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THE CORPORATIONS LAW
CHAPTER 1 - INTRODUCTORY
PART 1.1 - PRELIMINARY
SECTION 1 CITATION
SECTION 2 COMMISSION HAS GENERAL ADMINISTRATION OF THIS LAW
SECTION 3 APPLICATION TO THE CROWN
SECTION 4 EXTENSION TO EXTERNAL TERRITORIES
SECTION 5 COMMISSION HAS GENERAL ADMINISTRATION OF ACT
PART 1.2 - INTERPRETATION
Division 1 - General
SECTION 6 EFFECT OF THIS PART
SECTION 7 LOCATION OF OTHER INTERPRETATION PROVISIONS
SECTION 8 HOW TO READ REFERENCES TO PROVISIONS OF THIS LAW
SECTION 8A CORPORATIONS REGULATIONS, AND APPLICATION ORDERS, OF A JURISDICTION TREATED AS PART OF THAT JURISDICTION'S CORPORATIONS LAW
SECTION 9 DICTIONARY
Division 2 - Associates
SECTION 10 EFFECT OF DIVISION
SECTION 11 ASSOCIATES OF BODIES CORPORATE
SECTION 12 MATTERS RELATING TO VOTING SHARES
SECTION 13 REFERENCES IN CHAPTER 7
SECTION 14 REFERENCES IN CHAPTER 8
SECTION 15 GENERAL
SECTION 16 EXCLUSIONS
SECTION 17 ASSOCIATES OF COMPOSITE PERSONS
Division 3 - Carrying on business
SECTION 18 CARRYING ON BUSINESS: OTHERWISE THAN FOR PROFIT
SECTION 19 BUSINESSES OF A PARTICULAR KIND
SECTION 20 CARRYING ON A BUSINESS: ALONE OR TOGETHER WITH OTHERS
SECTION 21 CARRYING ON BUSINESS IN AUSTRALIA OR A STATE OR TERRITORY
SECTION 22 CARRYING ON BUSINESS INTERSTATE
Division 4 - Dealing in futures contracts
SECTION 23 ACQUIRING A FUTURES CONTRACT
SECTION 24 DISPOSING OF A FUTURES CONTRACT
SECTION 25 DEALING IN FUTURES CONTRACTS: GENERAL
SECTION 26 DEALING IN FUTURES CONTRACTS THROUGH INTERMEDIARIES: FIRST STEP
SECTION 27 DEALING IN FUTURES CONTRACTS THROUGH INTERMEDIARIES: SECOND AND LATER STEPS
SECTION 28 DEALING IN FUTURES CONTRACTS, THROUGH INTERMEDIARIES, ON FUTURES MARKETS
SECTION 29 OWN ACCOUNT DEALINGS AND TRANSACTIONS: FUTURES CONTRACTS
Division 5 - (Repealed)
SECTION 30 TERMINOLOGY USED IN THIS DIVISION
SECTION 31 BASIC RULES
SECTION 32 CONTROL OF BODY CORPORATE HAVING POWER IN RELATION TO A SHARE
SECTION 33 CONTROL OF PRESCRIBED PERCENTAGE OF VOTING POWER IN BODY CORPORATE HAVING POWER IN RELATION TO A SHARE
SECTION 34 DEEMED RELEVANT INTEREST IN ADVANCE OF PERFORMANCE OF AGREEMENT WHOSE PERFORMANCE WILL GIVE RISE TO A RELEVANT INTEREST
SECTION 35 CONTROL OF BODY CORPORATE HAVING A RELEVANT INTEREST BY VIRTUE OF SECTION 34
SECTION 36 MATTERS NOT AFFECTING APPLICATION OF DIVISION
SECTION 37 BODY CORPORATE MAY HAVE A RELEVANT INTEREST IN ITS OWN SHARES
SECTION 38 EXCLUSIONS: MONEY-LENDERS
SECTION 39 EXCLUSIONS: CERTAIN TRUSTEES
SECTION 40 EXCLUSIONS: INSTRUCTIONS TO SECURITIES DEALER TO DISPOSE OF SHARE
SECTION 41 EXCLUSIONS: HONORARY PROXIES
SECTION 42 EXCLUSIONS: HOLDERS OF PRESCRIBED OFFICES
SECTION 42A SHARES COVERED BY BUY-BACK AGREEMENTS
SECTION 43 PRESCRIBED EXCLUSIONS
SECTION 44 RELEVANT INTERESTS IN SECURITIES
SECTION 45 EFFECT OF DIVISION
Division 5A - Types of company
SECTION 45A PROPRIETARY COMPANIES
Division 6 - Subsidiaries and related bodies corporate
SECTION 46 WHAT IS A SUBSIDIARY
SECTION 47 CONTROL OF A BODY CORPORATE'S BOARD
SECTION 48 MATTERS TO BE DISREGARDED
SECTION 49 REFERENCES IN THIS DIVISION TO A SUBSIDIARY
SECTION 50 RELATED BODIES CORPORATE
SECTION 50AA CONTROL
Division 7 - Interpretation of other expressions
SECTION 50A ACCOUNTING PERIODS AND HALF-YEARS
SECTION 51 ACQUISITION AND DISPOSAL OF SHARES
SECTION 52 DOING ACTS
SECTION 52A SIGNING
SECTION 53 AFFAIRS OF A BODY CORPORATE
SECTION 53AAA AUDITED OR REVIEWED IN ACCORDANCE WITH THIS LAW
SECTION 53AA BUSINESS AFFAIRS OF A BODY CORPORATE
SECTION 53AB BUSINESS AFFAIRS OF A NATURAL PERSON
SECTION 53AC BUSINESS AFFAIRS OF A PARTNERSHIP
SECTION 53AD BUSINESS AFFAIRS OF A TRUST
SECTION 53A CHAPTER 6 BODY AND CHAPTER 6 COMPANY
SECTION 54 CHAPTER 8 AGREEMENTS OF THE SAME KIND
SECTION 55 CHAPTER 8 OBLIGATIONS AND RIGHTS
SECTION 56 CLASSES OF FUTURES ORGANISATION MEMBERSHIP
SECTION 57 CLASSES OF SHARES OR INTERESTS IN MANAGED INVESTMENT SCHEMES
SECTION 57A MEANING OF ``CORPORATION''
SECTION 58 CORRESPONDING LAWS AND CORRESPONDING PREVIOUS LAWS
SECTION 58A RECOGNITION OF ACTS ETC. DONE UNDER CORRESPONDING LAWS
SECTION 58AA MEANING OF ``court'' AND ``Court''
SECTION 58B DISCHARGE OF OBLIGATIONS UNDER THIS LAW
SECTION 58C DEADLINE AFTER AN ACCOUNTING PERIOD
SECTION 59 DEBENTURES AS CONSIDERATION FOR ACQUISITION OF SHARES
SECTION 60 DIRECTORS
SECTION 61 DISCRETIONARY ACCOUNTS
SECTION 62 DORMANT ENTITIES
SECTION 63 ELIGIBLE CIRCUMSTANCES
SECTION 64 ENTERING INTO A TRANSACTION IN RELATION TO SHARES OR SECURITIES
SECTION 64A ENTITIES
SECTION 64B ENTITIES CONNECTED WITH A CORPORATION
SECTION 65 ELIGIBLE MONEY MARKET DEALER
SECTION 66 EXCLUDED ISSUES, OFFERS AND INVITATIONS
SECTION 66A EXEMPT BODIES
SECTION 67 EXEMPT BROKERS AND EXEMPT FUTURES ADVISERS
SECTION 68 EXEMPT DEALERS AND EXEMPT INVESTMENT ADVISERS
SECTION 68A EXEMPT INTERESTS IN MANAGED INVESTMENT SCHEMES IN RELATION TO A JURISDICTION
SECTION 69 EXEMPT PROPRIETARY COMPANIES
SECTION 69A EXEMPT SECURITIES
SECTION 70 EXTENSION OF PERIOD FOR DOING AN ACT
SECTION 70A FINANCIAL YEARS OF BODIES, OTHER ENTITIES AND PRESCRIBED INTEREST UNDERTAKINGS
SECTION 71 FUTURES ADVICE BUSINESS
SECTION 72 FUTURES CONTRACT
SECTION 72A LAW APPLIES TO CERTAIN CHAPTER 8 AGREEMENTS AS IF THEY WERE FUTURES CONTRACTS
SECTION 73 FUTURES REPRESENTATIVES
SECTION 73A WHEN A COURT IS TAKEN TO FIND A PERSON GUILTY OF AN OFFENCE
SECTION 74 GROUP HOLDING COMPANIES
SECTION 75 INCLUSION IN OFFICIAL LIST
SECTION 76 INCORPORATED IN A JURISDICTION OR IN AUSTRALIA
SECTION 77 INVESTMENT ADVICE BUSINESS
SECTION 78 INVITATIONS, OFFERS AND FORMS OF APPLICATION
SECTION 79 INVOLVEMENT IN CONTRAVENTIONS
SECTION 80 JERVIS BAY TERRITORY TAKEN TO BE PART OF THE AUSTRALIAN CAPITAL TERRITORY
SECTION 80A REFERENCES TO MINISTERS
SECTION 81 NEW COMPANIES
SECTION 82 OFFERS AND INVITATIONS TO THE PUBLIC
SECTION 82A OFFICERS OF BODIES CORPORATE AND OTHER ENTITIES
SECTION 83 OFFICERS, AND OTHER PERSONS, IN DEFAULT
SECTION 84 OWN ACCOUNT DEALINGS AND TRANSACTIONS: SECURITIES
SECTION 85 PARTICIPATION INTERESTS
SECTION 85A PERSON ETC.
SECTION 86 POSSESSION
SECTION 87 PROPER AUTHORITY FROM FUTURES LICENSEE; INVALID FUTURES AUTHORITY
SECTION 88 PROPER AUTHORITY FROM SECURITIES LICENSEE; INVALID SECURITIES AUTHORITY
SECTION 88A PUBLIC DOCUMENT OF A BODY CORPORATE
SECTION 89 QUALIFIED PRIVILEGE
SECTION 90 RECEIVERS AND MANAGERS
SECTION 91 BEING OR BECOMING SUBJECT TO A SECTION 229 PROHIBITION, A SECTION 230 OR 599 ORDER, A SECTION 600 NOTICE OR A CIVIL PENALTY DISQUALIFICATION
SECTION 91A EFFECT OF SUCH A PROHIBITION, ORDER, NOTICE OR DISQUALIFICATION
SECTION 92 SECURITIES
SECTION 92A LAW APPLIES TO CERTAIN RELEVANT AGREEMENTS AS IF THEY WERE SECURITIES
SECTION 93 SECURITIES BUSINESS
SECTION 94 SECURITIES REPRESENTATIVES
SECTION 95 SIGNING OF CERTAIN DOCUMENTS BY BODIES CORPORATE
SECTION 95A SOLVENCY AND INSOLVENCY
SECTION 96 STATEMENT IN A PROSPECTUS
SECTION 97 STOCK MARKET NOT TO INCLUDE FUTURES MARKET
SECTION 98 TRANSFER DAYS FOR BODIES CORPORATE
SECTION 99 UNDERLYING SECURITIES
Division 8 - Miscellaneous interpretation rules
SECTION 99A ABBREVIATIONS CONTAINING FULL STOPS
SECTION 100 ADDRESS OF REGISTERED OFFICE ETC
SECTION 100A OPERATION OF CERTAIN LAWS RELATING TO INSTRUMENTS ON WHICH STAMP DUTY HAS NOT BEEN PAID
SECTION 101 AMOUNT OF STOCK REPRESENTING A NUMBER OF SHARES
SECTION 102 APPLICATIONS TO BE IN WRITING
SECTION 102A APPLICATION NOT TO BE GRANTED UNLESS APPLICATIONS ALSO MADE UNDER CORRESPONDING LAWS
SECTION 102B ``IN AUSTRALIA OR ELSEWHERE'', ``IN THIS JURISDICTION OR ELSEWHERE''
SECTION 103 EFFECT OF CERTAIN CONTRAVENTIONS OF THIS LAW
SECTION 104 EFFECT OF PROVISIONS EMPOWERING A PERSON TO REQUIRE OR PROHIBIT CONDUCT
SECTION 105 CALCULATION OF TIME
SECTION 106 PERFORMANCE OF FUNCTIONS BY COMMISSION DELEGATE
SECTION 107 HEADINGS TO CHAPTERS
SECTION 108 PARTS OF DOLLAR TO BE DISREGARDED IN DETERMINING MAJORITY IN VALUE OF CREDITORS ETC.
SECTION 109 REFERENCES TO PERSONS, THINGS AND MATTERS
SECTION 109A REFERENCE TO COMMONWEALTH ACTS
SECTION 109B REFERENCES TO AMENDED OR RE-ENACTED ACTS OF THE COMMONWEALTH, THIS JURISDICTION ETC.
SECTION 109C EVERY SECTION A SUBSTANTIVE ENACTMENT
SECTION 109D HEADINGS, SCHEDULES, MARGINAL NOTES, FOOTNOTES AND END NOTES
SECTION 109DA EXERCISE OF CERTAIN POWERS BETWEEN PASSING AND COMMENCING OF AMENDMENTS OF LAW
SECTION 109E EFFECT OF REPEAL
SECTION 109F IMPLIED REPEALS ETC.
SECTION 109G EFFECT OF EXPIRATION OF PROVISION
SECTION 109H REGARD TO BE HAD TO PURPOSE OR OBJECT OF LAW
SECTION 109J USE OF EXTRINSIC MATERIAL IN THE INTERPRETATION OF THIS LAW
SECTION 109K CHANGES TO STYLE NOT TO AFFECT MEANING
SECTION 109L EXAMPLES
SECTION 109M PARTS OF SPEECH AND GRAMMATICAL FORMS OF WORDS
SECTION 109N REFERENCES TO OFFICES AND OFFICERS
SECTION 109P REFERENCES TO COMPANIES ETC
SECTION 109Q REFERENCES TO COMMONWEALTH LAWS
SECTION 109R RULES AS TO GENDER AND NUMBER
SECTION 109S PRODUCTION OF RECORDS KEPT IN COMPUTERS ETC.
