANCELLED BEFORE MCI MUTUAL ENTITY DEMUTUALISES
  • SECTION 167AH PURPOSE AND APPLICATION OF THIS DIVISION
  • SECTION 167AI MCI AMENDMENT RESOLUTION
  • SECTION 167AJ PROCEDURE FOR MCI AMENDMENT RESOLUTION
  • SECTION 167A
    to
    SECTION 178AA
  • SECTION 167A WHO IS COVERED BY THIS CHAPTER
  • SECTION 168 REGISTERS TO BE MAINTAINED
  • SECTION 169 REGISTER OF MEMBERS
  • SECTION 170 REGISTER OF OPTION HOLDERS AND COPIES OF OPTIONS DOCUMENTS
  • SECTION 171 REGISTER OF DEBENTURE HOLDERS
  • SECTION 172 LOCATION OF REGISTERS
  • SECTION 173 RIGHT TO INSPECT AND GET COPIES
  • SECTION 174 AGENT'S OBLIGATIONS
  • SECTION 175 CORRECTION OF REGISTERS
  • SECTION 176 EVIDENTIARY VALUE OF REGISTERS
  • SECTION 177 USE OF INFORMATION ON REGISTERS
  • SECTION 178 OVERSEAS BRANCH REGISTERS - COMPANIES
  • SECTION 178AA OVERSEAS BRANCH REGISTERS - AUSTRALIAN PASSPORT FUNDS
  • SECTION 178A
    to
    SECTION 178D
  • SECTION 178A NOTICE OF CHANGE TO MEMBER REGISTER
  • SECTION 178B TOP 20 ONLY
  • SECTION 178C NOTICE OF CHANGE TO SHARE STRUCTURE
  • SECTION 178D TIME WITHIN WHICH ASIC MUST BE NOTIFIED
  • SECTION 179
    to
    SECTION 198G
  • SECTION 179 BACKGROUND TO DUTIES OF DIRECTORS, OTHER OFFICERS AND EMPLOYEES
  • SECTION 180 CARE AND DILIGENCE - CIVIL OBLIGATION ONLY
  • SECTION 181 GOOD FAITH - CIVIL OBLIGATIONS
  • SECTION 182 USE OF POSITION - CIVIL OBLIGATIONS
  • SECTION 183 USE OF INFORMATION - CIVIL OBLIGATIONS
  • SECTION 184 GOOD FAITH, USE OF POSITION AND USE OF INFORMATION - CRIMINAL OFFENCES
  • SECTION 185 INTERACTION OF SECTIONS 180 TO 184 WITH OTHER LAWS ETC.
  • SECTION 186 TERRITORIAL APPLICATION OF SECTIONS 180 TO 184
  • SECTION 187 DIRECTORS OF WHOLLY-OWNED SUBSIDIARIES
  • SECTION 188 RESPONSIBILITY OF SECRETARIES ETC. FOR CERTAIN CORPORATE CONTRAVENTIONS
  • SECTION 189 RELIANCE ON INFORMATION OR ADVICE PROVIDED BY OTHERS
  • SECTION 190 RESPONSIBILITY FOR ACTIONS OF DELEGATE
  • SECTION 190A LIMITED APPLICATION OF DIVISION TO REGISTRABLE AUSTRALIAN BODIES
  • SECTION 190B DIVISION DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS
  • SECTION 190C DIVISION DOES NOT APPLY IN RELATION TO NOTIFIED FOREIGN PASSPORT FUNDS OR THEIR OPERATORS
  • SECTION 191 MATERIAL PERSONAL INTEREST - DIRECTOR'S DUTY TO DISCLOSE
  • SECTION 192 DIRECTOR MAY GIVE OTHER DIRECTORS STANDING NOTICE ABOUT AN INTEREST
  • SECTION 193 INTERACTION OF SECTIONS 191 AND 192 WITH OTHER LAWS ETC.
  • SECTION 194 VOTING AND COMPLETION OF TRANSACTIONS - DIRECTORS OF PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 195 RESTRICTIONS ON VOTING - DIRECTORS OF PUBLIC COMPANIES ONLY
  • SECTION 196 ASIC POWER TO MAKE DECLARATIONS AND CLASS ORDERS
  • SECTION 197 DIRECTORS LIABLE FOR DEBTS AND OTHER OBLIGATIONS INCURRED BY CORPORATION AS TRUSTEE
  • SECTION 198A POWERS OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 198B NEGOTIABLE INSTRUMENTS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 198C MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 198D DELEGATION
  • SECTION 198E SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES
  • SECTION 198F RIGHT OF ACCESS TO COMPANY BOOKS
  • SECTION 198G EXERCISE OF POWERS WHILE COMPANY UNDER EXTERNAL ADMINISTRATION
  • SECTION 199A
    to
    SECTION 200J
  • SECTION 199A INDEMNIFICATION AND EXEMPTION OF OFFICER OR AUDITOR
  • SECTION 199B INSURANCE PREMIUMS FOR CERTAIN LIABILITIES OF DIRECTOR, SECRETARY, OTHER OFFICER OR AUDITOR
  • SECTION 199C CERTAIN INDEMNITIES, EXEMPTIONS, PAYMENTS AND AGREEMENTS NOT AUTHORISED AND CERTAIN DOCUMENTS VOID
  • SECTION 200 INTERPRETING THIS DIVISION
  • SECTION 200AA MEANING OF MANAGERIAL OR EXECUTIVE OFFICE
  • SECTION 200AB MEANING OF BENEFIT
  • SECTION 200A WHEN BENEFIT GIVEN IN CONNECTION WITH RETIREMENT FROM AN OFFICE OR POSITION
  • SECTION 200B RETIREMENT BENEFITS GENERALLY NEED MEMBERSHIP APPROVAL
  • SECTION 200C BENEFITS ON TRANSFER OF UNDERTAKING OR PROPERTY NEED MEMBERSHIP APPROVAL
  • SECTION 200D CONTRAVENTION TO RECEIVE BENEFIT WITHOUT MEMBER APPROVAL
  • SECTION 200E APPROVAL BY MEMBERS
  • SECTION 200F EXEMPT BENEFITS AND BENEFITS GIVEN IN CERTAIN CIRCUMSTANCES
  • SECTION 200G GENUINE PAYMENTS OF PENSION AND LUMP SUM
  • SECTION 200H BENEFITS REQUIRED BY LAW
  • SECTION 200J BENEFITS TO BE HELD ON TRUST AND REPAID
  • SECTION 201A
    to
    SECTION 203F
  • SECTION 201A MINIMUM NUMBER OF DIRECTORS
  • SECTION 201B WHO CAN BE A DIRECTOR
  • SECTION 201C DIRECTORS OF PUBLIC COMPANIES, OR SUBSIDIARIES, OVER 72
  • SECTION 201D CONSENT TO ACT AS DIRECTOR
  • SECTION 201E SPECIAL RULES FOR THE APPOINTMENT OF PUBLIC COMPANY DIRECTORS
  • SECTION 201F SPECIAL RULES FOR THE APPOINTMENT OF DIRECTORS FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
  • SECTION 201G COMPANY MAY APPOINT A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 201H DIRECTORS MAY APPOINT OTHER DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 201J APPOINTMENT OF MANAGING DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 201K ALTERNATE DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 201L SIGNPOST - ASIC TO BE NOTIFIED OF APPOINTMENT
  • SECTION 201M EFFECTIVENESS OF ACTS BY DIRECTORS
  • SECTION 201N APPLICATION OF SUBDIVISION
  • SECTION 201P DIRECTORS MUST NOT SET BOARD LIMIT UNLESS PROPOSED LIMIT HAS BEEN APPROVED BY GENERAL MEETING
  • SECTION 201Q REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
  • SECTION 201R RECORDS OF VOTING ON BOARD LIMIT RESOLUTION IF POLL DEMANDED
  • SECTION 201S NOTICE OF RESOLUTION TO BE LODGED
  • SECTION 201T DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE
  • SECTION 201U CONSEQUENCES OF SETTING BOARD LIMIT IN BREACH OF SECTION 201P
  • SECTION 202A REMUNERATION OF DIRECTORS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 202B MEMBERS MAY OBTAIN INFORMATION ABOUT DIRECTORS' REMUNERATION
  • SECTION 202C SPECIAL RULE FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
  • SECTION 203A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 203B SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
  • SECTION 203C REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 203D REMOVAL BY MEMBERS - PUBLIC COMPANIES
  • SECTION 203E DIRECTOR CANNOT BE REMOVED BY OTHER DIRECTORS - PUBLIC COMPANIES
  • SECTION 203F TERMINATION OF APPOINTMENT OF MANAGING DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 204A
    to
    SECTION 204G
  • SECTION 204A MINIMUM NUMBER OF SECRETARIES
  • SECTION 204B WHO CAN BE A SECRETARY
  • SECTION 204C CONSENT TO ACT AS SECRETARY
  • SECTION 204D HOW A SECRETARY IS APPOINTED
  • SECTION 204E EFFECTIVENESS OF ACTS BY SECRETARIES
  • SECTION 204F TERMS AND CONDITIONS OF OFFICE FOR SECRETARIES (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 204G SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
  • SECTION 205A
    to
    SECTION 205G
  • SECTION 205A DIRECTOR, SECRETARY OR ALTERNATE DIRECTOR MAY NOTIFY ASIC OF RESIGNATION OR RETIREMENT
  • SECTION 205B NOTICE OF NAME AND ADDRESS OF DIRECTORS AND SECRETARIES TO ASIC
  • SECTION 205C DIRECTOR AND SECRETARY MUST GIVE INFORMATION TO COMPANY
  • SECTION 205D ADDRESS FOR OFFICERS
  • SECTION 205E ASIC'S POWER TO ASK FOR INFORMATION ABOUT PERSON'S POSITION AS DIRECTOR OR SECRETARY
  • SECTION 205F DIRECTOR MUST GIVE INFORMATION TO COMPANY
  • SECTION 205G LISTED COMPANY - DIRECTOR TO NOTIFY MARKET OPERATOR OF SHAREHOLDINGS ETC.
  • SECTION 206A
    to
    SECTION 206HB
  • SECTION 206A DISQUALIFIED PERSON NOT TO MANAGE CORPORATIONS
  • SECTION 206B AUTOMATIC DISQUALIFICATION - CONVICTIONS, BANKRUPTCY AND FOREIGN COURT ORDERS ETC.
  • SECTION 206BA EXTENSION OF PERIOD OF AUTOMATIC DISQUALIFICATION UNDER SECTION 206B
  • SECTION 206C COURT POWER OF DISQUALIFICATION - CONTRAVENTION OF CIVIL PENALTY PROVISION
  • SECTION 206D COURT POWER OF DISQUALIFICATION - INSOLVENCY AND NON-PAYMENT OF DEBTS
  • SECTION 206E COURT POWER OF DISQUALIFICATION - REPEATED CONTRAVENTIONS OF ACT
  • SECTION 206EAA COURT POWER OF DISQUALIFICATION - DISQUALIFICATION UNDER A LAW OF A FOREIGN JURISDICTION
  • SECTION 206EAB COURT POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME
  • SECTION 206EA DISQUALIFICATION UNDER THE COMPETITION AND CONSUMER ACT 2010 ETC.
  • SECTION 206EB DISQUALIFICATION UNDER THE ASIC ACT
  • SECTION 206F ASIC ' S POWER OF DISQUALIFICATION
  • SECTION 206GAA ASIC ' S POWER OF DISQUALIFICATION - UNRECOVERED PAYMENTS UNDER EMPLOYEE ENTITLEMENTS SCHEME
  • SECTION 206GAB ASIC POWER TO GRANT LEAVE
  • SECTION 206G COURT POWER TO GRANT LEAVE
  • SECTION 206GA INVOLVEMENT OF ACCC - LEAVE ORDERS UNDER SECTION 206G
  • SECTION 206H LIMITED APPLICATION OF PART TO FOREIGN COMPANIES
  • SECTION 206HAA LIMITED APPLICATION OF PART TO NOTIFIED FOREIGN PASSPORT FUNDS AND THEIR OPERATORS
  • SECTION 206HA LIMITED APPLICATION OF PART TO REGISTRABLE AUSTRALIAN BODIES
  • SECTION 206HB PART DOES NOT APPLY TO ABORIGINAL AND TORRES STRAIT ISLANDER CORPORATIONS
  • SECTION 206J NO HEDGING OF REMUNERATION OF KEY MANAGEMENT PERSONNEL
  • SECTION 206K
    to
    SECTION 206M
  • SECTION 206K BOARD TO APPROVE REMUNERATION CONSULTANTS
  • SECTION 206L REMUNERATION RECOMMENDATION BY REMUNERATION CONSULTANTS
  • SECTION 206M DECLARATION BY REMUNERATION CONSULTANT
  • SECTION 207
    to
    SECTION 227
  • SECTION 207 PURPOSE
  • SECTION 208 NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT
  • SECTION 209 CONSEQUENCES OF BREACH
  • SECTION 210 ARM'S LENGTH TERMS
  • SECTION 211 REMUNERATION AND REIMBURSEMENT FOR OFFICER OR EMPLOYEE
  • SECTION 212 INDEMNITIES, EXEMPTIONS, INSURANCE PREMIUMS AND PAYMENT FOR LEGAL COSTS FOR OFFICERS
  • SECTION 213 SMALL AMOUNTS GIVEN TO RELATED ENTITY
  • SECTION 214 BENEFIT TO OR BY CLOSELY-HELD SUBSIDIARY
  • SECTION 215 BENEFITS TO MEMBERS THAT DO NOT DISCRIMINATE UNFAIRLY
  • SECTION 216 COURT ORDER
  • SECTION 217 RESOLUTION MAY SPECIFY MATTERS BY CLASS OR KIND
  • SECTION 218 COMPANY MUST LODGE MATERIAL THAT WILL BE PUT TO MEMBERS WITH ASIC
  • SECTION 219 REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
  • SECTION 220 ASIC MAY COMMENT ON PROPOSED RESOLUTION
  • SECTION 221 REQUIREMENTS FOR NOTICE OF MEETING
  • SECTION 222 OTHER MATERIAL PUT TO MEMBERS
  • SECTION 223 PROPOSED RESOLUTION CANNOT BE VARIED
  • SECTION 224 VOTING BY OR ON BEHALF OF RELATED PARTY INTERESTED IN PROPOSED RESOLUTION
  • SECTION 225 VOTING ON THE RESOLUTION
  • SECTION 226 NOTICE OF RESOLUTION TO BE LODGED
  • SECTION 227 DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE
  • SECTION 228
    to
    SECTION 229
  • SECTION 228 RELATED PARTIES
  • SECTION 229 GIVING A FINANCIAL BENEFIT
  • SECTION 230 GENERAL DUTIES STILL APPLY
  • SECTION 231
    to
    SECTION 235
  • SECTION 231 MEMBERSHIP OF A COMPANY
  • SECTION 232 GROUNDS FOR COURT ORDER
  • SECTION 233 ORDERS THE COURT CAN MAKE
  • SECTION 234 WHO CAN APPLY FOR ORDER
  • SECTION 235 REQUIREMENT FOR PERSON TO LODGE ORDER
  • SECTION 236
    to
    SECTION 242
  • SECTION 236 BRINGING, OR INTERVENING IN, PROCEEDINGS ON BEHALF OF A COMPANY
  • SECTION 237 APPLYING FOR AND GRANTING LEAVE
  • SECTION 238 SUBSTITUTION OF ANOTHER PERSON FOR THE PERSON GRANTED LEAVE
  • SECTION 239 EFFECT OF RATIFICATION BY MEMBERS
  • SECTION 240 LEAVE TO DISCONTINUE, COMPROMISE OR SETTLE PROCEEDINGS BROUGHT, OR INTERVENED IN, WITH LEAVE
  • SECTION 241 GENERAL POWERS OF THE COURT
  • SECTION 242 POWER OF THE COURT TO MAKE COSTS ORDERS
  • SECTION 246B
    to
    SECTION 246H
  • SECTION 246B VARYING AND CANCELLING CLASS RIGHTS
  • SECTION 246C CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC.
  • SECTION 246D VARIATION, CANCELLATION OR MODIFICATION WITHOUT UNANIMOUS SUPPORT OF CLASS
  • SECTION 246E VARIATION, CANCELLATION OR MODIFICATION WITH UNANIMOUS SUPPORT OF CLASS
  • SECTION 246F COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC
  • SECTION 246G MEMBER'S COPIES OF DOCUMENTS AND RESOLUTIONS
  • SECTION 246H APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES THAT ARE COMPANIES LIMITED BY GUARANTEE
  • SECTION 247A
    to
    SECTION 247D
  • SECTION 247A ORDER FOR INSPECTION OF BOOKS OF COMPANY OR REGISTERED SCHEME
  • SECTION 247B ANCILLARY ORDERS
  • SECTION 247C DISCLOSURE OF INFORMATION ACQUIRED IN INSPECTION
  • SECTION 247D COMPANY OR DIRECTORS MAY ALLOW MEMBER TO INSPECT BOOKS (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 247E SHAREHOLDING DOES NOT PREVENT COMPENSATION CLAIM
  • SECTION 248A
    to
    SECTION 248G
  • SECTION 248A CIRCULATING RESOLUTIONS OF COMPANIES WITH MORE THAN 1 DIRECTOR (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 248B RESOLUTIONS AND DECLARATIONS OF 1 DIRECTOR PROPRIETARY COMPANIES
  • SECTION 248C CALLING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 248D USE OF TECHNOLOGY
  • SECTION 248E CHAIRING DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 248F QUORUM AT DIRECTORS' MEETINGS (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 248G PASSING OF DIRECTORS' RESOLUTIONS (REPLACEABLE RULE SEE SECTION 135)
  • SECTION 249A
    to
    SECTION 250Y
  • SECTION 249A CIRCULATING RESOLUTIONS OF PROPRIETARY COMPANIES WITH MORE THAN 1 MEMBER
  • SECTION 249B RESOLUTIONS OF 1 MEMBER COMPANIES
  • SECTION 249C CALLING OF MEETINGS OF MEMBERS BY A DIRECTOR (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 249CA CALLING OF MEETINGS OF MEMBERS OF A LISTED COMPANY BY A DIRECTOR
  • SECTION 249D CALLING OF GENERAL MEETING BY DIRECTORS WHEN REQUESTED BY MEMBERS
  • SECTION 249E FAILURE OF DIRECTORS TO CALL GENERAL MEETING
  • SECTION 249F CALLING OF GENERAL MEETINGS BY MEMBERS
  • SECTION 249G CALLING OF MEETINGS OF MEMBERS BY THE COURT
  • SECTION 249H AMOUNT OF NOTICE OF MEETINGS
  • SECTION 249HA AMOUNT OF NOTICE OF MEETINGS OF LISTED COMPANY
  • SECTION 249J NOTICE OF MEETINGS OF MEMBERS TO MEMBERS AND DIRECTORS
  • SECTION 249K AUDITOR ENTITLED TO NOTICE AND OTHER COMMUNICATIONS
  • SECTION 249L CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
  • SECTION 249LA NOTICE OF MEETING NOT REQUIRED TO CONTAIN CERTAIN INFORMATION
  • SECTION 249M NOTICE OF ADJOURNED MEETINGS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 249N MEMBERS' RESOLUTIONS
  • SECTION 249O COMPANY GIVING NOTICE OF MEMBERS' RESOLUTIONS
  • SECTION 249P MEMBERS' STATEMENTS TO BE DISTRIBUTED
  • SECTION 249Q PURPOSE
  • SECTION 249R TIME AND PLACE FOR MEETINGS OF MEMBERS
  • SECTION 249S TECHNOLOGY
  • SECTION 249T QUORUM (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 249U CHAIRING MEETINGS OF MEMBERS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 249V AUDITOR'S RIGHT TO BE HEARD AT GENERAL MEETINGS
  • SECTION 249W ADJOURNED MEETINGS
  • SECTION 249X WHO CAN APPOINT A PROXY (REPLACEABLE RULE FOR PROPRIETARY COMPANIES AND MANDATORY RULE FOR PUBLIC COMPANIES - SEE SECTION 135)
  • SECTION 249Y RIGHTS OF PROXIES
  • SECTION 249Z COMPANY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
  • SECTION 250A APPOINTING A PROXY
  • SECTION 250B PROXY DOCUMENTS
  • SECTION 250BA PROXY DOCUMENTS - LISTED COMPANIES
  • SECTION 250BB PROXY VOTE IF APPOINTMENT SPECIFIES WAY TO VOTE
  • SECTION 250BC TRANSFER OF NON-CHAIR PROXY TO CHAIR IN CERTAIN CIRCUMSTANCES
  • SECTION 250BD PROXY VOTING BY KEY MANAGEMENT PERSONNEL OR CLOSELY RELATED PARTIES
  • SECTION 250C VALIDITY OF PROXY VOTE
  • SECTION 250D BODY CORPORATE REPRESENTATIVE
  • SECTION 250E HOW MANY VOTES A MEMBER HAS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 250F JOINTLY HELD SHARES (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 250G OBJECTIONS TO RIGHT TO VOTE (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 250H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
  • SECTION 250J HOW VOTING IS CARRIED OUT (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 250K MATTERS ON WHICH A POLL MAY BE DEMANDED
  • SECTION 250L WHEN A POLL IS EFFECTIVELY DEMANDED
  • SECTION 250M WHEN AND HOW POLLS MUST BE TAKEN (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 250N PUBLIC COMPANY MUST HOLD AGM
  • SECTION 250P EXTENSION OF TIME FOR HOLDING AGM
  • SECTION 250PAA EXEMPTIONS BY ASIC - CLASS ORDERS RELATING TO EXTERNALLY-ADMINISTERED COMPANIES
  • SECTION 250PAB EXEMPTIONS BY ASIC - INDIVIDUAL EXTERNALLY-ADMINISTERED COMPANIES
  • SECTION 250PA WRITTEN QUESTIONS TO AUDITOR SUBMITTED BY MEMBERS OF LISTED COMPANY BEFORE AGM
  • SECTION 250R BUSINESS OF AGM
  • SECTION 250RA AUDITOR REQUIRED TO ATTEND LISTED COMPANY'S AGM
  • SECTION 250S QUESTIONS AND COMMENTS BY MEMBERS ON COMPANY MANAGEMENT AT AGM
  • SECTION 250SA LISTED COMPANY - REMUNERATION REPORT
  • SECTION 250T QUESTIONS BY MEMBERS OF AUDITORS AT AGM
  • SECTION 250U APPLICATION
  • SECTION 250V RESOLUTION TO HOLD FRESH ELECTIONS FOR DIRECTORS AT SPECIAL MEETING TO BE PUT TO VOTE AT AGM
  • SECTION 250W CONSEQUENCES OF SPILL RESOLUTION BEING PASSED
  • SECTION 250X ENSURING THERE ARE AT LEAST 3 DIRECTORS AFTER SPILL MEETING
  • SECTION 250Y TERM OF OFFICE OF DIRECTOR REAPPOINTED AT SPILL MEETING
  • SECTION 251A
    to
    SECTION 251B
  • SECTION 251A MINUTES
  • SECTION 251AA DISCLOSURE OF PROXY VOTES - LISTED COMPANIES
  • SECTION 251B MEMBERS' ACCESS TO MINUTES
  • SECTION 252A
    to
    SECTION 253N
  • SECTION 252A CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY
  • SECTION 252B CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY WHEN REQUESTED BY MEMBERS
  • SECTION 252C FAILURE OF RESPONSIBLE ENTITY TO CALL MEETING OF THE SCHEME'S MEMBERS
  • SECTION 252D CALLING OF MEETINGS OF MEMBERS BY MEMBERS
  • SECTION 252E CALLING OF MEETINGS OF MEMBERS BY THE COURT
  • SECTION 252F AMOUNT OF NOTICE OF MEETINGS
  • SECTION 252G NOTICE OF MEETINGS OF MEMBERS TO MEMBERS, DIRECTORS AND AUDITORS
  • SECTION 252H AUDITORS ENTITLED TO OTHER COMMUNICATIONS
  • SECTION 252J CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
  • SECTION 252K NOTICE OF ADJOURNED MEETINGS
  • SECTION 252L MEMBERS' RESOLUTIONS
  • SECTION 252M RESPONSIBLE ENTITY GIVING NOTICE OF MEMBERS' RESOLUTIONS
  • SECTION 252N MEMBERS' STATEMENTS TO BE DISTRIBUTED
  • SECTION 252P TIME AND PLACE FOR MEETINGS OF MEMBERS
  • SECTION 252Q TECHNOLOGY
  • SECTION 252R QUORUM
  • SECTION 252S CHAIRING MEETINGS OF MEMBERS
  • SECTION 252T AUDITORS' RIGHT TO BE HEARD AT MEETINGS OF MEMBERS
  • SECTION 252U ADJOURNED MEETINGS
  • SECTION 252V WHO CAN APPOINT A PROXY
  • SECTION 252W RIGHTS OF PROXIES
  • SECTION 252X RESPONSIBLE ENTITY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
  • SECTION 252Y APPOINTING A PROXY
  • SECTION 252Z PROXY DOCUMENTS
  • SECTION 253A VALIDITY OF PROXY VOTE
  • SECTION 253B BODY CORPORATE REPRESENTATIVE
  • SECTION 253C HOW MANY VOTES A MEMBER HAS
  • SECTION 253D JOINTLY HELD INTERESTS
  • SECTION 253E RESPONSIBLE ENTITY AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION
  • SECTION 253F HOW TO WORK OUT THE VALUE OF AN INTEREST
  • SECTION 253G OBJECTIONS TO A RIGHT TO VOTE
  • SECTION 253H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
  • SECTION 253J HOW VOTING IS CARRIED OUT
  • SECTION 253K MATTERS ON WHICH A POLL MAY BE DEMANDED
  • SECTION 253L WHEN A POLL IS EFFECTIVELY DEMANDED
  • SECTION 253M MINUTES
  • SECTION 253N MEMBERS' ACCESS TO MINUTES
  • SECTION 254A
    to
    SECTION 254H
  • SECTION 254A POWER TO ISSUE BONUS, PARTLY-PAID, PREFERENCE AND REDEEMABLE PREFERENCE SHARES
  • SECTION 254B TERMS OF ISSUE
  • SECTION 254C NO PAR VALUE SHARES
  • SECTION 254D PRE-EMPTION FOR EXISTING SHAREHOLDERS ON ISSUE OF SHARES IN PROPRIETARY COMPANY (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 254E COURT VALIDATION OF ISSUE
  • SECTION 254F BEARER SHARES AND STOCK MUST NOT BE ISSUED
  • SECTION 254G CONVERSION OF SHARES
  • SECTION 254H RESOLUTION TO CONVERT SHARES INTO LARGER OR SMALLER NUMBER
  • SECTION 254J
    to
    SECTION 254L
  • SECTION 254J REDEMPTION MUST BE IN ACCORDANCE WITH TERMS OF ISSUE
  • SECTION 254K OTHER REQUIREMENTS ABOUT REDEMPTION
  • SECTION 254L CONSEQUENCES OF CONTRAVENING SECTION 254J OR 254K
  • SECTION 254M
    to
    SECTION 254R
  • SECTION 254M LIABILITY ON PARTLY-PAID SHARES
  • SECTION 254N CALLS MAY BE LIMITED TO WHEN COMPANY IS EXTERNALLY-ADMINISTERED
  • SECTION 254P NO LIABILITY COMPANIES - CALLS ON SHARES
  • SECTION 254Q NO LIABILITY COMPANIES - FORFEITURE AND SALE OF SHARES FOR FAILURE TO MEET CALL
  • SECTION 254R NO LIABILITY COMPANIES - REDEMPTION OF FORFEITED SHARES
  • SECTION 254S CAPITALISATION OF PROFITS
  • SECTION 254SA
    to
    SECTION 254WA
  • SECTION 254SA COMPANIES LIMITED BY GUARANTEE NOT TO PAY DIVIDENDS
  • SECTION 254T CIRCUMSTANCES IN WHICH A DIVIDEND MAY BE PAID
  • SECTION 254U OTHER PROVISIONS ABOUT PAYING DIVIDENDS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 254V WHEN DOES THE COMPANY INCUR A DEBT?
