THE CORPORATIONS LAW

CCH Note: Part 13 of the Corporations Act 1989, inserted by sec 6 of No 110 of 1990, Sch 1 (effective 1 January 1991), begins as follows:

PART 13 - THE CORPORATIONS LAW
THE CORPORATIONS LAW 82
The Corporations Law is as follows:...

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1155 REGISTER OF FUTURES LICENSEES

View history reference

1155(1) [Commission to keep Register]

The Commission shall keep a Register of Futures Licensees for the purposes of this Part.

1155(2) [Register to include copy of licence etc]

The Commission shall include in the Register, in relation to each licence, a copy of:

(a) the licence; and

(b) each instrument that imposes conditions on the licence, or revokes or varies conditions of the licence, after the licence is granted.

1155(3) [Contents of Register]

The Commission shall enter in the Register, in relation to each licence:

(a) the name of the licensee;

(b) if the licensee is a body corporate - the name of each director, and of each secretary, of the licensee;

(c) the day on which the licence was granted;

(d) in relation to each business to which the licence relates:

(i) the address of the principal place of business at which the business is carried on;

(ii) the addresses of the other places (if any) at which the business is carried on; and

(iii) if the business is carried on under a name or style other than the name of the licensee - that name or style;

(e) in the case of a futures brokers licence - the name, and the address of the principal place of business, of each futures organisation of which the licensee is a member;

(f) particulars of any suspension of the licence; and

(g) such other matters (if any) as are prescribed.

View history note

1155(4) [Removal from Register]

Where a person ceases to hold a particular licence, the Commission shall remove from the Register the documents included in it, and the particulars entered in it, in relation to that licence.

1155(5) [Register may be inspected]

A person may inspect, and may make copies of, or take extracts from, the Register.

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