SECTION 109T CHANGE OF NAME OF BODY OR OFFICE
SECTION 109U COMPLIANCE WITH FORMS
SECTION 109V CONTENT OF STATEMENTS OF REASONS FOR DECISIONS
SECTION 109W ATTAINMENT OF PARTICULAR AGE
SECTION 109X SERVICE OF DOCUMENTS
SECTION 109Y MEANING OF SERVICE BY POST
SECTION 109Z MEASUREMENT OF DISTANCE
SECTION 109ZA EXPRESSIONS OF TIME
SECTION 109ZB EXERCISE OF POWERS AND DUTIES
SECTION 109ZBA POWER TO MAKE INSTRUMENTS ETC. MAY BE EXERCISED BY REFERENCE TO CLASSES
SECTION 109ZC POWER TO DETERMINE INCLUDES AUTHORITY TO ADMINISTER OATH
SECTION 109ZD DELEGATIONS
SECTION 109ZE EFFECT OF DELEGATION
SECTION 109ZF EXERCISE OF CERTAIN POWERS AND FUNCTIONS BY A DELEGATE
Division 9 - Interpreting the regulations
SECTION 110 EXPRESSIONS HAVE THE SAME MEANING AS IN THIS LAW
SECTION 110A SEVERING INVALID PROVISIONS
Division 10 - Interpreting other subordinate instruments
SECTION 110B EXPRESSIONS HAVE THE SAME MEANING AS IN THIS LAW
SECTION 110C SEVERING INVALID PROVISIONS
Division 11 - Application of certain provisions
SECTION 110D CHAPTERS 1 TO 6 AND 9
SECTION 110E APPLICATION OF THIS LAW IN COASTAL SEA
PART 1.2A - DISCLOSING ENTITIES
Division 1 - Object of Part
SECTION 111AA OBJECT OF PART
Division 2 - Definitions
SECTION 111AB TERMS DEFINED IN DIVISION
SECTION 111AC DISCLOSING ENTITY
SECTION 111AD ED SECURITIES
SECTION 111AE SECURITIES QUOTED ON A STOCK MARKET
SECTION 111AF SECURITIES TO WHICH LODGED OR DEEMED PROSPECTUS RELATES
SECTION 111AG SECURITIES ISSUED AS CONSIDERATION FOR AN ACQUISITION UNDER AN OFF-MARKET TAKEOVER BID OR PART 5.1 COMPROMISE OR ARRANGEMENT
SECTION 111AH WHEN A PERSON HOLDS SECURITIES FOR THE PURPOSES OF SECTIONS 111AF AND 111AG
SECTION 111AI DEBENTURES THAT NEED TRUSTEE APPOINTED UNDER SECTION 260FA
SECTION 111AJ REGULATIONS MAY DECLARE SECURITIES NOT TO BE ED SECURITIES
SECTION 111AK ED SECURITIES OF A DISCLOSING ENTITY
SECTION 111AL LISTED OR UNLISTED DISCLOSING ENTITY
SECTION 111AM QUOTED ED SECURITIES
Division 3 - Significance of being a disclosing entity
SECTION 111AN DIVISION CONTAINS OUTLINE OF SIGNIFICANCE OF BEING A DISCLOSING ENTITY
SECTION 111AO ACCOUNTING REQUIREMENTS
SECTION 111AP CONTINUOUS DISCLOSURE REQUIREMENTS
SECTION 111AQ PROSPECTUS RELIEF
Division 4 - Exemptions and modifications
SECTION 111AR MEANING OF ``DISCLOSING ENTITY PROVISIONS''
SECTION 111AS EXEMPTIONS BY REGULATIONS
SECTION 111AT EXEMPTIONS BY THE COMMISSION
SECTION 111AU ENFORCING CONDITIONS OF EXEMPTIONS
SECTION 111AV MODIFICATIONS BY REGULATIONS
SECTION 111AW EXEMPTIONS AND MODIFICATIONS HAVE EFFECT
SECTION 111AX EFFECT OF DIVISION
PART 1.3 - APPLICATION ORDERS
SECTION 111A POWER TO MAKE
SECTION 111B ORDERS UNDER THIS PART AND CORRESPONDING LAWS
SECTION 111C SPECIFYING A MATTER BY REFERENCE TO ANOTHER INSTRUMENT
SECTION 111D NOTIFICATION IN THE GAZETTE
SECTION 111E WHEN ORDER TAKES EFFECT
SECTION 111F INTERPRETATION OF APPLICATION ORDERS
SECTION 111G SEVERING INVALID PROVISIONS
SECTION 111H EFFECT OF CERTAIN INSTRUMENTS MADE BEFORE 1 JANUARY 1991
PART 1.4 - TECHNICAL PROVISIONS ABOUT AIDS FOR READERS
SECTION 111J SMALL BUSINESS GUIDE
PART 1.5 - SMALL BUSINESS GUIDE
1 What registration means
2 The company structure for small business
3 Setting up a new company
4 Continuing obligations after the company is set up
5 Company directors and company secretaries
6 Shares and shareholders
7 Signing company documents
8 Funding the company's operations
9 Returns to shareholders
10 Annual financial reports and audit
11 Disagreements within the company
12 Companies in financial trouble
CHAPTER 2A - REGISTERING A COMPANY
PART 2A.1 - WHAT COMPANIES CAN BE REGISTERED
SECTION 112 TYPES OF COMPANIES
SECTION 113 PROPRIETARY COMPANIES
SECTION 114 MINIMUM OF 1 MEMBER
SECTION 115 RESTRICTIONS ON SIZE OF PARTNERSHIPS AND ASSOCIATIONS
SECTION 116 TRADE UNIONS CANNOT BE REGISTERED
PART 2A.2 - HOW A COMPANY IS REGISTERED
SECTION 117 APPLYING FOR REGISTRATION
SECTION 118 ASIC GIVES COMPANY ACN, REGISTERS COMPANY AND ISSUES CERTIFICATE
SECTION 119 COMPANY COMES INTO EXISTENCE ON REGISTRATION
SECTION 120 MEMBERS, DIRECTORS AND COMPANY SECRETARY OF A COMPANY
SECTION 121 REGISTERED OFFICE
SECTION 122 EXPENSES INCURRED IN PROMOTING AND SETTING UP COMPANY
SECTION 123 COMPANY MAY HAVE COMMON SEAL
CHAPTER 2B - BASIC FEATURES OF A COMPANY
PART 2B.1 - COMPANY POWERS AND HOW THEY ARE EXERCISED
SECTION 124 LEGAL CAPACITY AND POWERS OF A COMPANY
SECTION 125 CONSTITUTION MAY LIMIT POWERS AND SET OUT OBJECTS
SECTION 126 AGENT EXERCISING A COMPANY'S POWER TO MAKE CONTRACTS
SECTION 127 EXECUTION OF DOCUMENTS (INCLUDING DEEDS) BY THE COMPANY ITSELF
PART 2B.2 - ASSUMPTIONS PEOPLE DEALING WITH COMPANIES ARE ENTITLED TO MAKE
SECTION 128 ENTITLEMENT TO MAKE ASSUMPTIONS
SECTION 129 ASSUMPTIONS THAT CAN BE MADE UNDER SECTION 128
SECTION 130 INFORMATION AVAILABLE TO THE PUBLIC FROM ASIC DOES NOT CONSTITUTE CONSTRUCTIVE NOTICE
PART 2B.3 - CONTRACTS BEFORE REGISTRATION
SECTION 131 CONTRACTS BEFORE REGISTRATION
SECTION 132 PERSON MAY BE RELEASED FROM LIABILITY BUT IS NOT ENTITLED TO INDEMNITY
SECTION 133 THIS PART REPLACES OTHER RIGHTS AND LIABILITIES
PART 2B.4 - REPLACEABLE RULES AND CONSTITUTION
SECTION 134 INTERNAL MANAGEMENT OF COMPANIES
SECTION 135 REPLACEABLE RULES
SECTION 136 CONSTITUTION OF A COMPANY
SECTION 137 DATE OF EFFECT OF ADOPTION, MODIFICATION OR REPEAL OF CONSTITUTION
SECTION 138 ASIC MAY DIRECT COMPANY TO LODGE CONSOLIDATED CONSTITUTION
SECTION 139 COMPANY MUST SEND COPY OF CONSTITUTION TO MEMBER
SECTION 140 EFFECT OF CONSTITUTION AND REPLACEABLE RULES
SECTION 141 TABLE OF REPLACEABLE RULES
PART 2B.5 - REGISTERED OFFICE AND PLACES OF BUSINESS
SECTION 142 REGISTERED OFFICE
SECTION 143 ASIC MAY CHANGE ADDRESS OF REGISTERED OFFICE TO A DIRECTOR'S ADDRESS
SECTION 144 COMPANY'S NAME MUST BE DISPLAYED AT REGISTERED OFFICE ETC
SECTION 145 OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY
SECTION 146 CHANGE OF ADDRESS OF PRINCIPAL PLACE OF BUSINESS
PART 2B.6 - NAMES
Division 1 - Selecting and using a name
SECTION 147 WHEN A NAME IS AVAILABLE
SECTION 147A EFFECT OF REGISTRATION OF COMPANY UNDER CORPORATIONS LAW OF ANOTHER JURISDICTION
SECTION 148 A COMPANY'S NAME
SECTION 149 ACCEPTABLE ABBREVIATIONS
SECTION 149A EFFECT OF CERTIFICATE ISSUED UNDER PREVIOUS LAW
SECTION 150 EXCEPTION TO REQUIREMENT FOR USING ``LIMITED'' IN NAME
SECTION 151 EXCEPTION TO REQUIREMENT FOR USING ``LIMITED'' IN NAME - PRE-EXISTING LICENCES
SECTION 152 RESERVING A NAME
SECTION 153 USING A NAME AND ACN ON DOCUMENTS
SECTION 154 EXCEPTION TO REQUIREMENT TO HAVE ACN ON RECEIPTS
SECTION 155 REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
SECTION 156 CARRYING ON BUSINESS USING ``LIMITED'', ``NO LIABILITY'' OR ``PROPRIETARY'' IN NAME
Division 2 - Changing a company's name
SECTION 157 COMPANY CHANGING ITS NAME
SECTION 158 ASIC'S POWER TO DIRECT COMPANY TO CHANGE ITS NAME
SECTION 159 ASIC'S POWER TO INCLUDE ``LIMITED'' IN COMPANY'S NAME
SECTION 160 ASIC MUST ISSUE NEW CERTIFICATE IF COMPANY'S NAME CHANGES
SECTION 161 EFFECT OF NAME CHANGE
PART 2B.7 - CHANGING COMPANY TYPE
SECTION 162 CHANGING COMPANY TYPE
SECTION 163 APPLYING FOR CHANGE OF TYPE
SECTION 164 ASIC CHANGES TYPE OF COMPANY
SECTION 165 ASIC MAY DIRECT A PROPRIETARY COMPANY TO CHANGE TO A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES
SECTION 166 EFFECT OF CHANGE OF TYPE
SECTION 166A RECOGNITION OF COMPANIES FROM OTHER JURISDICTIONS
SECTION 167 ISSUE OF SHARES BY COMPANY OR HOLDING COMPANY - COMPANY LIMITED BY GUARANTEE CHANGING TO COMPANY LIMITED BY SHARES
CHAPTER 2C - REGISTERS
SECTION 167A WHO IS COVERED BY THIS CHAPTER
SECTION 168 REGISTERS TO BE MAINTAINED
SECTION 169 REGISTER OF MEMBERS
SECTION 170 REGISTER OF OPTION HOLDERS AND COPIES OF OPTIONS DOCUMENTS
SECTION 170A ASC MAY DETERMINE THAT A PROPRIETARY COMPANY IS A PUBLIC COMPANY IN CERTAIN CIRCUMSTANCES
SECTION 171 REGISTER OF DEBENTURE HOLDERS
SECTION 172 LOCATION OF REGISTERS
SECTION 173 RIGHT TO INSPECT AND GET COPIES
SECTION 174 AGENT'S OBLIGATIONS
SECTION 175 CORRECTION OF REGISTERS
SECTION 176 EVIDENTIARY VALUE OF REGISTERS
SECTION 177 USE OF INFORMATION ON REGISTERS
SECTION 178 OVERSEAS BRANCH REGISTERS
CHAPTER 2D - OFFICERS AND EMPLOYEES
PART 2D.1 - DUTIES AND POWERS
SECTION 179 BACKGROUND TO DUTIES OF DIRECTORS, OTHER OFFICERS AND EMPLOYEES
Division 1 - General duties
SECTION 180 CARE AND DILIGENCE - CIVIL OBLIGATION ONLY
SECTION 181 GOOD FAITH - CIVIL OBLIGATIONS
SECTION 182 USE OF POSITION - CIVIL OBLIGATIONS
SECTION 183 USE OF INFORMATION - CIVIL OBLIGATIONS
SECTION 184 GOOD FAITH, USE OF POSITION AND USE OF INFORMATION - CRIMINAL OFFENCES
SECTION 185 INTERACTION OF SECTIONS 180 TO 184 WITH OTHER LAWS ETC
SECTION 186 TERRITORIAL APPLICATION OF SECTIONS 180 TO 184
SECTION 187 DIRECTORS OF WHOLLY-OWNED SUBSIDIARIES
SECTION 188 RESPONSIBILITY OF SECRETARIES AND DIRECTORS FOR CERTAIN CONTRAVENTIONS
SECTION 189 RELIANCE ON INFORMATION OR ADVICE PROVIDED BY OTHERS
SECTION 190 RESPONSIBILITY FOR ACTIONS OF DELEGATE
Division 2 - Disclosure of, and voting on matters involving, material personal interests
SECTION 191 MATERIAL PERSONAL INTEREST - DIRECTOR'S DUTY TO DISCLOSE
SECTION 192 DIRECTOR MAY GIVE OTHER DIRECTORS STANDING NOTICE ABOUT AN INTEREST
SECTION 193 INTERACTION OF SECTIONS 191 AND 192 WITH OTHER LAWS ETC
SECTION 194 VOTING AND COMPLETION OF TRANSACTIONS - DIRECTORS OF PROPRIETARY COMPANIES (replaceable rule - see section 135)
SECTION 195 RESTRICTIONS ON VOTING - DIRECTORS OF PUBLIC COMPANIES ONLY
SECTION 196 ASIC POWER TO MAKE DECLARATIONS AND CLASS ORDERS
Division 3 - Duty to discharge certain trust liabilities
SECTION 197 DIRECTORS LIABLE FOR DEBTS AND OTHER OBLIGATIONS INCURRED BY CORPORATION AS TRUSTEE
Division 4 - Powers
SECTION 198A POWERS OF DIRECTORS (replaceable rule - see section 135)
SECTION 198B NEGOTIABLE INSTRUMENTS (replaceable rule - see section 135)
SECTION 198C MANAGING DIRECTOR (replaceable rule - see section 135)
SECTION 198D DELEGATION
SECTION 198E SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES
SECTION 198F RIGHT OF ACCESS TO COMPANY BOOKS
PART 2D.2 - RESTRICTIONS ON INDEMNITIES, INSURANCE AND TERMINATION PAYMENTS
Division 1 - Indemnities and insurance for officers and auditors
SECTION 199A INDEMNIFICATION AND EXEMPTION OF OFFICER OR AUDITOR
SECTION 199B INSURANCE PREMIUMS FOR CERTAIN LIABILITIES OF DIRECTOR, SECRETARY, OTHER OFFICER OR AUDITOR
SECTION 199C CERTAIN INDEMNITIES, EXEMPTIONS, PAYMENTS AND AGREEMENTS NOT AUTHORISED AND CERTAIN DOCUMENTS VOID
Division 2 - Termination payments
SECTION 200A WHEN BENEFIT GIVEN IN CONNECTION WITH RETIREMENT FROM OFFICE
SECTION 200B RETIREMENT BENEFITS GENERALLY NEED MEMBERSHIP APPROVAL
SECTION 200C BENEFITS ON TRANSFER OF UNDERTAKING OR PROPERTY NEED MEMBERSHIP APPROVAL
SECTION 200D CONTRAVENTION TO RECEIVE BENEFIT WITHOUT MEMBER APPROVAL
SECTION 200E APPROVAL BY MEMBERS
SECTION 200F EXEMPT BENEFITS AND BENEFITS GIVEN IN CERTAIN CIRCUMSTANCES
SECTION 200G GENUINE PAYMENTS OF PENSION AND LUMP SUM
SECTION 200H BENEFITS REQUIRED BY LAW
SECTION 200J BENEFITS TO BE HELD IN TRUST FOR COMPANY
PART 2D.3 - APPOINTMENT, REMUNERATION AND CESSATION OF APPOINTMENT OF DIRECTORS
Division 1 - Appointment of directors
SECTION 201A MINIMUM NUMBER OF DIRECTORS
SECTION 201B WHO CAN BE A DIRECTOR
SECTION 201C DIRECTORS OF PUBLIC COMPANIES, OR SUBSIDIARIES, OVER 72
SECTION 201D CONSENT TO ACT AS DIRECTOR
SECTION 201E SPECIAL RULES FOR THE APPOINTMENT OF PUBLIC COMPANY DIRECTORS
SECTION 201F SPECIAL RULES FOR THE APPOINTMENT OF DIRECTORS FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
SECTION 201G COMPANY MAY APPOINT A DIRECTOR (replaceable rule - see section 135)
SECTION 201H DIRECTORS MAY APPOINT OTHER DIRECTORS (replaceable rule - see section 135)
SECTION 201J APPOINTMENT OF MANAGING DIRECTORS (replaceable rule - see section 135)
SECTION 201K ALTERNATE DIRECTORS (replaceable rule - see section 135)
SECTION 201L SIGNPOST - ASIC TO BE NOTIFIED OF APPOINTMENT
SECTION 201M EFFECTIVENESS OF ACTS BY DIRECTORS
Division 2 - Remuneration of directors
SECTION 202A REMUNERATION OF DIRECTORS (replaceable rule - see section 135)
SECTION 202B MEMBERS MAY OBTAIN INFORMATION ABOUT DIRECTORS' REMUNERATION
SECTION 202C SPECIAL RULE FOR SINGLE DIRECTOR/SINGLE SHAREHOLDER PROPRIETARY COMPANIES
Division 3 - Resignation, retirement or removal of directors
SECTION 203A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (replaceable rule - see section 135)
SECTION 203B SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
SECTION 203C REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (replaceable rule - see section 135)
SECTION 203D REMOVAL BY MEMBERS - PUBLIC COMPANIES
SECTION 203E DIRECTOR CANNOT BE REMOVED BY OTHER DIRECTORS - PUBLIC COMPANIES
SECTION 203F TERMINATION OF APPOINTMENT OF MANAGING DIRECTOR (replaceable rule - see section 135)
PART 2D.4 - APPOINTMENT OF SECRETARIES
SECTION 204A MINIMUM NUMBER OF SECRETARIES
SECTION 204B WHO CAN BE A SECRETARY
SECTION 204C CONSENT TO ACT AS SECRETARY
SECTION 204D HOW A SECRETARY IS APPOINTED
SECTION 204E EFFECTIVENESS OF ACTS BY SECRETARIES
SECTION 204F TERMS AND CONDITIONS OF OFFICE FOR SECRETARIES (replaceable rule - see section 135)
SECTION 204G SIGNPOST TO CONSEQUENCES OF DISQUALIFICATION FROM MANAGING CORPORATIONS
PART 2D.5 - PUBLIC INFORMATION ABOUT DIRECTORS AND SECRETARIES
SECTION 205A DIRECTOR, SECRETARY OR ALTERNATE DIRECTOR MAY NOTIFY ASIC OF RESIGNATION OR RETIREMENT
SECTION 205B NOTICE OF NAME AND ADDRESS OF DIRECTORS AND SECRETARIES TO ASIC
SECTION 205C DIRECTOR AND SECRETARY MUST GIVE INFORMATION TO COMPANY
SECTION 205D ADDRESS FOR OFFICERS
SECTION 205E ASIC'S POWER TO ASK FOR INFORMATION ABOUT PERSON'S POSITION AS DIRECTOR OR SECRETARY
SECTION 205F DIRECTOR MUST GIVE INFORMATION TO COMPANY
SECTION 205G LISTED COMPANY - DIRECTOR TO NOTIFY SECURITIES EXCHANGE OF SHAREHOLDINGS ETC
PART 2D.6 - DISQUALIFICATION FROM MANAGING CORPORATIONS
SECTION 206A DISQUALIFIED PERSON NOT TO MANAGE CORPORATIONS
SECTION 206B AUTOMATIC DISQUALIFICATION
SECTION 206C COURT POWER OF DISQUALIFICATION - CONTRAVENTION OF CIVIL PENALTY PROVISION
SECTION 206D COURT POWER OF DISQUALIFICATION - INSOLVENCY AND NON-PAYMENT OF DEBTS
SECTION 206E COURT POWER OF DISQUALIFICATION - REPEATED CONTRAVENTIONS OF LAW
SECTION 206F ASIC'S POWER OF DISQUALIFICATION
SECTION 206G COURT POWER TO GRANT LEAVE
SECTION 206H TERRITORIAL APPLICATION OF THIS PART
CHAPTER 2E - RELATED PARTY TRANSACTIONS
SECTION 207 PURPOSE
PART 2E.1 - MEMBER APPROVAL NEEDED FOR RELATED PARTY BENEFIT
Division 1 - Need for member approval
SECTION 208 NEED FOR MEMBER APPROVAL FOR FINANCIAL BENEFIT
SECTION 209 CONSEQUENCES OF BREACH
Division 2 - Exceptions to the requirement for member approval
SECTION 210 ARM'S LENGTH TERMS
SECTION 211 REMUNERATION AND REIMBURSEMENT FOR OFFICER OR EMPLOYEE
SECTION 212 INDEMNITIES, EXEMPTIONS, INSURANCE PREMIUMS AND PAYMENT FOR LEGAL COSTS FOR OFFICERS
SECTION 213 SMALL AMOUNTS GIVEN TO DIRECTOR OR SPOUSE