  • SECTION 254W DIVIDEND RIGHTS
  • SECTION 254WA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
  • SECTION 254X
    to
    SECTION 254Y
  • SECTION 254X NOTICE TO ASIC OF SHARE ISSUE
  • SECTION 254Y NOTICE TO ASIC OF SHARE CANCELLATION
  • SECTION 256A
    to
    SECTION 258G
  • SECTION 256A PURPOSE
  • SECTION 256B COMPANY MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED
  • SECTION 256C SHAREHOLDER APPROVAL
  • SECTION 256D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256B
  • SECTION 256E SIGNPOSTS TO OTHER RELEVANT PROVISIONS
  • SECTION 257A THE COMPANY'S POWER TO BUY BACK ITS OWN SHARES
  • SECTION 257B BUY-BACK PROCEDURE - GENERAL
  • SECTION 257C BUY-BACK PROCEDURE - SHAREHOLDER APPROVAL IF THE 10/12 LIMIT EXCEEDED
  • SECTION 257D BUY-BACK PROCEDURE - SPECIAL SHAREHOLDER APPROVAL FOR SELECTIVE BUY-BACK
  • SECTION 257E BUY-BACK PROCEDURE - LODGMENT OF OFFER DOCUMENTS WITH ASIC
  • SECTION 257F NOTICE OF INTENDED BUY-BACK
  • SECTION 257G BUY-BACK PROCEDURE - DISCLOSURE OF RELEVANT INFORMATION WHEN OFFER MADE
  • SECTION 257H ACCEPTANCE OF OFFER AND TRANSFER OF SHARES TO THE COMPANY
  • SECTION 257J SIGNPOSTS TO OTHER RELEVANT PROVISIONS
  • SECTION 258A UNLIMITED COMPANIES
  • SECTION 258B RIGHT TO OCCUPY OR USE REAL PROPERTY
  • SECTION 258C BROKERAGE OR COMMISSION
  • SECTION 258D CANCELLATION OF FORFEITED SHARES
  • SECTION 258E OTHER SHARE CANCELLATIONS
  • SECTION 258F REDUCTIONS BECAUSE OF LOST CAPITAL
  • SECTION 258G APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
  • SECTION 259A
    to
    SECTION 259F
  • SECTION 259A DIRECTLY ACQUIRING OWN SHARES
  • SECTION 259B TAKING SECURITY OVER OWN SHARES OR SHARES IN HOLDING COMPANY
  • SECTION 259C ISSUING OR TRANSFERRING SHARES TO CONTROLLED ENTITY
  • SECTION 259D COMPANY CONTROLLING ENTITY THAT HOLDS SHARES IN IT
  • SECTION 259E WHEN A COMPANY CONTROLS AN ENTITY
  • SECTION 259F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 259A OR 259B
  • SECTION 260A
    to
    SECTION 260DA
  • SECTION 260A FINANCIAL ASSISTANCE BY A COMPANY FOR ACQUIRING SHARES IN THE COMPANY OR A HOLDING COMPANY
  • SECTION 260B SHAREHOLDER APPROVAL
  • SECTION 260C EXEMPTED FINANCIAL ASSISTANCE
  • SECTION 260D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 260A
  • SECTION 260DA APPLICATION OF THIS PART TO MCI MUTUAL ENTITIES
  • SECTION 260E
    to
    CHAPTER 2K - CHARGES [ REPEALED]
  • SECTION 260E GENERAL DUTIES STILL APPLY
  • CHAPTER 2K - CHARGES [ REPEALED]
  • SECTION 283AA
    to
    SECTION 283AE
  • SECTION 283AA REQUIREMENT FOR TRUST DEED AND TRUSTEE
  • SECTION 283AB TRUST DEED
  • SECTION 283AC WHO CAN BE A TRUSTEE
  • SECTION 283AD EXISTING TRUSTEE CONTINUES TO ACT UNTIL NEW TRUSTEE TAKES OFFICE
  • SECTION 283AE REPLACEMENT OF TRUSTEE
  • SECTION 283BA
    to
    SECTION 283BI
  • SECTION 283BA DUTIES OF BORROWER
  • SECTION 283BB GENERAL DUTIES
  • SECTION 283BC DUTY TO NOTIFY ASIC OF INFORMATION RELATED TO TRUSTEE
  • SECTION 283BCA REGISTER RELATING TO TRUSTEES FOR DEBENTURE HOLDERS
  • SECTION 283BD DUTY TO REPLACE TRUSTEE
  • SECTION 283BE DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS
  • SECTION 283BF DUTY TO GIVE TRUSTEE AND ASIC QUARTERLY REPORTS
  • SECTION 283BG EXCEPTIONS TO BORROWER ' S DUTY TO REPORT TO TRUSTEE AND ASIC
  • SECTION 283BH HOW DEBENTURES MAY BE DESCRIBED
  • SECTION 283BI OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
  • SECTION 283CA
    to
    SECTION 283CE
  • SECTION 283CA DUTIES OF GUARANTOR
  • SECTION 283CB GENERAL DUTIES
  • SECTION 283CC DUTY TO INFORM TRUSTEE ABOUT SECURITY INTERESTS
  • SECTION 283CD EXCEPTIONS TO GUARANTOR ' S DUTY TO INFORM TRUSTEE
  • SECTION 283CE OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
  • SECTION 283DA
    to
    SECTION 283DC
  • SECTION 283DA TRUSTEE ' S DUTIES
  • SECTION 283DB EXEMPTIONS AND INDEMNIFICATIONS OF TRUSTEE FROM LIABILITY
  • SECTION 283DC INDEMNITY
  • SECTION 283EA
    to
    SECTION 283EC
  • SECTION 283EA BORROWER'S DUTY TO CALL MEETING
  • SECTION 283EB TRUSTEE'S POWER TO CALL MEETING
  • SECTION 283EC COURT MAY ORDER MEETING
  • SECTION 283F CIVIL LIABILITY FOR CONTRAVENING THIS CHAPTER
  • SECTION 283GA
    to
    SECTION 283GB
  • SECTION 283GA ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 283GB ASIC MAY APPROVE BODY CORPORATE TO BE TRUSTEE
  • SECTION 283HA
    to
    SECTION 283HB
  • SECTION 283HA GENERAL COURT POWER TO GIVE DIRECTIONS AND DETERMINE QUESTIONS
  • SECTION 283HB SPECIFIC COURT POWERS
  • SECTION 283I SIGNPOST TO OTHER DEBENTURE PROVISIONS
  • SECTION 285
    to
    SECTION 285A
  • SECTION 285 OVERVIEW OF OBLIGATIONS UNDER THIS CHAPTER
  • SECTION 285A OVERVIEW OF OBLIGATIONS OF COMPANIES LIMITED BY GUARANTEE
  • SECTION 286
    to
    SECTION 291
  • SECTION 286 OBLIGATION TO KEEP FINANCIAL RECORDS
  • SECTION 287 LANGUAGE REQUIREMENTS
  • SECTION 288 PHYSICAL FORMAT
  • SECTION 289 PLACE WHERE RECORDS ARE KEPT
  • SECTION 290 DIRECTOR ACCESS
  • SECTION 291 SIGNPOSTS TO OTHER RELEVANT PROVISIONS
  • SECTION 292
    to
    Division 9 - Reference of financial report to the Financial Reporting Panel
  • SECTION 292 WHO HAS TO PREPARE ANNUAL FINANCIAL REPORTS AND DIRECTORS ' REPORTS
  • SECTION 293 SMALL PROPRIETARY COMPANY - SHAREHOLDER DIRECTION
  • SECTION 294 SMALL PROPRIETARY COMPANY - ASIC DIRECTION
  • SECTION 294A SMALL COMPANY LIMITED BY GUARANTEE - MEMBER DIRECTION
  • SECTION 294B SMALL COMPANY LIMITED BY GUARANTEE - ASIC DIRECTION
  • SECTION 295 CONTENTS OF ANNUAL FINANCIAL REPORT
  • SECTION 295A DECLARATION IN RELATION TO LISTED ENTITY'S FINANCIAL STATEMENTS BY CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
  • SECTION 296 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
  • SECTION 297 TRUE AND FAIR VIEW
  • SECTION 298 ANNUAL DIRECTORS ' REPORT
  • SECTION 299 ANNUAL DIRECTORS' REPORT - GENERAL INFORMATION
  • SECTION 299A ANNUAL DIRECTORS ' REPORT - ADDITIONAL GENERAL REQUIREMENTS FOR LISTED ENTITIES
  • SECTION 300 ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION
  • SECTION 300A ANNUAL DIRECTORS ' REPORT - SPECIFIC INFORMATION TO BE PROVIDED BY LISTED COMPANIES
  • SECTION 300B ANNUAL DIRECTORS ' REPORT - COMPANIES LIMITED BY GUARANTEE
  • SECTION 301 AUDIT OF ANNUAL FINANCIAL REPORT
  • SECTION 302 DISCLOSING ENTITY MUST PREPARE HALF-YEAR FINANCIAL REPORT AND DIRECTORS' REPORT
  • SECTION 303 CONTENTS OF HALF-YEAR FINANCIAL REPORT
  • SECTION 304 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
  • SECTION 305 TRUE AND FAIR VIEW
  • SECTION 306 HALF-YEAR DIRECTORS ' REPORT
  • SECTION 307 AUDIT
  • SECTION 307A AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS
  • SECTION 307B AUDIT WORKING PAPERS TO BE RETAINED FOR 7 YEARS
  • SECTION 307C AUDITOR ' S INDEPENDENCE DECLARATION
  • SECTION 308 AUDITOR ' S REPORT ON ANNUAL FINANCIAL REPORT
  • SECTION 309 AUDITOR'S REPORT ON HALF-YEAR FINANCIAL REPORT
  • SECTION 310 AUDITOR'S POWER TO OBTAIN INFORMATION
  • SECTION 311 REPORTING TO ASIC
  • SECTION 312 ASSISTING AUDITOR
  • SECTION 313 SPECIAL PROVISIONS ON AUDIT OF DEBENTURE ISSUERS AND GUARANTORS
  • SECTION 314 ANNUAL FINANCIAL REPORTING BY COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES TO MEMBERS
  • SECTION 314A ANNUAL FINANCIAL REPORTING BY NOTIFIED FOREIGN PASSPORT FUNDS TO AUSTRALIAN MEMBERS
  • SECTION 315 DEADLINE FOR REPORTING TO MEMBERS
  • SECTION 316 CHOICES FOR MEMBERS OF COMPANIES, REGISTERED SCHEMES OR DISCLOSING ENTITIES
  • SECTION 316AA CHOICES FOR AUSTRALIAN MEMBERS OF NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 316A ANNUAL FINANCIAL REPORTING TO MEMBERS OF COMPANIES LIMITED BY GUARANTEE
  • SECTION 317 CONSIDERATION OF REPORTS AT AGM
  • SECTION 318 ADDITIONAL REPORTING BY DEBENTURE ISSUERS
  • SECTION 319 LODGMENT OF ANNUAL REPORTS WITH ASIC
  • SECTION 320 LODGMENT OF HALF-YEAR REPORTS WITH ASIC
  • SECTION 321 ASIC POWER TO REQUIRE LODGMENT
  • SECTION 322 RELODGMENT IF FINANCIAL STATEMENTS OR DIRECTORS ' REPORTS AMENDED AFTER LODGMENT
  • SECTION 323 DIRECTORS AND OFFICERS OF CONTROLLED ENTITY TO GIVE INFORMATION
  • SECTION 323A AUDITOR'S POWER TO OBTAIN INFORMATION FROM CONTROLLED ENTITY
  • SECTION 323B CONTROLLED ENTITY TO ASSIST AUDITOR
  • SECTION 323C APPLICATION OF DIVISION TO ENTITY THAT HAS CEASED TO BE CONTROLLED
  • SECTION 323D FINANCIAL YEARS AND HALF-YEARS FOR COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES
  • SECTION 323DAA FINANCIAL YEARS FOR NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 323DA LISTED COMPANIES TO DISCLOSE INFORMATION FILED OVERSEAS
  • Division 9 - Reference of financial report to the Financial Reporting Panel
  • SECTION 324
    to
    SECTION 331AE
  • SECTION 324 QUALIFICATIONS OF AUDITORS
  • SECTION 324AA INDIVIDUAL AUDITORS, AUDIT FIRMS AND AUTHORISED AUDIT COMPANIES
  • SECTION 324AB EFFECT OF APPOINTING FIRM AS AUDITOR - GENERAL
  • SECTION 324AC EFFECT OF APPOINTING FIRM AS AUDITOR - RECONSTITUTION OF FIRM
  • SECTION 324AD EFFECT OF APPOINTING COMPANY AS AUDITOR
  • SECTION 324AE PROFESSIONAL MEMBERS OF THE AUDIT TEAM
  • SECTION 324AF LEAD AND REVIEW AUDITORS
  • SECTION 324BA REGISTRATION REQUIREMENTS FOR APPOINTMENT OF INDIVIDUAL AS AUDITOR
  • SECTION 324BB REGISTRATION REQUIREMENTS FOR APPOINTMENT OF FIRM AS AUDITOR
  • SECTION 324BC REGISTRATION REQUIREMENTS FOR APPOINTMENT OF COMPANY AS AUDITOR
  • SECTION 324BD EXCEPTION FROM REGISTRATION REQUIREMENT FOR PROPRIETARY COMPANY
  • SECTION 324BE EXCEPTION FROM REGISTRATION REQUIREMENT - REVIEWING FINANCIAL REPORTS OF COMPANIES LIMITED BY GUARANTEE
  • SECTION 324CA GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - AUDITORS
  • SECTION 324CB GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - MEMBER OF AUDIT FIRM
  • SECTION 324CC GENERAL REQUIREMENT FOR AUDITOR INDEPENDENCE - DIRECTOR OF AUDIT COMPANY
  • SECTION 324CD CONFLICT OF INTEREST SITUATION
  • SECTION 324CE AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR INDIVIDUAL AUDITOR
  • SECTION 324CF AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT FIRM
  • SECTION 324CG AUDITOR INDEPENDENCE - SPECIFIC REQUIREMENTS FOR AUDIT COMPANY
  • SECTION 324CH RELEVANT RELATIONSHIPS
  • SECTION 324CI SPECIAL RULE FOR RETIRING PARTNERS OF AUDIT FIRMS AND RETIRING DIRECTORS OF AUTHORISED AUDIT COMPANIES
  • SECTION 324CJ SPECIAL RULE FOR RETIRING PROFESSIONAL MEMBER OF AUDIT COMPANY
  • SECTION 324CK MULTIPLE FORMER AUDIT FIRM PARTNERS OR AUDIT COMPANY DIRECTORS
  • SECTION 324CL PEOPLE WHO ARE REGARDED AS OFFICERS OF A COMPANY FOR THE PURPOSES OF THIS DIVISION
  • SECTION 324CM DELIBERATELY DISQUALIFYING AUDITOR
  • SECTION 324DA LIMITED TERM FOR ELIGIBILITY TO PLAY SIGNIFICANT ROLE IN AUDIT OF A LISTED COMPANY OR LISTED REGISTERED SCHEME
  • SECTION 324DAA DIRECTORS MAY EXTEND ELIGIBILITY TERM
  • SECTION 324DAB REQUIREMENTS FOR DIRECTORS TO APPROVE EXTENSION OF ELIGIBILITY TERM
  • SECTION 324DAC NOTIFICATIONS ABOUT APPROVAL TO EXTEND ELIGIBILITY TERM
  • SECTION 324DAD APPROVAL INEFFECTIVE UNLESS IT COMPLIES WITH REQUIREMENTS
  • SECTION 324DB INDIVIDUAL'S ROTATION OBLIGATION
  • SECTION 324DC AUDIT FIRM ' S ROTATION OBLIGATION
  • SECTION 324DD AUDIT COMPANY ' S ROTATION OBLIGATION
  • SECTION 325 APPOINTMENT OF AUDITOR BY PROPRIETARY COMPANY
  • SECTION 327 APPOINTMENT OF AUDITORS
  • SECTION 327A PUBLIC COMPANY AUDITOR (INITIAL APPOINTMENT OF AUDITOR)
  • SECTION 327B PUBLIC COMPANY AUDITOR (ANNUAL APPOINTMENTS AT AGMs TO FILL VACANCIES)
  • SECTION 327C PUBLIC COMPANY AUDITOR (APPOINTMENT TO FILL CASUAL VACANCY)
  • SECTION 327D APPOINTMENT TO REPLACE AUDITOR REMOVED FROM OFFICE
  • SECTION 327E ASIC MAY APPOINT A COMPANY AUDITOR IF AUDITOR REMOVED BUT NOT REPLACED
  • SECTION 327F ASIC ' S GENERAL POWER TO APPOINT A COMPANY AUDITOR
  • SECTION 327G RESTRICTIONS ON ASIC ' S POWERS TO APPOINT A COMPANY AUDITOR
  • SECTION 327H EFFECT ON APPOINTMENT OF PUBLIC COMPANY AUDITOR OF COMPANY BEGINNING TO BE CONTROLLED BY A CORPORATION
  • SECTION 327I REMAINING AUDITORS MAY ACT DURING VACANCY
  • SECTION 328 NOMINATION OF AUDITORS
  • SECTION 328A AUDITOR ' S CONSENT TO APPOINTMENT
  • SECTION 328B NOMINATION OF AUDITOR
  • SECTION 328C PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN CROWD-SOURCED FUNDING CONCESSION ENDS)
  • SECTION 328D PUBLIC COMPANY AUDITOR (APPOINTMENT OF AUDITOR WHEN $3 MILLION RAISED USING CROWD-SOURCED FUNDING)
  • SECTION 328E CROWD-SOURCED FUNDING - PERIOD OF OFFICE
  • SECTION 329 REMOVAL AND RESIGNATION OF AUDITORS
  • SECTION 330 EFFECT OF WINDING UP ON OFFICE OF AUDITOR
  • SECTION 331 FEES AND EXPENSES OF AUDITORS
  • SECTION 331AA QUALIFICATIONS OF AUDITORS
  • SECTION 331AB APPOINTMENT OF AUDITORS
  • SECTION 331AAA REGISTERED SCHEME AUDITOR (INITIAL APPOINTMENT OF AUDITOR)
  • SECTION 331AAB REGISTERED SCHEME AUDITOR (APPOINTMENT TO FILL VACANCY)
  • SECTION 331AAC ASIC'S POWER TO APPOINT REGISTERED SCHEME AUDITOR
  • SECTION 331AAD REMAINING AUDITORS MAY ACT DURING VACANCY
  • SECTION 331AC REMOVAL AND RESIGNATION OF AUDITORS
  • SECTION 331AD EFFECT OF WINDING UP ON OFFICE OF AUDITOR
  • SECTION 331AE FEES AND EXPENSES OF AUDITORS
  • SECTION 332
    to
    SECTION 332G
  • SECTION 332 MEANING OF TRANSPARENCY REPORTING AUDITOR AND TRANSPARENCY REPORTING YEAR
  • SECTION 332A TRANSPARENCY REPORTING AUDITORS MUST PUBLISH ANNUAL TRANSPARENCY REPORTS
  • SECTION 332B CONTENT OF ANNUAL TRANSPARENCY REPORT
  • SECTION 332C EXTENSION OF PERIOD FOR PUBLICATION OF ANNUAL TRANSPARENCY REPORT
  • SECTION 332D EXEMPTION ORDERS - APPLICATIONS BY TRANSPARENCY REPORTING AUDITORS
  • SECTION 332E EXEMPTION ORDERS - CLASS ORDERS FOR TRANSPARENCY REPORTING AUDITORS
  • SECTION 332F EXEMPTION ORDERS - CRITERIA FOR ORDERS
  • SECTION 332G OFFENCES BY MEMBERS OF AUDIT FIRM
  • SECTION 334
    to
    SECTION 339
  • SECTION 334 ACCOUNTING STANDARDS
  • SECTION 335 EQUITY ACCOUNTING
  • SECTION 336 AUDITING STANDARDS
  • SECTION 337 INTERPRETATION OF ACCOUNTING AND AUDITING STANDARDS
  • SECTION 338 EVIDENCE OF TEXT OF ACCOUNTING STANDARD OR AUDITING STANDARD
  • SECTION 339 EVIDENCE OF TEXT OF ACCOUNTING STANDARD
  • SECTION 340
    to
    SECTION 343A
  • SECTION 340 EXEMPTION ORDERS - COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES
  • SECTION 340A EXEMPTION ORDERS - NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 341 EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES, REGISTERED SCHEMES AND DISCLOSING ENTITIES
  • SECTION 341A EXEMPTION ORDERS - CLASS ORDERS FOR NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 342 EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR COMPANIES, REGISTERED SCHEMES, NOTIFIED FOREIGN PASSPORT FUNDS AND DISCLOSING ENTITIES
  • SECTION 342AA EXEMPTION ORDERS - NON-AUDITOR MEMBERS AND FORMER MEMBERS OF AUDIT FIRMS; FORMER EMPLOYEES OF AUDIT COMPANIES
  • SECTION 342AB EXEMPTION ORDERS - CLASS ORDERS FOR NON-AUDITOR MEMBERS ETC.
  • SECTION 342AC EXEMPTION ORDERS - CRITERIA FOR ORDERS FOR NON-AUDITOR MEMBERS ETC.
  • SECTION 342A ASIC'S POWER TO MODIFY THE OPERATION OF SECTION 324DA
  • SECTION 342B AUDITOR TO NOTIFY COMPANY OR REGISTERED SCHEME OF SECTION 342A DECLARATION
  • SECTION 343 MODIFICATION BY REGULATIONS
  • SECTION 343A MINISTER MAY APPLY THE CHAPTER TO NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 344 CONTRAVENTION OF PART 2M.2 OR 2M.3, OR OF CERTAIN PROVISIONS OF PART 2M.4
  • SECTION 345A
    to
    SECTION 345C
  • SECTION 345A REVIEW DATE
  • SECTION 345B COMPANY, RESPONSIBLE ENTITY OR OPERATOR MAY CHANGE REVIEW DATE
  • SECTION 345C WHEN CHOICE HAS EFFECT
  • SECTION 346A
    to
    SECTION 346C
  • SECTION 346A ASIC MUST GIVE AN EXTRACT OF PARTICULARS EACH YEAR
  • SECTION 346B ASIC MAY ASK QUESTIONS
  • SECTION 346C REQUIREMENTS IN RELATION TO AN EXTRACT OF PARTICULARS
  • SECTION 347A
    to
    SECTION 347C
  • SECTION 347A DIRECTORS MUST PASS A SOLVENCY RESOLUTION AFTER EACH REVIEW DATE
  • SECTION 347B NOTICE TO ASIC
  • SECTION 347C PAYMENT OF REVIEW FEE IS TAKEN TO BE A REPRESENTATION BY THE DIRECTORS THAT THE COMPANY IS SOLVENT
  • SECTION 348A
    to
    SECTION 348D
  • SECTION 348A ASIC MAY GIVE A RETURN OF PARTICULARS
  • SECTION 348B ASIC MAY ASK QUESTIONS
  • SECTION 348C ASIC MAY REQUIRE A SOLVENCY RESOLUTION AND STATEMENT
  • SECTION 348D GENERAL REQUIREMENTS IN RELATION TO A RETURN OF PARTICULARS
  • SECTION 349A
    to
    SECTION 354
  • SECTION 349A PROPRIETARY COMPANIES MUST NOTIFY ASIC OF CHANGES TO ULTIMATE HOLDING COMPANY
  • SECTION 349B ANOTHER COMPANY BECOMES AN ULTIMATE HOLDING COMPANY
  • SECTION 349C A COMPANY CEASES TO BE AN ULTIMATE HOLDING COMPANY
  • SECTION 349D ULTIMATE HOLDING COMPANY CHANGES ITS NAME
  • SECTION 350 FORMS FOR DOCUMENTS TO BE LODGED WITH ASIC
  • SECTION 351 SIGNING DOCUMENTS LODGED WITH ASIC
  • SECTION 352 DOCUMENTS LODGED WITH ASIC ELECTRONICALLY
  • SECTION 353 ELECTRONIC LODGMENT OF CERTAIN DOCUMENTS
  • SECTION 354 TELEPHONE NOTICE OF CERTAIN CHANGES
  • SECTION 410
    to
    SECTION 415G
  • SECTION 410 INTERPRETATION
  • SECTION 411 ADMINISTRATION OF COMPROMISES ETC.
  • SECTION 412 INFORMATION AS TO COMPROMISE WITH CREDITORS
  • SECTION 413 PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF PART 5.1 BODIES
  • SECTION 414 ACQUISITION OF SHARES OF SHAREHOLDERS DISSENTING FROM SCHEME OR CONTRACT APPROVED BY MAJORITY
  • SECTION 415 NOTIFICATION OF APPOINTMENT OF SCHEME MANAGER AND POWER OF COURT TO REQUIRE REPORT
  • SECTION 415A OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY - COURT POWERS
  • SECTION 415B INTERIM ORDER ON APPLICATION UNDER SECTION 415A
  • SECTION 415C ORDER UNDER SECTION 415A DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
  • SECTION 415D STAY ON ENFORCING RIGHTS MERELY BECAUSE OF A PROCEEDING UNDER THIS PART ETC.
  • SECTION 415E LIFTING THE STAY
  • SECTION 415F ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
  • SECTION 415FA SELF-EXECUTING PROVISIONS
  • SECTION 415G WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
  • SECTION 416
    to
    SECTION 434M
  • SECTION 416 DEFINITIONS
  • SECTION 417 APPLICATION OF PART
  • SECTION 418 PERSONS NOT TO ACT AS RECEIVERS
  • SECTION 418A COURT MAY DECLARE WHETHER CONTROLLER IS VALIDLY ACTING
  • SECTION 419 LIABILITY OF CONTROLLER
  • SECTION 419A LIABILITY OF CONTROLLER UNDER PRE-EXISTING AGREEMENT ABOUT PROPERTY USED BY CORPORATION
  • SECTION 420 POWERS OF RECEIVER
  • SECTION 420A CONTROLLER'S DUTY OF CARE IN EXERCISING POWER OF SALE
  • SECTION 420B COURT MAY AUTHORISE MANAGING CONTROLLER TO DISPOSE OF PROPERTY DESPITE PRIOR SECURITY INTEREST
  • SECTION 420C RECEIVER'S POWER TO CARRY ON CORPORATION'S BUSINESS DURING WINDING UP
  • SECTION 421 MANAGING CONTROLLER'S DUTIES IN RELATION TO BANK ACCOUNTS AND FINANCIAL RECORDS
  • SECTION 421A MANAGING CONTROLLER TO REPORT WITHIN 2 MONTHS ABOUT CORPORATION'S AFFAIRS
  • SECTION 422 REPORTS BY RECEIVER OR MANAGING CONTROLLER
  • SECTION 422A ANNUAL RETURN BY CONTROLLER
  • SECTION 422B END OF CONTROL RETURN
  • SECTION 422C TRANSFER OF BOOKS TO NEW CONTROLLER
  • SECTION 422D TRANSFER OF BOOKS TO ASIC ETC.
  • SECTION 423 SUPERVISION OF CONTROLLER
  • SECTION 424 CONTROLLER MAY APPLY TO COURT
  • SECTION 425 COURT'S POWER TO FIX RECEIVER'S REMUNERATION
  • SECTION 426 CONTROLLER HAS QUALIFIED PRIVILEGE IN CERTAIN CASES
  • SECTION 427 NOTIFICATION OF MATTERS RELATING TO CONTROLLER
  • SECTION 428 STATEMENT THAT RECEIVER APPOINTED OR OTHER CONTROLLER ACTING
  • SECTION 429 OFFICERS TO REPORT TO CONTROLLER ABOUT CORPORATION ' S AFFAIRS
  • SECTION 429A SPECIAL RULES FOR SCHEME PROPERTY
  • SECTION 430 CONTROLLER MAY REQUIRE REPORTS
  • SECTION 431 CONTROLLER MAY INSPECT BOOKS
  • SECTION 432 AUDITING RETURNS BY CONTROLLERS
  • SECTION 433 PROPERTY SUBJECT TO CIRCULATING SECURITY INTEREST - PAYMENT OF CERTAIN DEBTS TO HAVE PRIORITY
  • SECTION 434 ENFORCING CONTROLLER'S DUTY TO MAKE RETURNS
  • SECTION 434A COURT MAY REMOVE CONTROLLER FOR MISCONDUCT
  • SECTION 434B COURT MAY REMOVE REDUNDANT CONTROLLER
  • SECTION 434C EFFECT OF SECTIONS 434A AND 434B
  • SECTION 434D APPOINTMENT OF 2 OR MORE RECEIVERS OF PROPERTY OF A CORPORATION
  • SECTION 434E APPOINTMENT OF 2 OR MORE RECEIVERS AND MANAGERS OF PROPERTY OF A CORPORATION
  • SECTION 434F APPOINTMENT OF 2 OR MORE CONTROLLERS OF PROPERTY OF A CORPORATION
  • SECTION 434G APPOINTMENT OF 2 OR MORE MANAGING CONTROLLERS OF PROPERTY OF A CORPORATION
  • SECTION 434H REGULATIONS MAY PROVIDE FOR REPORTING TO ASIC
  • SECTION 434J STAY ON ENFORCING RIGHTS MERELY BECAUSE OF THE APPOINTMENT OF A MANAGING CONTROLLER OF A CORPORATION ' S PROPERTY ETC.
  • SECTION 434K LIFTING THE STAY
  • SECTION 434L ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
  • SECTION 434LA SELF-EXECUTING PROVISIONS
  • SECTION 434M WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
  • SECTION 435A
    to
    SECTION 451H
  • SECTION 435A OBJECT OF PART
  • SECTION 435B DEFINITIONS
  • SECTION 435C WHEN ADMINISTRATION BEGINS AND ENDS
  • SECTION 436A COMPANY MAY APPOINT ADMINISTRATOR IF BOARD THINKS IT IS OR WILL BECOME INSOLVENT
  • SECTION 436B LIQUIDATOR MAY APPOINT ADMINISTRATOR
  • SECTION 436C SECURED PARTY MAY APPOINT ADMINISTRATOR
  • SECTION 436D COMPANY ALREADY UNDER ADMINISTRATION
  • SECTION 436DA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS
  • SECTION 436E PURPOSE AND TIMING OF FIRST MEETING OF CREDITORS
  • SECTION 436F FUNCTIONS OF COMMITTEE OF CREDITORS
  • SECTION 436G MEMBERSHIP OF COMMITTEE
  • SECTION 437A ROLE OF ADMINISTRATOR
  • SECTION 437B ADMINISTRATOR ACTS AS COMPANY'S AGENT
  • SECTION 437C POWERS OF OTHER OFFICERS SUSPENDED
  • SECTION 437D ONLY ADMINISTRATOR CAN DEAL WITH COMPANY'S PROPERTY
  • SECTION 437E ORDER FOR COMPENSATION WHERE OFFICER INVOLVED IN VOID TRANSACTION
  • SECTION 437F EFFECT OF ADMINISTRATION ON COMPANY'S MEMBERS
  • SECTION 438A ADMINISTRATOR TO INVESTIGATE AFFAIRS AND CONSIDER POSSIBLE COURSES OF ACTION
  • SECTION 438B DIRECTORS TO HELP ADMINISTRATOR
  • SECTION 438C ADMINISTRATOR'S RIGHTS TO COMPANY'S BOOKS
  • SECTION 438D REPORTS BY ADMINISTRATOR
  • SECTION 438E ADMINISTRATOR ' S ACCOUNTS
  • SECTION 439A ADMINISTRATOR TO CONVENE MEETING AND INFORM CREDITORS
  • SECTION 439B CONDUCT OF MEETING
  • SECTION 439C WHAT CREDITORS MAY DECIDE
  • SECTION 440A WINDING UP COMPANY
  • SECTION 440B RESTRICTIONS ON EXERCISE OF THIRD PARTY PROPERTY RIGHTS
  • SECTION 440BA LIENS AND PLEDGES
  • SECTION 440BB DISTRESS FOR RENT MUST NOT BE CARRIED OUT
  • SECTION 440C OWNER OR LESSOR CANNOT RECOVER PROPERTY USED BY COMPANY
  • SECTION 440D STAY OF PROCEEDINGS
  • SECTION 440E ADMINISTRATOR NOT LIABLE IN DAMAGES FOR REFUSING CONSENT
  • SECTION 440F SUSPENSION OF ENFORCEMENT PROCESS
  • SECTION 440G DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY
  • SECTION 440H LIS PENDENS TAKEN TO EXIST
  • SECTION 440J ADMINISTRATION NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY'S LIABILITY
  • SECTION 440JA PROPERTY SUBJECT TO A BANKER ' S LIEN - EXEMPTION FROM THIS DIVISION
  • SECTION 441 APPLICATION OF DIVISION
  • SECTION 441AA APPLICATION OF SUBDIVISION - PPSA SECURITY INTERESTS
  • SECTION 441A SECURED PARTY ACTS BEFORE OR DURING DECISION PERIOD
  • SECTION 441B WHERE ENFORCEMENT OF SECURITY INTEREST BEGINS BEFORE ADMINISTRATION
  • SECTION 441C SECURITY INTEREST IN PERISHABLE PROPERTY
  • SECTION 441D COURT MAY LIMIT POWERS OF SECURED PARTY ETC. IN RELATION TO SECURED PROPERTY
  • SECTION 441E GIVING A NOTICE UNDER A SECURITY AGREEMENT ETC.
  • SECTION 441EA SALE OF PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST
  • SECTION 441EB SCOPE OF SUBDIVISION
  • SECTION 441F WHERE RECOVERY OF PROPERTY BEGINS BEFORE ADMINISTRATION
  • SECTION 441G RECOVERING PERISHABLE PROPERTY
  • SECTION 441H COURT MAY LIMIT POWERS OF RECEIVER ETC. IN RELATION TO PROPERTY USED BY COMPANY
  • SECTION 441J GIVING A NOTICE UNDER AN AGREEMENT ABOUT PROPERTY
  • SECTION 441JA SALE OF PROPERTY SUBJECT TO A LIEN OR PLEDGE
  • SECTION 441K EFFECT OF DIVISION
  • SECTION 442A ADDITIONAL POWERS OF ADMINISTRATOR
  • SECTION 442B DEALING WITH PROPERTY SUBJECT TO CIRCULATING SECURITY INTERESTS
  • SECTION 442C WHEN ADMINISTRATOR MAY DISPOSE OF ENCUMBERED PROPERTY
  • SECTION 442CA PROPERTY SUBJECT TO A POSSESSORY SECURITY INTEREST - INSPECTION OR EXAMINATION BY POTENTIAL PURCHASERS ETC.
  • SECTION 442CB PROPERTY SUBJECT TO A SECURITY INTEREST OR TO A RETENTION OF TITLE CLAUSE - ADMINISTRATOR ' S DUTY OF CARE IN EXERCISING POWER OF SALE
  • SECTION 442CC PROCEEDS OF SALE OF PROPERTY
  • SECTION 442D ADMINISTRATOR ' S POWERS SUBJECT TO POWERS OF SECURED PARTY, RECEIVER OR CONTROLLER
  • SECTION 442E ADMINISTRATOR HAS QUALIFIED PRIVILEGE
  • SECTION 442F PROTECTION OF PERSONS DEALING WITH ADMINISTRATOR
  • SECTION 443A GENERAL DEBTS
  • SECTION 443B PAYMENTS FOR PROPERTY USED OR OCCUPIED BY, OR IN THE POSSESSION OF, THE COMPANY
  • SECTION 443BA CERTAIN TAXATION LIABILITIES
  • SECTION 443C ADMINISTRATOR NOT OTHERWISE LIABLE FOR COMPANY'S DEBTS
  • SECTION 443D RIGHT OF INDEMNITY
  • SECTION 443E RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS
  • SECTION 443F LIEN TO SECURE INDEMNITY
  • SECTION 444A EFFECT OF CREDITORS' RESOLUTION
  • SECTION 444B EXECUTION OF DEED
  • SECTION 444C CREDITOR ETC. NOT TO ACT INCONSISTENTLY WITH DEED BEFORE ITS EXECUTION
  • SECTION 444D EFFECT OF DEED ON CREDITORS
  • SECTION 444DA GIVING PRIORITY TO ELIGIBLE EMPLOYEE CREDITORS
  • SECTION 444DB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF
  • SECTION 444E PROTECTION OF COMPANY ' S PROPERTY FROM PERSONS BOUND BY DEED
  • SECTION 444F COURT MAY LIMIT RIGHTS OF SECURED CREDITOR OR OWNER OR LESSOR
  • SECTION 444G EFFECT OF DEED ON COMPANY, OFFICERS AND MEMBERS
  • SECTION 444GA TRANSFER OF SHARES
  • SECTION 444H EXTENT OF RELEASE OF COMPANY'S DEBTS
  • SECTION 444J GUARANTEES AND INDEMNITIES
  • SECTION 445A VARIATION OF DEED BY CREDITORS
  • SECTION 445B COURT MAY CANCEL VARIATION
  • SECTION 445C WHEN DEED TERMINATES
  • SECTION 445CA WHEN CREDITORS MAY TERMINATE DEED
  • SECTION 445D WHEN COURT MAY TERMINATE DEED
  • SECTION 445E CREDITORS MAY TERMINATE DEED AND RESOLVE THAT COMPANY BE WOUND UP
  • SECTION 445F MEETING OF CREDITORS TO CONSIDER PROPOSED VARIATION OR TERMINATION OF DEED
  • SECTION 445FA NOTICE OF TERMINATION OF DEED
  • SECTION 445G WHEN COURT MAY VOID OR VALIDATE DEED
  • SECTION 445H EFFECT OF TERMINATION OR AVOIDANCE
  • SECTION 445HA NOTIFICATION OF CONTRAVENTION OF DEED OF COMPANY ARRANGEMENT
  • Division 11A - Deed administrator ' s accounts [ CCH Note: Regulation 10.25.02(3)(g) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[124] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 446A.]
