THE CORPORATIONS LAW

CHAPTER 8 - THE FUTURES INDUSTRY

PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY

Division 1 - Futures brokers and futures advisers

SECTION 1158   TIME FOR LODGING ANNUAL STATEMENT  

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1158(1)  [Statement to be lodged within specified period]  

A person required by section 1157 to lodge a statement shall lodge the statement:

(a)  if the licence is a futures brokers licence - within the period within which the person must lodge with the Commission a profit and loss statement and balance sheet referred to in section 1218; or

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(b)  if the licence is a futures advisers licence - within the period of 1 month immediately before the anniversary of the day on which the licence was granted;

or within that period as extended by the Commission by writing given to the person.

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1158(2)  [Transition]  

Where an extension was granted by the NCSC before the commencement of this Part under a previous law corresponding to this section and the period as extended ends after the commencement of this Part, the extension shall be deemed to have been granted by the Commission under this section.

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