SECTION 214 BENEFIT TO OR BY CLOSELY-HELD SUBSIDIARY
SECTION 215 BENEFITS TO MEMBERS THAT DO NOT DISCRIMINATE UNFAIRLY
SECTION 216 COURT ORDER
SECTION 216A REGISTERS TO BE MAINTAINED
Division 3 - Procedure for obtaining member approval
SECTION 217 RESOLUTION MAY SPECIFY MATTERS BY CLASS OR KIND
SECTION 218 COMPANY MUST LODGE MATERIAL THAT WILL BE PUT TO MEMBERS WITH ASIC
SECTION 219 REQUIREMENTS FOR EXPLANATORY STATEMENT TO MEMBERS
SECTION 220 ASIC MAY COMMENT ON PROPOSED RESOLUTION
SECTION 221 REQUIREMENTS FOR NOTICE OF MEETING
SECTION 222 OTHER MATERIAL PUT TO MEMBERS
SECTION 222A CONSENT TO ACT AS DIRECTOR OR SECRETARY
SECTION 223 PROPOSED RESOLUTION CANNOT BE VARIED
SECTION 224 VOTING BY OR ON BEHALF OF RELATED PARTY INTERESTED IN PROPOSED RESOLUTION
SECTION 224A APPOINTMENT OF NEW DIRECTOR ON DEATH, MENTAL INCAPACITY OR BANKRUPTCY OF SINGLE DIRECTOR/SHAREHOLDER OF PROPRIETARY COMPANY
SECTION 224B SINGLE DIRECTOR/SHAREHOLDER PROPRIETARY COMPANIES
SECTION 224C COMPANY MAY APPOINT A DIRECTOR (replaceable rule - see section 135)
SECTION 224D DIRECTORS MAY APPOINT OTHER DIRECTORS (replaceable rule - see section 135)
SECTION 225 VOTING ON THE RESOLUTION
SECTION 225A ALTERNATE DIRECTORS (replaceable rule - see section 135)
SECTION 226 NOTICE OF RESOLUTION TO BE LODGED
SECTION 226A POWERS OF DIRECTORS (replaceable rule - see section 135)
SECTION 226B NEGOTIABLE INSTRUMENTS (replaceable rule - see section 135)
SECTION 226C MANAGING DIRECTOR (replaceable rule - see section 135)
SECTION 226D DELEGATION TO COMMITTEES (replaceable rule - see section 135)
SECTION 226E REMOVAL BY MEMBERS - PROPRIETARY COMPANIES (replaceable rule - see section 135)
SECTION 227 DECLARATION BY COURT OF SUBSTANTIAL COMPLIANCE
SECTION 227A DIRECTOR MAY RESIGN BY GIVING WRITTEN NOTICE TO COMPANY (replaceable rule - see section 135)
PART 2E.2 - RELATED PARTIES AND FINANCIAL BENEFITS
SECTION 228 RELATED PARTIES
SECTION 229 GIVING A FINANCIAL BENEFIT
PART 2E.3 - INTERACTION WITH OTHER RULES
SECTION 230 GENERAL DUTIES STILL APPLY
CHAPTER 2F - MEMBERS' RIGHTS AND REMEDIES
SECTION 231 MEMBERSHIP OF A COMPANY
PART 2F.1 - OPPRESSIVE CONDUCT OF AFFAIRS
SECTION 232 GROUNDS FOR COURT ORDER
SECTION 232A VOTING BY INTERESTED DIRECTOR OF PUBLIC COMPANY
SECTION 232B COMMISSION MAY EXEMPT DIRECTORS FROM SECTION 232A IN APPROPRIATE CASES
SECTION 233 ORDERS THE COURT CAN MAKE
SECTION 234 WHO CAN APPLY FOR ORDER
SECTION 235 REQUIREMENT FOR PERSON TO LODGE ORDER
PART 2F.1A - PROCEEDINGS ON BEHALF OF A COMPANY BY MEMBERS AND OTHERS
SECTION 236 BRINGING, OR INTERVENING IN, PROCEEDINGS ON BEHALF OF A COMPANY
SECTION 236A REMUNERATION OF DIRECTORS (replaceable rule - see section 135)
SECTION 237 APPLYING FOR AND GRANTING LEAVE
SECTION 238 SUBSTITUTION OF ANOTHER PERSON FOR THE PERSON GRANTED LEAVE
SECTION 239 EFFECT OF RATIFICATION BY MEMBERS
SECTION 240 LEAVE TO DISCONTINUE, COMPROMISE OR SETTLE PROCEEDINGS BROUGHT, OR INTERVENED IN, WITH LEAVE
SECTION 241 GENERAL POWERS OF THE COURT
SECTION 241A COMPANY NOT TO PAY INSURANCE PREMIUMS IN RESPECT OF CERTAIN LIABILITIES OF OFFICER OR AUDITOR
SECTION 242 POWER OF THE COURT TO MAKE COSTS ORDERS
PART 2F.2 - CLASS RIGHTS
SECTION 246B VARYING AND CANCELLING CLASS RIGHTS
SECTION 246C CERTAIN ACTIONS TAKEN TO VARY RIGHTS ETC
SECTION 246D VARIATION, CANCELLATION OR MODIFICATION WITHOUT UNANIMOUS SUPPORT OF CLASS
SECTION 246E VARIATION, CANCELLATION OR MODIFICATION WITH UNANIMOUS SUPPORT OF CLASS
SECTION 246F COMPANY MUST LODGE DOCUMENTS AND RESOLUTIONS WITH ASIC
SECTION 246G MEMBER'S COPIES OF DOCUMENTS AND RESOLUTIONS
PART 2F.3 - INSPECTION OF BOOKS
SECTION 247A ORDER FOR INSPECTION OF BOOKS OF COMPANY OR REGISTERED MANAGED INVESTMENT SCHEME
SECTION 247B ANCILLARY ORDERS
SECTION 247C DISCLOSURE OF INFORMATION ACQUIRED IN INSPECTION
SECTION 247D COMPANY OR DIRECTORS MAY ALLOW MEMBER TO INSPECT BOOKS (replaceable rule - see section 135)
CHAPTER 2G - MEETINGS
PART 2G.1 - DIRECTORS' MEETINGS
Division 1 - Resolutions and declarations without meetings
SECTION 248A CIRCULATING RESOLUTIONS OF COMPANIES WITH MORE THAN 1 DIRECTOR (replaceable rule - see section 135)
SECTION 248B RESOLUTIONS AND DECLARATIONS OF 1 DIRECTOR PROPRIETARY COMPANIES
Division 2 - Directors' meetings
SECTION 248C CALLING DIRECTORS' MEETINGS (replaceable rule - see section 135)
SECTION 248D USE OF TECHNOLOGY
SECTION 248E CHAIRING DIRECTORS' MEETINGS (replaceable rule - see section 135)
SECTION 248F QUORUM AT DIRECTORS' MEETINGS (replaceable rule - see section 135)
SECTION 248G PASSING OF DIRECTORS' RESOLUTIONS (replaceable rule - see section 135)
PART 2G.2 - MEETINGS OF MEMBERS OF COMPANIES
Division 1 - Resolutions without meetings
SECTION 249A CIRCULATING RESOLUTIONS OF PROPRIETARY COMPANIES WITH MORE THAN 1 MEMBER
SECTION 249B RESOLUTIONS OF 1 MEMBER COMPANIES
Division 2 - Who may call meetings of members
SECTION 249C CALLING OF MEETINGS OF MEMBERS BY A DIRECTOR (replaceable rule - see section 135)
SECTION 249CA CALLING OF MEETINGS OF MEMBERS OF A LISTED COMPANY BY A DIRECTOR
SECTION 249D CALLING OF GENERAL MEETING BY DIRECTORS WHEN REQUESTED BY MEMBERS
SECTION 249E FAILURE OF DIRECTORS TO CALL GENERAL MEETING
SECTION 249F CALLING OF GENERAL MEETINGS BY MEMBERS
SECTION 249G CALLING OF MEETINGS OF MEMBERS BY THE COURT
Division 3 - How to call meetings of members
SECTION 249H AMOUNT OF NOTICE OF MEETINGS
SECTION 249HA AMOUNT OF NOTICE OF MEETINGS OF LISTED COMPANY
SECTION 249J NOTICE OF MEETINGS OF MEMBERS TO MEMBERS AND DIRECTORS
SECTION 249K AUDITOR ENTITLED TO NOTICE AND OTHER COMMUNICATIONS
SECTION 249L CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
SECTION 249M NOTICE OF ADJOURNED MEETINGS (replaceable rule - see section 135)
Division 4 - Members' rights to put resolutions etc at general meetings
SECTION 249N MEMBERS' RESOLUTIONS
SECTION 249O COMPANY GIVING NOTICE OF MEMBERS' RESOLUTIONS
SECTION 249P MEMBERS' STATEMENTS TO BE DISTRIBUTED
Division 5 - Holding meetings of members
SECTION 249Q PURPOSE
SECTION 249R TIME AND PLACE FOR MEETINGS OF MEMBERS
SECTION 249S TECHNOLOGY
SECTION 249T QUORUM (replaceable rule - see section 135)
SECTION 249U CHAIRING MEETINGS OF MEMBERS (replaceable rule - see section 135)
SECTION 249V AUDITOR'S RIGHT TO BE HEARD AT GENERAL MEETINGS
SECTION 249W ADJOURNED MEETINGS
Division 6 - Proxies and body corporate representatives
SECTION 249X WHO CAN APPOINT A PROXY (replaceable rule for proprietary companies and mandatory rule for public companies - see section 135)
SECTION 249Y RIGHTS OF PROXIES
SECTION 249Z COMPANY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
SECTION 250A APPOINTING A PROXY
SECTION 250B PROXY DOCUMENTS
SECTION 250BA PROXY DOCUMENTS - LISTED COMPANIES
SECTION 250C VALIDITY OF PROXY VOTE
SECTION 250D BODY CORPORATE REPRESENTATIVE
Division 7 - Voting at meetings of members
SECTION 250E HOW MANY VOTES A MEMBER HAS (replaceable rule - see section 135)
SECTION 250F JOINTLY HELD SHARES (replaceable rule - see section 135)
SECTION 250G OBJECTIONS TO RIGHT TO VOTE (replaceable rule - see section 135)
SECTION 250H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
SECTION 250J HOW VOTING IS CARRIED OUT (replaceable rule - see section 135)
SECTION 250K MATTERS ON WHICH A POLL MAY BE DEMANDED
SECTION 250L WHEN A POLL IS EFFECTIVELY DEMANDED
SECTION 250M WHEN AND HOW POLLS MUST BE TAKEN (replaceable rule - see section 135)
Division 8 - AGMs of public companies
SECTION 250N PUBLIC COMPANY MUST HOLD AGM
SECTION 250P EXTENSION OF TIME FOR HOLDING AGM
SECTION 250R BUSINESS OF AGM
SECTION 250S QUESTIONS AND COMMENTS BY MEMBERS ON COMPANY MANAGEMENT AT AGM
SECTION 250T QUESTIONS BY MEMBERS OF AUDITORS AT AGM
PART 2G.3 - MINUTES AND MEMBERS' ACCESS TO MINUTES
SECTION 251A MINUTES
SECTION 251AA DISCLOSURE OF PROXY VOTES - LISTED COMPANIES
SECTION 251B MEMBERS' ACCESS TO MINUTES
PART 2G.4 - MEETINGS OF MEMBERS OF REGISTERED MANAGED INVESTMENT SCHEMES
Division 1 - Who may call meetings of members
SECTION 252A CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY
SECTION 252B CALLING OF MEETINGS OF MEMBERS BY RESPONSIBLE ENTITY WHEN REQUESTED BY MEMBERS
SECTION 252C FAILURE OF RESPONSIBLE ENTITY TO CALL MEETING OF THE SCHEME'S MEMBERS
SECTION 252D CALLING OF MEETINGS OF MEMBERS BY MEMBERS
SECTION 252E CALLING OF MEETINGS OF MEMBERS BY THE COURT
Division 2 - How to call meetings of members
SECTION 252F AMOUNT OF NOTICE OF MEETINGS
SECTION 252G NOTICE OF MEETINGS OF MEMBERS TO MEMBERS, DIRECTORS AND AUDITORS
SECTION 252H AUDITORS ENTITLED TO OTHER COMMUNICATIONS
SECTION 252J CONTENTS OF NOTICE OF MEETINGS OF MEMBERS
SECTION 252K NOTICE OF ADJOURNED MEETINGS
Division 3 - Members' rights to put resolutions etc at meetings of members
SECTION 252L MEMBERS' RESOLUTIONS
SECTION 252M RESPONSIBLE ENTITY GIVING NOTICE OF MEMBERS' RESOLUTIONS
SECTION 252N MEMBERS' STATEMENTS TO BE DISTRIBUTED
Division 4 - Holding meetings of members
SECTION 252P TIME AND PLACE FOR MEETINGS OF MEMBERS
SECTION 252Q TECHNOLOGY
SECTION 252R QUORUM
SECTION 252S CHAIRING MEETINGS OF MEMBERS
SECTION 252T AUDITORS' RIGHT TO BE HEARD AT MEETINGS OF MEMBERS
SECTION 252U ADJOURNED MEETINGS
Division 5 - Proxies and body corporate representatives
SECTION 252V WHO CAN APPOINT A PROXY
SECTION 252W RIGHTS OF PROXIES
SECTION 252X RESPONSIBLE ENTITY SENDING APPOINTMENT FORMS OR LISTS OF PROXIES MUST SEND TO ALL MEMBERS
SECTION 252Y APPOINTING A PROXY
SECTION 252Z PROXY DOCUMENTS
SECTION 253A VALIDITY OF PROXY VOTE
SECTION 253B BODY CORPORATE REPRESENTATIVE
Division 6 - Voting at meetings of members
SECTION 253C HOW MANY VOTES A MEMBER HAS
SECTION 253D JOINTLY HELD INTERESTS
SECTION 253E RESPONSIBLE ENTITY AND ASSOCIATES CANNOT VOTE IF INTERESTED IN RESOLUTION
SECTION 253F HOW TO WORK OUT THE VALUE OF AN INTEREST
SECTION 253G OBJECTIONS TO A RIGHT TO VOTE
SECTION 253H VOTES NEED NOT ALL BE CAST IN THE SAME WAY
SECTION 253J HOW VOTING IS CARRIED OUT
SECTION 253K MATTERS ON WHICH A POLL MAY BE DEMANDED
SECTION 253L WHEN A POLL IS EFFECTIVELY DEMANDED
Division 7 - Minutes and members' access to minutes
SECTION 253M MINUTES
SECTION 253N MEMBERS' ACCESS TO MINUTES
CHAPTER 2H - SHARES
SECTION 254AA SHARES TO HAVE NOMINAL VALUE
PART 2H.1 - ISSUING AND CONVERTING SHARES
SECTION 254A POWER TO ISSUE BONUS, PARTLY-PAID, PREFERENCE AND REDEEMABLE PREFERENCE SHARES
SECTION 254B TERMS OF ISSUE
SECTION 254C NO PAR VALUE SHARES
SECTION 254CA NOMINAL VALUE OF SHARES ISSUED AFTER REGISTRATION
SECTION 254CB SHARE PREMIUM
SECTION 254CC ISSUE OF SHARES AT A DISCOUNT
SECTION 254D PRE-EMPTION FOR EXISTING SHAREHOLDERS ON ISSUE OF SHARES IN PROPRIETARY COMPANY (replaceable rule - see section 135)
SECTION 254E COURT VALIDATION OF ISSUE
SECTION 254F BEARER SHARES AND STOCK MUST NOT BE ISSUED
SECTION 254G CONVERSION OF SHARES
SECTION 254H RESOLUTION TO CONVERT SHARES INTO LARGER OR SMALLER NUMBER
PART 2H.2 - REDEMPTION OF REDEEMABLE PREFERENCE SHARES
SECTION 254J REDEMPTION MUST BE IN ACCORDANCE WITH TERMS OF ISSUE
SECTION 254K OTHER REQUIREMENTS ABOUT REDEMPTION
SECTION 254L CONSEQUENCES OF CONTRAVENING SECTION 254J OR 254K
PART 2H.3 - PARTLY-PAID SHARES
SECTION 254M LIABILITY ON PARTLY-PAID SHARES
SECTION 254N CALLS MAY BE LIMITED TO WHEN COMPANY IS EXTERNALLY-ADMINISTERED
SECTION 254P NO LIABILITY COMPANIES - CALLS ON SHARES
SECTION 254Q NO LIABILITY COMPANIES - FORFEITURE AND SALE OF SHARES FOR FAILURE TO MEET CALL
SECTION 254R NO LIABILITY COMPANIES - REDEMPTION OF FORFEITED SHARES
PART 2H.4 - CAPITALISATION OF PROFITS
SECTION 254S CAPITALISATION OF PROFITS
PART 2H.5 - DIVIDENDS
SECTION 254T DIVIDENDS TO BE PAID OUT OF PROFITS
SECTION 254U OTHER PROVISIONS ABOUT PAYING DIVIDENDS (replaceable rule - see section 135)
SECTION 254V WHEN DOES THE COMPANY INCUR A DEBT?
SECTION 254W DIVIDEND RIGHTS
PART 2H.6 - NOTICE REQUIREMENTS
SECTION 254X NOTICE TO ASIC OF SHARE ISSUE
SECTION 254Y NOTICE TO ASIC OF SHARE CANCELLATION
CHAPTER 2J - TRANSACTIONS AFFECTING SHARE CAPITAL
PART 2J.1 - SHARE CAPITAL REDUCTIONS AND SHARE BUY-BACKS
SECTION 256A PURPOSE
Division 1 - Reductions in share capital not otherwise authorised by law
SECTION 256B COMPANY MAY MAKE REDUCTION NOT OTHERWISE AUTHORISED
SECTION 256C SHAREHOLDER APPROVAL
SECTION 256D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256B
SECTION 256E SIGNPOSTS TO OTHER RELEVANT PROVISIONS
SECTION 256F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 256A
Division 2 - Share buy-backs
SECTION 257AA PURPOSE
SECTION 257A THE COMPANY'S POWER TO BUY BACK ITS OWN SHARES
SECTION 257B BUY-BACK PROCEDURE - GENERAL
SECTION 257C BUY-BACK PROCEDURE - SHAREHOLDER APPROVAL IF THE 10/12 LIMIT EXCEEDED
SECTION 257D BUY-BACK PROCEDURE - SPECIAL SHAREHOLDER APPROVAL FOR SELECTIVE BUY-BACK
SECTION 257E BUY-BACK PROCEDURE - LODGMENT OF OFFER DOCUMENTS WITH ASIC
SECTION 257F NOTICE OF INTENDED BUY-BACK
SECTION 257G BUY-BACK PROCEDURE - DISCLOSURE OF RELEVANT INFORMATION WHEN OFFER MADE
SECTION 257H ACCEPTANCE OF OFFER AND TRANSFER OF SHARES TO THE COMPANY
SECTION 257J SIGNPOSTS TO OTHER RELEVANT PROVISIONS
Division 3 - Other share capital reductions
SECTION 258A UNLIMITED COMPANIES
SECTION 258B RIGHT TO OCCUPY OR USE REAL PROPERTY
SECTION 258C BROKERAGE OR COMMISSION
SECTION 258D CANCELLATION OF FORFEITED SHARES
SECTION 258E OTHER SHARE CANCELLATIONS
SECTION 258F REDUCTIONS BECAUSE OF LOST CAPITAL
PART 2J.2 - SELF-ACQUISITION AND CONTROL OF SHARES
SECTION 259A DIRECTLY ACQUIRING OWN SHARES
SECTION 259B TAKING SECURITY OVER OWN SHARES OR SHARES IN HOLDING COMPANY
SECTION 259C ISSUING OR TRANSFERRING SHARES TO CONTROLLED ENTITY
SECTION 259D COMPANY CONTROLLING ENTITY THAT HOLDS SHARES IN IT
SECTION 259E WHEN A COMPANY CONTROLS AN ENTITY
SECTION 259F CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 259A OR 259B
PART 2J.3 - FINANCIAL ASSISTANCE
SECTION 260 REMEDY IN CASES OF OPPRESSION OR INJUSTICE
SECTION 260A FINANCIAL ASSISTANCE BY A COMPANY FOR ACQUIRING SHARES IN THE COMPANY OR A HOLDING COMPANY
SECTION 260B SHAREHOLDER APPROVAL
SECTION 260C EXEMPTED FINANCIAL ASSISTANCE
SECTION 260D CONSEQUENCES OF FAILING TO COMPLY WITH SECTION 260A
PART 2J.4 - INTERACTION WITH GENERAL DIRECTORS' DUTIES
SECTION 260E GENERAL DUTIES STILL APPLY
CHAPTER 2K - CHARGES
PART 2K.1 - PRELIMINARY
SECTION 261 INTERPRETATION AND APPLICATION
PART 2K.2 - REGISTRATION
SECTION 262 CHARGES REQUIRED TO BE REGISTERED
SECTION 263 LODGMENT OF NOTICE OF CHARGE AND COPY OF INSTRUMENT
SECTION 264 ACQUISITION OF PROPERTY SUBJECT TO CHARGE
SECTION 265 REGISTRATION OF DOCUMENTS RELATING TO CHARGES
SECTION 265A STANDARD TIME FOR THE PURPOSES OF SECTION 265
SECTION 266 CERTAIN CHARGES VOID AGAINST LIQUIDATOR OR ADMINISTRATOR
SECTION 267 CHARGES IN FAVOUR OF CERTAIN PERSONS VOID IN CERTAIN CASES
SECTION 268 ASSIGNMENT AND VARIATION OF CHARGES
SECTION 268A ASSIGNMENT OF CHARGES UNDER THE STATE BANK (CORPORATISATION) ACT 1994 OF SOUTH AUSTRALIA
SECTION 269 SATISFACTION OF, AND RELEASE OF PROPERTY FROM, CHARGES
SECTION 270 LODGMENT OF NOTICES, OFFENCES ETC.