  • SECTION 446A ADMINISTRATOR BECOMES LIQUIDATOR IN CERTAIN CASES
  • SECTION 446AA ADMINISTRATOR BECOMES LIQUIDATOR - ADDITIONAL CASES
  • SECTION 446B REGULATIONS MAY PROVIDE FOR TRANSITION IN OTHER CASES
  • SECTION 446C LIQUIDATOR MAY REQUIRE SUBMISSION OF A REPORT ABOUT THE COMPANY ' S AFFAIRS
  • SECTION 447A GENERAL POWER TO MAKE ORDERS
  • SECTION 447B ORDERS TO PROTECT CREDITORS DURING ADMINISTRATION
  • SECTION 447C COURT MAY DECLARE WHETHER ADMINISTRATOR VALIDLY APPOINTED
  • SECTION 447D ADMINISTRATOR MAY SEEK DIRECTIONS
  • SECTION 447E SUPERVISION OF ADMINISTRATOR OF COMPANY OR DEED
  • SECTION 447F EFFECT OF DIVISION
  • SECTION 448A APPOINTEE MUST CONSENT
  • SECTION 448B ADMINISTRATOR MUST BE REGISTERED LIQUIDATOR
  • SECTION 448C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY
  • SECTION 448D DISQUALIFICATION OF INSOLVENT UNDER ADMINISTRATION
  • SECTION 449A APPOINTMENT OF ADMINISTRATOR CANNOT BE REVOKED
  • SECTION 449B COURT MAY REMOVE ADMINISTRATOR
  • SECTION 449C VACANCY IN OFFICE OF ADMINISTRATOR OF COMPANY
  • SECTION 449CA DECLARATIONS BY ADMINISTRATOR - INDEMNITIES AND RELEVANT RELATIONSHIPS
  • SECTION 449D VACANCY IN OFFICE OF ADMINISTRATOR OF DEED OF COMPANY ARRANGEMENT
  • SECTION 449E REMUNERATION OF ADMINISTRATOR
  • SECTION 450A APPOINTMENT OF ADMINISTRATOR
  • SECTION 450B EXECUTION OF DEED OF COMPANY ARRANGEMENT
  • SECTION 450C FAILURE TO EXECUTE DEED OF COMPANY ARRANGEMENT
  • SECTION 450D TERMINATION OF DEED OF COMPANY ARRANGEMENT
  • SECTION 450E NOTICE IN PUBLIC DOCUMENTS ETC. OF COMPANY
  • SECTION 450F EFFECT OF CONTRAVENTION OF THIS DIVISION
  • SECTION 451A APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF COMPANY
  • SECTION 451B APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF DEED OF COMPANY ARRANGEMENT
  • SECTION 451C EFFECT OF THINGS DONE DURING ADMINISTRATION OF COMPANY
  • SECTION 451D TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART
  • SECTION 451E STAY ON ENFORCING RIGHTS MERELY BECAUSE THE COMPANY IS UNDER ADMINISTRATION ETC.
  • SECTION 451F LIFTING THE STAY
  • SECTION 451G ORDER FOR RIGHTS TO BE ENFORCEABLE ONLY WITH LEAVE OF THE COURT
  • SECTION 451GA SELF-EXECUTING PROVISIONS
  • SECTION 451H WHEN OTHER LAWS PREVAIL - CERTAIN OTHER COMMONWEALTH ACTS
  • SECTION 459A
    to
    SECTION 459T
  • SECTION 459A ORDER THAT INSOLVENT COMPANY BE WOUND UP IN INSOLVENCY
  • SECTION 459B ORDER MADE ON APPLICATION UNDER SECTION 234, 462 OR 464
  • SECTION 459C PRESUMPTIONS TO BE MADE IN CERTAIN PROCEEDINGS
  • SECTION 459D CONTINGENT OR PROSPECTIVE LIABILITY RELEVANT TO WHETHER COMPANY SOLVENT
  • SECTION 459E CREDITOR MAY SERVE STATUTORY DEMAND ON COMPANY
  • SECTION 459F WHEN COMPANY TAKEN TO FAIL TO COMPLY WITH STATUTORY DEMAND
  • SECTION 459G COMPANY MAY APPLY
  • SECTION 459H DETERMINATION OF APPLICATION WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM
  • SECTION 459J SETTING ASIDE DEMAND ON OTHER GROUNDS
  • SECTION 459K EFFECT OF ORDER SETTING ASIDE DEMAND
  • SECTION 459L DISMISSAL OF APPLICATION
  • SECTION 459M ORDER SUBJECT TO CONDITIONS
  • SECTION 459N COSTS WHERE COMPANY SUCCESSFUL
  • SECTION 459P WHO MAY APPLY FOR ORDER UNDER SECTION 459A
  • SECTION 459Q APPLICATION RELYING ON FAILURE TO COMPLY WITH STATUTORY DEMAND
  • SECTION 459R PERIOD WITHIN WHICH APPLICATION MUST BE DETERMINED
  • SECTION 459S COMPANY MAY NOT OPPOSE APPLICATION ON CERTAIN GROUNDS
  • SECTION 459T APPLICATION TO WIND UP JOINT DEBTORS IN INSOLVENCY
  • SECTION 461
    to
    SECTION 464
  • SECTION 461 GENERAL GROUNDS ON WHICH COMPANY MAY BE WOUND UP BY COURT
  • SECTION 462 STANDING TO APPLY FOR WINDING UP
  • SECTION 464 APPLICATION FOR WINDING UP IN CONNECTION WITH INVESTIGATION UNDER ASIC ACT
  • SECTION 465
    to
    SECTION 489E
  • SECTION 465 DEFINITIONS
  • SECTION 465A NOTICE OF APPLICATION
  • SECTION 465B SUBSTITUTION OF APPLICANTS
  • SECTION 465C APPLICANT TO BE GIVEN NOTICE OF GROUNDS FOR OPPOSING APPLICATION
  • SECTION 466 PAYMENT OF PRELIMINARY COSTS ETC.
  • SECTION 467 COURT ' S POWERS ON HEARING APPLICATION
  • SECTION 467A EFFECT OF DEFECT OR IRREGULARITY ON APPLICATION UNDER PART 5.4 OR 5.4A
  • SECTION 467B COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY
  • SECTION 468 AVOIDANCE OF DISPOSITIONS OF PROPERTY, ATTACHMENTS ETC.
  • SECTION 468A EFFECT OF WINDING UP ON COMPANY ' S MEMBERS
  • SECTION 469 APPLICATION TO BE LIS PENDENS
  • SECTION 470 CERTAIN NOTICES TO BE LODGED
  • SECTION 471 EFFECT ON CREDITORS AND CONTRIBUTORIES
  • SECTION 471A POWERS OF OTHER OFFICERS SUSPENDED DURING WINDING UP
  • SECTION 471B STAY OF PROCEEDINGS AND SUSPENSION OF ENFORCEMENT PROCESS
  • SECTION 471C SECURED CREDITOR ' S RIGHTS NOT AFFECTED
  • SECTION 472 COURT TO APPOINT REGISTERED LIQUIDATOR
  • SECTION 473 RESIGNATION OF LIQUIDATORS
  • SECTION 473A VACANCIES IN OFFICE OF COURT-APPOINTED LIQUIDATOR
  • SECTION 474 CUSTODY AND VESTING OF COMPANY ' S PROPERTY
  • SECTION 475 REPORT AS TO COMPANY'S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR
  • SECTION 476 PRELIMINARY REPORT BY LIQUIDATOR
  • SECTION 477 POWERS OF LIQUIDATOR
  • SECTION 478 APPLICATION OF PROPERTY; LIST OF CONTRIBUTORIES
  • SECTION 479 EXERCISE AND CONTROL OF LIQUIDATOR ' S POWERS
  • SECTION 480 RELEASE OF LIQUIDATOR AND DEREGISTRATION OF COMPANY
  • SECTION 481 ORDERS FOR RELEASE OR DEREGISTRATION
  • SECTION 482 POWER TO STAY OR TERMINATE WINDING UP
  • SECTION 483 DELIVERY OF PROPERTY TO LIQUIDATOR
  • SECTION 484 APPOINTMENT OF SPECIAL MANAGER
  • SECTION 485 CLAIMS OF CREDITORS AND DISTRIBUTION OF PROPERTY
  • SECTION 486 INSPECTION OF BOOKS BY CREDITORS AND CONTRIBUTORIES
  • SECTION 486A COURT MAY MAKE ORDER TO PREVENT OFFICER OR RELATED ENTITY FROM AVOIDING LIABILITY TO COMPANY
  • SECTION 486B WARRANT TO ARREST PERSON WHO IS ABSCONDING, OR WHO HAS DEALT WITH PROPERTY OR BOOKS, IN ORDER TO AVOID OBLIGATIONS IN CONNECTION WITH WINDING UP
  • SECTION 487 POWER TO ARREST ABSCONDING CONTRIBUTORY
  • SECTION 488 DELEGATION TO LIQUIDATOR OF CERTAIN POWERS OF COURT
  • SECTION 489 POWERS OF COURT CUMULATIVE
  • SECTION 489A ARREST OF PERSON SUBJECT TO WARRANT
  • SECTION 489B PROCEDURE AFTER ARREST
  • SECTION 489C PROCEDURE ON REMAND ON BAIL
  • SECTION 489D COURT ' S POWER TO MAKE ORDERS UNDER OTHER PROVISIONS
  • SECTION 489E JURISDICTION UNDER THIS SUBDIVISION
  • SECTION 489EA
    to
    SECTION 489EC
  • SECTION 489EA ASIC MAY ORDER THE WINDING UP OF A COMPANY
  • SECTION 489EB DEEMED RESOLUTION THAT COMPANY BE WOUND UP VOLUNTARILY
  • SECTION 489EC APPOINTMENT OF LIQUIDATOR
  • SECTION 489F
    to
    SECTION 512
  • SECTION 489F DEFINITIONS
  • SECTION 490 WHEN COMPANY CANNOT WIND UP VOLUNTARILY
  • SECTION 491 CIRCUMSTANCES IN WHICH COMPANY MAY BE WOUND UP VOLUNTARILY
  • SECTION 493 EFFECT OF VOLUNTARY WINDING UP
  • SECTION 493A EFFECT OF VOLUNTARY WINDING UP ON COMPANY ' S MEMBERS
  • SECTION 494 DECLARATION OF SOLVENCY
  • SECTION 495 APPOINTMENT OF LIQUIDATOR ETC.
  • SECTION 496 DUTY OF LIQUIDATOR WHERE COMPANY TURNS OUT TO BE INSOLVENT
  • SECTION 497 INFORMATION ABOUT THE COMPANY ' S AFFAIRS
  • SECTION 498 POWER TO ADJOURN MEETING
  • SECTION 499 LIQUIDATORS
  • SECTION 500 EXECUTION AND CIVIL PROCEEDINGS
  • SECTION 501 DISTRIBUTION OF PROPERTY OF COMPANY
  • SECTION 502 APPOINTMENT OF LIQUIDATOR
  • SECTION 503 REMOVAL OF LIQUIDATOR
  • SECTION 504 REVIEW OF LIQUIDATOR ' S REMUNERATION
  • SECTION 505 ACTS OF LIQUIDATOR VALID ETC.
  • SECTION 506 POWERS AND DUTIES OF LIQUIDATOR
  • SECTION 506A DECLARATIONS BY LIQUIDATOR - RELEVANT RELATIONSHIPS AND INDEMNITIES
  • SECTION 507 POWER OF LIQUIDATOR TO ACCEPT SHARES ETC. AS CONSIDERATION FOR SALE OF PROPERTY OF COMPANY
  • SECTION 508 ANNUAL OBLIGATIONS OF LIQUIDATOR - MEETING OR REPORT
  • SECTION 509 DEREGISTRATION
  • SECTION 510 ARRANGEMENT: WHEN BINDING ON CREDITORS
  • SECTION 511 APPLICATION TO COURT TO HAVE QUESTIONS DETERMINED OR POWERS EXERCISED
  • SECTION 512 COSTS
  • SECTION 513
    to
    SECTION 581
  • SECTION 513 APPLICATION OF PART
  • SECTION 513AA DEFINITIONS
  • SECTION 513A WINDING UP ORDERED BY THE COURT
  • SECTION 513B VOLUNTARY WINDING UP
  • SECTION 513C SECTION 513C DAY IN RELATION TO AN ADMINISTRATION UNDER PART 5.3A
  • SECTION 513D VALIDITY OF PROCEEDINGS IN EARLIER WINDING UP
  • SECTION 514 WHERE DIVISION APPLIES
  • SECTION 515 GENERAL LIABILITY OF CONTRIBUTORY
  • SECTION 516 COMPANY LIMITED BY SHARES
  • SECTION 517 COMPANY LIMITED BY GUARANTEE
  • SECTION 518 COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE
  • SECTION 519 EXCEPTIONS FOR FORMER UNLIMITED COMPANY
  • SECTION 520 PAST MEMBER: LATER DEBTS
  • SECTION 521 PERSON CEASING TO BE A MEMBER A YEAR OR MORE BEFORE WINDING UP
  • SECTION 522 PRESENT MEMBERS TO CONTRIBUTE FIRST
  • SECTION 523 PAST MEMBER OF FORMER UNLIMITED COMPANY
  • SECTION 524 PAST MEMBER OF FORMER LIMITED COMPANY
  • SECTION 526 LIABILITY ON CERTAIN CONTRACTS
  • SECTION 527 NATURE OF CONTRIBUTORY'S LIABILITY
  • SECTION 528 DEATH OF CONTRIBUTORY
  • SECTION 529 BANKRUPTCY OF CONTRIBUTORY
  • SECTION 530 APPOINTMENT OF 2 OR MORE LIQUIDATORS OF A COMPANY
  • SECTION 530AA APPOINTMENT OF 2 OR MORE PROVISIONAL LIQUIDATORS OF A COMPANY
  • SECTION 530A OFFICERS TO HELP LIQUIDATOR
  • SECTION 530B LIQUIDATOR'S RIGHTS TO COMPANY'S BOOKS
  • SECTION 530C WARRANT TO SEARCH FOR, AND SEIZE, COMPANY'S PROPERTY OR BOOKS
  • SECTION 531 BOOKS TO BE KEPT BY LIQUIDATOR
  • SECTION 532 DISQUALIFICATION OF LIQUIDATOR
  • SECTION 533 REPORTS BY LIQUIDATOR
  • SECTION 534 PROSECUTION BY LIQUIDATOR OF DELINQUENT OFFICERS AND MEMBERS
  • SECTION 535 WHEN LIQUIDATOR HAS QUALIFIED PRIVILEGE
  • SECTION 536 SUPERVISION OF LIQUIDATORS
  • SECTION 537 NOTICE OF APPOINTMENT AND ADDRESS OF LIQUIDATOR
  • SECTION 538 REGULATIONS RELATING TO MONEY ETC. RECEIVED BY LIQUIDATOR
  • SECTION 539 LIQUIDATOR ' S ACCOUNTS
  • SECTION 540 LIQUIDATOR TO REMEDY DEFAULTS
  • SECTION 541 NOTIFICATION THAT COMPANY IS IN LIQUIDATION
  • SECTION 542 BOOKS OF COMPANY
  • SECTION 543 INVESTMENT OF SURPLUS FUNDS ON GENERAL ACCOUNT
  • SECTION 544 UNCLAIMED MONEY TO BE PAID TO ASIC
  • SECTION 545 EXPENSES OF WINDING UP WHERE PROPERTY INSUFFICIENT
  • SECTION 546 RESOLUTIONS PASSED AT ADJOURNED MEETINGS OF CREDITORS AND CONTRIBUTORIES
  • SECTION 547 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES
  • Division 5 - Committees of inspection [ CCH Note: Regulation 10.25.02(3)(i) (which was effective 1 March 2017) provides that the amendments made by No 11 of 2016, s 3, Sch 2[178] apply in relation to external administrations on and after 1 September 2017.] [ CCH Note : The next section is s 553.]
  • SECTION 553 DEBTS OR CLAIMS THAT ARE PROVABLE IN WINDING UP
  • SECTION 553A MEMBER CANNOT PROVE DEBT UNLESS CONTRIBUTIONS PAID
  • SECTION 553AA SELLING SHAREHOLDER CANNOT PROVE DEBT UNLESS DOCUMENTS GIVEN
  • SECTION 553AB SUPERANNUATION CONTRIBUTION DEBTS NOT ADMISSIBLE TO PROOF
  • SECTION 553B INSOLVENT COMPANIES - PENALTIES AND FINES NOT GENERALLY PROVABLE
  • SECTION 553C INSOLVENT COMPANIES - MUTUAL CREDIT AND SET-OFF
  • SECTION 553D DEBTS OR CLAIMS MAY BE PROVED FORMALLY OR INFORMALLY
  • SECTION 553E APPLICATION OF BANKRUPTCY ACT TO WINDING UP OF INSOLVENT COMPANY
  • SECTION 554 GENERAL RULE - COMPUTE AMOUNT AS AT RELEVANT DATE
  • SECTION 554A DETERMINATION OF VALUE OF DEBTS AND CLAIMS OF UNCERTAIN VALUE
  • SECTION 554B DISCOUNTING OF DEBTS PAYABLE AFTER RELEVANT DATE
  • SECTION 554C CONVERSION INTO AUSTRALIAN CURRENCY OF FOREIGN CURRENCY DEBTS OR CLAIMS
  • SECTION 554D APPLICATION OF SUBDIVISION
  • SECTION 554E PROOF OF DEBT BY SECURED CREDITOR
  • SECTION 554F REDEMPTION OF SECURITY INTEREST BY LIQUIDATOR
  • SECTION 554G AMENDMENT OF VALUATION
  • SECTION 554H REPAYMENT OF EXCESS
  • SECTION 554J SUBSEQUENT REALISATION OF SECURITY INTEREST
  • SECTION 555 DEBTS AND CLAIMS PROVED TO RANK EQUALLY EXCEPT AS OTHERWISE PROVIDED
  • SECTION 556 PRIORITY PAYMENTS
  • SECTION 558 DEBTS DUE TO EMPLOYEES
  • SECTION 559 DEBTS OF A CLASS TO RANK EQUALLY
  • SECTION 560 ADVANCES FOR COMPANY TO MAKE PRIORITY PAYMENTS IN RELATION TO EMPLOYEES
  • SECTION 561 PRIORITY OF EMPLOYEES ' CLAIMS OVER CIRCULATING SECURITY INTERESTS
  • SECTION 562 APPLICATION OF PROCEEDS OF CONTRACTS OF INSURANCE
  • SECTION 562A APPLICATION OF PROCEEDS OF CONTRACTS OF REINSURANCE
  • SECTION 563 PROVISIONS RELATING TO INJURY COMPENSATION
  • SECTION 563AA SELLER UNDER A BUY-BACK AGREEMENT
  • SECTION 563A POSTPONING SUBORDINATE CLAIMS
  • SECTION 563AAA REDEMPTION OF DEBENTURES
  • SECTION 563B INTEREST ON DEBTS AND CLAIMS FROM RELEVANT DATE TO DATE OF PAYMENT
  • SECTION 563C DEBT SUBORDINATION
  • SECTION 564 POWER OF COURT TO MAKE ORDERS IN FAVOUR OF CERTAIN CREDITORS
  • SECTION 565 UNDUE PREFERENCE
  • SECTION 566 EFFECT OF FLOATING CHARGE
  • SECTION 567 LIQUIDATOR'S RIGHT TO RECOVER IN RESPECT OF CERTAIN TRANSACTIONS
  • SECTION 568 DISCLAIMER BY LIQUIDATOR; APPLICATION TO COURT BY PARTY TO CONTRACT
  • SECTION 568A LIQUIDATOR MUST GIVE NOTICE OF DISCLAIMER
  • SECTION 568B APPLICATION TO SET ASIDE DISCLAIMER BEFORE IT TAKES EFFECT
  • SECTION 568C WHEN DISCLAIMER TAKES EFFECT
  • SECTION 568D EFFECT OF DISCLAIMER
  • SECTION 568E APPLICATION TO SET ASIDE DISCLAIMER AFTER IT HAS TAKEN EFFECT
  • SECTION 568F COURT MAY DISPOSE OF DISCLAIMED PROPERTY
  • SECTION 569 EXECUTIONS, ATTACHMENTS ETC. BEFORE WINDING UP
  • SECTION 570 DUTIES OF SHERIFF AFTER RECEIVING NOTICE OF APPLICATION
  • SECTION 571 POOLING DETERMINATION
  • SECTION 572 VARIATION OF POOLING DETERMINATION
  • SECTION 573 LODGMENT OF COPY OF POOLING DETERMINATION ETC.
  • SECTION 574 ELIGIBLE UNSECURED CREDITORS MUST APPROVE THE MAKING OR VARIATION OF A POOLING DETERMINATION
  • SECTION 575 MEMBERS ' VOLUNTARY WINDING UP - COPY OF NOTICE ETC. TO BE GIVEN TO EACH MEMBER OF THE COMPANY
  • SECTION 576 CONDUCT OF MEETING
  • SECTION 577 ELIGIBLE UNSECURED CREDITORS MAY DECIDE TO APPROVE THE DETERMINATION OR VARIATION
  • SECTION 578 WHEN POOLING DETERMINATION COMES INTO FORCE ETC.
  • SECTION 579 DUTIES OF LIQUIDATOR
  • SECTION 579A COURT MAY VARY OR TERMINATE POOLING DETERMINATION
  • SECTION 579B COURT MAY CANCEL OR CONFIRM VARIATION
  • SECTION 579C WHEN COURT MAY VOID OR VALIDATE POOLING DETERMINATION
  • SECTION 579D EFFECT OF TERMINATION OR AVOIDANCE
  • SECTION 579E POOLING ORDERS
  • SECTION 579F VARIATION OF POOLING ORDERS
  • SECTION 579G COURT MAY MAKE ANCILLARY ORDERS ETC.
  • SECTION 579H VARIATION OF ANCILLARY ORDERS ETC.
  • SECTION 579J NOTICE OF APPLICATION FOR POOLING ORDER ETC.
  • SECTION 579K NOTICE OF POOLING ORDER ETC.
  • SECTION 579L CONSOLIDATED MEETINGS OF CREDITORS
  • SECTION 579M WHEN DEBTS OR CLAIMS ARE PROVABLE IN WINDING UP
  • SECTION 579N GROUP OF COMPANIES
  • SECTION 579P SECURED DEBT MAY BECOME UNSECURED
  • SECTION 579Q ELIGIBLE UNSECURED CREDITOR
  • SECTION 580 DEFINITIONS
  • SECTION 581 COURTS TO ACT IN AID OF EACH OTHER
  • SECTION 582
    to
    SECTION 588
  • SECTION 582 APPLICATION OF PART
  • SECTION 583 WINDING UP PART 5.7 BODIES
  • SECTION 585 INSOLVENCY OF PART 5.7 BODY
  • SECTION 586 CONTRIBUTORIES IN WINDING UP OF PART 5.7 BODY
  • SECTION 587 POWER OF COURT TO STAY OR RESTRAIN PROCEEDINGS
  • SECTION 588 OUTSTANDING PROPERTY OF DEFUNCT REGISTRABLE BODY
  • SECTION 588C
    to
    SECTION 588ZB
  • SECTION 588C DEFINITIONS
  • SECTION 588D SECURED DEBT MAY BECOME UNSECURED
  • SECTION 588E PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
  • SECTION 588F CERTAIN TAXATION LIABILITIES TAKEN TO BE DEBTS
  • SECTION 588FA UNFAIR PREFERENCES
  • SECTION 588FB UNCOMMERCIAL TRANSACTIONS
  • SECTION 588FC INSOLVENT TRANSACTIONS
  • SECTION 588FD UNFAIR LOANS TO A COMPANY
  • SECTION 588FDA UNREASONABLE DIRECTOR-RELATED TRANSACTIONS
  • SECTION 588FE VOIDABLE TRANSACTIONS
  • SECTION 588FF COURTS MAY MAKE ORDERS ABOUT VOIDABLE TRANSACTIONS
  • SECTION 588FG TRANSACTION NOT VOIDABLE AS AGAINST CERTAIN PERSONS
  • SECTION 588FGA DIRECTORS TO INDEMNIFY COMMISSIONER OF TAXATION IF CERTAIN PAYMENTS SET ASIDE
  • SECTION 588FGB DEFENCES IN PROCEEDINGS UNDER SECTION 588FGA
  • SECTION 588FH LIQUIDATOR MAY RECOVER FROM RELATED ENTITY BENEFIT RESULTING FROM INSOLVENT TRANSACTION
  • SECTION 588FI CREDITOR WHO GIVES UP BENEFIT OF UNFAIR PREFERENCE MAY PROVE FOR PREFERRED DEBT
  • SECTION 588FJ CIRCULATING SECURITY INTEREST CREATED WITHIN 6 MONTHS BEFORE RELATION-BACK DAY
  • SECTION 588FK INTERPRETATION AND APPLICATION
  • SECTION 588FL VESTING OF PPSA SECURITY INTERESTS IF COLLATERAL NOT REGISTERED WITHIN TIME
  • SECTION 588FM EXTENSION OF TIME FOR REGISTRATION
  • SECTION 588FN PPSA SECURITY INTERESTS UNAFFECTED BY SECTION 588FL
  • SECTION 588FO CERTAIN LESSORS, BAILORS AND CONSIGNORS ENTITLED TO DAMAGES
  • SECTION 588FP SECURITY INTERESTS IN FAVOUR OF AN OFFICER OF A COMPANY ETC. VOID
  • SECTION 588G DIRECTOR ' S DUTY TO PREVENT INSOLVENT TRADING BY COMPANY
  • SECTION 588GA SAFE HARBOUR - TAKING COURSE OF ACTION REASONABLY LIKELY TO LEAD TO A BETTER OUTCOME FOR THE COMPANY
  • SECTION 588GB INFORMATION OR BOOKS NOT ADMISSIBLE TO SUPPORT THE SAFE HARBOUR IF FAILURE TO PERMIT INSPECTION ETC.
  • SECTION 588H DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS
  • SECTION 588HA REVIEW RELATING TO SAFE HARBOUR
  • SECTION 588J ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION
  • SECTION 588K CRIMINAL COURT MAY ORDER COMPENSATION
  • SECTION 588L ENFORCEMENT OF ORDER UNDER SECTION 588J OR 588K
  • SECTION 588M RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
  • SECTION 588N AVOIDING DOUBLE RECOVERY
  • SECTION 588P EFFECT OF SECTIONS 588J, 588K AND 588M
  • SECTION 588Q CERTIFICATES EVIDENCING CONTRAVENTION
  • SECTION 588R CREDITOR MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT
  • SECTION 588S CREDITOR MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION
  • SECTION 588T WHEN CREDITOR MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT
  • SECTION 588U EVENTS PREVENTING CREDITOR FROM SUING
  • SECTION 588V WHEN HOLDING COMPANY LIABLE
  • SECTION 588W RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
  • SECTION 588WA SAFE HARBOUR - TAKING REASONABLE STEPS TO ENSURE COMPANY ' S DIRECTORS HAVE THE BENEFIT OF THE DIRECTORS ' SAFE HARBOUR
  • SECTION 588X DEFENCES ABOUT REASONABLE GROUNDS, ILLNESS OR REASONABLE STEPS
  • SECTION 588Y APPLICATION OF AMOUNT PAID AS COMPENSATION
  • SECTION 588Z COURT MAY MAKE ORDER IMPOSING LIABILITY
  • SECTION 588ZA EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDERS
  • SECTION 588ZB WHO MAY APPLY FOR AN EMPLOYEE ENTITLEMENTS CONTRIBUTION ORDER
  • SECTION 589
    to
    SECTION 596
  • SECTION 589 INTERPRETATION AND APPLICATION
  • SECTION 590 OFFENCES BY OFFICERS OF CERTAIN COMPANIES
  • SECTION 592 INCURRING OF CERTAIN DEBTS; FRAUDULENT CONDUCT
  • SECTION 593 POWERS OF COURT
  • SECTION 594 CERTAIN RIGHTS NOT AFFECTED
  • SECTION 595 INDUCEMENT TO BE APPOINTED LIQUIDATOR ETC. OF COMPANY
  • SECTION 596 FRAUDS BY OFFICERS
  • SECTION 596AA
    to
    SECTION 596AI
  • SECTION 596AA OBJECTS AND COVERAGE OF THIS PART
  • SECTION 596AB RELEVANT AGREEMENTS OR TRANSACTIONS THAT AVOID EMPLOYEE ENTITLEMENTS - OFFENCES
  • SECTION 596AC PERSON WHO CONTRAVENES SECTION 596AB LIABLE TO COMPENSATE FOR LOSS
  • SECTION 596ACA PERSON WHO CONTRAVENES SECTION 596AC LIABLE TO COMPENSATE FOR LOSS
  • SECTION 596AD AVOIDING DOUBLE RECOVERY
  • SECTION 596AE EFFECT OF SECTION 596ACA
  • SECTION 596AF PROCEEDINGS FOR COMPENSATION
  • SECTION 596AG EVENTS PREVENTING PROCEEDINGS
  • SECTION 596AH JOINING PARTIES TO PROCEEDINGS
  • SECTION 596AI EVENTS PREVENTING EMPLOYEE FROM SUING
  • SECTION 596A
    to
    SECTION 600K
  • SECTION 596A MANDATORY EXAMINATION
  • SECTION 596B DISCRETIONARY EXAMINATION
  • SECTION 596C AFFIDAVIT IN SUPPORT OF APPLICATION UNDER SECTION 596B
  • SECTION 596D CONTENT OF SUMMONS
  • SECTION 596E NOTICE OF EXAMINATION
  • SECTION 596F COURT MAY GIVE DIRECTIONS ABOUT EXAMINATION
  • SECTION 597 CONDUCT OF EXAMINATION
  • SECTION 597A WHEN COURT IS TO REQUIRE AFFIDAVIT ABOUT CORPORATION'S EXAMINABLE AFFAIRS
  • SECTION 597B COSTS OF UNNECESSARY EXAMINATION OR AFFIDAVIT
  • SECTION 598 ORDER AGAINST PERSON CONCERNED WITH CORPORATION
  • SECTION 599 APPEALS FROM DECISIONS OF RECEIVERS ETC.
  • SECTION 600AA DUTY OF RECEIVER, ADMINISTRATOR OR LIQUIDATOR - PARENTAL LEAVE PAY
  • SECTION 600A POWERS OF COURT WHERE OUTCOME OF VOTING AT CREDITORS ' MEETING DETERMINED BY RELATED ENTITY
  • SECTION 600B REVIEW BY COURT OF RESOLUTION OF CREDITORS PASSED ON CASTING VOTE OF PERSON PRESIDING AT MEETING
  • SECTION 600C COURT ' S POWERS WHERE PROPOSED RESOLUTION OF CREDITORS LOST AS CASTING VOTE OF PERSON PRESIDING AT MEETING
  • SECTION 600D INTERIM ORDER ON APPLICATION UNDER SECTION 600A, 600B OR 600C
  • SECTION 600E ORDER UNDER SECTION 600A OR 600B DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
  • SECTION 600F LIMITATION ON RIGHT OF SUPPLIERS OF ESSENTIAL SERVICES TO INSIST ON PAYMENT AS CONDITION OF SUPPLY
  • SECTION 600G ELECTRONIC METHODS OF GIVING OR SENDING CERTAIN NOTICES ETC.
  • SECTION 600H RIGHTS IF CLAIM AGAINST THE COMPANY POSTPONED
  • SECTION 600J ACTS OF EXTERNAL ADMINISTRATOR VALID ETC.
  • SECTION 600K INSOLVENCY PRACTICE SCHEDULE (CORPORATIONS)
  • SECTION 601
    to
    SECTION 601AH
  • SECTION 601 DEFINITIONS
  • SECTION 601AA DEREGISTRATION - VOLUNTARY
  • SECTION 601AB DEREGISTRATION - ASIC INITIATED
  • SECTION 601AC DEREGISTRATION - FOLLOWING AMALGAMATION OR WINDING UP
  • SECTION 601AD EFFECT OF DEREGISTRATION
  • SECTION 601AE WHAT THE COMMONWEALTH OR ASIC DOES WITH THE PROPERTY
  • SECTION 601AF THE COMMONWEALTH ' S AND ASIC ' S POWER TO FULFIL OUTSTANDING OBLIGATIONS OF DEREGISTERED COMPANY
  • SECTION 601AG CLAIMS AGAINST INSURERS OF DEREGISTERED COMPANY
  • SECTION 601AH REINSTATEMENT
  • SECTION 601AI
    to
    SECTION 601AL
  • SECTION 601AI TRANSFERRING REGISTRATION
  • SECTION 601AJ APPLYING TO TRANSFER REGISTRATION
  • SECTION 601AK ASIC MAKES TRANSFER OF REGISTRATION DECLARATION
  • SECTION 601AL ASIC TO DEREGISTER COMPANY
  • SECTION 601BA
    to
    SECTION 601BS
  • SECTION 601BA BODIES CORPORATE MAY BE REGISTERED AS CERTAIN TYPES OF COMPANIES
  • SECTION 601BB BODIES REGISTERED AS PROPRIETARY COMPANIES
  • SECTION 601BC APPLYING FOR REGISTRATION UNDER THIS PART
  • SECTION 601BD ASIC GIVES BODY ACN, REGISTERS AS COMPANY AND ISSUES CERTIFICATE
  • SECTION 601BE REGISTERED OFFICE
  • SECTION 601BF NAME
  • SECTION 601BG CONSTITUTION
  • SECTION 601BH MODIFICATIONS OF CONSTITUTION
  • SECTION 601BJ ASIC MAY DIRECT COMPANY TO APPLY FOR COURT APPROVAL FOR MODIFICATIONS OF CONSTITUTION
  • SECTION 601BK ESTABLISHING REGISTERS AND MINUTE BOOKS
  • SECTION 601BL REGISTRATION OF REGISTERED BODIES
  • SECTION 601BM EFFECT OF REGISTRATION UNDER THIS PART
  • SECTION 601BN LIABILITY OF MEMBERS ON WINDING UP
  • SECTION 601BP BEARER SHARES
  • SECTION 601BQ REFERENCES IN PRE-REGISTRATION CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE IN EXISTING CONTRACTS AND DOCUMENTS
  • SECTION 601BR FIRST AGM
  • SECTION 601BS MODIFICATION BY REGULATIONS
  • SECTION 601C
    to
    SECTION 601CZD
  • SECTION 601C DEFINITIONS
  • SECTION 601CA WHEN A REGISTRABLE AUSTRALIAN BODY MAY CARRY ON BUSINESS IN THIS JURISDICTION AND OUTSIDE ITS PLACE OF ORIGIN
  • SECTION 601CB APPLICATION FOR REGISTRATION
  • SECTION 601CC CESSATION OF BUSINESS ETC.
  • SECTION 601CD WHEN A FOREIGN COMPANY MAY CARRY ON BUSINESS IN THIS JURISDICTION
  • SECTION 601CDA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY
  • SECTION 601CE APPLICATION FOR REGISTRATION
  • SECTION 601CF APPOINTMENT OF LOCAL AGENT
  • SECTION 601CG LOCAL AGENT: HOW APPOINTED
  • SECTION 601CH LOCAL AGENT: HOW REMOVED
  • SECTION 601CJ LIABILITY OF LOCAL AGENT
  • SECTION 601CK BALANCE-SHEETS AND OTHER DOCUMENTS
  • SECTION 601CL CESSATION OF BUSINESS ETC.
  • SECTION 601CM REGISTER OF MEMBERS OF FOREIGN COMPANY
  • SECTION 601CN REGISTER KEPT UNDER SECTION 601CM
  • SECTION 601CP NOTIFYING ASIC ABOUT REGISTER KEPT UNDER SECTION 601CM
  • SECTION 601CQ EFFECT OF RIGHT TO ACQUIRE SHARES COMPULSORILY
  • SECTION 601CR INDEX OF MEMBERS AND INSPECTION OF REGISTERS
  • SECTION 601CS CERTIFICATE AS TO SHAREHOLDING
  • SECTION 601CTA LIMITED DISCLOSURE IF PLACE OF ORIGIN IS A PRESCRIBED COUNTRY
  • SECTION 601CT REGISTERED OFFICE
  • SECTION 601CU CERTIFICATE OF REGISTRATION
  • SECTION 601CV NOTICE OF CERTAIN CHANGES
  • SECTION 601CW BODY'S NAME ETC. MUST BE DISPLAYED AT OFFICE AND PLACE OF BUSINESS
  • SECTION 601CX SERVICE OF DOCUMENTS ON REGISTERED BODY
  • SECTION 601CY POWER TO HOLD LAND
  • SECTION 601CZA CERTAIN DOCUMENTS ARE DEBENTURES
  • SECTION 601CZB REGISTER OF DEBENTURE HOLDERS TO BE MAINTAINED BY NON-COMPANIES
  • SECTION 601CZC LOCATION OF REGISTER
  • SECTION 601CZD APPLICATION OF SECTIONS 173 TO 177
  • SECTION 601DA
    to
    SECTION 601DJ
  • SECTION 601DA RESERVING A NAME
  • SECTION 601DB ACCEPTABLE ABBREVIATIONS
  • SECTION 601DC WHEN A NAME IS AVAILABLE
  • SECTION 601DD REGISTERED AUSTRALIAN BODIES AND REGISTERED FOREIGN COMPANIES CAN CARRY ON BUSINESS WITH SOME NAMES ONLY
  • SECTION 601DE USING A NAME AND ARBN
  • SECTION 601DF EXCEPTION TO REQUIREMENT TO HAVE ARBN ON RECEIPTS
  • SECTION 601DG REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
  • SECTION 601DH NOTICE OF NAME CHANGE MUST BE GIVEN TO ASIC
  • SECTION 601DJ ASIC'S POWER TO DIRECT A REGISTERED NAME BE CHANGED
  • SECTION 601EA
    to
    SECTION 601EE
  • SECTION 601EA APPLYING FOR REGISTRATION
  • SECTION 601EB REGISTRATION OF MANAGED INVESTMENT SCHEME
  • SECTION 601EC ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR ARSN OR ABN
  • SECTION 601ED WHEN A MANAGED INVESTMENT SCHEME MUST BE REGISTERED
  • SECTION 601EE UNREGISTERED SCHEMES MAY BE WOUND UP
  • SECTION 601FA
    to
    SECTION 601FT
  • SECTION 601FA RESPONSIBLE ENTITY TO BE PUBLIC COMPANY AND HOLD AUSTRALIAN FINANCIAL SERVICES LICENCE
  • SECTION 601FB RESPONSIBLE ENTITY TO OPERATE SCHEME
  • SECTION 601FC DUTIES OF RESPONSIBLE ENTITY
  • SECTION 601FD DUTIES OF OFFICERS OF RESPONSIBLE ENTITY
  • SECTION 601FE DUTIES OF EMPLOYEES OF RESPONSIBLE ENTITY
  • SECTION 601FF SURVEILLANCE CHECKS BY ASIC
  • SECTION 601FG ACQUISITION OF INTEREST IN SCHEME BY RESPONSIBLE ENTITY
  • SECTION 601FH LIQUIDATOR ETC. OF RESPONSIBLE ENTITY ENTITLED TO EXERCISE INDEMNITY RIGHTS
  • SECTION 601FJ CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION
  • SECTION 601FK REQUIREMENTS OF SECTION 601FA MUST BE MET
  • SECTION 601FL RETIREMENT OF RESPONSIBLE ENTITY
  • SECTION 601FM REMOVAL OF RESPONSIBLE ENTITY BY MEMBERS
  • SECTION 601FN ASIC OR SCHEME MEMBER MAY APPLY TO COURT FOR APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY
  • SECTION 601FP APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY BY COURT
  • SECTION 601FQ TEMPORARY RESPONSIBLE ENTITY TO TAKE STEPS FOR APPOINTMENT OF NEW RESPONSIBLE ENTITY
  • SECTION 601FR FORMER RESPONSIBLE ENTITY TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE
  • SECTION 601FS RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER RESPONSIBLE ENTITY
  • SECTION 601FT EFFECT OF CHANGE OF RESPONSIBLE ENTITY ON DOCUMENTS ETC. TO WHICH FORMER RESPONSIBLE ENTITY IS PARTY
  • SECTION 601GA
    to
    SECTION 601GC
  • SECTION 601GA CONTENTS OF THE CONSTITUTION
  • SECTION 601GB CONSTITUTION MUST BE LEGALLY ENFORCEABLE
  • SECTION 601GC CHANGING THE CONSTITUTION
  • SECTION 601HA
    to
    SECTION 601HI
  • SECTION 601HA CONTENTS OF THE COMPLIANCE PLAN
  • SECTION 601HB COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER SCHEME'S PLAN
  • SECTION 601HC DIRECTORS MUST SIGN LODGED COPY OF COMPLIANCE PLAN
  • SECTION 601HD ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN
  • SECTION 601HE CHANGING THE COMPLIANCE PLAN
  • SECTION 601HF ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED
  • SECTION 601HG AUDIT OF COMPLIANCE PLAN
  • SECTION 601HH REMOVAL AND RESIGNATION OF AUDITORS
  • SECTION 601HI ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN
  • SECTION 601JA
    to
    SECTION 601JJ
  • SECTION 601JA WHEN IS A COMPLIANCE COMMITTEE REQUIRED?
  • SECTION 601JB MEMBERSHIP OF COMPLIANCE COMMITTEE
  • SECTION 601JC FUNCTIONS OF COMPLIANCE COMMITTEE
  • SECTION 601JD DUTIES OF MEMBERS
  • SECTION 601JE COMPLIANCE COMMITTEE MEMBERS HAVE QUALIFIED PRIVILEGE IN CERTAIN CASES
  • SECTION 601JF WHEN CAN RESPONSIBLE ENTITY INDEMNIFY COMPLIANCE COMMITTEE MEMBERS?
  • SECTION 601JG WHEN CAN RESPONSIBLE ENTITY PAY INSURANCE PREMIUMS FOR COMPLIANCE COMMITTEE MEMBERS?
  • SECTION 601JH PROCEEDINGS OF COMPLIANCE COMMITTEE
  • SECTION 601JJ DISCLOSURE OF INTERESTS
  • SECTION 601KA
    to
    SECTION 601KE
  • SECTION 601KA MEMBERS' RIGHTS TO WITHDRAW
  • SECTION 601KB NON-LIQUID SCHEMES - OFFERS
  • SECTION 601KC NON-LIQUID SCHEMES - ONLY ONE WITHDRAWAL OFFER TO BE OPEN AT ANY TIME
  • SECTION 601KD NON-LIQUID SCHEMES - HOW PAYMENTS ARE TO BE MADE
  • SECTION 601KE NON-LIQUID SCHEMES - RESPONSIBLE ENTITY MAY CANCEL WITHDRAWAL OFFER
  • SECTION 601LA
    to
    SECTION 601LE
  • SECTION 601LA CHAPTER 2E APPLIES WITH MODIFICATIONS
  • SECTION 601LB REPLACEMENT SECTION 207
  • SECTION 601LC REPLACEMENT SECTION 208
  • SECTION 601LD OMISSION OF SECTIONS 213, 214 AND 224
  • SECTION 601LE MODIFICATION OF SECTION 225
  • SECTION 601MA
    to
    SECTION 601MB
  • SECTION 601MA CIVIL LIABILITY OF RESPONSIBLE ENTITY TO MEMBERS
  • SECTION 601MB VOIDABLE CONTRACTS WHERE SUBSCRIPTION OFFERS AND INVITATIONS CONTRAVENE THIS ACT
  • SECTION 601NA
    to
    SECTION 601NG
  • SECTION 601NA WINDING UP REQUIRED BY SCHEME'S CONSTITUTION
  • SECTION 601NB WINDING UP AT DIRECTION OF MEMBERS
  • SECTION 601NC WINDING UP IF SCHEME'S PURPOSE ACCOMPLISHED OR CANNOT BE ACCOMPLISHED
  • SECTION 601ND WINDING UP ORDERED BY COURT
  • SECTION 601NE THE WINDING UP OF THE SCHEME
  • SECTION 601NF OTHER ORDERS ABOUT WINDING UP
  • SECTION 601NG UNCLAIMED MONEY TO BE PAID TO ASIC
  • SECTION 601PAA
    to
    SECTION 601PC
  • SECTION 601PAA APPLICATION OF THIS DIVISION
  • SECTION 601PA DEREGISTRATION - VOLUNTARY
  • SECTION 601PB DEREGISTRATION BY ASIC
  • SECTION 601PBA APPLICATION OF THIS DIVISION
  • SECTION 601PBB DEREGISTRATION - VOLUNTARY
  • SECTION 601PBC DEREGISTRATION - INITIATED BY ASIC
  • SECTION 601PBD NOTICES RELATING TO DEREGISTRATION PROCESS
  • SECTION 601PBE CONSEQUENCES OF DEREGISTRATION ON STATUS AS AN AUSTRALIAN PASSPORT FUND
  • SECTION 601PC REINSTATEMENT
  • SECTION 601QA
    to
    SECTION 601QB
  • SECTION 601QA ASIC'S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS
  • SECTION 601QB MODIFICATION BY REGULATIONS
  • SECTION 601RAA
    to
    SECTION 601RAE
  • SECTION 601RAA DEFINITIONS
  • SECTION 601RAB MEANING OF TRUSTEE COMPANY AND CLIENT OF TRUSTEE COMPANY
  • SECTION 601RAC MEANING OF TRADITIONAL TRUSTEE COMPANY SERVICES AND ESTATE MANAGEMENT FUNCTIONS
  • SECTION 601RAD MEANING OF PERSON WITH A PROPER INTEREST
  • SECTION 601RAE INTERACTION BETWEEN TRUSTEE COMPANY PROVISIONS AND STATE AND TERRITORY LAWS
  • SECTION 601SAA
    to
    SECTION 601SCD
  • SECTION 601SAA JURISDICTION OF COURTS NOT AFFECTED ETC.
  • SECTION 601SAB REGULATIONS MAY PRESCRIBE OTHER POWERS ETC.
  • SECTION 601SAC POWERS ETC. CONFERRED BY OR UNDER THIS CHAPTER ARE IN ADDITION TO OTHER POWERS ETC.
  • SECTION 601SBA LICENSED TRUSTEE COMPANY NOT REQUIRED TO FILE ACCOUNTS
  • SECTION 601SBB LICENSED TRUSTEE COMPANY MAY BE REQUIRED TO PROVIDE ACCOUNT IN RELATION TO ESTATE
  • SECTION 601SBC COURT MAY ORDER AUDIT
  • SECTION 601SCA COMMON FUNDS OF LICENSED TRUSTEE COMPANIES
  • SECTION 601SCAA COMMON FUNDS THAT ARE ALSO REGISTERED SCHEMES
  • SECTION 601SCB OBLIGATIONS RELATING TO COMMON FUNDS
  • SECTION 601SCC REGULATIONS RELATING TO ESTABLISHMENT OR OPERATION OF COMMON FUNDS
  • SECTION 601SCD ARM ' S LENGTH TRANSACTIONS
  • SECTION 601TAA
    to
    SECTION 601TEB
  • SECTION 601TAA SCHEDULE OF FEES TO BE PUBLISHED AND AVAILABLE
  • SECTION 601TAB DISCLOSURE TO CLIENTS OF CHANGED FEES
  • SECTION 601TBA CHARGING OF FEES FOR THE PROVISION OF TRADITIONAL TRUSTEE COMPANY SERVICES
  • SECTION 601TBB PART DOES NOT PREVENT CHARGING OF FEES AS AGREED ETC.
  • SECTION 601TBC PART DOES NOT PREVENT CHARGING FEE FOR PROVISION OF ACCOUNT
  • SECTION 601TBD PART DOES NOT PREVENT REIMBURSEMENT
  • SECTION 601TBE ESTATE MANAGEMENT FUNCTIONS: PAYMENT OF FEES OUT OF ESTATE
  • SECTION 601TCA FEES OTHERWISE THAN FOR BEING THE TRUSTEE OR MANAGER OF A CHARITABLE TRUST
  • SECTION 601TCB ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
  • SECTION 601TDA SUBDIVISION APPLIES TO NEW CLIENT CHARITABLE TRUSTS
  • SECTION 601TDB WHAT THE TRUSTEE COMPANY MAY CHARGE
  • SECTION 601TDC OPTION 1: CAPITAL COMMISSION AND INCOME COMMISSION
  • SECTION 601TDD OPTION 2: ANNUAL MANAGEMENT FEE
  • SECTION 601TDE ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND
  • SECTION 601TDF ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
  • SECTION 601TDG SUBDIVISION APPLIES TO EXISTING CLIENT CHARITABLE TRUSTS
  • SECTION 601TDH TRUSTEE COMPANY NOT TO CHARGE MORE THAN WAS BEING CHARGED BEFORE SECTION COMMENCED
  • SECTION 601TDI ADDITIONAL AMOUNT IF TRUST MONEY IS IN A COMMON FUND
  • SECTION 601TDJ ADDITIONAL AMOUNT FOR PREPARATION OF RETURNS ETC.
  • SECTION 601TEA POWER OF THE COURT WITH RESPECT TO EXCESSIVE FEES
  • SECTION 601TEB DIRECTORS ' FEES
  • SECTION 601UAA
    to
    SECTION 601UAB
  • SECTION 601UAA DUTIES OF OFFICERS OF LICENSED TRUSTEE COMPANY
  • SECTION 601UAB DUTIES OF EMPLOYEES OF LICENSED TRUSTEE COMPANY
  • SECTION 601VAA
    to
    SECTION 601VCC
  • SECTION 601VAA MEANING OF UNACCEPTABLE CONTROL SITUATION
  • SECTION 601VAB ACQUISITIONS OF SHARES
  • SECTION 601VAC REMEDIAL ORDERS
  • SECTION 601VAD INJUNCTIONS
  • SECTION 601VBA APPLICATION FOR APPROVAL TO EXCEED 15 % VOTING POWER LIMIT
  • SECTION 601VBB APPROVAL OF APPLICATION
  • SECTION 601VBC DURATION OF APPROVAL
  • SECTION 601VBD CONDITIONS OF APPROVAL
  • SECTION 601VBE VARYING PERCENTAGE APPROVED
  • SECTION 601VBF REVOKING AN APPROVAL
  • SECTION 601VBG MINISTER MAY REQUIRE FURTHER INFORMATION FROM APPLICANTS
  • SECTION 601VBH MINISTER MAY SEEK VIEWS OF LICENSED TRUSTEE COMPANY AND ITS CLIENTS
  • SECTION 601VBI TIME LIMIT FOR MINISTER'S DECISION
  • SECTION 601VCA ACQUISITION OF PROPERTY
  • SECTION 601VCB INTERESTS OF CLIENTS TO BE VIEWED AS A GROUP
  • SECTION 601VCC ANTI-AVOIDANCE
  • SECTION 601WAA
    to
    SECTION 601WDA
  • SECTION 601WAA DEFINITIONS
  • SECTION 601WBA TRANSFER DETERMINATIONS
  • SECTION 601WBB WHEN CONSENT OF RECEIVING COMPANY IS IN FORCE
  • SECTION 601WBC COMPLEMENTARY STATE OR TERRITORY LEGISLATION
  • SECTION 601WBD MINISTER'S POWER TO DECIDE THAT HIS OR HER CONSENT IS NOT REQUIRED
  • SECTION 601WBE DETERMINATIONS MAY IMPOSE CONDITIONS
  • SECTION 601WBF NOTICE OF DETERMINATION
  • SECTION 601WBG CERTIFICATE OF TRANSFER
  • SECTION 601WBH NOTICE OF CERTIFICATE
  • SECTION 601WBI TIME AND EFFECT OF TRANSFER
  • SECTION 601WBJ SUBSTITUTION OF TRUSTEE COMPANY
  • SECTION 601WBK LIABILITIES FOR BREACH OF TRUST AND OTHER MATTERS NOT AFFECTED BY THIS PART
  • SECTION 601WCA CERTIFICATES EVIDENCING OPERATION OF ACT ETC.
  • SECTION 601WCB CERTIFICATES IN RELATION TO LAND AND INTERESTS IN LAND
  • SECTION 601WCC CERTIFICATES IN RELATION TO OTHER ASSETS
  • SECTION 601WCD DOCUMENTS PURPORTING TO BE CERTIFICATES
  • SECTION 601WCE CONSTRUCTION OF REFERENCES TO TRANSFERRING COMPANY
  • SECTION 601WCF INCOME OR OTHER DISTRIBUTION RECEIVED BY TRANSFERRING COMPANY
  • SECTION 601WCG ACCESS TO BOOKS
  • SECTION 601WCH MINISTER OR ASIC MAY SEEK VIEWS OF TRUSTEE COMPANY AND ITS CLIENTS
  • SECTION 601WDA TRANSFERRING COMPANY REQUIRED TO CONTACT CERTAIN PERSONS
  • SECTION 601XAA
    to
    SECTION 601XAB
  • SECTION 601XAA CIVIL LIABILITY OF LICENSED TRUSTEE COMPANIES
  • SECTION 601XAB PROHIBITION ON HOLDING OUT
  • SECTION 601YAA
    to
    SECTION 601YAB
  • SECTION 601YAA EXEMPTIONS AND MODIFICATIONS BY ASIC
  • SECTION 601YAB EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 602
    to
    SECTION 610
  • SECTION 602 PURPOSES OF CHAPTER
  • SECTION 602A SUBSTANTIAL INTEREST CONCEPT
  • SECTION 603 CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
  • SECTION 604 CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES
  • SECTION 605 CLASSES OF SECURITIES
  • SECTION 605A CHAPTER DOES NOT APPLY TO MCIs
  • SECTION 606 PROHIBITION ON CERTAIN ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES
  • SECTION 607 EFFECT ON TRANSACTIONS
  • SECTION 608 RELEVANT INTERESTS IN SECURITIES
  • SECTION 609 SITUATIONS NOT GIVING RISE TO RELEVANT INTERESTS
  • SECTION 610 VOTING POWER IN A BODY OR MANAGED INVESTMENT SCHEME
  • SECTION 611
    to
    SECTION 615
  • SECTION 611 EXCEPTIONS TO THE PROHIBITION
  • SECTION 612 EFFECT OF NON-COMPLIANCE WITH TAKEOVER RULES FOR EXCEPTIONS 1 TO 4
  • SECTION 613 BIDDER NOT TO EXERCISE VOTING RIGHTS IF FAILURE TO SEND BIDS FOR OFF-MARKET ACQUISITION - EXCEPTION 2 OR 3
  • SECTION 615 TREATMENT OF FOREIGN HOLDERS UNDER EQUAL ACCESS ISSUE - EXCEPTION 10
  • SECTION 616 OFF-MARKET BIDS AND MARKET BIDS
  • SECTION 617
    to
    SECTION 630
  • SECTION 617 SECURITIES COVERED BY THE BID
  • SECTION 618 OFFERS MUST BE FOR ALL OR A PROPORTION OF SECURITIES IN THE BID CLASS
  • SECTION 619 GENERAL TERMS OF THE OFFER
  • SECTION 620 OFF-MARKET BID (OFFER FORMALITIES)
  • SECTION 621 CONSIDERATION OFFERED
  • SECTION 622 ESCALATION AGREEMENTS
  • SECTION 623 COLLATERAL BENEFITS NOT ALLOWED
  • SECTION 624 OFFER PERIOD
  • SECTION 625 CONDITIONAL OFFERS - GENERAL
  • SECTION 626 MAXIMUM ACCEPTANCE CONDITIONS IN OFF-MARKET BIDS
  • SECTION 627 DISCRIMINATORY CONDITIONS NOT ALLOWED FOR OFF-MARKET BIDS
  • SECTION 628 CONDITIONS REQUIRING PAYMENTS TO OFFICERS OF TARGET NOT ALLOWED IN OFF-MARKET BIDS
  • SECTION 629 CONDITIONS TURNING ON BIDDER'S OR ASSOCIATE'S OPINION NOT ALLOWED IN OFF-MARKET BIDS
  • SECTION 630 DEFEATING CONDITIONS
  • SECTION 631
    to
    Subdivision D - Telephone monitoring
  • SECTION 631 PROPOSING OR ANNOUNCING A BID
  • SECTION 632 OVERVIEW OF STEPS IN AN OFF-MARKET BID
  • SECTION 633 DETAILED STEPS IN AN OFF-MARKET BID
  • SECTION 634 OVERVIEW OF STEPS IN A MARKET BID
  • SECTION 635 DETAILED STEPS IN A MARKET BID
  • SECTION 636 BIDDER ' S STATEMENT CONTENT
  • SECTION 637 BIDDER'S STATEMENT FORMALITIES
  • SECTION 638 TARGET'S STATEMENT CONTENT
  • SECTION 639 TARGET'S STATEMENT FORMALITIES
  • SECTION 640 EXPERT'S REPORT TO ACCOMPANY TARGET'S STATEMENT IF BIDDER CONNECTED WITH TARGET
  • SECTION 641 TARGET MUST INFORM BIDDER ABOUT SECURITIES HOLDINGS
  • SECTION 642 EXPENSES OF DIRECTORS OF TARGET COMPANIES
  • SECTION 643 SUPPLEMENTARY BIDDER'S STATEMENT
  • SECTION 644 SUPPLEMENTARY TARGET'S STATEMENT
  • SECTION 645 FORM OF SUPPLEMENTARY STATEMENT
  • SECTION 646 CONSEQUENCES OF LODGING A SUPPLEMENTARY STATEMENT
  • SECTION 647 TO WHOM SUPPLEMENTARY STATEMENT MUST BE SENT
  • SECTION 648A EXPERTS' REPORTS
  • SECTION 648B ADDRESS AT WHICH BIDDER MAY SEND DOCUMENTS TO HOLDERS OF SECURITIES
  • SECTION 648C MANNER OF SENDING DOCUMENTS TO HOLDERS OF SECURITIES
  • SECTION 648D CONSTITUTION MAY CONTAIN PROPORTIONAL TAKEOVER APPROVAL PROVISIONS
  • SECTION 648E RESOLUTION TO BE PUT IF PROPORTIONAL BID MADE
  • SECTION 648F EFFECT OF REJECTION OF APPROVAL RESOLUTION
  • SECTION 648G INCLUDING PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION
  • SECTION 648H EFFECT OF SUBDIVISION
  • Subdivision D - Telephone monitoring
  • SECTION 649A
    to
    SECTION 651C
  • SECTION 649A GENERAL
  • SECTION 649B MARKET BIDS - RAISING BID PRICE
  • SECTION 649C MARKET BIDS - EXTENDING THE OFFER PERIOD
  • SECTION 650A GENERAL
  • SECTION 650B OFF-MARKET BIDS - CONSIDERATION OFFERED
  • SECTION 650C OFF-MARKET BIDS - EXTENSION OF OFFER PERIOD
  • SECTION 650D OFF-MARKET BIDS - METHOD OF MAKING VARIATION
  • SECTION 650E RIGHT TO WITHDRAW ACCEPTANCE
  • SECTION 650F FREEING OFF-MARKET BIDS FROM DEFEATING CONDITIONS
  • SECTION 650G CONTRACTS AND ACCEPTANCES VOID IF DEFEATING CONDITION NOT FULFILLED
  • SECTION 651A OFF-MARKET BID - EFFECT ON BID CONSIDERATION OF PURCHASES MADE OUTSIDE BID
  • SECTION 651B HOW TO MAKE AN ELECTION FOR NEW FORMS OF CONSIDERATION
  • SECTION 651C RETURNING SECURITIES AS PART OF ELECTION
  • SECTION 652A
    to
    SECTION 652C
  • SECTION 652A WITHDRAWAL OF UNACCEPTED OFFERS UNDER TAKEOVER BID
  • SECTION 652B WITHDRAWAL OF TAKEOVER OFFERS WITH ASIC CONSENT
  • SECTION 652C WITHDRAWAL OF MARKET BIDS
  • SECTION 653A
    to
    SECTION 653B
  • SECTION 653A ACCEPTANCE OF OFFERS MADE UNDER OFF-MARKET BID
  • SECTION 653B ACCEPTANCES BY TRANSFEREES AND NOMINEES OF OFFERS MADE UNDER OFF-MARKET BID
  • SECTION 654A
    to
    SECTION 654C
  • SECTION 654A BIDDER NOT TO DISPOSE OF SECURITIES DURING THE BID PERIOD
  • SECTION 654B DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN LISTED COMPANIES
  • SECTION 654C DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN UNLISTED COMPANIES
  • SECTION 655A
    to
    SECTION 659C
  • SECTION 655A ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 655B NOTICE OF DECISION AND REVIEW RIGHTS
  • SECTION 656A REVIEW OF EXERCISE OF EXEMPTION OR MODIFICATION POWERS
  • SECTION 656B OPERATION AND IMPLEMENTATION OF A DECISION THAT IS SUBJECT TO REVIEW
  • SECTION 657A DECLARATION OF UNACCEPTABLE CIRCUMSTANCES
  • SECTION 657B WHEN PANEL MAY MAKE DECLARATION
  • SECTION 657C APPLYING FOR DECLARATIONS AND ORDERS
  • SECTION 657D ORDERS THAT PANEL MAY MAKE FOLLOWING DECLARATION
  • SECTION 657E INTERIM ORDERS
  • SECTION 657EA INTERNAL PANEL REVIEWS
  • SECTION 657EB REFERENCES BY COURTS
  • SECTION 657F OFFENCE TO CONTRAVENE PANEL ORDER
  • SECTION 657G ORDERS BY THE COURT WHERE CONTRAVENTION OR PROPOSED CONTRAVENTION OF PANEL ORDER
  • SECTION 657H ASIC MAY PUBLISH REPORT ABOUT APPLICATION TO PANEL OR COURT
  • SECTION 658A POWER OF PANEL WHERE A PROCEEDING IS FRIVOLOUS OR VEXATIOUS
  • SECTION 658B EVIDENTIARY VALUE OF FINDINGS OF FACT BY PANEL
  • SECTION 658C PANEL ' S POWER TO MAKE RULES
  • SECTION 658D INCONSISTENCY BETWEEN PANEL RULES AND ASIC EXEMPTION OR DECLARATION
  • SECTION 659A PANEL MAY REFER QUESTIONS OF LAW TO THE COURT
  • SECTION 659AA OBJECT OF SECTIONS 659B AND 659C
  • SECTION 659B COURT PROCEEDINGS BEFORE END OF BID PERIOD
  • SECTION 659C COURT PROCEEDINGS AFTER END OF BID PERIOD
  • SECTION 660A
    to
    SECTION 663C
  • SECTION 660A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
  • SECTION 660B CHAPTER EXTENDS TO LISTED REGISTERED SCHEMES
  • SECTION 660C CHAPTER DOES NOT APPLY TO MCIs
  • SECTION 661A COMPULSORY ACQUISITION POWER FOLLOWING TAKEOVER BID
  • SECTION 661B COMPULSORY ACQUISITION NOTICE
  • SECTION 661C TERMS ON WHICH SECURITIES TO BE ACQUIRED
  • SECTION 661D HOLDER MAY OBTAIN NAMES AND ADDRESSES OF OTHER HOLDERS
  • SECTION 661E HOLDER MAY APPLY TO COURT TO STOP ACQUISITION
  • SECTION 661F SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
  • SECTION 662A BIDDER MUST OFFER TO BUY OUT REMAINING HOLDERS OF BID CLASS SECURITIES
  • SECTION 662B BIDDER TO TELL REMAINING HOLDERS OF THEIR RIGHT TO BE BOUGHT OUT
  • SECTION 662C RIGHT OF REMAINING HOLDER OF SECURITIES IN THE BID CLASS TO BE BOUGHT OUT
  • SECTION 663A BIDDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
  • SECTION 663B BIDDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
  • SECTION 663C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
  • SECTION 664A
    to
    Division 3 - Notice that person has become 85% holder of a class of securities
  • SECTION 664A THRESHOLD FOR GENERAL COMPULSORY ACQUISITION POWER
  • SECTION 664AA TIME LIMIT ON EXERCISING COMPULSORY ACQUISITION POWER
  • SECTION 664B THE TERMS FOR COMPULSORY ACQUISITION
  • SECTION 664C COMPULSORY ACQUISITION NOTICE
  • SECTION 664D BENEFITS OUTSIDE COMPULSORY ACQUISITION PROCEDURE
  • SECTION 664E HOLDER'S RIGHT TO OBJECT TO THE ACQUISITION
  • SECTION 664F THE COURT'S POWER TO APPROVE ACQUISITION
  • SECTION 664G SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
  • SECTION 665A 100% HOLDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
  • SECTION 665B 100% HOLDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
  • SECTION 665C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
  • Division 3 - Notice that person has become 85% holder of a class of securities
  • SECTION 666A
    to
    SECTION 666B
  • SECTION 666A COMPLETING THE ACQUISITION OF SECURITIES
  • SECTION 666B STATUTORY PROCEDURE FOR COMPLETION
  • SECTION 667A
    to
    SECTION 667C
  • SECTION 667A EXPERT'S REPORT
  • SECTION 667AA EXPERT TO BE NOMINATED
  • SECTION 667B EXPERT MUST NOT BE AN ASSOCIATE AND MUST DISCLOSE PRIOR DEALINGS AND RELATIONSHIPS
  • SECTION 667C VALUATION OF SECURITIES
  • SECTION 668A
    to
    SECTION 668B
  • SECTION 668A COMPANY'S POWER TO DEAL WITH UNCLAIMED CONSIDERATION FOR COMPULSORY ACQUISITION
  • SECTION 668B UNCLAIMED CONSIDERATION TO BE TRANSFERRED TO ASIC
  • SECTION 669
    to
    SECTION 670F
  • SECTION 669 ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 670A MISSTATEMENTS IN, OR OMISSIONS FROM, TAKEOVER AND COMPULSORY ACQUISITION AND BUY-OUT DOCUMENTS
  • SECTION 670B RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
  • SECTION 670C PEOPLE LIABLE ON TAKEOVER OR COMPULSORY ACQUISITION STATEMENT TO INFORM MAKER ABOUT DEFICIENCIES IN THE STATEMENT
  • SECTION 670D DEFENCES AGAINST PROSECUTIONS UNDER SUBSECTION 670A(3) AND ACTIONS UNDER SECTION 670B
  • SECTION 670E LIABILITY FOR PROPOSING A BID OR NOT CARRYING THROUGH WITH BID
  • SECTION 670F DEFENCES
  • SECTION 671A
    to
    SECTION 671C
  • SECTION 671A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
  • SECTION 671B INFORMATION ABOUT SUBSTANTIAL HOLDINGS MUST BE GIVEN TO COMPANY, RESPONSIBLE ENTITY, FUND OPERATOR AND RELEVANT MARKET OPERATOR
  • SECTION 671C CIVIL LIABILITY
  • SECTION 672A
    to
    SECTION 672F
  • SECTION 672A DISCLOSURE NOTICES
  • SECTION 672B DISCLOSURE BY MEMBER OF RELEVANT INTERESTS AND INSTRUCTIONS
  • SECTION 672C ASIC MAY PASS INFORMATION ON TO PERSON WHO MADE REQUEST
  • SECTION 672D FEE FOR COMPLYING WITH A DIRECTION GIVEN BY A COMPANY, SCHEME OR FUND UNDER THIS PART
  • SECTION 672DA REGISTER OF INFORMATION ABOUT RELEVANT INTERESTS IN LISTED COMPANY, LISTED REGISTERED SCHEME OR LISTED NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 672E NO NOTICE OF RIGHTS
  • SECTION 672F CIVIL LIABILITY
  • SECTION 673
    to
    SECTION 678
  • SECTION 673 ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 674 CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITY BOUND BY A DISCLOSURE REQUIREMENT IN MARKET LISTING RULES
  • SECTION 675 CONTINUOUS DISCLOSURE - OTHER DISCLOSING ENTITIES
  • SECTION 676 SECTIONS 674 AND 675 - WHEN INFORMATION IS GENERALLY AVAILABLE
  • SECTION 677 SECTIONS 674 AND 675 - MATERIAL EFFECT ON PRICE OR VALUE
  • SECTION 678 APPLICATION OF CRIMINAL CODE TO OFFENCES BASED ON SUBSECTION 674(2), 674(5) OR 675(2)
  • SECTION 700
    to
    SECTION 703A
  • SECTION 700 COVERAGE OF THE FUNDRAISING RULES
  • SECTION 701 TREATMENT OF OFFERS OF INTERESTS IN MANAGED INVESTMENT SCHEME
  • SECTION 702 TREATMENT OF OFFERS OF OPTIONS OVER SECURITIES
  • SECTION 703 CHAPTER MAY NOT BE CONTRACTED OUT OF
  • SECTION 703A OPERATING A CLEARING AND SETTLEMENT FACILITY IS NOT OFFERING SECURITIES ETC.