SECTION 271 COMPANY TO KEEP DOCUMENTS RELATING TO CHARGES AND REGISTER OF CHARGES
SECTION 272 CERTIFICATES
SECTION 273 REGISTRATION UNDER OTHER LEGISLATION RELATING TO CHARGES
SECTION 274 POWER OF COURT TO RECTIFY REGISTER
SECTION 275 CHARGES OF COMPANY EXISTING BEFORE 1 JANUARY 1991
SECTION 275A CHARGES OF BODIES TO WHICH SECTION 1362CJ APPLIES
SECTION 276 CHARGES OF BODY CORPORATE REGISTERED AS A COMPANY
SECTION 276AA CHARGES OF COMPANY TRANSFERRING JURISDICTION
SECTION 276A CHARGES OF RECOGNISED COMPANIES AND CERTAIN FOREIGN COMPANIES
SECTION 277 POWER TO EXEMPT FROM COMPLIANCE WITH CERTAIN REQUIREMENTS OF DIVISION
PART 2K.3 - ORDER OF PRIORITY
SECTION 278 INTERPRETATION
SECTION 279 PRIORITIES OF CHARGES
SECTION 280 GENERAL PRIORITY RULES IN RELATION TO REGISTERED CHARGES
SECTION 281 GENERAL PRIORITY RULE IN RELATION TO UNREGISTERED CHARGES
SECTION 282 SPECIAL PRIORITY RULES
CHAPTER 2L - DEBENTURES
PART 2L.1 - REQUIREMENT FOR TRUST DEED AND TRUSTEE
SECTION 260FA REQUIREMENT FOR TRUST DEED AND TRUSTEE
SECTION 260FB TRUST DEED
SECTION 260FC WHO CAN BE A TRUSTEE
SECTION 260FD EXISTING TRUSTEE CONTINUES TO ACT UNTIL NEW TRUSTEE TAKES OFFICE
SECTION 260FE REPLACEMENT OF TRUSTEE
PART 2L.2 - DUTIES OF BORROWER
SECTION 260GA DUTIES OF BORROWER
SECTION 260GB GENERAL DUTIES
SECTION 260GC DUTY TO NOTIFY ASIC OF NAME OF TRUSTEE
SECTION 260GD DUTY TO REPLACE TRUSTEE
SECTION 260GE DUTY TO INFORM TRUSTEE ABOUT CHARGES
SECTION 260GF DUTY TO GIVE TRUSTEE AND ASIC QUARTERLY REPORTS
SECTION 260GG EXCEPTIONS
SECTION 260GH HOW DEBENTURES MAY BE DESCRIBED
SECTION 260GI OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
PART 2L.3 - DUTIES OF GUARANTOR
SECTION 260HA DUTIES OF GUARANTOR
SECTION 260HB GENERAL DUTIES
SECTION 260HC DUTY TO INFORM TRUSTEE ABOUT CHARGES
SECTION 260HD EXCEPTIONS
SECTION 260HE OFFENCES FOR FAILURE TO COMPLY WITH STATUTORY DUTIES
PART 2L.4 - TRUSTEE
SECTION 260JA TRUSTEE'S DUTIES
SECTION 260JB EXEMPTIONS AND INDEMNIFICATIONS OF TRUSTEE FROM LIABILITY
SECTION 260JC INDEMNITY
PART 2L.5 - MEETINGS OF DEBENTURE HOLDERS
SECTION 260KA BORROWER'S DUTY TO CALL MEETING
SECTION 260KB TRUSTEE'S POWER TO CALL MEETING
SECTION 260KC COURT MAY ORDER MEETING
PART 2L.6 - CIVIL LIABILITY
SECTION 260L CIVIL LIABILITY FOR CONTRAVENING THIS CHAPTER
PART 2L.7 - ASIC POWERS
SECTION 260MA ASIC'S POWER TO EXEMPT AND MODIFY
SECTION 260MB ASIC MAY APPROVE BODY CORPORATE TO BE TRUSTEE
PART 2L.8 - COURT
SECTION 260NA GENERAL COURT POWER TO GIVE DIRECTIONS AND DETERMINE QUESTIONS
SECTION 260NB SPECIFIC COURT POWERS
PART 2L.9 - LOCATION OF OTHER DEBENTURE PROVISIONS
SECTION 260P SIGNPOST TO OTHER DEBENTURE PROVISIONS
CHAPTER 2M - FINANCIAL REPORTS AND AUDIT
PART 2M.1 - OVERVIEW
SECTION 285 OVERVIEW OF OBLIGATIONS UNDER THIS CHAPTER
SECTION 285A ACCOUNTING STANDARDS TO BE MADE FOR THE PURPOSES OF THIS PART AND PART 3.7
PART 2M.2 - FINANCIAL RECORDS
SECTION 286 OBLIGATION TO KEEP FINANCIAL RECORDS
SECTION 286A SEVERING INVALID PROVISIONS
SECTION 286B EVIDENCE OF TEXT OF ACCOUNTING STANDARD
SECTION 287 LANGUAGE REQUIREMENTS
SECTION 288 PHYSICAL FORMAT
SECTION 289 PLACE WHERE RECORDS ARE KEPT
SECTION 290 DIRECTOR ACCESS
SECTION 291 SIGNPOSTS TO OTHER RELEVANT PROVISIONS
PART 2M.3 - FINANCIAL REPORTING
Division 1 - Annual financial reports and directors' reports
SECTION 292 WHO HAS TO PREPARE ANNUAL FINANCIAL REPORTS AND DIRECTORS' REPORTS
SECTION 293 SMALL PROPRIETARY COMPANY - SHAREHOLDER DIRECTION
SECTION 293A SECTIONS 292 AND 293 DO NOT APPLY TO HALF-YEAR OF CHIEF ENTITY
SECTION 294 SMALL PROPRIETARY COMPANY - ASIC DIRECTION
SECTION 294A ENTITIES, PARENT ENTITIES, ECONOMIC ENTITIES AND REPORTING ENTITIES
SECTION 294B WHEN ONE ENTITY CONTROLS ANOTHER
SECTION 295 CONTENTS OF ANNUAL FINANCIAL REPORT
SECTION 295A CONSOLIDATED PROFIT AND LOSS ACCOUNT
SECTION 295B CONSOLIDATED BALANCE-SHEET
SECTION 296 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
SECTION 297 TRUE AND FAIR VIEW
SECTION 298 ANNUAL DIRECTORS' REPORT
SECTION 299 ANNUAL DIRECTORS' REPORT - GENERAL INFORMATION
SECTION 300 ANNUAL DIRECTORS' REPORT - SPECIFIC INFORMATION
SECTION 300A ANNUAL DIRECTORS' REPORT - SPECIFIC INFORMATION TO BE PROVIDED BY LISTED COMPANIES
SECTION 301 AUDIT OF ANNUAL FINANCIAL REPORT
Division 2 - Half-year financial report and directors' report
SECTION 302 DISCLOSING ENTITY MUST PREPARE HALF-YEAR FINANCIAL REPORT AND DIRECTORS' REPORT
SECTION 303 CONTENTS OF HALF-YEAR FINANCIAL REPORT
SECTION 304 COMPLIANCE WITH ACCOUNTING STANDARDS AND REGULATIONS
SECTION 305 TRUE AND FAIR VIEW
SECTION 306 HALF-YEAR DIRECTORS' REPORT
Division 3 - Audit and auditor's report
SECTION 307 AUDIT
SECTION 308 AUDITOR'S REPORT ON ANNUAL FINANCIAL REPORT
SECTION 309 AUDITOR'S REPORT ON HALF-YEAR FINANCIAL REPORT
SECTION 309A INDEMNIFYING OFFICER OR AUDITOR
SECTION 310 AUDITOR'S POWER TO OBTAIN INFORMATION
SECTION 311 REPORTING TO ASIC
SECTION 312 ASSISTING AUDITOR
SECTION 313 SPECIAL PROVISIONS ON AUDIT OF DEBENTURE ISSUERS AND GUARANTORS
Division 4 - Annual financial reporting to members
SECTION 314 ANNUAL FINANCIAL REPORTING TO MEMBERS
SECTION 315 DEADLINE FOR REPORTING TO MEMBERS
SECTION 316 MEMBER'S CHOICES FOR ANNUAL FINANCIAL INFORMATION
SECTION 317 CONSIDERATION OF REPORTS AT AGM
SECTION 317A LODGMENT OF ACCOUNTS ETC. BY COMPANIES THAT ARE DISCLOSING ENTITIES
SECTION 317B LODGMENT OF ACCOUNTS ETC BY SOME PROPRIETARY COMPANIES
SECTION 318 ADDITIONAL REPORTING BY DEBENTURE ISSUERS
Division 5 - Lodging reports with ASIC
SECTION 319 LODGMENT OF ANNUAL REPORTS WITH ASIC
SECTION 320 LODGMENT OF HALF-YEAR REPORTS WITH ASIC
SECTION 321 ASC POWER TO REQUIRE LODGMENT
SECTION 322 RELODGMENT IF FINANCIAL STATEMENTS OR DIRECTORS' REPORTS AMENDED AFTER LODGMENT
Division 6 - Special provisions about consolidated financial statements
SECTION 323 DIRECTORS AND OFFICERS OF CONTROLLED ENTITY TO GIVE INFORMATION
SECTION 323A AUDITOR'S POWER TO OBTAIN INFORMATION FROM CONTROLLED ENTITY
SECTION 323B CONTROLLED ENTITY TO ASSIST AUDITOR
SECTION 323C APPLICATION OF DIVISION TO ENTITY THAT HAS CEASED TO BE CONTROLLED
Division 7 - Financial years and half-years
SECTION 323D FINANCIAL YEARS AND HALF-YEARS
Division 8 - Disclosure by listed companies of information filed overseas
SECTION 323DA LISTED COMPANIES TO DISCLOSE INFORMATION FILED OVERSEAS
PART 2M.4 - APPOINTMENT AND REMOVAL OF AUDITORS
Division 1 - Companies
SECTION 324 QUALIFICATIONS OF AUDITORS
SECTION 325 APPOINTMENT OF AUDITOR BY PROPRIETARY COMPANY
SECTION 326 WHEN EXEMPT PROPRIETARY COMPANY NEED NOT APPOINT AUDITOR
SECTION 327 APPOINTMENT OF AUDITORS
SECTION 328 NOMINATION OF AUDITORS
SECTION 329 REMOVAL AND RESIGNATION OF AUDITORS
SECTION 330 EFFECT OF WINDING UP ON OFFICE OF AUDITOR
SECTION 331 FEES AND EXPENSES OF AUDITORS
Division 2 - Registered schemes
SECTION 331AA QUALIFICATIONS OF AUDITORS
SECTION 331AB APPOINTMENT OF AUDITORS
SECTION 331AC REMOVAL AND RESIGNATION OF AUDITORS
SECTION 331AD EFFECT OF WINDING UP ON OFFICE OF AUDITOR
SECTION 331AE FEES AND EXPENSES OF AUDITORS
PART 2M.5 - ACCOUNTING STANDARDS
SECTION 334 ACCOUNTING STANDARDS
SECTION 335 EQUITY ACCOUNTING
SECTION 335A COMPANY'S ADDRESS FOR SERVICE FOR THE PURPOSES OF SECTION 335
SECTION 336 COMPARATIVE AMOUNTS
SECTION 337 INTERPRETATION OF ACCOUNTING STANDARDS
SECTION 338 SEVERING INVALID PROVISIONS
SECTION 339 EVIDENCE OF TEXT OF ACCOUNTING STANDARD
PART 2M.6 - EXEMPTIONS AND MODIFICATIONS
SECTION 340 ASIC'S POWER TO MAKE SPECIFIC EXEMPTION ORDERS
SECTION 341 ASIC'S POWER TO MAKE CLASS ORDERS
SECTION 342 CRITERIA FOR SPECIFIC EXEMPTION ORDERS AND CLASS ORDERS
SECTION 343 MODIFICATION BY REGULATIONS
PART 2M.7 - SANCTIONS FOR CONTRAVENTIONS OF CHAPTER
SECTION 344 CONTRAVENTION OF PART 2M.2 OR 2M.3
CHAPTER 2N - ANNUAL RETURNS AND LODGMENTS WITH ASIC
PART 2N.1 - ANNUAL RETURNS
SECTION 345 DEADLINE FOR LODGING ANNUAL RETURN
SECTION 346 SOLVENCY RESOLUTION - COMPANIES
SECTION 347 LODGING ANNUAL RETURN WITH ASIC
SECTION 348 CONTENTS OF ANNUAL RETURN - COMPANIES
SECTION 349 CONTENTS OF ANNUAL RETURN - REGISTERED SCHEMES
PART 2N.2 - LODGMENTS WITH ASIC
SECTION 350 FORMS FOR DOCUMENTS TO BE LODGED WITH ASIC
SECTION 351 SIGNING DOCUMENTS LODGED WITH ASIC
SECTION 352 DOCUMENTS LODGED WITH ASIC ELECTRONICALLY
CHAPTER 5 - EXTERNAL ADMINISTRATION
PART 5.1 - ARRANGEMENTS AND RECONSTRUCTIONS
SECTION 410 INTERPRETATION
SECTION 411 ADMINISTRATION OF COMPROMISES ETC.