  • SECTION 703B
    to
    SECTION 725
  • SECTION 703B PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS
  • SECTION 704 WHEN DISCLOSURE TO INVESTORS IS NEEDED
  • SECTION 705 TYPES OF DISCLOSURE DOCUMENT
  • SECTION 706 ISSUE OFFERS THAT NEED DISCLOSURE
  • SECTION 707 SALE OFFERS THAT NEED DISCLOSURE
  • SECTION 708 OFFERS THAT DO NOT NEED DISCLOSURE
  • SECTION 708AA RIGHTS ISSUES THAT DO NOT NEED DISCLOSURE
  • SECTION 708A SALE OFFERS THAT DO NOT NEED DISCLOSURE
  • SECTION 709 PROSPECTUSES, SHORT-FORM PROSPECTUSES, PROFILE STATEMENTS AND OFFER INFORMATION STATEMENTS
  • SECTION 710 PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST
  • SECTION 711 PROSPECTUS CONTENT - SPECIFIC DISCLOSURES
  • SECTION 712 PROSPECTUS CONTENT - SHORT FORM PROSPECTUSES
  • SECTION 713 SPECIAL PROSPECTUS CONTENT RULES FOR CONTINUOUSLY QUOTED SECURITIES
  • SECTION 713A OFFER OF SIMPLE CORPORATE BONDS
  • SECTION 713B SIMPLE CORPORATE BONDS - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS
  • SECTION 713C SIMPLE CORPORATE BONDS - BASE PROSPECTUS
  • SECTION 713D SIMPLE CORPORATE BONDS - OFFER-SPECIFIC PROSPECTUS
  • SECTION 713E SIMPLE CORPORATE BONDS - PROSPECTUS MAY REFER TO OTHER MATERIAL LODGED WITH ASIC
  • SECTION 714 CONTENTS OF PROFILE STATEMENT
  • SECTION 715 CONTENTS OF OFFER INFORMATION STATEMENT
  • SECTION 715A PRESENTATION ETC. OF DISCLOSURE DOCUMENTS
  • SECTION 716 DISCLOSURE DOCUMENT DATE AND CONSENTS
  • SECTION 717 OVERVIEW OF PROCEDURE FOR OFFERING SECURITIES
  • SECTION 718 LODGING OF DISCLOSURE DOCUMENT
  • SECTION 719 LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - GENERAL
  • SECTION 719A LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT - 2-PART SIMPLE CORPORATE BONDS PROSPECTUS
  • SECTION 720 CONSENTS NEEDED FOR LODGMENT
  • SECTION 721 OFFER MUST BE MADE IN, OR ACCOMPANIED BY, THE DISCLOSURE DOCUMENT
  • SECTION 722 APPLICATION MONEY TO BE HELD ON TRUST
  • SECTION 723 ISSUING OR TRANSFERRING THE SECURITIES UNDER A DISCLOSURE DOCUMENT
  • SECTION 724 CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE DOCUMENT CONDITION NOT MET OR DISCLOSURE DOCUMENT DEFECTIVE
  • SECTION 725 EXPIRATION OF DISCLOSURE DOCUMENT
  • SECTION 725A
    to
    SECTION 738
  • SECTION 725A PART GENERALLY DOES NOT APPLY IN RELATION TO CSF OFFERS
  • SECTION 726 OFFERING SECURITIES IN A BODY THAT DOES NOT EXIST
  • SECTION 727 OFFERING SECURITIES WITHOUT A CURRENT DISCLOSURE DOCUMENT
  • SECTION 728 MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE DOCUMENT
  • SECTION 729 RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
  • SECTION 730 PEOPLE LIABLE ON DISCLOSURE DOCUMENT TO INFORM PERSON MAKING THE OFFER ABOUT DEFICIENCIES IN THE DISCLOSURE DOCUMENT
  • SECTION 731 DUE DILIGENCE DEFENCE FOR PROSPECTUSES
  • SECTION 732 LACK OF KNOWLEDGE DEFENCE FOR OFFER INFORMATION STATEMENTS AND PROFILE STATEMENTS
  • SECTION 733 GENERAL DEFENCES FOR ALL DISCLOSURE DOCUMENTS
  • SECTION 734 RESTRICTIONS ON ADVERTISING AND PUBLICITY
  • SECTION 735 OBLIGATION TO KEEP CONSENTS AND OTHER DOCUMENTS
  • SECTION 736 SECURITIES HAWKING PROHIBITED
  • SECTION 737 REMEDIES FOR INVESTORS
  • SECTION 738 SECURITIES MAY BE RETURNED AND REFUND OBTAINED
  • SECTION 738A
    to
    SECTION 738ZK
  • SECTION 738A OBJECT
  • SECTION 738B MEANING OF CSF OFFER
  • SECTION 738C Meaning of CSF intermediary
  • SECTION 738D MEANING OF RETAIL CLIENT IN RELATION TO A CSF OFFER
  • SECTION 738E OFFER OF THE SECURITIES MAY ALSO BE MADE IN RELIANCE ON SECTION 708
  • SECTION 738F APPLICATION OF PROVISIONS OF CHAPTER 7 RELATING TO HOW OBLIGATIONS ETC. APPLY TO DIFFERENT KINDS OF PERSONS
  • SECTION 738G OFFERS THAT ARE ELIGIBLE TO BE MADE UNDER THIS PART
  • SECTION 738H MEANING OF ELIGIBLE CSF COMPANY
  • SECTION 738J CSF OFFER DOCUMENT TO BE PREPARED
  • SECTION 738K OTHER REQUIREMENTS FOR CSF OFFER DOCUMENT
  • SECTION 738L CSF OFFER DOCUMENT TO BE PUBLISHED ON PLATFORM OF A SINGLE CSF INTERMEDIARY
  • SECTION 738M CONSENTS NEEDED FOR PUBLICATION OF CSF OFFER DOCUMENT
  • SECTION 738N WHEN A CSF OFFER IS MADE , OPEN , CLOSED , SUSPENDED AND COMPLETE
  • SECTION 738P CSF OFFER DOCUMENT TO BE REMOVED FROM OFFER PLATFORM IF OFFER CLOSES IN CERTAIN CIRCUMSTANCES
  • SECTION 738Q GATEKEEPER OBLIGATIONS OF CSF INTERMEDIARIES
  • SECTION 738R COMPANY AND RELATED PARTIES NOT TO HAVE MORE THAN ONE CSF OFFER OPEN AT ANY ONE TIME
  • SECTION 738S COMPANY MAY NOTIFY RESPONSIBLE INTERMEDIARY THAT IT WANTS CSF OFFER WITHDRAWN
  • SECTION 738T WITHDRAWAL OF APPLICATIONS MADE PURSUANT TO CSF OFFER
  • SECTION 738U WHEN A CSF OFFER DOCUMENT IS DEFECTIVE
  • SECTION 738V OBLIGATION TO NOTIFY COMPANY MAKING OFFER, AND RESPONSIBLE INTERMEDIARY, IF CSF OFFER DOCUMENT IS DEFECTIVE
  • SECTION 738W COMPANY MAY PROVIDE REPLACEMENT OR SUPPLEMENTARY CSF DOCUMENT IN CERTAIN CIRCUMSTANCES
  • SECTION 738X RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS ON BECOMING AWARE THAT CSF OFFER DOCUMENT IS DEFECTIVE
  • SECTION 738Y OTHER LIABILITIES RELATING TO DEFECTIVE CSF OFFER DOCUMENTS
  • SECTION 738Z EXCEPTIONS TO LIABILITY UNDER SECTION 738Y
  • SECTION 738ZA GENERAL OBLIGATIONS OF CSF INTERMEDIARIES RELATING TO THEIR PLATFORMS ETC.
  • SECTION 738ZB RESPONSIBLE INTERMEDIARY ' S OBLIGATIONS RELATING TO APPLICATION MONEY
  • SECTION 738ZC CAPS ON INVESTMENT BY RETAIL CLIENTS PURSUANT TO CSF OFFERS
  • SECTION 738ZD COOLING-OFF RIGHTS FOR RETAIL CLIENTS
  • SECTION 738ZE COMPANY MAKING CSF OFFER OR CSF INTERMEDIARY ETC. MUST NOT FINANCIALLY ASSIST RETAIL CLIENT TO ACQUIRE SECURITIES
  • SECTION 738ZF OFFERING SECURITIES OF A COMPANY THAT DOES NOT EXIST
  • SECTION 738ZG RESTRICTIONS ON ADVERTISING AND PUBLICITY
  • SECTION 738ZH LIABILITIES UNDER OTHER LAWS NOT AFFECTED
  • SECTION 738ZI COMPANIES ELIGIBLE FOR LIMITED GOVERNANCE REQUIREMENTS
  • SECTION 738ZJ REGULATIONS RELATING TO HOW CSF INTERMEDIARIES ARE TO DEAL WITH APPLICATIONS
  • SECTION 738ZK RELATED PARTY TRANSACTIONS - PROPRIETARY COMPANIES THAT HAVE ONE OR MORE CSF SHAREHOLDERS
  • SECTION 739
    to
    SECTION 741
  • SECTION 739 ASIC STOP ORDERS
  • SECTION 740 ANTI-AVOIDANCE DETERMINATIONS
  • SECTION 741 ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 742 EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 760A
    to
    SECTION 769C
  • SECTION 760A OBJECT OF CHAPTER
  • SECTION 760B OUTLINE OF CHAPTER
  • SECTION 761A DEFINITIONS
  • SECTION 761B MEANING OF ARRANGEMENT - 2 OR MORE ARRANGEMENTS THAT TOGETHER FORM A DERIVATIVE OR OTHER FINANCIAL PRODUCT
  • SECTION 761C MEANING OF CARRY ON A FINANCIAL SERVICES BUSINESS
  • SECTION 761CA MEANING OF CLASS AND KIND OF FINANCIAL PRODUCTS AND FINANCIAL SERVICES
  • SECTION 761D MEANING OF DERIVATIVE
  • SECTION 761E MEANING OF ISSUED , ISSUER , ACQUIRE AND PROVIDE IN RELATION TO FINANCIAL PRODUCTS
  • SECTION 761EA MEANING OF MARGIN LENDING FACILITY , MARGIN CALL AND ASSOCIATED EXPRESSIONS
  • SECTION 761F MEANING OF PERSON - GENERALLY INCLUDES A PARTNERSHIP
  • SECTION 761FA MEANING OF PERSON - GENERALLY INCLUDES MULTIPLE TRUSTEES
  • SECTION 761G MEANING OF RETAIL CLIENT AND WHOLESALE CLIENT
  • SECTION 761GA MEANING OF RETAIL CLIENT - SOPHISTICATED INVESTORS
  • SECTION 761H REFERENCES TO THIS CHAPTER INCLUDE REFERENCES TO REGULATIONS OR OTHER INSTRUMENTS MADE FOR THE PURPOSES OF THIS CHAPTER
  • SECTION 762A OVERVIEW OF APPROACH TO DEFINING WHAT A FINANCIAL PRODUCT IS
  • SECTION 762B WHAT IF A FINANCIAL PRODUCT IS PART OF A BROADER FACILITY?
  • SECTION 762C MEANING OF FACILITY
  • SECTION 763A GENERAL DEFINITION OF FINANCIAL PRODUCT
  • SECTION 763B WHEN A PERSON MAKES A FINANCIAL INVESTMENT
  • SECTION 763C WHEN A PERSON MANAGES FINANCIAL RISK
  • SECTION 763D WHEN A PERSON MAKES NON-CASH PAYMENTS
  • SECTION 763E WHAT IF A FINANCIAL PRODUCT IS ONLY INCIDENTAL?
  • SECTION 764A SPECIFIC THINGS THAT ARE FINANCIAL PRODUCTS (SUBJECT TO SUBDIVISION D)
  • SECTION 765A SPECIFIC THINGS THAT ARE NOT FINANCIAL PRODUCTS
  • SECTION 766A WHEN DOES A PERSON PROVIDE A FINANCIAL SERVICE ?
  • SECTION 766B MEANING OF FINANCIAL PRODUCT ADVICE
  • SECTION 766C MEANING OF DEALING
  • SECTION 766D MEANING OF MAKES A MARKET FOR A FINANCIAL PRODUCT
  • SECTION 766E MEANING OF PROVIDE A CUSTODIAL OR DEPOSITORY SERVICE
  • SECTION 766F MEANING OF PROVIDES A CROWD-FUNDING SERVICE
  • SECTION 767A WHAT IS A FINANCIAL MARKET ?
  • SECTION 768A WHAT IS A CLEARING AND SETTLEMENT FACILITY?
  • SECTION 769A PART 2.5 OF CRIMINAL CODE DOES NOT APPLY
  • SECTION 769B PEOPLE ARE GENERALLY RESPONSIBLE FOR THE CONDUCT OF THEIR AGENTS, EMPLOYEES ETC.
  • SECTION 769C REPRESENTATIONS ABOUT FUTURE MATTERS TAKEN TO BE MISLEADING IF MADE WITHOUT REASONABLE GROUNDS
  • SECTION 790A
    to
    SECTION 798E
  • SECTION 790A DEFINITION
  • SECTION 791A NEED FOR A LICENCE
  • SECTION 791B OTHER PROHIBITIONS ON HOLDING OUT
  • SECTION 791C EXEMPTIONS BY MINISTER
  • SECTION 791D WHEN A MARKET IS TAKEN TO BE OPERATED IN THIS JURISDICTION
  • SECTION 792A GENERAL OBLIGATIONS
  • SECTION 792B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
  • SECTION 792C GIVING ASIC INFORMATION ABOUT A LISTED DISCLOSING ENTITY
  • SECTION 792D OBLIGATION TO ASSIST ASIC
  • SECTION 792E OBLIGATION TO GIVE ASIC ACCESS TO MARKET FACILITIES
  • SECTION 792F ANNUAL REPORT
  • SECTION 792G OBLIGATIONS TO NOTIFY PEOPLE ABOUT CLEARING AND SETTLEMENT ARRANGEMENTS IN CERTAIN CIRCUMSTANCES
  • SECTION 792H CHANGE OF COUNTRY BY FOREIGN LICENSEE
  • SECTION 792I MAKING INFORMATION ABOUT COMPENSATION ARRANGEMENTS PUBLICLY AVAILABLE
  • SECTION 793A CONTENT OF THE OPERATING RULES AND PROCEDURES
  • SECTION 793B LEGAL EFFECT OF OPERATING RULES
  • SECTION 793C ENFORCEMENT OF OPERATING RULES
  • SECTION 793D CHANGING THE OPERATING RULES
  • SECTION 793E DISALLOWANCE OF CHANGES TO OPERATING RULES
  • SECTION 794A MINISTER'S POWER TO GIVE DIRECTIONS
  • SECTION 794B MINISTER'S POWER TO REQUIRE SPECIAL REPORT
  • SECTION 794C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE
  • SECTION 794D ASIC'S POWER TO GIVE DIRECTIONS
  • SECTION 794E ADDITIONAL DIRECTIONS TO CLEARING AND SETTLEMENT FACILITIES
  • SECTION 795A HOW TO APPLY FOR A LICENCE
  • SECTION 795B WHEN A LICENCE MAY BE GRANTED
  • SECTION 795C PUBLICATION OF NOTICE OF LICENCE GRANT
  • SECTION 795D MORE THAN ONE LICENCE IN THE SAME DOCUMENT
  • SECTION 795E MORE THAN ONE MARKET COVERED BY THE SAME LICENCE
  • SECTION 796A THE CONDITIONS ON THE LICENCE
  • SECTION 797A VARYING LICENCES
  • SECTION 797B IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 797C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
  • SECTION 797D EFFECT OF SUSPENSION
  • SECTION 797E VARIATION OR REVOCATION OF SUSPENSION
  • SECTION 797F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
  • SECTION 797G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
  • SECTION 798A MATTERS TO BE TAKEN INTO ACCOUNT BY THE MINISTER
  • SECTION 798B ASIC MAY GIVE ADVICE TO MINISTER
  • SECTION 798C MARKET LICENSEE OR RELATED BODY CORPORATE ETC. LISTING ON MARKET
  • SECTION 798D EXEMPTIONS AND MODIFICATIONS FOR SELF-LISTING LICENSEES OR RELATED BODIES CORPORATE ETC.
  • SECTION 798DA MARKET LICENSEE, RELATED BODY CORPORATE ETC. OR COMPETITOR PARTICIPATING IN MARKET
  • SECTION 798E OTHER POTENTIAL CONFLICT SITUATIONS
  • SECTION 798F
    to
    SECTION 798M
  • SECTION 798F ASIC TO SUPERVISE FINANCIAL MARKETS
  • SECTION 798G MARKET INTEGRITY RULES
  • SECTION 798H COMPLYING WITH MARKET INTEGRITY RULES
  • SECTION 798J DIRECTIONS BY ASIC
  • SECTION 798K ALTERNATIVES TO CIVIL PROCEEDINGS
  • SECTION 798L EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 798M EXEMPTIONS BY MINISTER
  • SECTION 820A
    to
    SECTION 827D
  • SECTION 820A NEED FOR A LICENCE
  • SECTION 820B OTHER PROHIBITIONS ON HOLDING OUT
  • SECTION 820C EXEMPTIONS BY MINISTER
  • SECTION 820D WHEN A CLEARING AND SETTLEMENT FACILITY IS TAKEN TO BE OPERATED IN THIS JURISDICTION
  • SECTION 821A GENERAL OBLIGATIONS
  • SECTION 821B OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
  • SECTION 821BA OBLIGATION TO NOTIFY RESERVE BANK OF CERTAIN MATTERS
  • SECTION 821C OBLIGATION TO ASSIST
  • SECTION 821D OBLIGATION TO GIVE ASIC ACCESS TO THE FACILITY
  • SECTION 821E ANNUAL REPORT
  • SECTION 821F CHANGE OF COUNTRY BY FOREIGN LICENSEE
  • SECTION 822A CONTENT OF THE OPERATING RULES AND PROCEDURES
  • SECTION 822B LEGAL EFFECT OF OPERATING RULES
  • SECTION 822C ENFORCEMENT OF OPERATING RULES
  • SECTION 822D CHANGING THE OPERATING RULES
  • SECTION 822E DISALLOWANCE OF CHANGES TO OPERATING RULES
  • SECTION 823A MINISTER'S POWER TO GIVE DIRECTIONS
  • SECTION 823B MINISTER'S POWER TO REQUIRE SPECIAL REPORT
  • SECTION 823C ASIC ASSESSMENT OF LICENSEE ' S COMPLIANCE
  • SECTION 823CA RESERVE BANK ASSESSMENT OF LICENSEE ' S COMPLIANCE
  • SECTION 823D DIRECTIONS POWER - PROTECTING DEALINGS IN FINANCIAL PRODUCTS AND ENSURING FAIR AND EFFECTIVE PROVISION OF SERVICES BY CS FACILITIES
  • SECTION 823E DIRECTIONS POWER - REDUCTION OF SYSTEMIC RISK
  • SECTION 824A HOW TO APPLY FOR A LICENCE
  • SECTION 824B WHEN A LICENCE MAY BE GRANTED
  • SECTION 824C PUBLICATION OF NOTICE OF LICENCE GRANT
  • SECTION 824D MORE THAN ONE LICENCE IN THE SAME DOCUMENT
  • SECTION 824E MORE THAN ONE CS FACILITY COVERED BY THE SAME LICENCE
  • SECTION 825A THE CONDITIONS ON THE LICENCE
  • SECTION 826A VARYING LICENCES
  • SECTION 826B IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 826C SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
  • SECTION 826D EFFECT OF SUSPENSION
  • SECTION 826E VARIATION OR REVOCATION OF SUSPENSION
  • SECTION 826F PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
  • SECTION 826G SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
  • SECTION 827A MATTERS TO BE TAKEN INTO ACCOUNT BY THE MINISTER
  • SECTION 827B ASIC MAY GIVE ADVICE TO MINISTER
  • SECTION 827C RESERVE BANK MAY GIVE ADVICE TO MINISTER
  • SECTION 827D RESERVE BANK MAY DETERMINE FINANCIAL STABILITY STANDARDS
  • SECTION 850A
    to
    SECTION 854B
  • SECTION 850A SCOPE OF DIVISION
  • SECTION 850B MEANING OF UNACCEPTABLE CONTROL SITUATION
  • SECTION 850C ACQUISITIONS OF SHARES
  • SECTION 850D REMEDIAL ORDERS
  • SECTION 850E INJUNCTIONS
  • SECTION 851A APPLICATION FOR APPROVAL TO EXCEED 15% VOTING POWER LIMIT
  • SECTION 851B APPROVAL OF APPLICATION
  • SECTION 851C DURATION OF APPROVAL
  • SECTION 851D CONDITIONS OF APPROVAL
  • SECTION 851E VARYING PERCENTAGE APPROVED
  • SECTION 851F REVOKING AN APPROVAL
  • SECTION 851G FURTHER INFORMATION ABOUT APPLICATIONS
  • SECTION 851H TIME LIMIT FOR MINISTER'S DECISION
  • SECTION 851I PRESERVATION OF VOTING POWER IN RELATION TO BODIES SPECIFIED IN REGULATIONS MADE FOR SECTION 850A
  • SECTION 852A ACQUISITION OF PROPERTY
  • SECTION 852B ANTI-AVOIDANCE
  • SECTION 853A WHO IS DISQUALIFIED
  • SECTION 853B WHEN AN INDIVIDUAL IS INVOLVED IN AN OPERATOR
  • SECTION 853C DECLARATION BY ASIC
  • SECTION 853D PROCEDURE FOR DECLARATION
  • SECTION 853E REVOKING A DECLARATION
  • SECTION 853F OBLIGATIONS ON DISQUALIFIED INDIVIDUALS
  • SECTION 853G NOTIFICATION BY ASIC
  • SECTION 854A RECORD-KEEPING AND GIVING OF INFORMATION
  • SECTION 854B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 880A
    to
    SECTION 893B
  • SECTION 880A PART DOES NOT APPLY TO MARKETS LICENSED UNDER SPECIAL PROVISIONS ABOUT OVERSEAS MARKETS
  • SECTION 880B DEFINITIONS
  • SECTION 881A LICENSED MARKETS THROUGH WHICH PARTICIPANTS PROVIDE SERVICES FOR RETAIL CLIENTS MUST GENERALLY HAVE A COMPENSATION REGIME
  • SECTION 881B ADDITIONAL REQUIREMENTS FOR THE LICENCE APPLICATION
  • SECTION 881C WHAT HAPPENS IF AN APPLICATION CONTAINS INFORMATION IN ACCORDANCE WITH PARAGRAPH 881B(2)(c)
  • SECTION 881D WHAT HAPPENS IF AN APPLICATION CONTAINS A STATEMENT IN ACCORDANCE WITH PARAGRAPH 881B(2)(d)
  • SECTION 882A HOW TO GET COMPENSATION ARRANGEMENTS APPROVED WITH GRANT OF LICENCE
  • SECTION 882B HOW TO GET COMPENSATION ARRANGEMENTS APPROVED AFTER LICENCE IS GRANTED
  • SECTION 882C REVOCATION OF APPROVAL
  • SECTION 882D MINISTER'S POWER TO GIVE DIRECTIONS
  • SECTION 883A LEGAL EFFECT OF COMPENSATION RULES
  • SECTION 883B ENFORCEMENT OF COMPENSATION RULES
  • SECTION 883C OTHER SOURCES OF FUNDS FOR COMPENSATION
  • SECTION 883D PAYMENT OF LEVIES
  • SECTION 884A DIVISION 3 ARRANGEMENTS MUST GENERALLY ONLY BE CHANGED IN ACCORDANCE WITH THIS SUBDIVISION
  • SECTION 884B CHANGING DIVISION 3 ARRANGEMENTS - MATTERS REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES
  • SECTION 884C CHANGING DIVISION 3 ARRANGEMENTS - MATTERS NOT REQUIRED TO BE DEALT WITH IN THE COMPENSATION RULES
  • SECTION 885A PURPOSE OF THIS SUBDIVISION
  • SECTION 885B REQUIREMENTS TO BE COMPLIED WITH FOR ARRANGEMENTS TO BE ADEQUATE
  • SECTION 885C THE LOSSES TO BE COVERED
  • SECTION 885D CERTAIN LOSSES THAT ARE NOT DIVISION 3 LOSSES
  • SECTION 885E THE AMOUNT OF COMPENSATION
  • SECTION 885F METHOD OF PAYMENT OF COMPENSATION
  • SECTION 885G MAKING AND DETERMINATION OF CLAIMS
  • SECTION 885H THE SOURCE OF FUNDS - GENERAL
  • SECTION 885I ADMINISTRATION AND MONITORING
  • SECTION 885J THE LOSSES TO BE COVERED - OTHER MATTERS TO BE TAKEN INTO ACCOUNT
  • SECTION 886A ONLY ONE CLAIM IN RESPECT OF THE SAME LOSS
  • SECTION 886B REGULATIONS RELATING TO FIDELITY FUNDS
  • SECTION 887A MARKETS TO WHICH THIS DIVISION APPLIES
  • SECTION 888A THE SITUATIONS IN WHICH COMPENSATION MAY BE CLAIMED
  • SECTION 888B KINDS OF COMPENSATION AVAILABLE
  • SECTION 888C AMOUNT OF COMPENSATION PAYABLE
  • SECTION 888D PAYMENT OF COMPENSATION
  • SECTION 888E MAKING AND DETERMINATION OF CLAIMS
  • SECTION 888F THE SEGC HAS POWER TO DETERMINE CLAIMS
  • SECTION 888G ALLOWING A CLAIM DOES NOT CONSTITUTE AN ADMISSION OF ANY OTHER LIABILITY
  • SECTION 888H CLAIMANT MAY APPLY TO COURT IF CLAIM DISALLOWED
  • SECTION 888I NON-NGF PROPERTY OF THE SEGC NOT AVAILABLE TO MEET CLAIMS
  • SECTION 888J THE SEGC MAY ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY
  • SECTION 888K NGF MAY BE USED TO ACQUIRE FINANCIAL PRODUCTS TO BE TRANSFERRED AS COMPENSATION
  • SECTION 889A CONTINUATION OF THE NATIONAL GUARANTEE FUND
  • SECTION 889B COMPENSATION TO BE PROVIDED OUT OF THE NGF
  • SECTION 889C THE SEGC TO KEEP THE NGF
  • SECTION 889D WHAT THE NGF CONSISTS OF
  • SECTION 889E POWER TO BORROW ETC. FOR PURPOSES OF THE NGF
  • SECTION 889F MONEY BORROWED AND PAID TO THE SEGC
  • SECTION 889G MONEY BORROWED AND NOT PAID TO THE SEGC
  • SECTION 889H PAYMENTS OUT OF THE NGF
  • SECTION 889I MINIMUM AMOUNT OF THE NGF
  • SECTION 889J LEVY BY THE SEGC
  • SECTION 889K LEVY BY MARKET OPERATOR
  • SECTION 890A MINISTER TO NOMINATE THE SEGC
  • SECTION 890B THE SEGC'S FUNCTIONS AND POWERS
  • SECTION 890C DELEGATION
  • SECTION 890D OPERATING RULES OF THE SEGC
  • SECTION 890E LEGAL EFFECT OF THE SEGC'S OPERATING RULES
  • SECTION 890F ENFORCEMENT OF THE SEGC'S OPERATING RULES
  • SECTION 890G CHANGING THE SEGC'S OPERATING RULES
  • SECTION 890H DISALLOWANCE OF CHANGES TO THE SEGC'S OPERATING RULES
  • SECTION 891A PAYMENT OUT OF THE NGF TO PRESCRIBED BODY WITH ARRANGEMENTS COVERING CLEARING AND SETTLEMENT FACILITY SUPPORT
  • SECTION 891B MARKETS OPERATED BY BODIES CORPORATE THAT BECOME MEMBERS OF THE SEGC - REGULATIONS MAY DEAL WITH TRANSITIONAL PROVISIONS AND OTHER MATTERS
  • SECTION 891C REGULATIONS MAY MAKE DIFFERENT PROVISION IN RESPECT OF DIFFERENT MARKETS ETC.
  • SECTION 892A DEFINITIONS
  • SECTION 892B HOW REGULATED FUNDS ARE TO BE KEPT
  • SECTION 892C MONEY IN REGULATED FUNDS MAY BE INVESTED
  • SECTION 892D POWERS OF RELEVANT AUTHORITY TO REQUIRE PRODUCTION OR DELIVERY OF DOCUMENTS OR STATEMENTS
  • SECTION 892E POWER TO REQUIRE ASSISTANCE FOR PURPOSE OF DEALING WITH A CLAIM
  • SECTION 892F RELEVANT AUTHORITY'S RIGHT OF SUBROGATION IF COMPENSATION IS PAID
  • SECTION 892G EXCESS MONEY IN COMPENSATION FUNDS
  • SECTION 892H ACCOUNTING AND REPORTING FOR REGULATED FUNDS
  • SECTION 892I DIVISION 3 ARRANGEMENTS - REPORTING IN SITUATIONS WHERE COMPENSATION DOES NOT COME OUT OF A REGULATED FUND
  • SECTION 892J REGULATIONS MAY PROVIDE FOR QUALIFIED PRIVILEGE IN RESPECT OF CERTAIN MATTERS
  • SECTION 892K RISK ASSESSMENT REPORT
  • SECTION 893A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 893B EXEMPTIONS BY MINISTER
  • SECTION 900A
    to
    SECTION 907E
  • SECTION 900A DERIVATIVES AND TRANSACTIONS ETC. TO WHICH THIS PART APPLIES
  • SECTION 901A ASIC MAY MAKE DERIVATIVE TRANSACTION RULES
  • SECTION 901B DERIVATIVES IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS
  • SECTION 901C REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS
  • SECTION 901D REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED
  • SECTION 901E OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES
  • SECTION 901F ALTERNATIVES TO CIVIL PROCEEDINGS
  • SECTION 901G FAILURE TO COMPLY WITH DERIVATIVE TRANSACTION RULES DOES NOT INVALIDATE TRANSACTION ETC.
  • SECTION 901H MATTERS TO WHICH ASIC MUST HAVE REGARD WHEN MAKING RULES
  • SECTION 901J ASIC TO CONSULT BEFORE MAKING RULES
  • SECTION 901K MINISTERIAL CONSENT TO RULES REQUIRED
  • SECTION 901L EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
  • SECTION 901M AMENDMENT AND REVOCATION OF DERIVATIVE TRANSACTION RULES
  • SECTION 902A ASIC TO SUPERVISE LICENSED DERIVATIVE TRADE REPOSITORIES
  • SECTION 903A ASIC MAY MAKE DERIVATIVE TRADE REPOSITORY RULES
  • SECTION 903B RULES MAY ONLY IMPOSE REQUIREMENTS ON OPERATORS AND OFFICERS OF LICENSED DERIVATIVE TRADE REPOSITORIES
  • SECTION 903C REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH MATTERS RELATED TO DERIVATIVE TRADE DATA
  • SECTION 903D OBLIGATION TO COMPLY WITH DERIVATIVE TRADE REPOSITORY RULES
  • SECTION 903E ALTERNATIVES TO CIVIL PROCEEDINGS
  • SECTION 903F MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES
  • SECTION 903G ASIC TO CONSULT BEFORE MAKING RULES
  • SECTION 903H MINISTERIAL CONSENT TO RULES REQUIRED
  • SECTION 903J EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
  • SECTION 903K AMENDMENT AND REVOCATION OF DERIVATIVE TRADE REPOSITORY RULES
  • SECTION 904A GENERAL OBLIGATIONS
  • SECTION 904B OBLIGATIONS RELATING TO DERIVATIVE TRADE DATA
  • SECTION 904C OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
  • SECTION 904D OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK
  • SECTION 904E OBLIGATION TO GIVE ASIC ACCESS TO DERIVATIVE TRADE REPOSITORY FACILITIES
  • SECTION 904F MINISTER ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS
  • SECTION 904G ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS
  • SECTION 904H ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING SPECIAL REPORTS
  • SECTION 904J ASIC MAY ASSESS LICENSEE ' S COMPLIANCE
  • SECTION 904K DIRECTIONS RELATING TO DERIVATIVE TRADE DATA IF REPOSITORY CEASES TO BE LICENSED
  • SECTION 905A REGULATIONS MAY IDENTIFY DERIVATIVE TRADE REPOSITORIES AS BEING REQUIRED TO BE LICENSED
  • SECTION 905B HOW TO APPLY FOR A LICENCE
  • SECTION 905C WHEN A LICENCE MAY BE GRANTED
  • SECTION 905D PUBLICATION OF NOTICE OF LICENCE GRANT
  • SECTION 905E MORE THAN ONE DERIVATIVE TRADE REPOSITORY COVERED BY THE SAME LICENCE
  • SECTION 905F THE CONDITIONS ON THE LICENCE
  • SECTION 905G VARYING LICENCES
  • SECTION 905H IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 905J SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
  • SECTION 905K EFFECT OF SUSPENSION
  • SECTION 905L VARIATION OR REVOCATION OF SUSPENSION
  • SECTION 905M PUBLICATION OF NOTICE OF LICENCE SUSPENSION OR CANCELLATION
  • SECTION 905N SUSPENSION AND CANCELLATION ONLY IN ACCORDANCE WITH THIS SUBDIVISION
  • SECTION 905P MATTERS TO BE TAKEN INTO ACCOUNT BY ASIC
  • SECTION 906A REGULATIONS MAY IMPOSE OBLIGATIONS AND CONFER POWERS
  • SECTION 907A OTHER PROHIBITIONS ON HOLDING OUT
  • SECTION 907B MAKING PROVISION BY REFERENCE TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME
  • SECTION 907C COMPLIANCE WITH REQUIREMENTS TO PROVIDE DERIVATIVE TRADE DATA OR OTHER INFORMATION: PROTECTION FROM LIABILITY
  • SECTION 907D EXEMPTIONS BY ASIC
  • SECTION 907E EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 908AA
    to
    SECTION 908EB
  • SECTION 908AA SIMPLIFIED OUTLINE OF THIS PART
  • SECTION 908AB MEANING OF FINANCIAL BENCHMARK
  • SECTION 908AC MEANING OF SIGNIFICANT FINANCIAL BENCHMARK
  • SECTION 908AD EMERGENCY DECLARATIONS: CONSULTATION AND CONSENT NOT REQUIRED
  • SECTION 908AE NOTIFYING ADMINISTRATOR ABOUT DECLARATIONS
  • SECTION 908AF ASIC TO SUPERVISE FINANCIAL BENCHMARKS THAT ARE SPECIFIED IN BENCHMARK ADMINISTRATOR LICENCES
  • SECTION 908AG EXTRATERRITORIAL APPLICATION
  • SECTION 908BA ADMINISTRATORS OF SIGNIFICANT FINANCIAL BENCHMARKS MUST BE LICENSED
  • SECTION 908BB OTHER PROHIBITIONS ON HOLDING OUT
  • SECTION 908BC WHEN A LICENCE MAY BE GRANTED
  • SECTION 908BD APPLYING FOR A LICENCE
  • SECTION 908BE MORE THAN ONE FINANCIAL BENCHMARK MAY BE SPECIFIED IN THE SAME LICENCE
  • SECTION 908BF PUBLISHING DETAILS OF LICENCES
  • SECTION 908BG CONDITIONS, INCLUDING VARYING AND REVOKING CONDITIONS
  • SECTION 908BH VARYING LICENCES
  • SECTION 908BI IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 908BJ SUSPENSION OR CANCELLATION FOLLOWING HEARING AND REPORT
  • SECTION 908BK EFFECT OF SUSPENSION
  • SECTION 908BL VARYING OR REVOKING A SUSPENSION
  • SECTION 908BM PUBLISHING DETAILS OF SUSPENSIONS OR CANCELLATIONS OF LICENCES
  • SECTION 908BN VARIATIONS, SUSPENSIONS OR CANCELLATIONS ONLY IN ACCORDANCE WITH THIS SUBDIVISION
  • SECTION 908BO MATTERS TO WHICH ASIC MUST HAVE REGARD
  • SECTION 908BP GENERAL OBLIGATIONS
  • SECTION 908BQ OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
  • SECTION 908BR OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK
  • SECTION 908BS OBLIGATION TO GIVE ASIC ACCESS TO LICENSEE ' S FACILITIES
  • SECTION 908BT ASIC ' S POWER TO GIVE DIRECTIONS TO LICENSEE NOT COMPLYING WITH OBLIGATIONS
  • SECTION 908BU MINISTER MAY DISALLOW ALL OR PART OF AN ASIC DIRECTION ETC.
  • SECTION 908BV ASIC ' S POWER TO GIVE DIRECTIONS REQUIRING REPORTS
  • SECTION 908BW ASIC MAY ASSESS LICENSEE ' S COMPLIANCE
  • SECTION 908BX BASIS OF LICENCES
  • SECTION 908CA ASIC MAY MAKE FINANCIAL BENCHMARK RULES
  • SECTION 908CB MAIN PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES
  • SECTION 908CC OTHER PERMITTED MATTERS THAT MAY BE DEALT WITH IN THE RULES
  • SECTION 908CD ASIC MAY MAKE COMPELLED FINANCIAL BENCHMARK RULES
  • SECTION 908CE PERMITTED POWERS AND MATTERS THAT MAY BE DEALT WITH IN THE RULES
  • SECTION 908CF OBLIGATION TO COMPLY WITH EACH SET OF RULES
  • SECTION 908CG ALTERNATIVES TO CIVIL PROCEEDINGS
  • SECTION 908CH INFRINGEMENT NOTICES
  • SECTION 908CI ENFORCEABLE UNDERTAKINGS
  • SECTION 908CJ PROTECTION FROM LIABILITY FOR COMPLIANCE IN GOOD FAITH
  • SECTION 908CK MATTERS TO WHICH ASIC HAS REGARD WHEN MAKING RULES
  • SECTION 908CL ASIC TO CONSULT BEFORE MAKING RULES
  • SECTION 908CM MINISTERIAL CONSENT TO RULES REQUIRED
  • SECTION 908CN EMERGENCY RULES: CONSULTATION AND CONSENT NOT REQUIRED
  • SECTION 908CO REQUIREMENTS
  • SECTION 908CP REGULATIONS MAY LIMIT HOW RULES MAY DEAL WITH CERTAIN MATTERS
  • SECTION 908CQ VARYING OR REVOKING THE RULES
  • SECTION 908DA MANIPULATION OF FINANCIAL BENCHMARKS
  • SECTION 908DB FALSE OR MISLEADING STATEMENTS OR INFORMATION THAT COULD AFFECT FINANCIAL BENCHMARKS
  • SECTION 908DC PENALTIES FOR OFFENCES AGAINST THIS DIVISION
  • SECTION 908DD GEOGRAPHICAL SCOPE OF OFFENCES AND CIVIL PENALTY PROVISIONS
  • SECTION 908EA MAKING PROVISION BY REFERRING TO INSTRUMENTS AS IN FORCE FROM TIME TO TIME
  • SECTION 908EB EXEMPTIONS BY THE REGULATIONS OR BY ASIC
  • SECTION 910A
    to
    SECTION 926B
  • SECTION 910A DEFINITIONS
  • SECTION 911A NEED FOR AN AUSTRALIAN FINANCIAL SERVICES LICENCE
  • SECTION 911B PROVIDING FINANCIAL SERVICES ON BEHALF OF A PERSON WHO CARRIES ON A FINANCIAL SERVICES BUSINESS
  • SECTION 911C PROHIBITION ON HOLDING OUT
  • SECTION 911D WHEN A FINANCIAL SERVICES BUSINESS IS TAKEN TO BE CARRIED ON IN THIS JURISDICTION
  • SECTION 912A GENERAL OBLIGATIONS
  • SECTION 912B COMPENSATION ARRANGEMENTS IF FINANCIAL SERVICES PROVIDED TO PERSONS AS RETAIL CLIENTS
  • SECTION 912C DIRECTION TO PROVIDE A STATEMENT
  • SECTION 912CA REGULATIONS MAY REQUIRE INFORMATION TO BE PROVIDED
  • SECTION 912D OBLIGATION TO NOTIFY ASIC OF CERTAIN MATTERS
  • SECTION 912E SURVEILLANCE CHECKS BY ASIC
  • SECTION 912F OBLIGATION TO CITE LICENCE NUMBER IN DOCUMENTS
  • SECTION 913A APPLYING FOR A LICENCE
  • SECTION 913B WHEN A LICENCE MAY BE GRANTED
  • SECTION 913C LICENCE NUMBERS
  • SECTION 914A THE CONDITIONS ON THE LICENCE
  • SECTION 915A VARYING LICENCES
  • SECTION 915B IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 915C SUSPENSION OR CANCELLATION AFTER OFFERING A HEARING
  • SECTION 915D EFFECT OF SUSPENSION
  • SECTION 915E REVOCATION OF SUSPENSION
  • SECTION 915F DATE OF EFFECT AND PUBLICATION OF CANCELLATION OR SUSPENSION
  • SECTION 915G STATEMENT OF REASONS
  • SECTION 915H ASIC MAY ALLOW LICENCE TO CONTINUE IN EFFECT
  • SECTION 915I SPECIAL PROCEDURES FOR APRA-REGULATED BODIES
  • SECTION 915J VARIATION, SUSPENSION AND CANCELLATION ONLY UNDER THIS SUBDIVISION
  • SECTION 916A HOW REPRESENTATIVES ARE AUTHORISED
  • SECTION 916B SUB-AUTHORISATIONS
  • SECTION 916C AUTHORISED REPRESENTATIVE OF 2 OR MORE LICENSEES
  • SECTION 916D LICENSEES CANNOT AUTHORISE OTHER LICENSEES
  • SECTION 916E LICENSEES ACTING UNDER A BINDER
  • SECTION 916F OBLIGATION TO NOTIFY ASIC ETC. ABOUT AUTHORISED REPRESENTATIVES
  • SECTION 916G ASIC MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVES
  • SECTION 917A APPLICATION OF DIVISION
  • SECTION 917B RESPONSIBILITY IF REPRESENTATIVE OF ONLY ONE LICENSEE
  • SECTION 917C REPRESENTATIVES OF MULTIPLE LICENSEES
  • SECTION 917D EXCEPTION IF LACK OF AUTHORITY IS DISCLOSED TO CLIENT
  • SECTION 917E RESPONSIBILITY EXTENDS TO LOSS OR DAMAGE SUFFERED BY CLIENT
  • SECTION 917F EFFECT OF DIVISION
  • SECTION 920A ASIC ' S POWER TO MAKE A BANNING ORDER
  • SECTION 920B WHAT IS A BANNING ORDER ?
  • SECTION 920C EFFECT OF BANNING ORDERS
  • SECTION 920D VARIATION OR CANCELLATION OF BANNING ORDERS
  • SECTION 920E DATE OF EFFECT AND PUBLICATION OF BANNING ORDER, VARIATION OR CANCELLATION
  • SECTION 920F STATEMENT OF REASONS
  • SECTION 921A DISQUALIFICATION BY THE COURT
  • SECTION 921B MEANING OF EDUCATION AND TRAINING STANDARDS
  • SECTION 921C LIMITATION ON AUTHORISATION TO PROVIDE PERSONAL ADVICE UNLESS CONDITIONS MET
  • SECTION 921D RELEVANT PROVIDERS TO MEET CONTINUING PROFESSIONAL DEVELOPMENT STANDARD
  • SECTION 921E RELEVANT PROVIDERS TO COMPLY WITH THE CODE OF ETHICS
  • SECTION 921F REQUIREMENTS RELATING TO PROVISIONAL RELEVANT PROVIDERS
  • SECTION 921G MEANING OF COMPLIANCE SCHEME
  • SECTION 921H FINANCIAL SERVICES LICENSEES TO ENSURE COMPLIANCE SCHEME COVERS RELEVANT PROVIDERS
  • SECTION 921J WHEN A COMPLIANCE SCHEME COVERS A RELEVANT PROVIDER
  • SECTION 921K APPROVAL OF COMPLIANCE SCHEMES
  • SECTION 921L INVESTIGATIONS BY MONITORING BODY
  • SECTION 921M OFFENCES RELATING TO INVESTIGATIONS BY MONITORING BODY
  • SECTION 921N OBLIGATION TO NOTIFY LICENSEE OF FAILURE TO COMPLY WITH CODE OF ETHICS
  • SECTION 921P OBLIGATION TO ENSURE THAT COMPLIANCE SCHEME IS PUBLICLY AVAILABLE
  • SECTION 921Q OBLIGATION TO PROVIDE ASIC WITH INFORMATION
  • SECTION 921R MODIFICATION OF COMPLIANCE SCHEME
  • SECTION 921S OBLIGATION TO REVIEW COMPLIANCE SCHEME
  • SECTION 921T OBLIGATION TO NOTIFY ASIC OF CHANGES TO MONITORING BODY
  • SECTION 921U FUNCTIONS OF THE STANDARDS BODY
  • SECTION 921V APPROVAL OF FOREIGN QUALIFICATIONS
  • SECTION 921W COMMENCEMENT OF CODE OF ETHICS AND AMENDMENTS OF CODE OF ETHICS
  • SECTION 921X MINISTER TO DECLARE A BODY CORPORATE TO BE THE STANDARDS BODY
  • SECTION 921Y MINISTER MAY REVOKE DECLARATION UNDER SECTION 921X
  • SECTION 921Z MODIFICATION OF THE STANDARDS BODY ' S CONSTITUTION
  • SECTION 921ZA DISALLOWANCE OF MODIFICATIONS OF THE STANDARDS BODY ' S CONSTITUTION
  • SECTION 921ZB MINISTER MAY DIRECT THE STANDARDS BODY TO DO CERTAIN THINGS
  • SECTION 921ZC ANNUAL REPORT
  • SECTION 922A REGISTERS RELATING TO FINANCIAL SERVICES
  • SECTION 922B FEES FOR SEARCHING REGISTERS
  • SECTION 922D OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER
  • SECTION 922E INFORMATION ABOUT A RELEVANT PROVIDER WHO IS A FINANCIAL SERVICES LICENSEE
  • SECTION 922F INFORMATION ABOUT A RELEVANT PROVIDER WHO IS NOT A FINANCIAL SERVICES LICENSEE
  • SECTION 922G MEANING OF RECENT ADVISING HISTORY
  • SECTION 922H ONGOING OBLIGATION TO NOTIFY ASIC WHEN THERE IS A CHANGE IN A MATTER FOR A RELEVANT PROVIDER
  • SECTION 922HA OBLIGATION TO NOTIFY ASIC OF FINANCIAL SERVICES LICENSEE ' S CPD YEAR
  • SECTION 922HB OBLIGATION TO NOTIFY ASIC OF NON-COMPLIANCE WITH CONTINUING PROFESSIONAL DEVELOPMENT STANDARD
  • SECTION 922HC REQUIREMENT TO RETAIN INFORMATION
  • SECTION 922HD OBLIGATION TO NOTIFY ASIC IN RELATION TO FAILURES TO COMPLY WITH THE CODE OF ETHICS
  • SECTION 922J OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO STARTS TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
  • SECTION 922K OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO CEASES TO HAVE CONTROL OF A BODY CORPORATE LICENSEE
  • SECTION 922L REQUIREMENT FOR NOTICE TO BE LODGED
  • SECTION 922M FAILING TO COMPLY WITH OBLIGATION TO NOTIFY ASIC
  • SECTION 922N OBLIGATION FOR RELEVANT PROVIDERS TO PROVIDE INFORMATION TO FINANCIAL SERVICES LICENSEES
  • SECTION 922P CHANGE IN MATTER WITHIN 30 BUSINESS DAYS
  • SECTION 922Q REGISTER OF RELEVANT PROVIDERS
  • SECTION 922R RELEVANT PROVIDER NUMBER
  • SECTION 922S CORRECTING THE REGISTER
  • SECTION 923A RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS
  • SECTION 923B RESTRICTION ON USE OF CERTAIN WORDS OR EXPRESSIONS UNLESS AUTHORISED IN LICENCE CONDITIONS
  • SECTION 923C RESTRICTION ON USE OF TERMS ' FINANCIAL ADVISER ' AND ' FINANCIAL PLANNER '
  • SECTION 924A AGREEMENTS WITH CERTAIN UNLICENSED PERSONS
  • SECTION 925A CLIENT MAY GIVE NOTICE OF RESCISSION
  • SECTION 925B EFFECT OF NOTICE UNDER SECTION 925A
  • SECTION 925C CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION
  • SECTION 925D COURT MAY MAKE CONSEQUENTIAL ORDERS
  • SECTION 925E AGREEMENT UNENFORCEABLE AGAINST CLIENT
  • SECTION 925F NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION
  • SECTION 925G ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 925E OR 925F
  • SECTION 925H CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE
  • SECTION 925I REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES
  • SECTION 926A EXEMPTIONS AND MODIFICATIONS BY ASIC
  • SECTION 926B EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 940A
    to
    SECTION 953C
  • SECTION 940A HOW PART APPLIES IF A FINANCIAL SERVICES LICENSEE IS ACTING AS AUTHORISED REPRESENTATIVE
  • SECTION 940B WHAT IF THERE IS NO REASONABLE OPPORTUNITY TO GIVE A DOCUMENT, INFORMATION OR STATEMENT REQUIRED BY THIS PART?
  • SECTION 940C HOW DOCUMENTS, INFORMATION AND STATEMENTS ARE TO BE GIVEN
  • SECTION 940D GENERAL APPROACH TO OFFENCE PROVISIONS
  • SECTION 941A OBLIGATION ON FINANCIAL SERVICES LICENSEE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT
  • SECTION 941B OBLIGATION ON AUTHORISED REPRESENTATIVE TO GIVE A FINANCIAL SERVICES GUIDE IF FINANCIAL SERVICE PROVIDED TO PERSON AS A RETAIL CLIENT
  • SECTION 941C SITUATIONS IN WHICH A FINANCIAL SERVICES GUIDE IS NOT REQUIRED
  • SECTION 941D TIMING OF GIVING FINANCIAL SERVICES GUIDE
  • SECTION 941E INFORMATION MUST BE UP TO DATE
  • SECTION 941F OBLIGATION TO GIVE UPDATED FINANCIAL SERVICES GUIDE
  • SECTION 942A TITLE OF FINANCIAL SERVICES GUIDE
  • SECTION 942B FINANCIAL SERVICES GUIDE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS
  • SECTION 942C FINANCIAL SERVICES GUIDE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS
  • SECTION 942D FINANCIAL SERVICES GUIDE MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME
  • SECTION 942DA COMBINING A FINANCIAL SERVICES GUIDE AND A PRODUCT DISCLOSURE STATEMENT IN A SINGLE DOCUMENT
  • SECTION 942E ALTERING A FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
  • SECTION 943A WHAT A SUPPLEMENTARY FINANCIAL SERVICES GUIDE IS
  • SECTION 943B TITLE OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE
  • SECTION 943C FORM OF SUPPLEMENTARY FINANCIAL SERVICES GUIDE
  • SECTION 943D EFFECT OF GIVING A PERSON A SUPPLEMENTARY FINANCIAL SERVICES GUIDE
  • SECTION 943E SITUATION IN WHICH ONLY A SUPPLEMENTARY FINANCIAL SERVICES GUIDE NEED BE GIVEN
  • SECTION 943F ALTERING A SUPPLEMENTARY FINANCIAL SERVICES GUIDE AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
  • SECTION 944A SITUATION IN WHICH DIVISION APPLIES
  • SECTION 945A REQUIREMENT TO HAVE A REASONABLE BASIS FOR THE ADVICE
  • SECTION 945B OBLIGATION TO WARN CLIENT IF ADVICE BASED ON INCOMPLETE OR INACCURATE INFORMATION
  • SECTION 946A OBLIGATION TO GIVE CLIENT A STATEMENT OF ADVICE
  • SECTION 946AA SMALL INVESTMENTS - STATEMENT OF ADVICE NOT REQUIRED
  • SECTION 946B OTHER SITUATIONS IN WHICH A STATEMENT OF ADVICE IS NOT REQUIRED
  • SECTION 946C TIMING OF GIVING STATEMENT OF ADVICE
  • SECTION 947A TITLE OF STATEMENT OF ADVICE
  • SECTION 947B STATEMENT OF ADVICE GIVEN BY FINANCIAL SERVICES LICENSEE - MAIN REQUIREMENTS
  • SECTION 947C STATEMENT OF ADVICE GIVEN BY AUTHORISED REPRESENTATIVE - MAIN REQUIREMENTS
  • SECTION 947D ADDITIONAL REQUIREMENTS WHEN ADVICE RECOMMENDS REPLACEMENT OF ONE PRODUCT WITH ANOTHER
  • SECTION 947E STATEMENT OF ADVICE NOT TO BE COMBINED WITH FINANCIAL SERVICES GUIDE OR PRODUCT DISCLOSURE STATEMENT
  • SECTION 948A QUALIFIED PRIVILEGE IF PROVIDING ENTITY COMPLIES WITH THIS DIVISION
  • SECTION 949A GENERAL ADVICE PROVIDED TO RETAIL CLIENT - OBLIGATION TO WARN CLIENT THAT ADVICE DOES NOT TAKE ACCOUNT OF CLIENT ' S OBJECTIVES, FINANCIAL SITUATION OR NEEDS
  • SECTION 949B REGULATIONS MAY IMPOSE DISCLOSURE REQUIREMENTS IN CERTAIN SITUATIONS
  • SECTION 951A PART CANNOT BE CONTRACTED OUT OF
  • SECTION 951B EXEMPTIONS AND MODIFICATIONS BY ASIC
  • SECTION 951C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 952A OVERVIEW
  • SECTION 952B DEFINITIONS
  • SECTION 952C OFFENCE OF FAILING TO GIVE A DISCLOSURE DOCUMENT OR STATEMENT
  • SECTION 952D OFFENCE OF GIVING A DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
  • SECTION 952E GIVING A DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
  • SECTION 952F OFFENCES OF FINANCIAL SERVICES LICENSEE KNOWINGLY PROVIDING DEFECTIVE DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE
  • SECTION 952G OFFENCES OF FINANCIAL SERVICES LICENSEE PROVIDING DISCLOSURE MATERIAL TO AN AUTHORISED REPRESENTATIVE (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
  • SECTION 952H FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED
  • SECTION 952I OFFENCES IF A FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
  • SECTION 952J OFFENCE IF A STATEMENT OF ADVICE DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
  • SECTION 952K OFFENCE IF AUTHORISED REPRESENTATIVE GIVES OUT UNAUTHORISED FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG)
  • SECTION 952L OFFENCES IF FINANCIAL SERVICES LICENSEE OR AUTHORISED REPRESENTATIVE BECOMES AWARE THAT A FINANCIAL SERVICES GUIDE (OR SUPPLEMENTARY FSG) IS DEFECTIVE
  • SECTION 952M OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE OR SUPPLEMENTARY FINANCIAL SERVICES GUIDE
  • SECTION 953A DEFINITIONS
  • SECTION 953B CIVIL ACTION FOR LOSS OR DAMAGE
  • SECTION 953C ADDITIONAL POWERS OF COURT TO MAKE ORDERS
  • SECTION 960
    to
    SECTION 968
  • SECTION 960 DEFINITIONS
  • SECTION 960A NO CONTRACTING OUT
  • SECTION 960B OBLIGATIONS UNDER THIS PART IN ADDITION TO OTHER OBLIGATIONS
  • SECTION 961 APPLICATION OF THIS DIVISION
  • SECTION 961A APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
  • SECTION 961B PROVIDER MUST ACT IN THE BEST INTERESTS OF THE CLIENT
  • SECTION 961C WHEN IS SOMETHING REASONABLY APPARENT ?
  • SECTION 961D WHAT IS A REASONABLE INVESTIGATION ?
  • SECTION 961E WHAT WOULD REASONABLY BE REGARDED AS IN THE BEST INTERESTS OF THE CLIENT?
  • SECTION 961F WHAT IS A BASIC BANKING PRODUCT ?
  • SECTION 961G RESULTING ADVICE MUST BE APPROPRIATE TO THE CLIENT
  • SECTION 961H RESULTING ADVICE STILL BASED ON INCOMPLETE OR INACCURATE INFORMATION
  • SECTION 961J CONFLICT BETWEEN CLIENT ' S INTERESTS AND THOSE OF PROVIDER, LICENSEE, AUTHORISED REPRESENTATIVE OR ASSOCIATES
  • SECTION 961K CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J
  • SECTION 961L LICENSEES MUST ENSURE COMPLIANCE
  • SECTION 961M CIVIL ACTION FOR LOSS OR DAMAGE
  • SECTION 961N ADDITIONAL POWERS OF COURT TO MAKE ORDERS
  • SECTION 961P RESPONSIBLE LICENSEE
  • SECTION 961Q CIVIL PENALTY PROVISION - SECTIONS 961B, 961G, 961H AND 961J
  • SECTION 962 APPLICATION OF THIS DIVISION
  • SECTION 962A ONGOING FEE ARRANGEMENTS
  • SECTION 962B ONGOING FEES
  • SECTION 962C FEE RECIPIENTS
  • SECTION 962CA EXEMPTION FROM APPLICATION OF OPT-IN REQUIREMENT
  • SECTION 962D APPLICATION OF THIS SUBDIVISION
  • SECTION 962E CLIENT MAY TERMINATE ARRANGEMENT AT ANY TIME
  • SECTION 962F ARRANGEMENT TERMINATES IF THIS SUBDIVISION NOT COMPLIED WITH
  • SECTION 962G FEE RECIPIENT MUST GIVE FEE DISCLOSURE STATEMENT
  • SECTION 962H FEE DISCLOSURE STATEMENTS
  • SECTION 962J DISCLOSURE DAY
  • SECTION 962K FEE RECIPIENT MUST GIVE RENEWAL NOTICE
  • SECTION 962L RENEWAL NOTICE DAY AND RENEWAL PERIOD
  • SECTION 962M IF CLIENT NOTIFIES FEE RECIPIENT THAT CLIENT DOES NOT WISH TO RENEW
  • SECTION 962N IF CLIENT DOES NOT NOTIFY FEE RECIPIENT THAT CLIENT WISHES TO RENEW
  • SECTION 962P CIVIL PENALTY PROVISION - CHARGING ONGOING FEES AFTER ARRANGEMENT TERMINATED
  • SECTION 962Q EFFECT OF TERMINATION
  • SECTION 962R APPLICATION OF THIS SUBDIVISION
  • SECTION 962S FEE RECIPIENT MUST GIVE FEE DISCLOSURE STATEMENT
  • SECTION 963 APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
  • SECTION 963A CONFLICTED REMUNERATION
  • SECTION 963AA BENEFITS GIVEN IN RELATION TO LIFE RISK INSURANCE PRODUCTS
  • SECTION 963B MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION
  • SECTION 963BA BENEFIT RATIO AND CLAWBACK REQUIREMENTS
  • SECTION 963C NON-MONETARY BENEFIT GIVEN IN CERTAIN CIRCUMSTANCES NOT CONFLICTED REMUNERATION
  • SECTION 963D BENEFITS FOR EMPLOYEES ETC. OF ADIs
  • SECTION 963E LICENSEE MUST NOT ACCEPT CONFLICTED REMUNERATION
  • SECTION 963F LICENSEE MUST ENSURE COMPLIANCE
  • SECTION 963G AUTHORISED REPRESENTATIVE MUST NOT ACCEPT CONFLICTED REMUNERATION
  • SECTION 963H OTHER REPRESENTATIVES MUST NOT ACCEPT CONFLICTED REMUNERATION
  • SECTION 963J EMPLOYER MUST NOT GIVE EMPLOYEES CONFLICTED REMUNERATION
  • SECTION 963K PRODUCT ISSUER OR SELLER MUST NOT GIVE CONFLICTED REMUNERATION
  • SECTION 963L VOLUME-BASED BENEFITS PRESUMED TO BE CONFLICTED REMUNERATION
  • SECTION 964 APPLICATION
  • SECTION 964A PLATFORM OPERATOR MUST NOT ACCEPT VOLUME-BASED SHELF-SPACE FEES
  • SECTION 964B APPLICATION
  • SECTION 964C APPLICATION TO A FINANCIAL SERVICES LICENSEE ACTING AS AN AUTHORISED REPRESENTATIVE
  • SECTION 964D FINANCIAL SERVICES LICENSEES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS
  • SECTION 964E AUTHORISED REPRESENTATIVES MUST NOT CHARGE ASSET-BASED FEES ON BORROWED AMOUNTS
  • SECTION 964F WHAT IS AN ASSET-BASED FEE ?
  • SECTION 964G MEANING OF BORROWED
  • SECTION 964H WHEN IS SOMETHING REASONABLY APPARENT ?
  • SECTION 965 ANTI-AVOIDANCE
  • SECTION 966 TRANSITION PERIOD
  • SECTION 967 BEST INTERESTS OBLIGATIONS AND REMUNERATION PROVISIONS TO APPLY DURING TRANSITION PERIOD
  • SECTION 968 NOTICE TO CLIENTS IN TRANSITION PERIOD
  • SECTION 980A
    to
    SECTION 993D
  • SECTION 980A MATTERS COVERED BY THIS PART
  • SECTION 980B GENERAL APPROACH TO OFFENCE PROVISIONS
  • SECTION 981A MONEY TO WHICH SUBDIVISION APPLIES
  • SECTION 981B OBLIGATION TO PAY MONEY INTO AN ACCOUNT
  • SECTION 981C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO ACCOUNTS MAINTAINED FOR THE PURPOSES OF SECTION 981B
  • SECTION 981D MONEY RELATED TO DERIVATIVES MAY BE USED FOR GENERAL MARGINING ETC. PURPOSES
  • SECTION 981E PROTECTION OF MONEY FROM ATTACHMENT ETC.
  • SECTION 981F REGULATIONS MAY DEAL WITH HOW MONEY TO BE DEALT WITH IF LICENSEE CEASES TO BE LICENSED ETC.
  • SECTION 981G ACCOUNT PROVIDER NOT LIABLE MERELY BECAUSE OF LICENSEE'S CONTRAVENTION
  • SECTION 981H MONEY TO WHICH SUBDIVISION APPLIES TAKEN TO BE HELD IN TRUST
  • SECTION 981J CLIENT MONEY REPORTING RULES
  • SECTION 981K MATTERS THAT MAY BE DEALT WITH IN CLIENT MONEY REPORTING RULES
  • SECTION 981L ASIC TO CONSULT BEFORE MAKING RULES
  • SECTION 981M COMPLYING WITH CLIENT MONEY REPORTING RULES
  • SECTION 981N ALTERNATIVES TO CIVIL PROCEEDINGS
  • SECTION 981P COMPLIANCE WITH REQUIREMENTS TO PROVIDE DATA OR OTHER INFORMATION TO ASIC: PROTECTION FROM LIABILITY
  • SECTION 982A MONEY TO WHICH THIS SUBDIVISION APPLIES
  • SECTION 982B OBLIGATION TO PAY MONEY INTO AN ACCOUNT
  • SECTION 982C LICENSEE TO GIVE CLIENT STATEMENT SETTING OUT TERMS OF LOAN ETC.
  • SECTION 982D PERMITTED USE OF LOAN
  • SECTION 983A COURT MAY FREEZE CERTAIN ACCOUNTS
  • SECTION 983B INTERIM ORDER FREEZING ACCOUNTS
  • SECTION 983C DUTY OF PERSON TO WHOM ORDER DIRECTED TO MAKE FULL DISCLOSURE
  • SECTION 983D FURTHER ORDERS AND DIRECTIONS
  • SECTION 983E POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY
  • SECTION 984A PROPERTY TO WHICH DIVISION APPLIES
  • SECTION 984B HOW PROPERTY TO WHICH THIS DIVISION APPLIES IS TO BE DEALT WITH
  • SECTION 985A DEFINITIONS ETC.
  • SECTION 985B STATUS OF AMOUNTS PAID TO FINANCIAL SERVICES LICENSEES IN RESPECT OF CONTRACTS OF INSURANCE
  • SECTION 985C REGULATIONS MAY IMPOSE OTHER REQUIREMENTS ETC. IF FINANCIAL SERVICES LICENSEE IS NOT THE INSURER
  • SECTION 985D FINANCIAL SERVICES LICENSEES ETC. NOT TO DEAL IN GENERAL INSURANCE PRODUCTS FROM UNAUTHORISED INSURERS ETC.