SECTION 412 INFORMATION AS TO COMPROMISE WITH CREDITORS
SECTION 413 PROVISIONS FOR FACILITATING RECONSTRUCTION AND AMALGAMATION OF PART 5.1 BODIES
SECTION 414 ACQUISITION OF SHARES OF SHAREHOLDERS DISSENTING FROM SCHEME OR CONTRACT APPROVED BY MAJORITY
SECTION 415 NOTIFICATION OF APPOINTMENT OF SCHEME MANAGER AND POWER OF COURT TO REQUIRE REPORT
SECTION 415A ENFORCEMENT OF ORDERS MADE IN OTHER JURISDICTIONS
PART 5.2 - RECEIVERS, AND OTHER CONTROLLERS, OF PROPERTY OF CORPORATIONS
SECTION 416 INTERPRETATION
SECTION 417 APPLICATION OF PART
SECTION 418 PERSONS NOT TO ACT AS RECEIVERS
SECTION 418A COURT MAY DECLARE WHETHER CONTROLLER IS VALIDLY ACTING
SECTION 419 LIABILITY OF CONTROLLER
SECTION 419A LIABILITY OF CONTROLLER UNDER PRE-EXISTING AGREEMENT ABOUT PROPERTY USED BY CORPORATION
SECTION 420 POWERS OF RECEIVER
SECTION 420A CONTROLLER'S DUTY OF CARE IN EXERCISING POWER OF SALE
SECTION 420B COURT MAY AUTHORISE MANAGING CONTROLLER TO DISPOSE OF PROPERTY DESPITE PRIOR CHARGE
SECTION 420C RECEIVER'S POWER TO CARRY ON CORPORATION'S BUSINESS DURING WINDING UP
SECTION 421 CONTROLLER'S DUTIES IN RELATION TO BANK ACCOUNTS AND FINANCIAL RECORDS
SECTION 421A MANAGING CONTROLLER TO REPORT WITHIN 2 MONTHS ABOUT CORPORATION'S AFFAIRS
SECTION 422 REPORTS BY RECEIVER
SECTION 423 SUPERVISION OF CONTROLLER
SECTION 424 CONTROLLER MAY APPLY TO COURT
SECTION 425 COURT'S POWER TO FIX RECEIVER'S REMUNERATION
SECTION 426 CONTROLLER HAS QUALIFIED PRIVILEGE IN CERTAIN CASES
SECTION 427 NOTIFICATION OF MATTERS RELATING TO CONTROLLER
SECTION 428 STATEMENT THAT RECEIVER APPOINTED OR OTHER CONTROLLER ACTING
SECTION 429 OFFICERS TO REPORT TO CONTROLLER ABOUT CORPORATION'S AFFAIRS
SECTION 430 CONTROLLER MAY REQUIRE REPORTS
SECTION 431 CONTROLLER MAY INSPECT BOOKS
SECTION 432 LODGING CONTROLLER'S ACCOUNTS
SECTION 433 PAYMENT OF CERTAIN DEBTS, OUT OF PROPERTY SUBJECT TO FLOATING CHARGE, IN PRIORITY TO CLAIMS UNDER CHARGE
SECTION 434 ENFORCING CONTROLLER'S DUTY TO MAKE RETURNS
SECTION 434A COURT MAY REMOVE CONTROLLER FOR MISCONDUCT
SECTION 434B COURT MAY REMOVE REDUNDANT CONTROLLER
SECTION 434C EFFECT OF SECTIONS 434A AND 434B
PART 5.3A - ADMINISTRATION OF A COMPANY'S AFFAIRS WITH A VIEW TO EXECUTING A DEED OF COMPANY ARRANGEMENT
Division 1 - Preliminary
SECTION 435 INTERPRETATION
SECTION 435A OBJECT OF PART
SECTION 435B INTERPRETATION
SECTION 435C WHEN ADMINISTRATION BEGINS AND ENDS
SECTION 436 POWER OF COMPANY TO CALL MEETING OF CREDITORS TO APPOINT OFFICIAL MANAGER
Division 2 - Appointment of administrator and first meeting of creditors
SECTION 436A COMPANY MAY APPOINT ADMINISTRATOR IF BOARD THINKS IT IS OR WILL BECOME INSOLVENT
SECTION 436B LIQUIDATOR MAY APPOINT ADMINISTRATOR
SECTION 436C CHARGEE MAY APPOINT ADMINISTRATOR
SECTION 436D COMPANY ALREADY UNDER ADMINISTRATION
SECTION 436E PURPOSE AND TIMING OF FIRST MEETING OF CREDITORS
SECTION 436F FUNCTIONS OF COMMITTEE OF CREDITORS
SECTION 436G MEMBERSHIP OF COMMITTEE
SECTION 437 REPORT AS TO AFFAIRS OF COMPANY TO BE SUBMITTED TO MEETING OF CREDITORS
Division 3 - Administrator assumes control of company's affairs
SECTION 437A ROLE OF ADMINISTRATOR
SECTION 437B ADMINISTRATOR ACTS AS COMPANY'S AGENT
SECTION 437C POWERS OF OTHER OFFICERS SUSPENDED
SECTION 437D ONLY ADMINISTRATOR CAN DEAL WITH COMPANY'S PROPERTY
SECTION 437E ORDER FOR COMPENSATION WHERE OFFICER INVOLVED IN VOID TRANSACTION
SECTION 437F EFFECT OF ADMINISTRATION ON COMPANY'S MEMBERS
SECTION 438 POWER TO ADJOURN MEETING
Division 4 - Administrator investigates company's affairs
SECTION 438A ADMINISTRATOR TO INVESTIGATE AFFAIRS AND CONSIDER POSSIBLE COURSES OF ACTION
SECTION 438B DIRECTORS TO HELP ADMINISTRATOR
SECTION 438C ADMINISTRATOR'S RIGHTS TO COMPANY'S BOOKS
SECTION 438D REPORTS BY ADMINISTRATOR
SECTION 439 POWER OF CREDITORS TO PLACE COMPANY UNDER OFFICIAL MANAGEMENT
Division 5 - Meeting of creditors decides company's future
SECTION 439A ADMINISTRATOR TO CONVENE MEETING AND INFORM CREDITORS
SECTION 439B CONDUCT OF MEETING
SECTION 439C WHAT CREDITORS MAY DECIDE
SECTION 440 APPOINTMENT OF COMMITTEE OF MANAGEMENT
Division 6 - Protection of company's property during administration
SECTION 440A WINDING UP COMPANY
SECTION 440B CHARGE UNENFORCEABLE
SECTION 440C OWNER OR LESSOR CANNOT RECOVER PROPERTY USED BY COMPANY
SECTION 440D STAY OF PROCEEDINGS
SECTION 440E ADMINISTRATOR NOT LIABLE IN DAMAGES FOR REFUSING CONSENT
SECTION 440F SUSPENSION OF ENFORCEMENT PROCESS
SECTION 440G DUTIES OF COURT OFFICER IN RELATION TO PROPERTY OF COMPANY
SECTION 440H LIS PENDENS TAKEN TO EXIST
SECTION 440J ADMINISTRATION NOT TO TRIGGER LIABILITY OF DIRECTOR OR RELATIVE UNDER GUARANTEE OF COMPANY'S LIABILITY
SECTION 441 NOTICE OF APPOINTMENT AND ADDRESS OF OFFICIAL MANAGER
Division 7 - Rights of chargee, owner or lessor
SECTION 441A WHERE CHARGEE ACTS BEFORE OR DURING DECISION PERIOD
SECTION 441B WHERE ENFORCEMENT OF CHARGE BEGINS BEFORE ADMINISTRATION
SECTION 441C CHARGE ON PERISHABLE PROPERTY
SECTION 441D COURT MAY LIMIT POWERS OF CHARGEE, ETC IN RELATION TO CHARGED PROPERTY
SECTION 441E GIVING A NOTICE UNDER A CHARGE
SECTION 441F WHERE RECOVERY OF PROPERTY BEGINS BEFORE ADMINISTRATION
SECTION 441G RECOVERING PERISHABLE PROPERTY
SECTION 441H COURT MAY LIMIT POWERS OF RECEIVER ETC IN RELATION TO PROPERTY USED BY COMPANY
SECTION 441J GIVING A NOTICE UNDER AN AGREEMENT ABOUT PROPERTY
SECTION 441K EFFECT OF DIVISION
SECTION 442 EFFECT OF RESOLUTION
Division 8 - Powers of administrator
SECTION 442A ADDITIONAL POWERS OF ADMINISTRATOR
SECTION 442B DEALING WITH PROPERTY SUBJECT TO A FLOATING CHARGE THAT HAS CRYSTALLISED
SECTION 442C WHEN ADMINISTRATOR MAY DISPOSE OF ENCUMBERED PROPERTY
SECTION 442D ADMINISTRATOR'S POWERS SUBJECT TO POWERS OF CHARGEE, RECEIVER ETC
SECTION 442E ADMINISTRATOR HAS QUALIFIED PRIVILEGE
SECTION 442F PROTECTION OF PERSONS DEALING WITH ADMINISTRATOR
SECTION 443 SIX-MONTHLY MEETINGS OF CREDITORS AND MEMBERS
Division 9 - Administrator's liability and indemnity for debts of administration
Subdivision A - Liability
SECTION 443A GENERAL DEBTS
SECTION 443B PAYMENTS FOR PROPERTY USED OR OCCUPIED BY, OR IN THE POSSESSION OF, THE COMPANY
SECTION 443BA CERTAIN TAXATION LIABILITIES
SECTION 443C ADMINISTRATOR NOT OTHERWISE LIABLE FOR COMPANY'S DEBTS
Subdivision B - Indemnity
SECTION 443D RIGHT OF INDEMNITY
SECTION 443E RIGHT OF INDEMNITY HAS PRIORITY OVER OTHER DEBTS
SECTION 443F LIEN TO SECURE INDEMNITY
SECTION 444 STAY OF PROCEEDINGS
Division 10 - Execution and effect of deed of company arrangement
SECTION 444A EFFECT OF CREDITORS' RESOLUTION
SECTION 444B EXECUTION OF DEED
SECTION 444C CREDITOR ETC. NOT TO ACT INCONSISTENTLY WITH DEED BEFORE ITS EXECUTION
SECTION 444D EFFECT OF DEED ON CREDITORS
SECTION 444E PROTECTION OF COMPANY'S PROPERTY FROM PERSONS BOUND BY DEED
SECTION 444F COURT MAY LIMIT RIGHTS OF SECURED CREDITOR OR OWNER OR LESSOR
SECTION 444G EFFECT OF DEED ON COMPANY, OFFICERS AND MEMBERS
SECTION 444H EXTENT OF RELEASE OF COMPANY'S DEBTS
SECTION 445 POWER TO EXTEND PERIOD OF OFFICIAL MANAGEMENT
Division 11 - Variation, termination and avoidance of deed
SECTION 445A VARIATION OF DEED BY CREDITORS
SECTION 445B COURT MAY CANCEL VARIATION
SECTION 445C WHEN DEED TERMINATES
SECTION 445D WHEN COURT MAY TERMINATE DEED
SECTION 445E CREDITORS MAY TERMINATE DEED AND RESOLVE THAT COMPANY BE WOUND UP
SECTION 445F MEETING OF CREDITORS TO CONSIDER PROPOSED VARIATION OR TERMINATION OF DEED
SECTION 445G WHEN COURT MAY VOID OR VALIDATE DEED
SECTION 445H EFFECT OF TERMINATION OR AVOIDANCE
SECTION 446 EXTENSION OF PERIOD OF OFFICIAL MANAGEMENT
Division 12 - Transition to creditors' voluntary winding up
SECTION 446A ADMINISTRATOR BECOMES LIQUIDATOR IN CERTAIN CASES
SECTION 446B REGULATIONS MAY PROVIDE FOR TRANSITION IN OTHER CASES
SECTION 447 APPOINTMENT OF OFFICIAL MANAGER NOT TO AFFECT APPOINTMENT AND DUTIES OF AUDITOR
Division 13 - Powers of Court
SECTION 447A GENERAL POWER TO MAKE ORDERS
SECTION 447B ORDERS TO PROTECT CREDITORS DURING ADMINISTRATION
SECTION 447C COURT MAY DECLARE WHETHER ADMINISTRATOR VALIDLY APPOINTED
SECTION 447D ADMINISTRATOR MAY SEEK DIRECTIONS
SECTION 447E SUPERVISION OF ADMINISTRATOR OF COMPANY OR DEED
SECTION 447F EFFECT OF DIVISION
SECTION 448 DUTIES OF OFFICIAL MANAGER
Division 14 - Qualifications of administrators
SECTION 448A APPOINTEE MUST CONSENT
SECTION 448B ADMINISTRATOR MUST BE REGISTERED LIQUIDATOR
SECTION 448C DISQUALIFICATION OF PERSON CONNECTED WITH COMPANY
SECTION 448D DISQUALIFICATION OF INSOLVENT UNDER ADMINISTRATION
SECTION 449 UNDUE PREFERENCES IN THE CASE OF OFFICIAL MANAGEMENT
Division 15 - Removal, replacement and remuneration of administrator
SECTION 449A APPOINTMENT OF ADMINISTRATOR CANNOT BE REVOKED
SECTION 449B COURT MAY REMOVE ADMINISTRATOR
SECTION 449C VACANCY IN OFFICE OF ADMINISTRATOR OF COMPANY
SECTION 449D VACANCY IN OFFICE OF ADMINISTRATOR OF DEED OF COMPANY ARRANGEMENT
SECTION 449E REMUNERATION OF ADMINISTRATOR
SECTION 450 APPLICATION AND DISPOSAL OF PROPERTY DURING OFFICIAL MANAGEMENT
Division 16 - Notices about steps taken under Part
SECTION 450A APPOINTMENT OF ADMINISTRATOR
SECTION 450B EXECUTION OF DEED OF COMPANY ARRANGEMENT
SECTION 450C FAILURE TO EXECUTE DEED OF COMPANY ARRANGEMENT
SECTION 450D TERMINATION OF DEED OF COMPANY ARRANGEMENT
SECTION 450E NOTICE IN PUBLIC DOCUMENTS ETC. OF COMPANY
SECTION 450F EFFECT OF CONTRAVENTION OF THIS DIVISION
SECTION 451 OFFICIAL MANAGER MAY APPLY TO COURT FOR DIRECTIONS
Division 17 - Miscellaneous
SECTION 451A APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF COMPANY
SECTION 451B APPOINTMENT OF 2 OR MORE ADMINISTRATORS OF DEED OF COMPANY ARRANGEMENT
SECTION 451C EFFECT OF THINGS DONE DURING ADMINISTRATION OF COMPANY
SECTION 451D TIME FOR DOING ACT DOES NOT RUN WHILE ACT PREVENTED BY THIS PART
PART 5.4 - WINDING UP IN INSOLVENCY
Division 1 - When company to be wound up in insolvency
SECTION 459 WINDING UP OF COMPANY THAT HAS CEASED TO BE A TRADING OR BANKING CORPORATION
SECTION 459A ORDER THAT INSOLVENT COMPANY BE WOUND UP IN INSOLVENCY
SECTION 459B ORDER MADE ON APPLICATION UNDER SECTION 234, 462 OR 464
SECTION 459C PRESUMPTIONS TO BE MADE IN CERTAIN PROCEEDINGS
SECTION 459D CONTINGENT OR PROSPECTIVE LIABILITY RELEVANT TO WHETHER COMPANY SOLVENT
Division 2 - Statutory demand
SECTION 459E CREDITOR MAY SERVE STATUTORY DEMAND ON COMPANY
SECTION 459F WHEN COMPANY TAKEN TO FAIL TO COMPLY WITH STATUTORY DEMAND
Division 3 - Application to set aside statutory demand
SECTION 459G COMPANY MAY APPLY
SECTION 459H DETERMINATION OF APPLICATION WHERE THERE IS A DISPUTE OR OFFSETTING CLAIM
SECTION 459J SETTING ASIDE DEMAND ON OTHER GROUNDS
SECTION 459K EFFECT OF ORDER SETTING ASIDE DEMAND
SECTION 459L DISMISSAL OF APPLICATION
SECTION 459M ORDER SUBJECT TO CONDITIONS
SECTION 459N COSTS WHERE COMPANY SUCCESSFUL
Division 4 - Application for order to wind up company in insolvency
SECTION 459P WHO MAY APPLY FOR ORDER UNDER SECTION 459A
SECTION 459Q APPLICATION RELYING ON FAILURE TO COMPLY WITH STATUTORY DEMAND
SECTION 459R PERIOD WITHIN WHICH APPLICATION MUST BE DETERMINED
SECTION 459S COMPANY MAY NOT OPPOSE APPLICATION ON CERTAIN GROUNDS
SECTION 459T APPLICATION TO WIND UP JOINT DEBTORS IN INSOLVENCY
PART 5.4A - WINDING UP BY THE COURT ON OTHER GROUNDS
SECTION 460 WINDING UP OF COMPANY ON THE GROUND OF INSOLVENCY
SECTION 461 GENERAL GROUNDS ON WHICH COMPANY MAY BE WOUND UP BY COURT
SECTION 462 STANDING TO APPLY FOR WINDING UP
SECTION 463 COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY
SECTION 464 APPLICATION FOR WINDING UP IN CONNECTION WITH INVESTIGATION UNDER ASIC LAW
SECTION 465 COMMENCEMENT OF WINDING UP BY THE COURT
PART 5.4B - WINDING UP IN INSOLVENCY OR BY THE COURT
Division 1 - General
SECTION 465A NOTICE OF APPLICATION
SECTION 465B SUBSTITUTION OF APPLICANTS
SECTION 465C APPLICANT TO BE GIVEN NOTICE OF GROUNDS FOR OPPOSING APPLICATION
SECTION 466 PAYMENT OF PRELIMINARY COSTS ETC.
SECTION 467 COURT'S POWERS ON HEARING APPLICATION
SECTION 467A EFFECT OF DEFECT OR IRREGULARITY ON APPLICATION UNDER PART 5.4 OR 5.4A
SECTION 467B COURT MAY ORDER WINDING UP OF COMPANY THAT IS BEING WOUND UP VOLUNTARILY
SECTION 468 AVOIDANCE OF DISPOSITIONS OF PROPERTY, ATTACHMENTS ETC.