  • SECTION 985EA APPLICATION OF THIS SUBDIVISION
  • SECTION 985E REQUIREMENTS BEFORE ISSUING ETC. MARGIN LENDING FACILITY
  • SECTION 985F ASSESSMENT OF UNSUITABILITY OF MARGIN LENDING FACILITY
  • SECTION 985G REASONABLE INQUIRIES ETC. ABOUT THE RETAIL CLIENT
  • SECTION 985H WHEN MARGIN LENDING FACILITY MUST BE ASSESSED AS UNSUITABLE
  • SECTION 985J GIVING THE RETAIL CLIENT THE ASSESSMENT
  • SECTION 985K UNSUITABLE MARGIN LENDING FACILITIES
  • SECTION 985L ISSUE OF MARGIN LENDING FACILITY MUST NOT BE CONDITIONAL ON AGREEMENT TO RECEIVE COMMUNICATIONS THROUGH AGENT
  • SECTION 985M NOTIFICATION OF MARGIN CALLS
  • SECTION 986A REPORTING IN RELATION TO MONEY TO WHICH SUBDIVISION A OR B OF DIVISION 2 APPLIES OR PROPERTY TO WHICH DIVISION 3 APPLIES
  • SECTION 986B REPORTING IN RELATION TO DEALINGS IN DERIVATIVES
  • SECTION 987A APPLICATION OF DIVISION
  • SECTION 988A OBLIGATION TO KEEP FINANCIAL RECORDS
  • SECTION 988B RECORDS TO BE KEPT SO THAT PROFIT AND LOSS STATEMENTS AND BALANCE SHEET CAN BE PREPARED AND AUDITED
  • SECTION 988C LANGUAGE OF RECORDS
  • SECTION 988D LOCATION OF RECORDS
  • SECTION 988E PARTICULAR CATEGORIES OF INFORMATION TO BE SHOWN IN RECORDS
  • SECTION 988F REGULATIONS MAY IMPOSE ADDITIONAL REQUIREMENTS
  • SECTION 988G RECORDS TAKEN TO BE MADE WITH LICENSEE'S AUTHORITY
  • SECTION 989A MEANING OF FINANCIAL YEAR
  • SECTION 989B FINANCIAL SERVICES LICENSEE TO PREPARE AND LODGE ANNUAL PROFIT AND LOSS STATEMENT AND BALANCE SHEET
  • SECTION 989C REQUIREMENTS AS TO CONTENTS AND APPLICABLE ACCOUNTING PRINCIPLES
  • SECTION 989CA AUDIT TO BE CONDUCTED IN ACCORDANCE WITH AUDITING STANDARDS
  • SECTION 989D TIME OF LODGMENT
  • SECTION 990A SECTIONS 990B TO 990H NOT TO APPLY TO PUBLIC COMPANIES
  • SECTION 990B APPOINTMENT OF AUDITOR BY LICENSEE
  • SECTION 990C WHEN A PERSON OR FIRM IS INELIGIBLE TO ACT AS AUDITOR
  • SECTION 990D INELIGIBLE PERSON OR FIRM MUST NOT CONSENT TO ACT OR DISQUALIFY THEMSELVES ETC.
  • SECTION 990E DURATION OF APPOINTMENT OF AUDITORS
  • SECTION 990F REMOVAL OF AUDITORS
  • SECTION 990G RESIGNATION OF AUDITORS - REQUIREMENTS FOR RESIGNATION
  • SECTION 990H RESIGNATION OF AUDITORS - WHEN RESIGNATION TAKES EFFECT
  • SECTION 990I AUDITOR'S RIGHT OF ACCESS TO RECORDS, INFORMATION ETC.
  • SECTION 990J AUDITOR'S FEES AND EXPENSES
  • SECTION 990K AUDITOR TO REPORT ON CERTAIN MATTERS
  • SECTION 990L QUALIFIED PRIVILEGE FOR AUDITOR ETC.
  • SECTION 991A FINANCIAL SERVICES LICENSEE NOT TO ENGAGE IN UNCONSCIONABLE CONDUCT
  • SECTION 991B FINANCIAL SERVICES LICENSEE TO GIVE PRIORITY TO CLIENTS' ORDERS
  • SECTION 991C REGULATIONS MAY DEAL WITH VARIOUS MATTERS RELATING TO INSTRUCTIONS TO DEAL THROUGH LICENSED MARKETS
  • SECTION 991D REGULATIONS MAY REQUIRE RECORDS TO BE KEPT IN RELATION TO INSTRUCTIONS TO DEAL ON LICENSED MARKETS AND FOREIGN MARKETS
  • SECTION 991E OBLIGATIONS OF FINANCIAL SERVICES LICENSEE IN RELATION TO DEALINGS WITH NON-LICENSEES
  • SECTION 991F DEALINGS INVOLVING EMPLOYEES OF FINANCIAL SERVICES LICENSEES
  • SECTION 992A PROHIBITION ON HAWKING OF CERTAIN FINANCIAL PRODUCTS
  • SECTION 992AA PROHIBITION ON HAWKING OF INTERESTS IN MANAGED INVESTMENT SCHEMES
  • SECTION 992B EXEMPTIONS AND MODIFICATIONS BY ASIC
  • SECTION 992C EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 993A OVERVIEW
  • SECTION 993B OFFENCE OF FAILING TO PAY CLIENT MONEY INTO AN ACCOUNT AS REQUIRED
  • SECTION 993C OFFENCE OF FAILING TO COMPLY WITH REQUIREMENTS RELATING TO CLIENT MONEY ACCOUNT
  • SECTION 993D FAILING TO PAY LOAN MONEY INTO AN ACCOUNT AS REQUIRED
  • SECTION 1010A
    to
    SECTION 1022C
  • SECTION 1010A PART GENERALLY DOES NOT APPLY TO SECURITIES
  • SECTION 1010B PART DOES NOT APPLY TO FINANCIAL PRODUCTS NOT ISSUED IN THE COURSE OF A BUSINESS
  • SECTION 1010BA PART DOES NOT APPLY TO CONTRIBUTION PLANS
  • SECTION 1010C SPECIAL PROVISIONS ABOUT MEANING OF SALE AND OFFER
  • SECTION 1010D GENERAL APPROACH TO OFFENCE PROVISIONS
  • SECTION 1011A JURISDICTIONAL SCOPE OF DIVISION
  • SECTION 1011B DEFINITIONS
  • SECTION 1011C TREATMENT OF OFFERS OF OPTIONS OVER FINANCIAL PRODUCTS
  • SECTION 1012A OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - PERSONAL ADVICE RECOMMENDING PARTICULAR FINANCIAL PRODUCT
  • SECTION 1012B OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - SITUATIONS RELATED TO ISSUE OF FINANCIAL PRODUCTS
  • SECTION 1012C OBLIGATION TO GIVE PRODUCT DISCLOSURE STATEMENT - OFFERS RELATED TO SALE OF FINANCIAL PRODUCTS
  • SECTION 1012D SITUATIONS IN WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED
  • SECTION 1012DAA RIGHTS ISSUES FOR WHICH PRODUCT DISCLOSURE STATEMENT IS NOT REQUIRED
  • SECTION 1012DA PRODUCT DISCLOSURE STATEMENT NOT REQUIRED FOR SALE AMOUNTING TO INDIRECT ISSUE
  • SECTION 1012E SMALL SCALE OFFERINGS OF MANAGED INVESTMENT AND OTHER PRESCRIBED FINANCIAL PRODUCTS (20 ISSUES OR SALES IN 12 MONTHS)
  • SECTION 1012F PRODUCT DISCLOSURE STATEMENT FOR CERTAIN SUPERANNUATION PRODUCTS MAY BE PROVIDED LATER
  • SECTION 1012G PRODUCT DISCLOSURE STATEMENT MAY SOMETIMES BE PROVIDED LATER
  • SECTION 1012H OBLIGATION TO TAKE REASONABLE STEPS TO ENSURE THAT PRODUCT DISCLOSURE STATEMENT IS GIVEN TO PERSON ELECTING TO BE COVERED BY GROUP FINANCIAL PRODUCT
  • SECTION 1012I OBLIGATION TO GIVE EMPLOYER A PRODUCT DISCLOSURE STATEMENT IN RELATION TO CERTAIN SUPERANNUATION PRODUCTS AND RSA PRODUCTS
  • SECTION 1012IA TREATMENT OF ARRANGEMENTS UNDER WHICH A PERSON CAN INSTRUCT ANOTHER PERSON TO ACQUIRE A FINANCIAL PRODUCT
  • SECTION 1012J INFORMATION MUST BE UP TO DATE
  • SECTION 1012K ANTI-AVOIDANCE DETERMINATIONS
  • SECTION 1013A WHO MUST PREPARE PRODUCT DISCLOSURE STATEMENT
  • SECTION 1013B TITLE OF PRODUCT DISCLOSURE STATEMENT
  • SECTION 1013C PRODUCT DISCLOSURE STATEMENT CONTENT REQUIREMENTS
  • SECTION 1013D PRODUCT DISCLOSURE STATEMENT CONTENT - MAIN REQUIREMENTS
  • SECTION 1013DA INFORMATION ABOUT ETHICAL CONSIDERATIONS ETC.
  • SECTION 1013E GENERAL OBLIGATION TO INCLUDE OTHER INFORMATION THAT MIGHT INFLUENCE A DECISION TO ACQUIRE
  • SECTION 1013F GENERAL LIMITATIONS ON EXTENT TO WHICH INFORMATION IS REQUIRED TO BE INCLUDED
  • SECTION 1013FA INFORMATION NOT REQUIRED TO BE INCLUDED IN PDS FOR CONTINUOUSLY QUOTED SECURITIES
  • SECTION 1013G PRODUCT DISCLOSURE STATEMENT MUST BE DATED
  • SECTION 1013GA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS
  • SECTION 1013H REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT STATES OR IMPLIES THAT FINANCIAL PRODUCT WILL BE ABLE TO BE TRADED
  • SECTION 1013I EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO MANAGED INVESTMENT PRODUCTS THAT ARE ED SECURITIES
  • SECTION 1013IA EXTRA REQUIREMENTS IF PRODUCT DISCLOSURE STATEMENT RELATES TO FOREIGN PASSPORT FUND PRODUCTS THAT ARE ED SECURITIES
  • SECTION 1013J REQUIREMENTS IF STATEMENT HAS BEEN LODGED WITH ASIC
  • SECTION 1013K REQUIREMENTS RELATING TO CONSENTS TO CERTAIN STATEMENTS
  • SECTION 1013L PRODUCT DISCLOSURE STATEMENT MAY CONSIST OF 2 OR MORE SEPARATE DOCUMENTS GIVEN AT SAME TIME
  • SECTION 1013M COMBINING A PRODUCT DISCLOSURE STATEMENT AND A FINANCIAL SERVICES GUIDE IN A SINGLE DOCUMENT
  • SECTION 1014A WHAT A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT IS
  • SECTION 1014B TITLE OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
  • SECTION 1014C FORM OF SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
  • SECTION 1014D EFFECT OF GIVING PERSON A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT
  • SECTION 1014E SITUATION IN WHICH ONLY A SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENT NEED BE GIVEN
  • SECTION 1014F APPLICATION OF OTHER PROVISIONS IN RELATION TO SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS
  • SECTION 1014G APPLICATION OF THIS SUBDIVISION - STAPLED SECURITIES
  • SECTION 1014H WHAT A REPLACEMENT PRODUCT DISCLOSURE STATEMENT IS
  • SECTION 1014J CONSEQUENCES OF LODGING A REPLACEMENT PRODUCT DISCLOSURE STATEMENT
  • SECTION 1014K FORM, CONTENT AND PREPARATION OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS
  • SECTION 1014L GIVING, LODGMENT AND NOTICE OF REPLACEMENT PRODUCT DISCLOSURE STATEMENTS
  • SECTION 1015A SUBDIVISION APPLIES TO PRODUCT DISCLOSURE STATEMENTS AND SUPPLEMENTARY PRODUCT DISCLOSURE STATEMENTS
  • SECTION 1015B SOME STATEMENTS MUST BE LODGED WITH ASIC
  • SECTION 1015C HOW A STATEMENT IS TO BE GIVEN
  • SECTION 1015D NOTICE, RETENTION AND ACCESS REQUIREMENTS FOR STATEMENT THAT DOES NOT NEED TO BE LODGED
  • SECTION 1015E ALTERING A STATEMENT AFTER ITS PREPARATION AND BEFORE GIVING IT TO A PERSON
  • SECTION 1016A PROVISIONS RELATING TO USE OF APPLICATION FORMS
  • SECTION 1016B IF STATEMENT LODGED WITH ASIC, FINANCIAL PRODUCT IS NOT TO BE ISSUED OR SOLD BEFORE SPECIFIED PERIOD
  • SECTION 1016C MINIMUM SUBSCRIPTION CONDITION MUST BE FULFILLED BEFORE ISSUE OR SALE
  • SECTION 1016D CONDITION ABOUT ABILITY TO TRADE ON A MARKET MUST BE FULFILLED BEFORE ISSUE OR SALE
  • SECTION 1016E CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE CONDITION NOT MET OR PRODUCT DISCLOSURE STATEMENT DEFECTIVE
  • SECTION 1016F REMEDIES FOR PERSON ACQUIRING FINANCIAL PRODUCT UNDER DEFECTIVE PRODUCT DISCLOSURE DOCUMENT
  • SECTION 1017A OBLIGATION TO GIVE ADDITIONAL INFORMATION ON REQUEST
  • SECTION 1017B ONGOING DISCLOSURE OF MATERIAL CHANGES AND SIGNIFICANT EVENTS
  • SECTION 1017BA TRUSTEES OF REGULATED SUPERANNUATION FUNDS - OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE
  • SECTION 1017BB TRUSTEES OF REGISTRABLE SUPERANNUATION ENTITIES - OBLIGATION TO MAKE INFORMATION RELATING TO INVESTMENT OF ASSETS PUBLICLY AVAILABLE
  • SECTION 1017BC OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GENERAL RULE ABOUT GIVING NOTICE AND PROVIDING INFORMATION
  • SECTION 1017BD OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO PROVIDERS UNDER CUSTODIAL ARRANGEMENTS
  • SECTION 1017BE OBLIGATIONS RELATING TO INVESTMENT OF ASSETS OF REGISTRABLE SUPERANNUATION ENTITIES - GIVING NOTICE TO ACQUIRERS UNDER CUSTODIAL ARRANGEMENTS
  • SECTION 1017C INFORMATION FOR EXISTING HOLDERS OF SUPERANNUATION PRODUCTS AND RSA PRODUCTS
  • SECTION 1017D PERIODIC STATEMENTS FOR RETAIL CLIENTS FOR FINANCIAL PRODUCTS THAT HAVE AN INVESTMENT COMPONENT
  • SECTION 1017DA TRUSTEES OF SUPERANNUATION ENTITIES - REGULATIONS MAY SPECIFY ADDITIONAL OBLIGATIONS TO PROVIDE INFORMATION
  • SECTION 1017E DEALING WITH MONEY RECEIVED FOR FINANCIAL PRODUCT BEFORE THE PRODUCT IS ISSUED
  • SECTION 1017F CONFIRMING TRANSACTIONS
  • SECTION 1017G CERTAIN PRODUCT ISSUERS AND REGULATED PERSONS MUST MEET APPROPRIATE DISPUTE RESOLUTION REQUIREMENTS
  • SECTION 1018A ADVERTISING OR OTHER PROMOTIONAL MATERIAL FOR FINANCIAL PRODUCT MUST REFER TO PRODUCT DISCLOSURE STATEMENT
  • SECTION 1018B PROHIBITION ON ADVERTISING PERSONAL OFFERS COVERED BY SECTION 1012E
  • SECTION 1019A SITUATIONS IN WHICH THIS DIVISION APPLIES
  • SECTION 1019B COOLING-OFF PERIOD FOR RETURN OF FINANCIAL PRODUCT
  • SECTION 1019C DEFINITIONS
  • SECTION 1019D OFFERS TO WHICH THIS DIVISION APPLIES
  • SECTION 1019E HOW OFFERS ARE TO BE MADE
  • SECTION 1019F PROHIBITION ON INVITING OFFERS TO SELL
  • SECTION 1019G DURATION AND WITHDRAWAL OF OFFERS
  • SECTION 1019H TERMS OF OFFER CANNOT BE VARIED
  • SECTION 1019I CONTENTS OF OFFER DOCUMENT
  • SECTION 1019J OBLIGATION TO UPDATE MARKET VALUE
  • SECTION 1019K RIGHTS IF REQUIREMENTS OF DIVISION NOT COMPLIED WITH
  • SECTION 1020AA DEFINITIONS
  • SECTION 1020AB SELLER DISCLOSURE
  • SECTION 1020AC LICENSEE DISCLOSURE
  • SECTION 1020AD PUBLIC DISCLOSURE OF INFORMATION
  • SECTION 1020AE LICENSEE ' S OBLIGATION TO ASK SELLER ABOUT SHORT SALE
  • SECTION 1020AF REGULATIONS
  • SECTION 1020AG JURISDICTIONAL SCOPE OF DIVISION
  • SECTION 1020AH DEFINITIONS
  • SECTION 1020AI REQUIREMENT TO GIVE INFORMATION STATEMENTS FOR CGS DEPOSITORY INTEREST IF RECOMMENDING ACQUISITION OF INTEREST
  • SECTION 1020AJ INFORMATION STATEMENT GIVEN MUST BE UP TO DATE
  • SECTION 1020AK HOW AN INFORMATION STATEMENT IS TO BE GIVEN
  • SECTION 1020AL CIVIL ACTION FOR LOSS OR DAMAGE
  • SECTION 1020A OFFERS ETC. RELATING TO CERTAIN MANAGED INVESTMENT SCHEMES NOT TO BE MADE IN CERTAIN CIRCUMSTANCES
  • SECTION 1020BAA OFFERS ETC. RELATING TO FOREIGN PASSPORT FUNDS NOT TO BE MADE IN CERTAIN CIRCUMSTANCES
  • SECTION 1020B PROHIBITION OF CERTAIN SHORT SALES OF SECURITIES, MANAGED INVESTMENT PRODUCTS, FOREIGN PASSPORT FUND PRODUCTS AND CERTAIN OTHER FINANCIAL PRODUCTS
  • SECTION 1020C ASIC'S POWER TO PROHIBIT SHORT SELLING IN CERTAIN CASES
  • SECTION 1020D PART CANNOT BE CONTRACTED OUT OF
  • SECTION 1020E STOP ORDERS BY ASIC
  • SECTION 1020F EXEMPTIONS AND MODIFICATIONS BY ASIC
  • SECTION 1020G EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 1021A OVERVIEW
  • SECTION 1021B DEFINITIONS
  • SECTION 1021C OFFENCE OF FAILING TO GIVE ETC. A DISCLOSURE DOCUMENT OR STATEMENT
  • SECTION 1021D OFFENCE OF PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
  • SECTION 1021E PREPARER OF DEFECTIVE DISCLOSURE DOCUMENT OR STATEMENT GIVING THE DOCUMENT OR STATEMENT (WHETHER OR NOT KNOWN TO BE DEFECTIVE)
  • SECTION 1021F OFFENCE OF REGULATED PERSON (OTHER THAN PREPARER) GIVING DISCLOSURE DOCUMENT OR STATEMENT KNOWING IT TO BE DEFECTIVE
  • SECTION 1021FA PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO COMMUNICATION OF INFORMATION
  • SECTION 1021FB PARAGRAPH 1012G(3)(a) OBLIGATION - OFFENCES RELATING TO INFORMATION PROVIDED BY PRODUCT ISSUER FOR COMMUNICATION BY ANOTHER PERSON
  • SECTION 1021G FINANCIAL SERVICES LICENSEE FAILING TO ENSURE AUTHORISED REPRESENTATIVE GIVES ETC. DISCLOSURE DOCUMENTS OR STATEMENTS AS REQUIRED
  • SECTION 1021H OFFENCES IF A PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS) DOES NOT COMPLY WITH CERTAIN REQUIREMENTS
  • SECTION 1021I OFFENCE OF GIVING DISCLOSURE DOCUMENT OR STATEMENT THAT HAS NOT BEEN PREPARED BY THE APPROPRIATE PERSON
  • SECTION 1021J OFFENCES IF PREPARER ETC. OF DISCLOSURE DOCUMENT OR STATEMENT BECOMES AWARE THAT IT IS DEFECTIVE
  • SECTION 1021K OFFENCE OF UNAUTHORISED ALTERATION OF PRODUCT DISCLOSURE STATEMENT (OR SUPPLEMENTARY PDS)
  • SECTION 1021L OFFENCES OF GIVING, OR FAILING TO WITHDRAW, CONSENT TO INCLUSION OF DEFECTIVE STATEMENT
  • SECTION 1021M OFFENCES RELATING TO KEEPING AND PROVIDING COPIES OF PRODUCT DISCLOSURE STATEMENTS (OR SUPPLEMENTARY PDSs)
  • SECTION 1021N OFFENCE OF FAILING TO PROVIDE ADDITIONAL INFORMATION REQUESTED UNDER SECTION 1017A
  • SECTION 1021NA OFFENCES RELATING TO OBLIGATION TO MAKE PRODUCT DASHBOARD PUBLICLY AVAILABLE
  • SECTION 1021NB OFFENCES RELATING TO OBLIGATION TO MAKE SUPERANNUATION INVESTMENT INFORMATION PUBLICLY AVAILABLE
  • SECTION 1021NC OFFENCES RELATING TO OBLIGATIONS UNDER SECTIONS 1017BC, 1017BD AND 1017BE
  • SECTION 1021O OFFENCES OF ISSUER OR SELLER OF FINANCIAL PRODUCT FAILING TO PAY MONEY INTO AN ACCOUNT AS REQUIRED
  • SECTION 1021P OFFENCES RELATING TO OFFERS TO WHICH DIVISION 5A APPLIES
  • SECTION 1022A DEFINITIONS
  • SECTION 1022B CIVIL ACTION FOR LOSS OR DAMAGE
  • SECTION 1022C ADDITIONAL POWERS OF COURT TO MAKE ORDERS
  • SECTION 1023A
    to
    SECTION 1023R
  • SECTION 1023A OBJECT
  • SECTION 1023B DEFINITIONS
  • SECTION 1023C APPLICATION OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023D ASIC MAY MAKE PRODUCT INTERVENTION ORDERS
  • SECTION 1023E SIGNIFICANT DETRIMENT TO RETAIL CLIENTS
  • SECTION 1023F ASIC TO CONSULT BEFORE MAKING PRODUCT INTERVENTION ORDERS
  • SECTION 1023G COMMENCEMENT AND DURATION OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023H EXTENSION OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023J AMENDMENT OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023K REVOCATION OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023L ASIC TO ISSUE PUBLIC NOTICE OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023M REMAKING PRODUCT INTERVENTION ORDERS
  • SECTION 1023N PRODUCT INTERVENTION ORDERS MAY REQUIRE NOTIFICATION
  • SECTION 1023P ENFORCEMENT OF PRODUCT INTERVENTION ORDERS
  • SECTION 1023Q CIVIL LIABILITY
  • SECTION 1023R ADDITIONAL POWERS OF COURT TO MAKE ORDERS
  • SECTION 1040A
    to
    SECTION 1045A
  • SECTION 1040A CONTENT OF PART
  • SECTION 1040B TREAT CERTAIN INSTRUMENTS AS IF THEY WERE FINANCIAL PRODUCTS AND DIVISION 3 FINANCIAL PRODUCTS
  • SECTION 1041A MARKET MANIPULATION
  • SECTION 1041B FALSE TRADING AND MARKET RIGGING - CREATING A FALSE OR MISLEADING APPEARANCE OF ACTIVE TRADING ETC.
  • SECTION 1041C FALSE TRADING AND MARKET RIGGING - ARTIFICIALLY MAINTAINING ETC. TRADING PRICE
  • SECTION 1041D DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS
  • SECTION 1041E FALSE OR MISLEADING STATEMENTS
  • SECTION 1041F INDUCING PERSONS TO DEAL
  • SECTION 1041G DISHONEST CONDUCT
  • SECTION 1041H MISLEADING OR DECEPTIVE CONDUCT (CIVIL LIABILITY ONLY)
  • SECTION 1041I CIVIL ACTION FOR LOSS OR DAMAGE FOR CONTRAVENTION OF SECTIONS 1041E TO 1041H
  • SECTION 1041J SECTIONS OF THIS DIVISION HAVE EFFECT INDEPENDENTLY OF EACH OTHER
  • SECTION 1041K DIVISION APPLIES TO CERTAIN CONDUCT TO THE EXCLUSION OF STATE FAIR TRADING ACTS PROVISIONS
  • SECTION 1041L APPLICATION OF DIVISION
  • SECTION 1041M CERTAIN CONCURRENT WRONGDOERS NOT TO HAVE BENEFIT OF APPORTIONMENT
  • SECTION 1041N PROPORTIONATE LIABILITY FOR APPORTIONABLE CLAIMS
  • SECTION 1041O DEFENDANT TO NOTIFY PLAINTIFF OF CONCURRENT WRONGDOER OF WHOM DEFENDANT AWARE
  • SECTION 1041P CONTRIBUTION NOT RECOVERABLE FROM DEFENDANT
  • SECTION 1041Q SUBSEQUENT ACTIONS
  • SECTION 1041R JOINING NON-PARTY CONCURRENT WRONGDOER IN THE ACTION
  • SECTION 1041S APPLICATION OF DIVISION
  • SECTION 1042A DEFINITIONS
  • SECTION 1042B APPLICATION OF DIVISION
  • SECTION 1042C WHEN INFORMATION IS GENERALLY AVAILABLE
  • SECTION 1042D WHEN A REASONABLE PERSON WOULD TAKE INFORMATION TO HAVE A MATERIAL EFFECT ON PRICE OR VALUE OF DIVISION 3 FINANCIAL PRODUCTS
  • SECTION 1042E DIVISION 3 FINANCIAL PRODUCTS TAKEN TO BE ABLE TO BE TRADED DESPITE SUSPENSIONS OR SECTION 794D DIRECTIONS
  • SECTION 1042F INCITING, INDUCING OR ENCOURAGING AN ACT OR OMISSION CONSTITUTES PROCURING THE OMISSION
  • SECTION 1042G INFORMATION IN POSSESSION OF OFFICER OF BODY CORPORATE
  • SECTION 1042H INFORMATION IN POSSESSION OF PARTNER OR EMPLOYEE OF PARTNERSHIP
  • SECTION 1043A PROHIBITED CONDUCT BY PERSON IN POSSESSION OF INSIDE INFORMATION
  • SECTION 1043B EXCEPTION FOR WITHDRAWAL FROM REGISTERED SCHEME OR NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1043C EXCEPTION FOR UNDERWRITERS
  • SECTION 1043D EXCEPTION FOR ACQUISITION PURSUANT TO LEGAL REQUIREMENT
  • SECTION 1043E EXCEPTION FOR INFORMATION COMMUNICATED PURSUANT TO A LEGAL REQUIREMENT
  • SECTION 1043F CHINESE WALL ARRANGEMENTS BY BODIES CORPORATE
  • SECTION 1043G CHINESE WALL ARRANGEMENTS BY PARTNERSHIPS ETC.
  • SECTION 1043H EXCEPTION FOR KNOWLEDGE OF PERSON'S OWN INTENTIONS OR ACTIVITIES
  • SECTION 1043I EXCEPTION FOR BODIES CORPORATE
  • SECTION 1043J EXCEPTION FOR OFFICERS OR AGENTS OF BODY CORPORATE
  • SECTION 1043K TRANSACTIONS BY HOLDER OF FINANCIAL SERVICES LICENCE OR A REPRESENTATIVE OF THE HOLDER OF SUCH A LICENCE
  • SECTION 1043L A SPECIFIC SITUATION IN WHICH A COMPENSATION ORDER UNDER SECTION 1317HA MAY BE MADE
  • SECTION 1043M DEFENCES TO PROSECUTION FOR AN OFFENCE
  • SECTION 1043N RELIEF FROM CIVIL LIABILITY
  • SECTION 1043O POWERS OF COURT
  • SECTION 1044A GENERAL DEFENCE OR RELIEF FOR PUBLISHERS
  • SECTION 1044B LIMIT ON LIABILITY FOR MISLEADING OR DECEPTIVE CONDUCT
  • SECTION 1045A EXEMPTIONS AND MODIFICATIONS BY REGULATIONS
  • SECTION 1050
    to
    SECTION 1058
  • SECTION 1050 MINISTER MAY AUTHORISE AN EXTERNAL DISPUTE RESOLUTION SCHEME
  • SECTION 1051 MANDATORY REQUIREMENTS
  • SECTION 1051A GENERAL CONSIDERATIONS
  • SECTION 1052 OBLIGATION TO COMPLY WITH MANDATORY REQUIREMENTS
  • SECTION 1052A ASIC MAY ISSUE REGULATORY REQUIREMENTS
  • SECTION 1052B DIRECTIONS TO INCREASE LIMITS ON THE VALUE OF CLAIMS
  • SECTION 1052BA DIRECTIONS TO ENSURE SUFFICIENT FINANCING
  • SECTION 1052C GENERAL DIRECTIONS TO AFCA
  • SECTION 1052D APPROVAL OF MATERIAL CHANGES TO THE AFCA SCHEME
  • SECTION 1052E REFERRING MATTERS TO APPROPRIATE AUTHORITIES
  • SECTION 1053 WHEN COMPLAINTS RELATING TO SUPERANNUATION CAN BE MADE UNDER THE AFCA SCHEME
  • SECTION 1053A PERSONS TAKEN TO BE MEMBERS OF REGULATED SUPERANNUATION FUNDS AND APPROVED DEPOSIT FUNDS AND HOLDERS OF RSAs
  • SECTION 1054 POWER TO JOIN OTHER PARTIES TO SUPERANNUATION COMPLAINT
  • SECTION 1054A POWER TO OBTAIN INFORMATION AND DOCUMENTS
  • SECTION 1054B POWER TO REQUIRE ATTENDANCE AT CONCILIATION CONFERENCES
  • SECTION 1054BA POWER TO GIVE DIRECTIONS
  • SECTION 1054C REFERENCE OF QUESTIONS OF LAW TO FEDERAL COURT
  • SECTION 1055 MAKING A DETERMINATION
  • SECTION 1055A AFCA TO GIVE REASONS
  • SECTION 1055B OPERATION OF DETERMINATION OF SUPERANNUATION COMPLAINT
  • SECTION 1055C EVIDENCE OF DETERMINATION OF SUPERANNUATION COMPLAINT
  • SECTION 1055D COMPLIANCE WITH DETERMINATIONS UNDER THE AFCA SCHEME
  • SECTION 1056 WHEN SUPERANNUATION COMPLAINT CANNOT BE MADE IN RELATION TO DECISION ABOUT THE PAYMENT OF DEATH BENEFIT
  • SECTION 1056A JOINING PERSONS TO COMPLAINTS RELATING TO DEATH BENEFIT DECISIONS
  • SECTION 1057 APPEALS TO THE FEDERAL COURT FROM DETERMINATION OF SUPERANNUATION COMPLAINT
  • SECTION 1057A OPERATION AND IMPLEMENTATION OF DETERMINATION THAT IS SUBJECT TO APPEAL
  • SECTION 1057B SENDING OF DOCUMENTS TO, AND DISCLOSURE OF DOCUMENTS BY, THE FEDERAL COURT
  • SECTION 1058 SECRECY
  • SECTION 1070A
    to
    SECTION 1075A
  • SECTION 1070A NATURE OF SHARES AND CERTAIN OTHER INTERESTS IN A COMPANY OR REGISTERED SCHEME
  • SECTION 1070B NUMBERING OF SHARES
  • SECTION 1070C MATTERS TO BE SPECIFIED IN SHARE CERTIFICATE
  • SECTION 1070D LOSS OR DESTRUCTION OF TITLE DOCUMENTS FOR CERTAIN SECURITIES
  • SECTION 1071A APPLICATION OF THE SUBDIVISION TO CERTAIN SECURITIES
  • SECTION 1071B INSTRUMENT OF TRANSFER
  • SECTION 1071C OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.