SECTION 469 APPLICATION TO BE LIS PENDENS
SECTION 470 CERTAIN NOTICES TO BE LODGED
Division 1A - Effect of winding up order
SECTION 471 EFFECT ON CREDITORS AND CONTRIBUTORIES
SECTION 471A POWERS OF OTHER OFFICERS SUSPENDED DURING WINDING UP
SECTION 471B STAY OF PROCEEDINGS AND SUSPENSION OF ENFORCEMENT PROCESS
SECTION 471C SECURED CREDITOR'S RIGHTS NOT AFFECTED
Division 2 - Court-appointed liquidators
SECTION 472 COURT TO APPOINT OFFICIAL LIQUIDATOR
SECTION 473 GENERAL PROVISIONS ABOUT LIQUIDATORS
SECTION 474 CUSTODY AND VESTING OF COMPANY'S PROPERTY
SECTION 475 REPORT AS TO COMPANY'S AFFAIRS TO BE SUBMITTED TO LIQUIDATOR
SECTION 476 PRELIMINARY REPORT BY LIQUIDATOR
SECTION 477 POWERS OF LIQUIDATOR
SECTION 478 APPLICATION OF PROPERTY; LIST OF CONTRIBUTORIES
SECTION 479 EXERCISE AND CONTROL OF LIQUIDATOR'S POWERS
SECTION 480 RELEASE OF LIQUIDATOR AND DEREGISTRATION OF COMPANY
SECTION 481 ORDERS FOR RELEASE OR DEREGISTRATION
Division 3 - General powers of Court
SECTION 482 POWER TO STAY OR TERMINATE WINDING UP
SECTION 483 DELIVERY OF PROPERTY TO LIQUIDATOR
SECTION 484 APPOINTMENT OF SPECIAL MANAGER
SECTION 485 CLAIMS OF CREDITORS AND DISTRIBUTION OF PROPERTY
SECTION 486 INSPECTION OF BOOKS BY CREDITORS AND CONTRIBUTORIES
SECTION 486A COURT MAY MAKE ORDER TO PREVENT OFFICER OR RELATED ENTITY FROM AVOIDING LIABILITY TO COMPANY
SECTION 486B WARRANT TO ARREST PERSON WHO IS ABSCONDING, OR WHO HAS DEALT WITH PROPERTY OR BOOKS, IN ORDER TO AVOID OBLIGATIONS IN CONNECTION WITH WINDING UP
SECTION 487 POWER TO ARREST ABSCONDING CONTRIBUTORY
SECTION 488 DELEGATION TO LIQUIDATOR OF CERTAIN POWERS OF COURT
SECTION 489 POWERS OF COURT CUMULATIVE
PART 5.5 - VOLUNTARY WINDING UP
Division 1 - Resolution for winding up
SECTION 490 WHEN COMPANY CANNOT WIND UP VOLUNTARILY
SECTION 491 CIRCUMSTANCES IN WHICH COMPANY MAY BE WOUND UP VOLUNTARILY
SECTION 492 COMMENCEMENT OF WINDING UP
SECTION 493 EFFECT OF VOLUNTARY WINDING UP
SECTION 494 DECLARATION OF SOLVENCY
Division 2 - Members' voluntary winding up
SECTION 495 LIQUIDATORS
SECTION 496 DUTY OF LIQUIDATOR WHERE COMPANY TURNS OUT TO BE INSOLVENT
Division 3 - Creditors' voluntary winding up
SECTION 497 MEETING OF CREDITORS
SECTION 498 POWER TO ADJOURN MEETING
SECTION 499 LIQUIDATORS
SECTION 500 EXECUTION AND CIVIL PROCEEDINGS
Division 4 - Voluntary winding up generally
SECTION 501 DISTRIBUTION OF PROPERTY OF COMPANY
SECTION 502 APPOINTMENT OF LIQUIDATOR
SECTION 503 REMOVAL OF LIQUIDATOR
SECTION 504 REVIEW OF LIQUIDATOR'S REMUNERATION
SECTION 505 ACTS OF LIQUIDATOR VALID ETC
SECTION 506 POWERS AND DUTIES OF LIQUIDATOR
SECTION 507 POWER OF LIQUIDATOR TO ACCEPT SHARES ETC AS CONSIDERATION FOR SALE OF PROPERTY OF COMPANY
SECTION 508 ANNUAL MEETING OF CREDITORS
SECTION 509 FINAL MEETING AND DEREGISTRATION
SECTION 510 ARRANGEMENT: WHEN BINDING ON CREDITORS
SECTION 511 APPLICATION TO COURT TO HAVE QUESTIONS DETERMINED OR POWERS EXERCISED
SECTION 512 COSTS
PART 5.6 - WINDING UP GENERALLY
Division 1 - Preliminary
SECTION 513 APPLICATION OF PART
Division 1A - When winding up taken to begin
SECTION 513A WINDING UP ORDERED BY THE COURT
SECTION 513B VOLUNTARY WINDING UP
SECTION 513C SECTION 513C DAY IN RELATION TO AN ADMINISTRATION UNDER PART 5.3A
SECTION 513D VALIDITY OF PROCEEDINGS IN EARLIER WINDING UP
Division 2 - Contributories
SECTION 514 WHERE DIVISION APPLIES
SECTION 515 GENERAL LIABILITY OF CONTRIBUTORY
SECTION 516 COMPANY LIMITED BY SHARES
SECTION 517 COMPANY LIMITED BY GUARANTEE
SECTION 518 COMPANY LIMITED BOTH BY SHARES AND BY GUARANTEE
SECTION 519 EXCEPTIONS FOR FORMER UNLIMITED COMPANY
SECTION 520 PAST MEMBER: LATER DEBTS
SECTION 521 PERSON CEASING TO BE A MEMBER A YEAR OR MORE BEFORE WINDING UP
SECTION 522 PRESENT MEMBERS TO CONTRIBUTE FIRST
SECTION 523 PAST MEMBER OF FORMER UNLIMITED COMPANY
SECTION 524 PAST MEMBER OF FORMER LIMITED COMPANY
SECTION 525 DEBTS TO A MEMBER
SECTION 526 LIABILITY ON CERTAIN CONTRACTS
SECTION 527 NATURE OF CONTRIBUTORY'S LIABILITY
SECTION 528 DEATH OF CONTRIBUTORY
SECTION 529 BANKRUPTCY OF CONTRIBUTORY
SECTION 530 DIVISION 2 COMPANY
Division 3 - Liquidators
SECTION 530A OFFICERS TO HELP LIQUIDATOR
SECTION 530B LIQUIDATOR'S RIGHTS TO COMPANY'S BOOKS
SECTION 530C WARRANT TO SEARCH FOR, AND SEIZE, COMPANY'S PROPERTY OR BOOKS
SECTION 531 BOOKS TO BE KEPT BY LIQUIDATOR
SECTION 532 DISQUALIFICATION OF LIQUIDATOR
SECTION 533 REPORTS BY LIQUIDATOR
SECTION 534 PROSECUTION BY LIQUIDATOR OF DELINQUENT OFFICERS AND MEMBERS
SECTION 535 WHEN LIQUIDATOR HAS QUALIFIED PRIVILEGE
SECTION 536 SUPERVISION OF LIQUIDATORS
SECTION 537 NOTICE OF APPOINTMENT AND ADDRESS OF LIQUIDATOR
SECTION 538 REGULATIONS RELATING TO MONEY ETC. RECEIVED BY LIQUIDATOR
SECTION 539 LIQUIDATOR'S ACCOUNTS
SECTION 540 LIQUIDATOR TO REMEDY DEFAULTS
Division 4 - General
SECTION 541 NOTIFICATION THAT COMPANY IS IN LIQUIDATION
SECTION 542 BOOKS OF COMPANY
SECTION 543 INVESTMENT OF SURPLUS FUNDS ON GENERAL ACCOUNT
SECTION 544 UNCLAIMED MONEY TO BE PAID TO COMMISSION
SECTION 545 EXPENSES OF WINDING UP WHERE PROPERTY INSUFFICIENT
SECTION 546 RESOLUTIONS PASSED AT ADJOURNED MEETINGS OF CREDITORS AND CONTRIBUTORIES
SECTION 547 MEETINGS TO ASCERTAIN WISHES OF CREDITORS OR CONTRIBUTORIES
Division 5 - Committees of inspection
SECTION 548 CONVENING OF MEETINGS BY LIQUIDATOR FOR APPOINTMENT OF COMMITTEE OF INSPECTION
SECTION 549 PROCEEDINGS OF COMMITTEE OF INSPECTION
SECTION 550 VACANCIES ON COMMITTEE OF INSPECTION
SECTION 551 MEMBER OF COMMITTEE NOT TO ACCEPT EXTRA BENEFIT
SECTION 552 POWERS OF COURT WHERE NO COMMITTEE OF INSPECTION
Division 6 - Proof and ranking of claims
Subdivision A - Admission to proof of debts and claims
SECTION 553 DEBTS OR CLAIMS THAT ARE PROVABLE IN WINDING UP
SECTION 553A MEMBER CANNOT PROVE DEBT UNLESS CONTRIBUTIONS PAID
SECTION 553AA SELLING SHAREHOLDER CANNOT PROVE DEBT UNLESS DOCUMENTS GIVEN
SECTION 553B INSOLVENT COMPANIES - PENALTIES AND FINES NOT GENERALLY PROVABLE
SECTION 553C INSOLVENT COMPANIES - MUTUAL CREDIT AND SET-OFF
SECTION 553D DEBTS OR CLAIMS MAY BE PROVED FORMALLY OR INFORMALLY
SECTION 553E APPLICATION OF BANKRUPTCY ACT TO WINDING UP OF INSOLVENT COMPANY
Subdivision B - Computation of debts and claims
SECTION 554 GENERAL RULE - COMPUTE AMOUNT AS AT RELEVANT DATE
SECTION 554A DETERMINATION OF VALUE OF DEBTS AND CLAIMS OF UNCERTAIN VALUE
SECTION 554B DISCOUNTING OF DEBTS PAYABLE AFTER RELEVANT DATE
SECTION 554C CONVERSION INTO AUSTRALIAN CURRENCY OF FOREIGN CURRENCY DEBTS OR CLAIMS
Subdivision C - Special provisions relating to secured creditors of insolvent companies
SECTION 554D APPLICATION OF SUBDIVISION
SECTION 554E PROOF OF DEBT BY SECURED CREDITOR
SECTION 554F REDEMPTION OF SECURITY BY LIQUIDATOR
SECTION 554G AMENDMENT OF VALUATION
SECTION 554H REPAYMENT OF EXCESS
SECTION 554J SUBSEQUENT REALISATION OF SECURITY
Subdivision D - Priorities
SECTION 555 DEBTS AND CLAIMS PROVED TO RANK EQUALLY EXCEPT AS OTHERWISE PROVIDED
SECTION 556 PRIORITY PAYMENTS
SECTION 557 ORDERS UNDER SECTION 91 OF THE ASC LAW
SECTION 558 DEBTS DUE TO EMPLOYEES
SECTION 559 DEBTS OF A CLASS TO RANK EQUALLY
SECTION 560 ADVANCES FOR COMPANY TO MAKE PRIORITY PAYMENTS IN RESPECT OF EMPLOYEES
SECTION 561 PRIORITY OF EMPLOYEES' CLAIMS OVER FLOATING CHARGES
SECTION 562 APPLICATION OF PROCEEDS OF CONTRACTS OF INSURANCE
SECTION 562A APPLICATION OF PROCEEDS OF CONTRACTS OF REINSURANCE
SECTION 563 PROVISIONS RELATING TO INJURY COMPENSATION
SECTION 563A MEMBER'S DEBTS TO BE POSTPONED UNTIL OTHER DEBTS AND CLAIMS SATISFIED
SECTION 563AAA REDEMPTION OF DEBENTURES
SECTION 563AA SELLER UNDER A BUY-BACK AGREEMENT
Subdivision E - Miscellaneous
SECTION 563B INTEREST ON DEBTS AND CLAIMS FROM RELEVANT DATE TO DATE OF PAYMENT
SECTION 563C DEBT SUBORDINATION
SECTION 564 POWER OF COURT TO MAKE ORDERS IN FAVOUR OF CERTAIN CREDITORS
Division 7 - Effect on certain transactions
SECTION 565 UNDUE PREFERENCE
SECTION 566 EFFECT OF FLOATING CHARGE
SECTION 567 LIQUIDATOR'S RIGHT TO RECOVER IN RESPECT OF CERTAIN TRANSACTIONS
Division 7A - Disclaimer of onerous property
SECTION 568 DISCLAIMER BY LIQUIDATOR; APPLICATION TO COURT BY PARTY TO CONTRACT
SECTION 568A LIQUIDATOR MUST GIVE NOTICE OF DISCLAIMER
SECTION 568B APPLICATION TO SET ASIDE DISCLAIMER BEFORE IT TAKES EFFECT
SECTION 568C WHEN DISCLAIMER TAKES EFFECT
SECTION 568D EFFECT OF DISCLAIMER
SECTION 568E APPLICATION TO SET ASIDE DISCLAIMER AFTER IT HAS TAKEN EFFECT
SECTION 568F COURT MAY DISPOSE OF DISCLAIMED PROPERTY
Division 7B - Effect on enforcement process against company's property
SECTION 569 EXECUTIONS, ATTACHMENTS ETC. BEFORE WINDING UP
SECTION 570 DUTIES OF SHERIFF AFTER RECEIVING NOTICE OF APPLICATION
Division 9 - Co-operation between Australian and foreign courts in external administration matters
SECTION 580 INTERPRETATION
SECTION 581 COURTS TO ACT IN AID OF EACH OTHER
PART 5.7 - WINDING UP OF BODIES OTHER THAN COMPANIES
SECTION 582 APPLICATION OF PART
SECTION 583 WINDING UP PART 5.7 BODIES
SECTION 584 WINDING UP TYPE B BODIES
SECTION 585 INSOLVENCY OF PART 5.7 BODY
SECTION 586 CONTRIBUTORIES IN WINDING UP OF PART 5.7 BODY
SECTION 587 POWER OF COURT TO STAY OR RESTRAIN PROCEEDINGS
SECTION 588 OUTSTANDING PROPERTY OF DEFUNCT REGISTRABLE BODY
PART 5.7A - RECIPROCITY WITH OTHER JURISDICTIONS
Division 1 - Application of Part 5.3A to matters arising under corresponding laws
SECTION 588AA APPLICATION IN THIS JURISDICTION
SECTION 588AB ENFORCEMENT OF ORDERS
Division 2 - Winding up recognised companies
SECTION 588A ENFORCEMENT OF WINDING UP ORDERS MADE IN OTHER JURISDICTIONS
SECTION 588B FUNCTIONS AND POWERS IN THIS JURISDICTION OF LIQUIDATORS FROM OTHER JURISDICTIONS
SECTION 588C OUTSTANDING PROPERTY OF DEFUNCT RECOGNISED COMPANY
PART 5.7B - RECOVERING PROPERTY OR COMPENSATION FOR THE BENEFIT OF CREDITORS OF INSOLVENT COMPANY
Division 1 - Preliminary
SECTION 588D SECURED DEBT MAY BECOME UNSECURED
SECTION 588E PRESUMPTIONS TO BE MADE IN RECOVERY PROCEEDINGS
SECTION 588F CERTAIN TAXATION LIABILITIES TAKEN TO BE DEBTS
Division 2 - Voidable transactions
SECTION 588FA UNFAIR PREFERENCES
SECTION 588FB UNCOMMERCIAL TRANSACTIONS
SECTION 588FC INSOLVENT TRANSACTIONS
SECTION 588FD UNFAIR LOANS TO A COMPANY
SECTION 588FE VOIDABLE TRANSACTIONS
SECTION 588FF COURT MAY MAKE ORDERS ABOUT VOIDABLE TRANSACTIONS
SECTION 588FG TRANSACTION NOT VOIDABLE AS AGAINST CERTAIN PERSONS
SECTION 588FGA DIRECTORS TO INDEMNIFY COMMISSIONER OF TAXATION IF CERTAIN PAYMENTS SET ASIDE
SECTION 588FGB DEFENCES IN PROCEEDINGS UNDER SECTION 588FGA
SECTION 588FH LIQUIDATOR MAY RECOVER FROM RELATED ENTITY BENEFIT RESULTING FROM INSOLVENT TRANSACTION
SECTION 588FI CREDITOR WHO GIVES UP BENEFIT OF UNFAIR PREFERENCE MAY PROVE FOR PREFERRED DEBT
SECTION 588FJ FLOATING CHARGE CREATED WITHIN 6 MONTHS BEFORE RELATION-BACK DAY
Division 3 - Director's duty to prevent insolvent trading
SECTION 588G DIRECTOR'S DUTY TO PREVENT INSOLVENT TRADING BY COMPANY
SECTION 588H DEFENCES
Division 4 - Director liable to compensate company
Subdivision A - Proceedings against director
SECTION 588J ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION
SECTION 588K CRIMINAL COURT MAY ORDER COMPENSATION
SECTION 588L ENFORCEMENT OF ORDER UNDER SECTION 588J OR 588K
SECTION 588M RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
SECTION 588N AVOIDING DOUBLE RECOVERY
SECTION 588P EFFECT OF SECTIONS 588J, 588K AND 588M
SECTION 588Q CERTIFICATES EVIDENCING CONTRAVENTION
Subdivision B - Proceedings by creditor
SECTION 588R CREDITOR MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT
SECTION 588S CREDITOR MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION
SECTION 588T WHEN CREDITOR MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT
SECTION 588U EVENTS PREVENTING CREDITOR FROM SUING
Division 5 - Liability of holding company for insolvent trading by subsidiary
SECTION 588V WHEN HOLDING COMPANY LIABLE
SECTION 588W RECOVERY OF COMPENSATION FOR LOSS RESULTING FROM INSOLVENT TRADING
SECTION 588X DEFENCES
Division 6 - Application of compensation under Division 4 or 5
SECTION 588Y APPLICATION OF AMOUNT PAID AS COMPENSATION
Division 7 - Person managing a corporation while disqualified may become liable for corporation's debts
SECTION 588Z COURT MAY MAKE ORDER IMPOSING LIABILITY
PART 5.8 - OFFENCES
SECTION 589 INTERPRETATION AND APPLICATION
SECTION 590 OFFENCES BY OFFICERS OF CERTAIN COMPANIES
SECTION 591 LIABILITY WHERE PROPER ACCOUNTS NOT KEPT
SECTION 592 INCURRING OF CERTAIN DEBTS; FRAUDULENT CONDUCT
SECTION 593 POWERS OF COURT
SECTION 594 CERTAIN RIGHTS NOT AFFECTED
SECTION 595 INDUCEMENT TO BE APPOINTED LIQUIDATOR ETC. OF COMPANY
SECTION 596 FRAUDS BY OFFICERS
PART 5.8A - EMPLOYEE ENTITLEMENTS
SECTION 596AA OBJECT AND COVERAGE OF PART
SECTION 596AB ENTERING INTO AGREEMENTS OR TRANSACTIONS TO AVOID EMPLOYEE ENTITLEMENTS
SECTION 596AC PERSON WHO CONTRAVENES SECTION 596AB LIABLE TO COMPENSATE FOR LOSS
SECTION 596AD AVOIDING DOUBLE RECOVERY
SECTION 596AE EFFECT OF SECTION 596AC
SECTION 596AF EMPLOYEE MAY SUE FOR COMPENSATION WITH LIQUIDATOR'S CONSENT
SECTION 596AG EMPLOYEE MAY GIVE LIQUIDATOR NOTICE OF INTENTION TO SUE FOR COMPENSATION
SECTION 596AH WHEN EMPLOYEE MAY SUE FOR COMPENSATION WITHOUT LIQUIDATOR'S CONSENT
SECTION 596AI EVENTS PREVENTING EMPLOYEE FROM SUING
PART 5.9 - MISCELLANEOUS
Division 1 - Examining a person about a corporation
SECTION 596A MANDATORY EXAMINATION
SECTION 596B DISCRETIONARY EXAMINATION
SECTION 596C AFFIDAVIT IN SUPPORT OF APPLICATION UNDER SECTION 596B
SECTION 596D CONTENT OF SUMMONS
SECTION 596E NOTICE OF EXAMINATION
SECTION 596F COURT MAY GIVE DIRECTIONS ABOUT EXAMINATION
SECTION 597 CONDUCT OF EXAMINATION
SECTION 597A WHEN COURT IS TO REQUIRE AFFIDAVIT ABOUT CORPORATION'S EXAMINABLE AFFAIRS
SECTION 597B COSTS OF UNNECESSARY EXAMINATION OR AFFIDAVIT
Division 2 - Orders against a person in relation to a corporation
SECTION 598 ORDER AGAINST PERSON CONCERNED WITH CORPORATION
SECTION 599 COURT MAY ORDER PERSONS NOT TO MANAGE CERTAIN CORPORATIONS
SECTION 600 COMMISSION MAY ORDER PERSONS NOT TO MANAGE CORPORATIONS
Division 3 - Provisions applying to various kinds of external administration
SECTION 600A POWERS OF COURT WHERE OUTCOME OF VOTING AT CREDITORS' MEETING DETERMINED BY RELATED ENTITY
SECTION 600B REVIEW BY COURT OF RESOLUTION OF CREDITORS PASSED ON CASTING VOTE OF PERSON PRESIDING AT MEETING
SECTION 600C COURT'S POWERS WHERE PROPOSED RESOLUTION OF CREDITORS LOST AS CASTING VOTE OF PERSON PRESIDING AT MEETING
SECTION 600D INTERIM ORDER ON APPLICATION UNDER SECTION 600A, 600B OR 600C
SECTION 600E ORDER UNDER SECTION 600A OR 600B DOES NOT AFFECT ACT ALREADY DONE PURSUANT TO RESOLUTION
SECTION 600F LIMITATION ON RIGHT OF SUPPLIERS OF ESSENTIAL SERVICES TO INSIST ON PAYMENT AS CONDITION OF SUPPLY
Division 4 - Transitional
SECTION 601 WINDING UP STARTED BEFORE COMMENCEMENT OF THIS CHAPTER
CHAPTER 5A - DEREGISTRATION OF COMPANIES
SECTION 601AA DEREGISTRATION - VOLUNTARY
SECTION 601AB DEREGISTRATION - ASIC INITIATED
SECTION 601AC DEREGISTRATION - FOLLOWING AMALGAMATION OR WINDING UP
SECTION 601AD EFFECT OF DEREGISTRATION
SECTION 601AE WHAT ASIC DOES WITH THE PROPERTY
SECTION 601AF ASIC'S POWER TO FULFIL OUTSTANDING OBLIGATIONS OF DEREGISTERED COMPANY
SECTION 601AG CLAIMS AGAINST INSURERS OF DEREGISTERED COMPANY
SECTION 601AH REINSTATEMENT
CHAPTER 5B - BODIES CORPORATE REGISTERED AS COMPANIES, AND REGISTRABLE BODIES
PART 5B.1 - REGISTERING A BODY CORPORATE AS A COMPANY
Division 1 - Registration
SECTION 601BA BODIES CORPORATE MAY BE REGISTERED AS CERTAIN TYPES OF COMPANIES
SECTION 601BB BODIES REGISTERED AS PROPRIETARY COMPANIES
SECTION 601BC APPLYING FOR REGISTRATION UNDER THIS PART
SECTION 601BD ASIC GIVES BODY ACN, REGISTERS AS COMPANY AND ISSUES CERTIFICATE
SECTION 601BE REGISTERED OFFICE
SECTION 601BF NAME
SECTION 601BG CONSTITUTION
SECTION 601BH MODIFICATIONS OF CONSTITUTION
SECTION 601BJ ASIC MAY DIRECT COMPANY TO APPLY FOR COURT APPROVAL FOR MODIFICATIONS OF CONSTITUTION
SECTION 601BK ESTABLISHING REGISTERS AND MINUTE BOOKS
SECTION 601BL REGISTRATION OF REGISTERED BODIES
Division 2 - Operation of the Corporations Law
SECTION 601BM EFFECT OF REGISTRATION UNDER THIS PART
SECTION 601BN LIABILITY OF MEMBERS ON WINDING UP
SECTION 601BP BEARER SHARES
SECTION 601BQ REFERENCES IN PRE-REGISTRATION CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE IN EXISTING CONTRACTS AND DOCUMENTS
SECTION 601BR FIRST AGM
SECTION 601BS MODIFICATION BY REGULATIONS
PART 5B.2 - REGISTRABLE BODIES
Division 1 - Registrable Australian bodies
SECTION 601CA WHEN A REGISTRABLE AUSTRALIAN BODY MAY CARRY ON BUSINESS IN THIS JURISDICTION
SECTION 601CB APPLICATION FOR REGISTRATION
SECTION 601CC CESSATION OF BUSINESS ETC
Division 2 - Foreign companies
SECTION 601CD WHEN A FOREIGN COMPANY MAY CARRY ON BUSINESS IN THIS JURISDICTION
SECTION 601CE APPLICATION FOR REGISTRATION
SECTION 601CF APPOINTMENT OF LOCAL AGENT
SECTION 601CG LOCAL AGENT: HOW APPOINTED
SECTION 601CH LOCAL AGENT: HOW REMOVED
SECTION 601CJ LIABILITY OF LOCAL AGENT
SECTION 601CK BALANCE-SHEETS AND OTHER DOCUMENTS
SECTION 601CL CESSATION OF BUSINESS ETC.
SECTION 601CM REGISTER OF MEMBERS OF FOREIGN COMPANY
SECTION 601CN REGISTER KEPT UNDER SECTION 601CM
SECTION 601CP NOTIFYING COMMISSION ABOUT REGISTER KEPT UNDER SECTION 601CM
SECTION 601CQ EFFECT OF RIGHT TO ACQUIRE SHARES COMPULSORILY
SECTION 601CR INDEX OF MEMBERS AND INSPECTION OF REGISTERS
SECTION 601CS CERTIFICATE AS TO SHAREHOLDING
Division 3 - Bodies registered under this Part
SECTION 601CT REGISTERED OFFICE
SECTION 601CU CERTIFICATE OF REGISTRATION
SECTION 601CV NOTICE OF CERTAIN CHANGES
SECTION 601CW BODY'S NAME ETC MUST BE DISPLAYED AT OFFICE AND PLACE OF BUSINESS
SECTION 601CX SERVICE OF DOCUMENTS ON REGISTERED BODY
SECTION 601CY POWER TO HOLD LAND
Division 4 - Register of debenture holders for non-companies
SECTION 601CZA CERTAIN DOCUMENTS ARE DEBENTURES
SECTION 601CZB REGISTER OF DEBENTURE HOLDERS TO BE MAINTAINED BY NON-COMPANIES
SECTION 601CZC LOCATION OF REGISTER
SECTION 601CZD APPLICATION OF SECTIONS 173 TO 177
PART 5B.3 - NAMES OF REGISTRABLE AUSTRALIAN BODIES AND FOREIGN COMPANIES
SECTION 601DA RESERVING A NAME
SECTION 601DB ACCEPTABLE ABBREVIATIONS
SECTION 601DC WHEN A NAME IS AVAILABLE
SECTION 601DD REGISTERED AUSTRALIAN BODIES AND REGISTERED FOREIGN COMPANIES CAN CARRY ON BUSINESS WITH SOME NAMES ONLY
SECTION 601DE USING A NAME AND ARBN
SECTION 601DF EXCEPTION TO REQUIREMENT TO HAVE ARBN ON RECEIPTS
SECTION 601DG REGULATIONS MAY EXEMPT FROM REQUIREMENT TO SET OUT INFORMATION ON DOCUMENTS
SECTION 601DH NOTICE OF NAME CHANGE MUST BE GIVEN TO ASIC
SECTION 601DJ ASIC'S POWER TO DIRECT A REGISTERED NAME BE CHANGED
CHAPTER 5C - MANAGED INVESTMENT SCHEMES
PART 5C.1 - REGISTRATION OF MANAGED INVESTMENT SCHEMES
SECTION 601EA APPLYING FOR REGISTRATION
SECTION 601EB REGISTRATION OF MANAGED INVESTMENT SCHEME
SECTION 601EC ALL DOCUMENTS ETC. LODGED WITH ASIC TO BEAR ARSN
SECTION 601ED WHEN A MANAGED INVESTMENT SCHEME MUST BE REGISTERED
SECTION 601EE UNREGISTERED SCHEMES MAY BE WOUND UP
PART 5C.2 - THE RESPONSIBLE ENTITY
Division 1 - Responsibilities and powers
SECTION 601FA RESPONSIBLE ENTITY TO BE PUBLIC COMPANY AND HOLD DEALERS LICENCE
SECTION 601FB RESPONSIBLE ENTITY TO OPERATE SCHEME
SECTION 601FC DUTIES OF RESPONSIBLE ENTITY
SECTION 601FD DUTIES OF OFFICERS OF RESPONSIBLE ENTITY
SECTION 601FE DUTIES OF EMPLOYEES OF RESPONSIBLE ENTITY
SECTION 601FF SURVEILLANCE CHECKS BY ASIC
SECTION 601FG ACQUISITION OF INTEREST IN SCHEME BY RESPONSIBLE ENTITY
SECTION 601FH LIQUIDATOR ETC. OF RESPONSIBLE ENTITY ENTITLED TO EXERCISE INDEMNITY RIGHTS
Division 2 - Changing the responsible entity
SECTION 601FJ CHANGES ONLY TAKE EFFECT WHEN ASIC ALTERS RECORD OF REGISTRATION
SECTION 601FK REQUIREMENTS OF SECTION 601FA MUST BE MET
SECTION 601FL RETIREMENT OF RESPONSIBLE ENTITY
SECTION 601FM REMOVAL OF RESPONSIBLE ENTITY BY MEMBERS
SECTION 601FN ASIC OR SCHEME MEMBER MAY APPLY TO COURT FOR APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY
SECTION 601FP APPOINTMENT OF TEMPORARY RESPONSIBLE ENTITY BY COURT
SECTION 601FQ TEMPORARY RESPONSIBLE ENTITY TO TAKE STEPS FOR APPOINTMENT OF NEW RESPONSIBLE ENTITY
Division 3 - Consequences of change of responsible entity
SECTION 601FR FORMER RESPONSIBLE ENTITY TO HAND OVER BOOKS AND PROVIDE REASONABLE ASSISTANCE
SECTION 601FS RIGHTS, OBLIGATIONS AND LIABILITIES OF FORMER RESPONSIBLE ENTITY
SECTION 601FT EFFECT OF CHANGE OF RESPONSIBLE ENTITY ON DOCUMENTS ETC TO WHICH FORMER RESPONSIBLE ENTITY IS PARTY
PART 5C.3 - THE CONSTITUTION
SECTION 601GA CONTENTS OF THE CONSTITUTION
SECTION 601GB CONSTITUTION MUST BE LEGALLY ENFORCEABLE
SECTION 601GC CHANGING THE CONSTITUTION
PART 5C.4 - THE COMPLIANCE PLAN
SECTION 601HA CONTENTS OF THE COMPLIANCE PLAN
SECTION 601HB COMPLIANCE PLAN MAY INCORPORATE PROVISIONS FROM ANOTHER SCHEME'S PLAN
SECTION 601HC DIRECTORS MUST SIGN LODGED COPY OF COMPLIANCE PLAN
SECTION 601HD ASIC MAY REQUIRE FURTHER INFORMATION ABOUT COMPLIANCE PLAN
SECTION 601HE CHANGING THE COMPLIANCE PLAN
SECTION 601HF ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED
SECTION 601HG AUDIT OF COMPLIANCE PLAN
SECTION 601HH REMOVAL AND RESIGNATION OF AUDITORS
SECTION 601HI ACTION ON CHANGE OF AUDITOR OF COMPLIANCE PLAN
PART 5C.5 - THE COMPLIANCE COMMITTEE
SECTION 601JA WHEN IS A COMPLIANCE COMMITTEE REQUIRED?
SECTION 601JB MEMBERSHIP OF COMPLIANCE COMMITTEE
SECTION 601JC FUNCTIONS OF COMPLIANCE COMMITTEE
SECTION 601JD DUTIES OF MEMBERS
SECTION 601JE COMPLIANCE COMMITTEE MEMBERS HAVE QUALIFIED PRIVILEGE IN CERTAIN CASES
SECTION 601JF WHEN CAN RESPONSIBLE ENTITY INDEMNIFY COMPLIANCE COMMITTEE MEMBERS?
SECTION 601JG WHEN CAN RESPONSIBLE ENTITY PAY INSURANCE PREMIUMS FOR COMPLIANCE COMMITTEE MEMBERS?
SECTION 601JH PROCEEDINGS OF COMPLIANCE COMMITTEE
SECTION 601JJ DISCLOSURE OF INTERESTS
PART 5C.6 - MEMBERS' RIGHTS TO WITHDRAW FROM A SCHEME
SECTION 601KA MEMBERS' RIGHTS TO WITHDRAW
SECTION 601KB NON-LIQUID SCHEMES - OFFERS
SECTION 601KC NON-LIQUID SCHEMES - ONLY ONE WITHDRAWAL OFFER TO BE OPEN AT ANY TIME
SECTION 601KD NON-LIQUID SCHEMES - HOW PAYMENTS ARE TO BE MADE
SECTION 601KE NON-LIQUID SCHEMES - RESPONSIBLE ENTITY MAY CANCEL WITHDRAWAL OFFER
PART 5C.7 - RELATED PARTY TRANSACTIONS
SECTION 601LA CHAPTER 2E APPLIES WITH MODIFICATIONS
Section 207 Purpose
Section 208 Need for member approval for financial benefit
SECTION 601LD OMISSION OF SECTIONS 213, 214 AND 224
SECTION 601LE MODIFICATION OF SECTION 225
PART 5C.8 - EFFECT OF CONTRAVENTIONS (CIVIL LIABILITY AND VOIDABLE CONTRACTS)
SECTION 601MA CIVIL LIABILITY OF RESPONSIBLE ENTITY TO MEMBERS
SECTION 601MB VOIDABLE CONTRACTS WHERE SUBSCRIPTION OFFERS AND INVITATIONS CONTRAVENE THIS LAW
PART 5C.9 - WINDING UP
SECTION 601NA WINDING UP REQUIRED BY SCHEME'S CONSTITUTION
SECTION 601NB WINDING UP AT DIRECTION OF MEMBERS
SECTION 601NC WINDING UP IF SCHEME'S PURPOSE ACCOMPLISHED OR CANNOT BE ACCOMPLISHED
SECTION 601ND WINDING UP ORDERED BY COURT
SECTION 601NE THE WINDING UP OF THE SCHEME
SECTION 601NF OTHER ORDERS ABOUT WINDING UP
SECTION 601NG UNCLAIMED MONEY TO BE PAID TO ASIC
PART 5C.10 - DEREGISTRATION
SECTION 601PA DEREGISTRATION - VOLUNTARY
SECTION 601PB DEREGISTRATION BY ASIC
SECTION 601PC REINSTATEMENT
PART 5C.11 - EXEMPTIONS AND MODIFICATIONS
SECTION 601QA ASIC'S POWER TO MAKE EXEMPTION AND MODIFICATION ORDERS
SECTION 601QB MODIFICATION BY REGULATIONS
CHAPTER 6 - TAKEOVERS
SECTION 602 PURPOSES OF CHAPTER
SECTION 603 CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
SECTION 604 CHAPTER EXTENDS TO LISTED MANAGED INVESTMENT SCHEMES
SECTION 605 CLASSES OF SECURITIES
PART 6.1 - PROHIBITED ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES
SECTION 606 PROHIBITION ON CERTAIN ACQUISITIONS OF RELEVANT INTERESTS IN VOTING SHARES
SECTION 607 EFFECT ON TRANSACTIONS
SECTION 608 RELEVANT INTERESTS IN SECURITIES
SECTION 609 SITUATIONS NOT GIVING RISE TO RELEVANT INTERESTS
SECTION 610 VOTING POWER IN A BODY CORPORATE
PART 6.2 - EXCEPTIONS TO THE PROHIBITION
SECTION 611 EXCEPTIONS TO THE PROHIBITION
SECTION 612 EFFECT OF NON-COMPLIANCE WITH TAKEOVER RULES FOR EXCEPTIONS 1 TO 4
SECTION 613 BIDDER NOT TO EXERCISE VOTING RIGHTS IF FAILURE TO SEND BIDS FOR OFF-MARKET ACQUISITION - EXCEPTION 2 OR 3
SECTION 614 PERSONS TO WHOM CHAPTER APPLIES
SECTION 615 TREATMENT OF FOREIGN HOLDERS UNDER EQUAL ACCESS ISSUE - EXCEPTION 10
PART 6.3 - THE DIFFERENT TYPES OF TAKEOVER BID
SECTION 616 OFF-MARKET BIDS AND MARKET BIDS
PART 6.4 - FORMULATING THE TAKEOVER OFFER
Division 1 - General
SECTION 617 SECURITIES COVERED BY THE BID
SECTION 618 OFFERS MUST BE FOR ALL OR A PROPORTION OF SECURITIES IN THE BID CLASS
SECTION 619 GENERAL TERMS OF THE OFFER
SECTION 620 OFF-MARKET BID (OFFER FORMALITIES)
Division 2 - Consideration for the offer
SECTION 621 CONSIDERATION OFFERED
SECTION 622 ESCALATION AGREEMENTS
SECTION 622A ACQUISITIONS WHERE A SECTION 1043B NOTICE HAS BEEN LODGED
SECTION 623 COLLATERAL BENEFITS NOT ALLOWED
Division 3 - The offer period
SECTION 624 OFFER PERIOD
Division 4 - Conditional offers
SECTION 625 CONDITIONAL OFFERS - GENERAL
SECTION 626 MAXIMUM ACCEPTANCE CONDITIONS IN OFF-MARKET BIDS
SECTION 627 DISCRIMINATORY CONDITIONS NOT ALLOWED FOR OFF-MARKET BIDS
SECTION 628 CONDITIONS REQUIRING PAYMENTS TO OFFICERS OF TARGET NOT ALLOWED IN OFF-MARKET BIDS
SECTION 629 CONDITIONS TURNING ON BIDDER'S OR ASSOCIATE'S OPINION NOT ALLOWED IN OFF-MARKET BIDS
SECTION 630 DEFEATING CONDITIONS
PART 6.5 - THE TAKEOVER PROCEDURE
Division 1 - The overall procedure
SECTION 631 PROPOSING OR ANNOUNCING A BID
SECTION 632 OVERVIEW OF STEPS IN AN OFF-MARKET BID
SECTION 632A ACQUISITION BY WAY OF BUY-BACK
SECTION 633 DETAILED STEPS IN AN OFF-MARKET BID
SECTION 634 OVERVIEW OF STEPS IN A MARKET BID
SECTION 635 DETAILED STEPS IN A MARKET BID
Division 2 - The bidder's statement
SECTION 636 BIDDER'S STATEMENT CONTENT
SECTION 637 BIDDER'S STATEMENT FORMALITIES
Division 3 - The target's response
SECTION 638 TARGET'S STATEMENT CONTENT
SECTION 639 TARGET'S STATEMENT FORMALITIES
SECTION 640 EXPERT'S REPORT TO ACCOMPANY TARGET'S STATEMENT IF BIDDER CONNECTED WITH TARGET
SECTION 641 TARGET MUST INFORM BIDDER ABOUT SECURITIES HOLDINGS
SECTION 642 EXPENSES OF DIRECTORS OF TARGET COMPANIES
SECTION 642A QUOTED SECURITIES - SCH BUSINESS RULES MAY SPECIFY MODE OF ACCEPTANCE
Division 4 - Updating and correcting the bidder's statement and target's statement
SECTION 643 SUPPLEMENTARY BIDDER'S STATEMENT
SECTION 644 SUPPLEMENTARY TARGET'S STATEMENT
SECTION 645 FORM OF SUPPLEMENTARY STATEMENT
SECTION 646 CONSEQUENCES OF LODGING A SUPPLEMENTARY STATEMENT
SECTION 647 TO WHOM SUPPLEMENTARY STATEMENT MUST BE SENT
SECTION 648 OFFEROR CONNECTED WITH TARGET COMPANY
Division 5 - General rules on takeover procedure
Subdivision A - Experts' reports
SECTION 648A EXPERTS' REPORTS
Subdivision B - Sending documents to holders of securities
SECTION 648B ADDRESS AT WHICH BIDDER MAY SEND DOCUMENTS TO HOLDERS OF SECURITIES
SECTION 648C MANNER OF SENDING DOCUMENTS TO HOLDERS OF SECURITIES
Subdivision C - Effect of proportional takeover approval provisions
SECTION 648D CONSTITUTION MAY CONTAIN PROPORTIONAL TAKEOVER APPROVAL PROVISIONS
SECTION 648E RESOLUTION TO BE PUT IF PROPORTIONAL BID MADE
SECTION 648F EFFECT OF REJECTION OF APPROVAL RESOLUTION
SECTION 648G INCLUDING PROPORTIONAL TAKEOVER PROVISIONS IN CONSTITUTION
SECTION 648H EFFECT OF SUBDIVISION
SECTION 649 ACQUISITION BY THIRD PARTY OF SHARES SUBJECT TO TAKEOVER OFFER
PART 6.6 - VARIATION OF OFFERS
Division 1 - Market bids
SECTION 649A GENERAL
SECTION 649B MARKET BIDS - RAISING BID PRICE
SECTION 649C MARKET BIDS - EXTENDING THE OFFER PERIOD
SECTION 650 ACCEPTANCE OF TAKEOVER OFFERS BY TRUSTEES, NOMINEES ETC
Division 2 - Off-market bids (express variation by bidder)
SECTION 650A GENERAL
SECTION 650B OFF-MARKET BIDS - CONSIDERATION OFFERED
SECTION 650C OFF-MARKET BIDS - EXTENSION OF OFFER PERIOD
SECTION 650D OFF-MARKET BIDS - METHOD OF MAKING VARIATION
SECTION 650E RIGHT TO WITHDRAW ACCEPTANCE
SECTION 650F FREEING OFF-MARKET BIDS FROM DEFEATING CONDITIONS
SECTION 650G CONTRACTS AND ACCEPTANCES VOID IF DEFEATING CONDITION NOT FULFILLED
SECTION 651 AVOIDANCE OF ODD LOTS WHERE TAKEOVER OFFER RELATES TO PROPORTION OF OFFEREE'S SHARES
Division 3 - Off-market bids (automatic variations)
SECTION 651A OFF-MARKET BID - EFFECT ON BID CONSIDERATION OF PURCHASES MADE OUTSIDE BID
SECTION 651B HOW TO MAKE AN ELECTION FOR NEW FORMS OF CONSIDERATION
SECTION 651C RETURNING SECURITIES AS PART OF ELECTION
SECTION 652 OFFEROR NOT ENTITLED TO BID FOR BALANCE WHERE TAKEOVER OFFER RELATES TO PROPORTION OF OFFEREE'S SHARES
PART 6.7 - WITHDRAWAL AND SUSPENSION OF OFFERS
SECTION 652A WITHDRAWAL OF UNACCEPTED OFFERS UNDER TAKEOVER BID