  • SECTION 1071D REGISTRATION OF TRANSFER AT REQUEST OF TRANSFEROR
  • SECTION 1071E NOTICE OF REFUSAL TO REGISTER TRANSFER
  • SECTION 1071F REMEDY FOR REFUSAL TO REGISTER TRANSFER OR TRANSMISSION
  • SECTION 1071G CERTIFICATION OF TRANSFERS
  • SECTION 1071H DUTIES OF COMPANY WITH RESPECT TO ISSUE OF CERTIFICATES
  • SECTION 1072A TRANSMISSION OF SHARES ON DEATH (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 1072B TRANSMISSION OF SHARES ON BANKRUPTCY (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 1072C RIGHTS OF TRUSTEE OF ESTATE OF BANKRUPT SHAREHOLDER
  • SECTION 1072D TRANSMISSION OF SHARES ON MENTAL INCAPACITY (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 1072E TRUSTEE ETC. MAY BE REGISTERED AS OWNER OF SHARES
  • SECTION 1072F REGISTRATION OF TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 1072G ADDITIONAL GENERAL DISCRETION FOR DIRECTORS OF PROPRIETARY COMPANIES TO REFUSE TO REGISTER TRANSFERS (REPLACEABLE RULE - SEE SECTION 135)
  • SECTION 1072H NOTICES RELATING TO NON-BENEFICIAL AND BENEFICIAL OWNERSHIP OF SHARES
  • SECTION 1073A APPLICATION OF THE DIVISION TO CERTAIN SECURITIES
  • SECTION 1073B DEFINITIONS
  • SECTION 1073C APPLICATION OF DIVISION TO CERTAIN BODIES AS IF THEY WERE COMPANIES
  • SECTION 1073D REGULATIONS MAY GOVERN TRANSFER OF CERTAIN SECURITIES
  • SECTION 1073E ASIC MAY EXTEND REGULATIONS TO SECURITIES NOT OTHERWISE COVERED
  • SECTION 1073F OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES
  • SECTION 1074A FINANCIAL PRODUCTS TO WHICH THIS DIVISION APPLIES
  • SECTION 1074B DEFINITIONS
  • SECTION 1074C OPERATING RULES OF PRESCRIBED CS FACILITY MAY DEAL WITH TRANSFER OF TITLE
  • SECTION 1074D VALID AND EFFECTIVE TRANSFER IF OPERATING RULES COMPLIED WITH
  • SECTION 1074E REGULATIONS MAY GOVERN TRANSFER OF FINANCIAL PRODUCTS IN ACCORDANCE WITH OPERATING RULES OF PRESCRIBED CS FACILITY
  • SECTION 1074F ISSUER PROTECTED FROM CIVIL LIABILITY FOR PERSON'S CONTRAVENTION OF PRESCRIBED CS FACILITY'S CERTIFICATE CANCELLATION RULES
  • SECTION 1074G OPERATION OF THIS DIVISION AND REGULATIONS MADE FOR ITS PURPOSES
  • SECTION 1075A ASIC'S POWER TO EXEMPT AND MODIFY
  • SECTION 1100A
    to
    SECTION 1101J
  • SECTION 1100A QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO ASIC
  • SECTION 1100B QUALIFIED PRIVILEGE FOR THE CONDUCT OF MARKET LICENSEES AND CS FACILITY LICENSEES
  • SECTION 1100C QUALIFIED PRIVILEGE FOR INFORMATION GIVEN TO MARKET LICENSEES AND CS FACILITY LICENSEES ETC.
  • SECTION 1100D EXTENSION OF PROTECTIONS GIVEN BY THIS DIVISION
  • SECTION 1101A APPROVED CODES OF CONDUCT
  • SECTION 1101B POWER OF COURT TO MAKE CERTAIN ORDERS
  • SECTION 1101C PRESERVATION AND DISPOSAL OF RECORDS ETC.
  • SECTION 1101D DESTRUCTION OF RECORDS BY ASIC
  • SECTION 1101E CONCEALING ETC. OF BOOKS
  • SECTION 1101F FALSIFICATION OF RECORDS
  • SECTION 1101G PRECAUTIONS AGAINST FALSIFICATION OF RECORDS
  • SECTION 1101GA HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.
  • SECTION 1101H CONTRAVENTION OF CHAPTER DOES NOT GENERALLY AFFECT VALIDITY OF TRANSACTIONS ETC.
  • SECTION 1101I GAMING AND WAGERING LAWS DO NOT AFFECT VALIDITY OF CONTRACTS RELATING TO FINANCIAL PRODUCTS
  • SECTION 1101J DELEGATION
  • SECTION 1200A DEFINITIONS
  • SECTION 1200B
    to
    SECTION 1200R
  • SECTION 1200B WHEN AN OFFER IS A RECOGNISED OFFER
  • SECTION 1200C CONDITIONS THAT MUST BE MET TO BE A RECOGNISED OFFER
  • SECTION 1200D REQUIRED DOCUMENTS AND INFORMATION
  • SECTION 1200E WARNING STATEMENT
  • SECTION 1200F EFFECT OF A RECOGNISED OFFER
  • SECTION 1200G OFFERING CONDITIONS
  • SECTION 1200H ADDRESS FOR SERVICE CONDITION
  • SECTION 1200J DISPUTE RESOLUTION CONDITION
  • SECTION 1200K ADDITIONAL OPERATION OF SECTION 675 (CONTINUOUS DISCLOSURE)
  • SECTION 1200L PRE-OFFER ADVERTISING
  • SECTION 1200M MODIFICATION BY THE REGULATIONS
  • SECTION 1200N STOP ORDERS
  • SECTION 1200P BAN ON MAKING SUBSEQUENT RECOGNISED OFFERS
  • SECTION 1200Q OFFENCE OF BREACHING AN ONGOING CONDITION
  • SECTION 1200R SERVICE OF DOCUMENTS
  • SECTION 1200S
    to
    SECTION 1200U
  • SECTION 1200S NOTICE TO ASIC
  • SECTION 1200T EXTENSION OF THIS ACT TO RECOGNISED JURISDICTIONS
  • SECTION 1200U ASIC STOP ORDER FOR ADVERTISING IN A RECOGNISED JURISDICTION
  • SECTION 1210
    to
    SECTION 1210B
  • SECTION 1210 DEFINITIONS
  • SECTION 1210A LIST OF PARTICIPATING ECONOMIES
  • SECTION 1210B MINISTER MAY DETERMINE THAT FUNDS NOT TO OFFER INTERESTS IN THIS JURISDICTION
  • SECTION 1211
    to
    SECTION 1211B
  • SECTION 1211 MINISTER MAY MAKE PASSPORT RULES FOR THIS JURISDICTION
  • SECTION 1211A DEFINITION OF PASSPORT RULES
  • SECTION 1211B COMPLIANCE WITH THE PASSPORT RULES
  • SECTION 1212
    to
    SECTION 1212C
  • SECTION 1212 APPLICATION FOR REGISTRATION
  • SECTION 1212A REGISTRATION OF REGISTERED SCHEME AS A PASSPORT FUND
  • SECTION 1212B ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR APFRN
  • SECTION 1212C NOTIFYING ASIC IF OFFERING INTERESTS IN ANOTHER PARTICIPATING ECONOMY IN ANOTHER NAME
  • SECTION 1213
    to
    SECTION 1213Q
  • SECTION 1213 NOTICE OF INTENTION TO OFFER INTERESTS IN A FOREIGN PASSPORT FUND
  • SECTION 1213A ASIC MAY NOTIFY OPERATOR THAT NOTICE OF INTENTION LACKS INFORMATION REQUIRED
  • SECTION 1213B REJECTING A NOTICE OF INTENTION
  • SECTION 1213C NOTIFIED FOREIGN PASSPORT FUNDS - AUTHORITY TO OFFER INTERESTS IN THIS JURISDICTION
  • SECTION 1213D DEFINITION OF CONSIDERATION PERIOD
  • SECTION 1213E NOTIFIED FOREIGN PASSPORT FUNDS TO BE TREATED AS MANAGED INVESTMENT SCHEMES
  • SECTION 1213F OPERATORS AND NOTIFIED FOREIGN PASSPORT FUNDS NOT TO BE TREATED AS COMPANIES ETC.
  • SECTION 1213G OFFENCES RELATING TO THE OPERATION OF NOTIFIED FOREIGN PASSPORT FUNDS
  • SECTION 1213H NOTIFIED FOREIGN PASSPORT FUNDS MUST NOT ISSUE DEBENTURES IN THIS JURISDICTION
  • SECTION 1213J CONSTITUTION - RIGHT TO OBTAIN A COPY
  • SECTION 1213K REGISTER OF MEMBERS - RIGHT TO OBTAIN A COPY
  • SECTION 1213L USE OF INFORMATION ON REGISTER OF MEMBERS
  • SECTION 1213M REPORTS REQUIRED UNDER THE LAW OF THE HOME ECONOMY
  • SECTION 1213N ORDER FOR COPIES OF BOOKS OF A NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1213P REGISTER OF MEMBERS - ASIC MAY REQUIRE LODGMENT
  • SECTION 1213Q DESTRUCTION OF RECORDS BY ASIC
  • SECTION 1214 REGISTER OF PASSPORT FUNDS
  • SECTION 1215
    to
    SECTION 1215D
  • SECTION 1215 STOP ORDER - AUSTRALIAN PASSPORT FUNDS
  • SECTION 1215A STOP ORDER - NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1215B INTERIM STOP ORDERS
  • SECTION 1215C REVOCATION OF STOP ORDER MADE UNDER SECTION 1215 OR 1215A
  • SECTION 1215D COMPLIANCE WITH STOP ORDERS
  • SECTION 1216
    to
    SECTION 1216L
  • SECTION 1216 APPLICATION TO DEREGISTER
  • SECTION 1216A ASIC TO DEREGISTER
  • SECTION 1216B WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME AN AUSTRALIAN PASSPORT FUND?
  • SECTION 1216C DEREGISTRATION - INITIATED BY ASIC
  • SECTION 1216D PROCESS FOR DEREGISTRATION
  • SECTION 1216E APPLICATION TO BE REMOVED AS A NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1216F ASIC TO REMOVE FUND AS A NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1216G WHEN IS THERE AN EXPECTATION THAT A FUND WOULD BECOME A NOTIFIED FOREIGN PASSPORT FUND?
  • SECTION 1216H ASIC TO REMOVE A FUND AS A NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1216J PROCESS FOR REMOVAL AS A NOTIFIED FOREIGN PASSPORT FUND
  • SECTION 1216K ASIC ' S POWER TO CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION
  • SECTION 1216L REGULATIONS MAY CONTINUE THE APPLICATION OF THE CORPORATIONS LEGISLATION
  • SECTION 1217
    to
    SECTION 1217B
  • SECTION 1217 ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THIS CHAPTER
  • SECTION 1217A ASIC ' S POWER TO MAKE EXEMPTIONS AND DECLARE MODIFICATIONS ETC. IN RELATION TO THE PASSPORT RULES
  • SECTION 1217B EXEMPTIONS AND MODIFICATION BY REGULATIONS
  • SECTION 1274
    to
    SECTION 1275
  • SECTION 1274 REGISTERS
  • SECTION 1274AA REGISTER OF DISQUALIFIED COMPANY DIRECTORS AND OTHER OFFICERS
  • SECTION 1274A OBTAINING INFORMATION FROM CERTAIN REGISTERS
  • SECTION 1274B USE, IN COURT PROCEEDINGS, OF INFORMATION FROM ASIC'S NATIONAL DATABASE
  • SECTION 1274C ASIC CERTIFICATE
  • SECTION 1275 RELODGING OF LOST REGISTERED DOCUMENTS
  • SECTION 1276
    to
    SECTION 1298Q
  • SECTION 1276 DEFINITIONS
  • SECTION 1279 APPLICATION FOR REGISTRATION AS AUDITOR
  • SECTION 1280 REGISTRATION OF AUDITORS
  • SECTION 1280A APPROVAL OF AUDITING COMPETENCY STANDARD
  • SECTION 1281 AUDITOR-GENERAL TAKEN TO BE REGISTERED AS AUDITOR
  • SECTION 1282 REGISTRATION OF LIQUIDATORS
  • SECTION 1283 REGISTRATION OF OFFICIAL LIQUIDATORS
  • SECTION 1284 INSURANCE TO BE MAINTAINED BY LIQUIDATORS
  • SECTION 1285 REGISTER OF AUDITORS
  • SECTION 1286 REGISTERS OF LIQUIDATORS AND OFFICIAL LIQUIDATORS
  • SECTION 1287 NOTIFICATION OF CERTAIN MATTERS
  • SECTION 1287A ANNUAL STATEMENTS BY REGISTERED COMPANY AUDITORS
  • SECTION 1288 ANNUAL STATEMENTS BY REGISTERED LIQUIDATORS
  • SECTION 1289 AUDITORS AND OTHER PERSONS TO ENJOY QUALIFIED PRIVILEGE IN CERTAIN CIRCUMSTANCES
  • SECTION 1289A ASIC MAY IMPOSE CONDITIONS ON REGISTRATION
  • SECTION 1290 CANCELLATION AT REQUEST OF REGISTERED PERSON
  • SECTION 1291 IMMEDIATE SUSPENSION OR CANCELLATION
  • SECTION 1291A NOTICE OF SUSPENSION OR CANCELLATION
  • SECTION 1291B ASIC MAY VARY OR REVOKE SUSPENSION
  • SECTION 1292 POWERS OF BOARD IN RELATION TO AUDITORS
  • SECTION 1294 BOARD TO GIVE OPPORTUNITY FOR HEARING ETC.
  • SECTION 1294A PRE-HEARING CONFERENCE
  • SECTION 1295 BOARD MAY REMOVE SUSPENSION
  • SECTION 1296 NOTICE OF BOARD'S DECISION
  • SECTION 1297 TIME WHEN BOARD'S DECISION COMES INTO EFFECT
  • SECTION 1298 EFFECT OF SUSPENSION
  • SECTION 1298A TRANSFER OF BOOKS
  • SECTION 1298P VALIDATION OF APPROVAL OF AUDITING COMPETENCY STANDARD
  • SECTION 1298Q COMPENSATION FOR ACQUISITION OF PROPERTY
  • SECTION 1299A
    to
    SECTION 1299M
  • SECTION 1299A APPLICATION FOR REGISTRATION AS AUTHORISED AUDIT COMPANY
  • SECTION 1299B ELIGIBILITY FOR REGISTRATION AS AN AUTHORISED AUDIT COMPANY
  • SECTION 1299C REGISTRATION AS AUTHORISED AUDIT COMPANY
  • SECTION 1299D REGISTRATION MAY BE SUBJECT TO CONDITIONS
  • SECTION 1299E REGISTER OF AUTHORISED AUDIT COMPANIES
  • SECTION 1299F NOTIFICATION OF CERTAIN MATTERS
  • SECTION 1299G ANNUAL STATEMENTS BY AUTHORISED AUDIT COMPANY
  • SECTION 1299H CANCELLATION AT REQUEST OF REGISTERED PERSON
  • SECTION 1299I CANCELLATION OR SUSPENSION IN OTHER CASES
  • SECTION 1299J NOTICE OF CANCELLATION OR SUSPENSION
  • SECTION 1299K TIME WHEN ASIC'S DECISION COMES INTO EFFECT
  • SECTION 1299L EFFECT OF SUSPENSION
  • SECTION 1299M EFFECT OF CANCELLATION
  • SECTION 1300
    to
    SECTION 1307
  • SECTION 1300 INSPECTION OF BOOKS
  • SECTION 1301 LOCATION OF BOOKS ON COMPUTERS
  • SECTION 1302 LOCATION OF REGISTERS
  • SECTION 1303 COURT MAY COMPEL COMPLIANCE
  • SECTION 1304 TRANSLATIONS OF INSTRUMENTS
  • SECTION 1305 ADMISSIBILITY OF BOOKS IN EVIDENCE
  • SECTION 1306 FORM AND EVIDENTIARY VALUE OF BOOKS
  • SECTION 1307 FALSIFICATION OF BOOKS
  • SECTION 1308A
    to
    SECTION 1317
  • SECTION 1308A APPLICATION OF CRIMINAL CODE
  • SECTION 1308 FALSE OR MISLEADING STATEMENTS
  • SECTION 1309 FALSE INFORMATION ETC.
  • SECTION 1310 OBSTRUCTING OR HINDERING ASIC ETC.
  • SECTION 1311 GENERAL PENALTY PROVISIONS
  • SECTION 1311A PENALTY FOR COMMITTING AN OFFENCE
  • SECTION 1311B PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY AN INDIVIDUAL
  • SECTION 1311C PENALTY APPLICABLE TO AN OFFENCE COMMITTED BY A BODY CORPORATE
  • SECTION 1311D MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED BECAUSE OF AN OFFENCE
  • SECTION 1311E WHERE IS THE PENALTY FOR AN OFFENCE SPECIFIED?
  • SECTION 1311F IF NO PENALTY IS SPECIFIED
  • SECTION 1312 PENALTIES FOR BODIES CORPORATE
  • SECTION 1313 PENALTY NOTICES
  • SECTION 1313A OFFENCES COMMITTED PARTLY IN AND PARTLY OUT OF THE JURISDICTION
  • SECTION 1314 CONTINUING OFFENCES
  • SECTION 1315 PROCEEDINGS: HOW TAKEN
  • SECTION 1316 TIME FOR INSTITUTING CRIMINAL PROCEEDINGS
  • SECTION 1316A PRIVILEGE AGAINST SELF-INCRIMINATION NOT AVAILABLE TO BODIES CORPORATE IN CORPORATIONS ACT CRIMINAL PROCEEDINGS
  • SECTION 1317 CERTAIN PERSONS TO ASSIST IN PROSECUTIONS
  • SECTION 1317AA
    to
    SECTION 1317AK
  • SECTION 1317AA DISCLOSURES QUALIFYING FOR PROTECTION UNDER THIS PART
  • SECTION 1317AAA ELIGIBLE WHISTLEBLOWERS
  • SECTION 1317AAB REGULATED ENTITIES
  • SECTION 1317AAC ELIGIBLE RECIPIENTS
  • SECTION 1317AAD PUBLIC INTEREST DISCLOSURE AND EMERGENCY DISCLOSURE
  • SECTION 1317AADA PERSONAL WORK-RELATED GRIEVANCES
  • SECTION 1317AAE CONFIDENTIALITY OF WHISTLEBLOWER ' S IDENTITY
  • SECTION 1317AB DISCLOSURE THAT QUALIFIES FOR PROTECTION NOT ACTIONABLE ETC.
  • SECTION 1317AC VICTIMISATION PROHIBITED
  • SECTION 1317AD COMPENSATION AND OTHER REMEDIES - CIRCUMSTANCES IN WHICH AN ORDER MAY BE MADE
  • SECTION 1317ADA DETRIMENT
  • SECTION 1317AE COMPENSATION AND OTHER REMEDIES - ORDERS THAT MAY BE MADE
  • SECTION 1317AF INTERACTION BETWEEN CIVIL PROCEEDINGS, CIVIL PENALTIES AND CRIMINAL OFFENCES
  • SECTION 1317AG IDENTIFYING INFORMATION NOT TO BE DISCLOSED ETC. TO COURTS OR TRIBUNALS
  • SECTION 1317AH COSTS ONLY IF PROCEEDINGS INSTITUTED VEXATIOUSLY ETC.
  • SECTION 1317AI WHISTLEBLOWER POLICIES
  • SECTION 1317AJ EXEMPTION ORDERS - CLASS ORDERS FOR COMPANIES
  • SECTION 1317AK REVIEW OF OPERATION OF WHISTLEBLOWER PROTECTIONS
  • SECTION 1317A
    to
    SECTION 1317D
  • SECTION 1317A DEFINITIONS
  • SECTION 1317B APPLICATIONS FOR REVIEW
  • SECTION 1317C EXCLUDED DECISIONS
  • SECTION 1317D NOTICE OF REVIEWABLE DECISION AND REVIEW RIGHTS
  • SECTION 1317DAA
    to
    SECTION 1317DAJ
  • SECTION 1317DAA DEFINITIONS
  • SECTION 1317DAB PURPOSE AND EFFECT OF THIS PART
  • SECTION 1317DAC ISSUE OF INFRINGEMENT NOTICE
  • SECTION 1317DAD STATEMENT OF REASONS MUST BE GIVEN
  • SECTION 1317DAE MATTERS TO BE INCLUDED IN INFRINGEMENT NOTICE
  • SECTION 1317DAF EFFECT OF ISSUE AND COMPLIANCE WITH INFRINGEMENT NOTICE
  • SECTION 1317DAG EFFECT OF FAILURE TO COMPLY WITH INFRINGEMENT NOTICE
  • SECTION 1317DAH COMPLIANCE PERIOD FOR INFRINGEMENT NOTICE
  • SECTION 1317DAI WITHDRAWAL OF INFRINGEMENT NOTICE
  • SECTION 1317DAJ PUBLICATION IN RELATION TO INFRINGEMENT NOTICES
  • SECTION 1317DAM
    to
    SECTION 1317DAV
  • SECTION 1317DAM WHEN AN INFRINGEMENT NOTICE MAY BE GIVEN
  • SECTION 1317DAN PROVISIONS SUBJECT TO AN INFRINGEMENT NOTICE
  • SECTION 1317DAP MATTERS TO BE INCLUDED IN AN INFRINGEMENT NOTICE
  • SECTION 1317DAQ PAYMENT PERIOD
  • SECTION 1317DAR EXTENSION OF TIME TO PAY AMOUNT
  • SECTION 1317DAS PAYMENT BY INSTALMENTS
  • SECTION 1317DAT WITHDRAWAL OF AN INFRINGEMENT NOTICE
  • SECTION 1317DAU EFFECT OF PAYMENT OF AMOUNT
  • SECTION 1317DAV EFFECT OF THIS PART
  • SECTION 1317DA
    to
    SECTION 1317S
  • SECTION 1317DA DEFINITIONS
  • SECTION 1317E DECLARATION OF CONTRAVENTION OF A CIVIL PENALTY PROVISION
  • SECTION 1317F DECLARATION OF CONTRAVENTION IS CONCLUSIVE EVIDENCE
  • SECTION 1317G PECUNIARY PENALTY ORDERS
  • SECTION 1317GAA CIVIL ENFORCEMENT OF PECUNIARY PENALTY ORDER
  • SECTION 1317GAB RELINQUISHING THE BENEFIT DERIVED AND DETRIMENT AVOIDED FROM CONTRAVENING A CIVIL PENALTY PROVISION
  • SECTION 1317GAC CIVIL ENFORCEMENT OF RELINQUISHMENT ORDER
  • SECTION 1317GAD MEANING OF BENEFIT DERIVED AND DETRIMENT AVOIDED BECAUSE OF A CONTRAVENTION OF A CIVIL PENALTY PROVISION
  • SECTION 1317GA REFUND ORDERS - CONTRAVENTION OF SECTION 962P
  • SECTION 1317H COMPENSATION ORDERS - CORPORATION/SCHEME CIVIL PENALTY PROVISIONS
  • SECTION 1317HA COMPENSATION ORDERS - FINANCIAL SERVICES CIVIL PENALTY PROVISIONS
  • SECTION 1317HB COMPENSATION ORDERS - MARKET INTEGRITY RULES AND CLIENT MONEY REPORTING RULES
  • SECTION 1317HC COMPENSATION ORDERS - FINANCIAL BENCHMARK RULES OR COMPELLED FINANCIAL BENCHMARK RULES
  • SECTION 1317HE COMPENSATION ORDERS - PASSPORT RULES
  • SECTION 1317J WHO MAY APPLY FOR A DECLARATION OR ORDER
  • SECTION 1317K TIME LIMIT FOR APPLICATION FOR A DECLARATION OR ORDER
  • SECTION 1317L CIVIL EVIDENCE AND PROCEDURE RULES FOR DECLARATIONS OF CONTRAVENTION AND CIVIL PENALTY ORDERS
  • SECTION 1317M CIVIL PROCEEDINGS AFTER CRIMINAL PROCEEDINGS
  • SECTION 1317N CRIMINAL PROCEEDINGS DURING CIVIL PROCEEDINGS
  • SECTION 1317P CRIMINAL PROCEEDINGS AFTER CIVIL PROCEEDINGS
  • SECTION 1317Q EVIDENCE GIVEN IN PROCEEDINGS FOR PENALTY NOT ADMISSIBLE IN CRIMINAL PROCEEDINGS
  • SECTION 1317QA CONTINUING CONTRAVENTIONS OF CIVIL PENALTY PROVISIONS
  • SECTION 1317QB STATE OF MIND
  • SECTION 1317QC MISTAKE OF FACT
  • SECTION 1317QD EXCEPTIONS ETC. TO CIVIL PENALTY PROVISIONS - BURDEN OF PROOF
  • SECTION 1317QE CIVIL PENALTY PROVISIONS CONTRAVENED BY EMPLOYEES, AGENTS OR OFFICERS
  • SECTION 1317QF PREFERENCE MUST BE GIVEN TO COMPENSATE PERSONS WHO SUFFER DAMAGE AS A RESULT OF CONTRAVENTION
  • SECTION 1317R ASIC REQUIRING PERSON TO ASSIST
  • SECTION 1317S RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION
  • SECTION 1318
    to
    SECTION 1327
  • SECTION 1318 POWER TO GRANT RELIEF
  • SECTION 1319 POWER OF COURT TO GIVE DIRECTIONS WITH RESPECT TO MEETINGS ORDERED BY THE COURT
  • SECTION 1321 APPEALS FROM DECISIONS OF RECEIVERS, LIQUIDATORS ETC.
  • SECTION 1322 IRREGULARITIES
  • SECTION 1323 POWER OF COURT TO PROHIBIT PAYMENT OR TRANSFER OF MONEY, FINANCIAL PRODUCTS OR OTHER PROPERTY
  • SECTION 1324 INJUNCTIONS
  • SECTION 1324A PROVISIONS RELATING TO PROSECUTIONS
  • SECTION 1324B ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS
  • SECTION 1325 OTHER ORDERS
  • SECTION 1325A ORDERS IF CONTRAVENTION OF CHAPTER 6, 6A, 6B OR 6C
  • SECTION 1325B COURT MAY ORDER BIDDER TO MAKE OFFERS
  • SECTION 1325C UNFAIR OR UNCONSCIONABLE AGREEMENTS, PAYMENTS OR BENEFITS
  • SECTION 1325D CONTRAVENTION DUE TO INADVERTENCE ETC.
  • SECTION 1325E ORDERS TO SECURE COMPLIANCE
  • SECTION 1326 EFFECT OF SECTIONS 1323, 1324 AND 1325
  • SECTION 1327 POWER OF COURT TO PUNISH FOR CONTEMPT OF COURT
  • SECTION 1330
    to
    SECTION 1336
  • SECTION 1330 ASIC'S POWER TO INTERVENE IN PROCEEDINGS
  • SECTION 1331 CIVIL PROCEEDINGS NOT TO BE STAYED
  • SECTION 1332 STANDARD OF PROOF
  • SECTION 1333 EVIDENCE OF CONTRAVENTION
  • SECTION 1335 COSTS
  • SECTION 1336 VESTING OF PROPERTY
  • SECTION 1337A
    to
    SECTION 1338C
  • SECTION 1337A OPERATION OF DIVISION
  • SECTION 1337B JURISDICTION OF FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS
  • SECTION 1337C JURISDICTION OF FAMILY COURT AND STATE FAMILY COURTS
  • SECTION 1337D JURISDICTION OF COURTS (DECISIONS TO PROSECUTE AND RELATED CRIMINAL JUSTICE PROCESS DECISIONS MADE BY COMMONWEALTH OFFICERS)
  • SECTION 1337E JURISDICTION OF LOWER COURTS
  • SECTION 1337F APPEALS
  • SECTION 1337G COURTS TO ACT IN AID OF EACH OTHER
  • SECTION 1337H TRANSFER OF PROCEEDINGS BY THE FEDERAL COURT AND STATE AND TERRITORY SUPREME COURTS
  • SECTION 1337J TRANSFER OF PROCEEDINGS BY FAMILY COURT AND STATE FAMILY COURTS
  • SECTION 1337K TRANSFER OF PROCEEDINGS IN LOWER COURTS
  • SECTION 1337L FURTHER MATTERS FOR A COURT TO CONSIDER WHEN DECIDING WHETHER TO TRANSFER A PROCEEDING
  • SECTION 1337M TRANSFER MAY BE MADE AT ANY STAGE
  • SECTION 1337N TRANSFER OF DOCUMENTS
  • SECTION 1337P CONDUCT OF PROCEEDINGS
  • SECTION 1337Q RIGHTS OF APPEARANCE
  • SECTION 1337R LIMITATION ON APPEALS
  • SECTION 1337S RULES OF THE FEDERAL COURT
  • SECTION 1337T RULES OF THE SUPREME COURT
  • SECTION 1337U RULES OF THE FAMILY COURT
  • SECTION 1338A OPERATION OF DIVISION
  • SECTION 1338B JURISDICTION OF COURTS
  • SECTION 1338C LAWS TO BE APPLIED
  • SECTION 1339
    to
    SECTION 1343A
  • SECTION 1339 ASIC TO DEAL WITH UNCLAIMED PROPERTY
  • SECTION 1340 NO LIABILITY TO PAY CALLS ON SHARES ETC.
  • SECTION 1341 ENTITLEMENT TO UNCLAIMED PROPERTY
  • SECTION 1342 COMMONWEALTH OR ASIC NOT LIABLE FOR LOSS OR DAMAGE
  • SECTION 1343 DISPOSAL OF SECURITIES IF WHEREABOUTS OF HOLDER UNKNOWN
  • SECTION 1343A DISPOSAL OF INTERESTS IN REGISTERED SCHEME IF WHEREABOUTS OF MEMBER UNKNOWN
  • SECTION 1344
    to
    SECTION 1350
  • SECTION 1344 USE OF ABN
  • SECTION 1345A MINISTER MAY DELEGATE PRESCRIBED FUNCTIONS AND POWERS UNDER THIS ACT
  • SECTION 1346 NON-APPLICATION OF RULE AGAINST PERPETUITIES TO CERTAIN SCHEMES
  • SECTION 1348 OPERATION OF LIFE INSURANCE ACT
  • SECTION 1349 PRIVILEGE AGAINST EXPOSURE TO PENALTY - DISQUALIFICATION ETC.
  • SECTION 1350 COMPENSATION FOR COMPULSORY ACQUISITION
  • SECTION 1351
    to
    SECTION 1362
  • SECTION 1351 FEES ARE PAYABLE TO THE COMMONWEALTH
  • SECTION 1354 LODGMENT OF DOCUMENT WITHOUT PAYMENT OF FEE
  • SECTION 1355 DOING ACT WITHOUT PAYMENT OF FEE
  • SECTION 1356 EFFECT OF SECTIONS 1354 AND 1355
  • SECTION 1359 WAIVER AND REFUND OF FEES
  • SECTION 1360 DEBTS DUE TO THE COMMONWEALTH
  • SECTION 1362 PAYMENT OF FEE DOES NOT GIVE RIGHT TO INSPECT OR SEARCH
  • SECTION 1363
    to
    SECTION 1369A
  • SECTION 1363 DEFINITIONS
  • SECTION 1364 POWER TO MAKE REGULATIONS
  • SECTION 1365 SCOPE OF PARTICULAR REGULATIONS
  • SECTION 1366 VERIFYING OR CERTIFYING DOCUMENTS
  • SECTION 1367 DOCUMENTS LODGED BY AN AGENT
  • SECTION 1367A PUBLICATION IN THE PRESCRIBED MANNER
  • SECTION 1368 EXEMPTIONS FROM CHAPTER 6D OR 7
  • SECTION 1369 PENALTY NOTICES
  • SECTION 1369A STATE TERMINATION OF REFERENCE
  • SECTION 1370
    to
    SECTION 1409
  • SECTION 1370 OBJECT OF PART
  • SECTION 1371 DEFINITIONS
  • SECTION 1372 RELATIONSHIP OF PART WITH STATE VALIDATION ACTS
  • SECTION 1373 REFERENCES TO THINGS TAKEN OR DEEMED TO BE THE CASE ETC.
  • SECTION 1374 EXISTENCE OF SEVERAL VERSIONS OF OLD CORPORATIONS LEGISLATION DOES NOT RESULT IN THIS PART OPERATING TO TAKE SAME THING TO BE DONE SEVERAL TIMES UNDER NEW CORPORATIONS LEGISLATION ETC.
  • SECTION 1375 PENALTY UNITS IN RESPECT OF PRE-COMMENCEMENT CONDUCT REMAIN AT $100
  • SECTION 1376 CEASING TO BE A REFERRING STATE DOES NOT AFFECT PREVIOUS OPERATION OF THIS PART
  • SECTION 1377 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
  • SECTION 1378 EXISTING REGISTERED COMPANIES CONTINUE TO BE REGISTERED
  • SECTION 1379 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
  • SECTION 1380 OLD CORPORATIONS REGULATIONS CONTINUE TO HAVE EFFECT
  • SECTION 1381 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
  • SECTION 1382 DEFINITIONS
  • SECTION 1383 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - PROCEEDINGS OTHER THAN FEDERAL CORPORATIONS PROCEEDINGS
  • SECTION 1384 TREATMENT OF COURT PROCEEDINGS UNDER OR RELATED TO THE OLD CORPORATIONS LEGISLATION - FEDERAL CORPORATIONS PROCEEDINGS
  • SECTION 1384A APPEALS ETC. IN RELATION TO SOME FORMER FEDERAL CORPORATIONS PROCEEDINGS
  • SECTION 1384B EFFECT OF DECISIONS AND ORDERS MADE IN FEDERAL CORPORATIONS PROCEEDINGS BEFORE COMMENCEMENT
  • SECTION 1385 REFERENCES TO PROCEEDINGS AND ORDERS IN THE NEW CORPORATIONS LEGISLATION
  • SECTION 1386 DIVISION HAS EFFECT SUBJECT TO DIVISION 7 REGULATIONS
  • SECTION 1387 CERTAIN APPLICATIONS LAPSE ON THE COMMENCEMENT
  • SECTION 1388 CARRYING OVER THE PARTNERSHIPS AND ASSOCIATIONS APPLICATION ORDER
  • SECTION 1389 EVIDENTIARY CERTIFICATES
  • SECTION 1390 PRESERVATION OF NOMINATION OF BODY CORPORATE AS SEGC
  • SECTION 1391 PRESERVATION OF IDENTIFICATION OF SATISFACTORY RECORDS