SECTION 652B WITHDRAWAL OF TAKEOVER OFFERS WITH ASIC CONSENT
SECTION 652C WITHDRAWAL OF MARKET BIDS
SECTION 653 WITHDRAWAL OF OFFERS
PART 6.8 - ACCEPTANCES
SECTION 653A ACCEPTANCE OF OFFERS MADE UNDER OFF-MARKET BID
SECTION 653B ACCEPTANCES BY TRANSFEREES AND NOMINEES OF OFFERS MADE UNDER OFF-MARKET BID
SECTION 654 CIRCUMSTANCES IN WHICH OFFERS MAY BE VARIED
PART 6.9 - OTHER ACTIVITIES DURING THE BID PERIOD
SECTION 654A BIDDER NOT TO DISPOSE OF SECURITIES DURING THE BID PERIOD
SECTION 654B DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN LISTED COMPANIES
SECTION 654C DISCLOSURES ABOUT SUBSTANTIAL SHAREHOLDINGS IN UNLISTED COMPANIES
SECTION 655 VARIATION OF CONSIDERATION
PART 6.10 - REVIEW AND INTERVENTION
Division 1 - ASIC's power to exempt and modify
SECTION 655A ASIC'S POWER TO EXEMPT AND MODIFY
SECTION 655B NOTICE OF DECISION AND REVIEW RIGHTS
SECTION 656 VARIATION OF OFFER PERIOD
Division 2 - The Corporations and Securities Panel
Subdivision A - Review of ASIC's exercise of its exemption or modification powers
SECTION 656A REVIEW OF EXERCISE OF EXEMPTION OR MODIFICATION POWERS
SECTION 656B OPERATION AND IMPLEMENTATION OF A DECISION THAT IS SUBJECT TO REVIEW
Subdivision B - Unacceptable circumstances
SECTION 657A DECLARATION OF UNACCEPTABLE CIRCUMSTANCES
SECTION 657B WHEN PANEL MAY MAKE DECLARATION
SECTION 657C APPLYING FOR DECLARATIONS AND ORDERS
SECTION 657D ORDERS THAT PANEL MAY MAKE FOLLOWING DECLARATION
SECTION 657E INTERIM ORDERS
SECTION 657EA INTERNAL PANEL REVIEWS
SECTION 657EB REFERENCES BY COURTS
SECTION 657F OFFENCE TO CONTRAVENE PANEL ORDER
SECTION 657G ORDERS BY THE COURT WHERE CONTRAVENTION OR PROPOSED CONTRAVENTION OF PANEL ORDER
SECTION 657H ASIC MAY PUBLISH REPORT ABOUT APPLICATION TO PANEL OR COURT
Subdivision C - General provisions
SECTION 658A POWER OF PANEL WHERE A PROCEEDING IS FRIVOLOUS OR VEXATIOUS
SECTION 658B EVIDENTIARY VALUE OF FINDINGS OF FACT BY PANEL
SECTION 658C PANEL'S POWER TO MAKE RULES
SECTION 658D INCONSISTENCY BETWEEN PANEL AND ASIC EXEMPTIONS OR MODIFICATIONS
Division 3 - Court powers
SECTION 659A PANEL MAY REFER QUESTIONS OF LAW TO THE COURT
SECTION 659AA OBJECT OF SECTIONS 659B AND 659C
SECTION 659B COURT PROCEEDINGS BEFORE END OF BID PERIOD
SECTION 659C COURT PROCEEDINGS AFTER END OF BID PERIOD
CHAPTER 6A - COMPULSORY ACQUISITIONS AND BUY-OUTS
SECTION 660A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
SECTION 660B CHAPTER EXTENDS TO LISTED MANAGED INVESTMENT SCHEMES
SECTION 661 SECTION 645 NOT AFFECTED
PART 6A.1 - COMPULSORY ACQUISITIONS AND BUY-OUTS FOLLOWING TAKEOVER BID
Division 1 - Compulsory acquisition of bid class securities
SECTION 661A COMPULSORY ACQUISITION POWER FOLLOWING TAKEOVER BID
SECTION 661B COMPULSORY ACQUISITION NOTICE
SECTION 661C TERMS ON WHICH SECURITIES TO BE ACQUIRED
SECTION 661D HOLDER MAY OBTAIN NAMES AND ADDRESSES OF OTHER HOLDERS
SECTION 661E HOLDER MAY APPLY TO COURT TO STOP ACQUISITION
SECTION 661F SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
SECTION 662 TAKEOVER OFFERS NOT TO BE SUBJECT TO CERTAIN TERMS OR CONDITIONS
Division 2 - Compulsory buy-out of bid class securities
SECTION 662A BIDDER MUST OFFER TO BUY OUT REMAINING HOLDERS OF BID CLASS SECURITIES
SECTION 662B BIDDER TO TELL REMAINING HOLDERS OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 662C RIGHT OF REMAINING HOLDER OF SECURITIES IN THE BID CLASS TO BE BOUGHT OUT
SECTION 663 DECLARATION WHERE TAKEOVER OFFERS ARE CONDITIONAL
Division 3 - Compulsory buy-out of convertible securities
SECTION 663A BIDDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
SECTION 663B BIDDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 663C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
SECTION 664 EFFECT ON CONDITIONAL OFFERS
PART 6A.2 - GENERAL COMPULSORY ACQUISITIONS AND BUY-OUTS
Division 1 - Compulsory acquisition of securities by 90% holder
SECTION 664A THRESHOLD FOR GENERAL COMPULSORY ACQUISITION POWER
SECTION 664AA TIME LIMIT ON EXERCISING COMPULSORY ACQUISITION POWER
SECTION 664B THE TERMS FOR COMPULSORY ACQUISITION
SECTION 664C COMPULSORY ACQUISITION NOTICE
SECTION 664D BENEFITS OUTSIDE COMPULSORY ACQUISITION PROCEDURE
SECTION 664E HOLDER'S RIGHT TO OBJECT TO THE ACQUISITION
SECTION 664F THE COURT'S POWER TO APPROVE ACQUISITION
SECTION 664G SIGNPOST - COMPLETING THE ACQUISITION OF THE SECURITIES
SECTION 665 EFFECT ON OFFERS
Division 2 - Compulsory buy-out of convertible securities by 100% holder
SECTION 665A 100% HOLDER MUST OFFER TO BUY OUT HOLDERS OF CONVERTIBLE SECURITIES
SECTION 665B 100% HOLDER TO TELL HOLDERS OF CONVERTIBLE SECURITIES OF THEIR RIGHT TO BE BOUGHT OUT
SECTION 665C RIGHT OF HOLDERS OF CONVERTIBLE SECURITIES TO BE BOUGHT OUT
Division 3 - Notice that person has become 85% holder of a class of securities
SECTION 665D NOTICE BY 85% HOLDER TO COMPANY
SECTION 665E NOTICE BY COMPANY TO OTHER MEMBERS
SECTION 666 EFFECT ON CONTRACTS
PART 6A.3 - COMPLETION OF COMPULSORY ACQUISITION OF SECURITIES
SECTION 666A COMPLETING THE ACQUISITION OF SECURITIES
SECTION 666B STATUTORY PROCEDURE FOR COMPLETION
SECTION 667 NOTICE TO OFFEREES WHERE CASH NOT THE SOLE CONSIDERATION
PART 6A.4 - EXPERTS' REPORTS AND VALUATIONS
SECTION 667A EXPERT'S REPORT
SECTION 667AA EXPERT TO BE NOMINATED
SECTION 667B EXPERT MUST NOT BE AN ASSOCIATE AND MUST DISCLOSE PRIOR DEALINGS AND RELATIONSHIPS
SECTION 667C VALUATION OF SECURITIES
SECTION 668 NOTICE TO OFFEREES WHERE CASH CONSIDERATION TO CONSTITUTE A LOAN
PART 6A.5 - RECORDS OF UNCLAIMED CONSIDERATION
SECTION 668A COMPANY'S POWER TO DEAL WITH UNCLAIMED CONSIDERATION FOR COMPULSORY ACQUISITION
SECTION 668B UNCLAIMED CONSIDERATION TO BE TRANSFERRED TO ASIC
PART 6A.6 - ASIC POWERS
SECTION 669 ASIC'S POWER TO EXEMPT AND MODIFY
CHAPTER 6B - RIGHTS AND LIABILITIES IN RELATION TO CHAPTER 6 AND 6A MATTERS
SECTION 670A MISSTATEMENTS IN, OR OMISSIONS FROM, TAKEOVER AND COMPULSORY ACQUISITION AND BUY-OUT DOCUMENTS
SECTION 670B RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
SECTION 670C PEOPLE LIABLE ON TAKEOVER OR COMPULSORY ACQUISITION STATEMENT TO INFORM MAKER ABOUT DEFICIENCIES IN THE STATEMENT
SECTION 670D DEFENCES AGAINST PROSECUTIONS UNDER SUBSECTION 670A(3) AND ACTIONS UNDER SECTION 670B
SECTION 670E LIABILITY FOR PROPOSING A BID OR NOT CARRYING THROUGH WITH BID
SECTION 670F DEFENCES
CHAPTER 6C - INFORMATION ABOUT OWNERSHIP OF LISTED COMPANIES AND MANAGED INVESTMENT SCHEMES
SECTION 671A CHAPTER EXTENDS TO SOME LISTED BODIES THAT ARE NOT COMPANIES
PART 6C.1 - SUBSTANTIAL HOLDING INFORMATION
SECTION 671B INFORMATION ABOUT SUBSTANTIAL HOLDINGS MUST BE GIVEN TO COMPANY, RESPONSIBLE ENTITY AND RELEVANT SECURITIES EXCHANGE
SECTION 671C CIVIL LIABILITY
PART 6C.2 - TRACING BENEFICIAL OWNERSHIP OF SHARES
SECTION 672A DISCLOSURE NOTICES
SECTION 672B DISCLOSURE BY MEMBER OF RELEVANT INTERESTS AND INSTRUCTIONS
SECTION 672C ASIC MAY PASS INFORMATION ON TO PERSON WHO MADE REQUEST
SECTION 672D FEE FOR COMPLYING WITH A DIRECTION GIVEN BY A COMPANY OR SCHEME UNDER THIS PART
SECTION 672E NO NOTICE OF RIGHTS
SECTION 672F CIVIL LIABILITY
PART 6C.3 - ASIC POWERS
SECTION 673 ASIC'S POWER TO EXEMPT AND MODIFY
CHAPTER 6D - FUNDRAISING
PART 6D.1 - APPLICATION OF THE FUNDRAISING PROVISIONS
SECTION 700 COVERAGE OF THE FUNDRAISING RULES
SECTION 701 TREATMENT OF OFFERS OF INTERESTS IN MANAGED INVESTMENT SCHEME
SECTION 702 TREATMENT OF OFFERS OF OPTIONS OVER SECURITIES
SECTION 703 CHAPTER MAY NOT BE CONTRACTED OUT OF
PART 6D.2 - DISCLOSURE TO INVESTORS ABOUT SECURITIES
Division 1 - Overview
SECTION 704 WHEN DISCLOSURE TO INVESTORS IS NEEDED
SECTION 705 TYPES OF DISCLOSURE DOCUMENT
Division 2 - Offers that need disclosure to investors
SECTION 706 ISSUE OFFERS THAT NEED DISCLOSURE
SECTION 707 SALE OFFERS THAT NEED DISCLOSURE
SECTION 708 OFFERS THAT DO NOT NEED DISCLOSURE
Division 3 - Types of disclosure documents
SECTION 709 PROSPECTUSES, SHORT-FORM PROSPECTUSES, PROFILE STATEMENTS AND OFFER INFORMATION STATEMENTS
Division 4 - Disclosure requirements
SECTION 710 PROSPECTUS CONTENT - GENERAL DISCLOSURE TEST
SECTION 711 PROSPECTUS CONTENT - SPECIFIC DISCLOSURES
SECTION 712 PROSPECTUS CONTENT - SHORT FORM PROSPECTUSES
SECTION 713 SPECIAL PROSPECTUS CONTENT RULES FOR CONTINUOUSLY QUOTED SECURITIES
SECTION 714 CONTENTS OF PROFILE STATEMENT
SECTION 715 CONTENTS OF OFFER INFORMATION STATEMENT
SECTION 716 DISCLOSURE DOCUMENT DATE AND CONSENTS
Division 5 - Procedure for offering securities
SECTION 717 OVERVIEW OF PROCEDURE FOR OFFERING SECURITIES
SECTION 718 LODGING OF DISCLOSURE DOCUMENT
SECTION 719 LODGING SUPPLEMENTARY OR REPLACEMENT DOCUMENT
SECTION 719A WITHDRAWAL OF REQUEST UNDER SUBSECTION 718(2)
SECTION 720 CONSENTS NEEDED FOR LODGMENT
SECTION 721 OFFER MUST BE MADE IN, OR ACCOMPANIED BY, THE DISCLOSURE DOCUMENT
SECTION 722 APPLICATION MONEY TO BE HELD ON TRUST
SECTION 723 ISSUING OR TRANSFERRING THE SECURITIES UNDER A DISCLOSURE DOCUMENT
SECTION 723A FEE FOR COMPLYING WITH A NOTICE GIVEN BY A COMPANY UNDER THIS PART
SECTION 724 CHOICES OPEN TO PERSON MAKING THE OFFER IF DISCLOSURE DOCUMENT CONDITION NOT MET OR DISCLOSURE DOCUMENT DEFECTIVE
SECTION 725 EXPIRATION OF DISCLOSURE DOCUMENT
PART 6D.3 - PROHIBITIONS, LIABILITIES AND REMEDIES
Division 1 - Prohibitions and liabilities
SECTION 726 OFFERING SECURITIES IN A BODY THAT DOES NOT EXIST
SECTION 727 OFFERING SECURITIES WITHOUT A CURRENT DISCLOSURE DOCUMENT
SECTION 728 MISSTATEMENT IN, OR OMISSION FROM, DISCLOSURE DOCUMENT
SECTION 729 RIGHT TO RECOVER FOR LOSS OR DAMAGE RESULTING FROM CONTRAVENTION
SECTION 730 PEOPLE LIABLE ON DISCLOSURE DOCUMENT TO INFORM PERSON MAKING THE OFFER ABOUT DEFICIENCIES IN THE DISCLOSURE DOCUMENT
SECTION 731 DUE DILIGENCE DEFENCE FOR PROSPECTUSES
SECTION 732 LACK OF KNOWLEDGE DEFENCE FOR OFFER INFORMATION STATEMENTS AND PROFILE STATEMENTS
SECTION 733 GENERAL DEFENCES FOR ALL DISCLOSURE DOCUMENTS
SECTION 733A INTERIM ORDERS WHERE APPLICATION MADE UNDER SECTION 733
SECTION 733B INTERIM ORDERS WHERE DECLARATION MADE UNDER SECTION 733 BEFORE APPLICATION UNDER SECTION 734
SECTION 734 RESTRICTIONS ON ADVERTISING AND PUBLICITY
SECTION 735 OBLIGATION TO KEEP CONSENTS AND OTHER DOCUMENTS
SECTION 736 SECURITIES HAWKING PROHIBITED
SECTION 736A COMMISSION MAY PUBLISH REPORT ABOUT APPLICATION TO PANEL OR COURT
Division 2 - Remedies
SECTION 737 REMEDIES FOR INVESTORS
SECTION 738 SECURITIES MAY BE RETURNED AND REFUND OBTAINED
PART 6D.4 - ASIC'S POWERS
SECTION 739 ASIC STOP ORDERS
SECTION 740 ANTI-AVOIDANCE DETERMINATIONS
SECTION 741 ASIC'S POWER TO EXEMPT AND MODIFY
CHAPTER 7 - SECURITIES
PART 7.1 - INTERPRETATION
SECTION 760 EFFECT OF THIS PART
SECTION 761 DEFINITIONS
SECTION 762 CONDUCT
SECTION 763 ODD LOT
SECTION 764 REFERENCES TO DOING ACTS
SECTION 765 MISLEADING REPRESENTATION
SECTION 766 TRADING IN SECURITIES
PART 7.1A - THE AUSTRALIAN STOCK EXCHANGE LIMITED
Division 1 - Change of company type
SECTION 766A EXCHANGE MAY CHANGE ITS TYPE UNDER THIS DIVISION
SECTION 766B APPLYING FOR CHANGE OF TYPE
SECTION 766C CHANGE OF TYPE
SECTION 766D EFFECT OF CHANGE OF TYPE
Division 2 - Limitations on holding shares in the Exchange
SECTION 766E UNACCEPTABLE OWNERSHIP SITUATION
SECTION 766F CAUSING AN UNACCEPTABLE OWNERSHIP SITUATION
SECTION 766G EXCHANGE'S OBLIGATION TO AVOID UNACCEPTABLE OWNERSHIP SITUATION
SECTION 766H REMEDIAL ORDERS
SECTION 766I THIS DIVISION EXTENDS TO THINGS OUTSIDE AUSTRALIA ETC.
PART 7.2 - SECURITIES EXCHANGES AND STOCK MARKETS
SECTION 767 CONDUCTING UNAUTHORISED STOCK MARKETS
SECTION 768 TRADING ON UNAUTHORISED STOCK MARKETS
SECTION 769 APPROVAL OF STOCK EXCHANGE
SECTION 769A ONGOING REQUIREMENTS TO BE OBSERVED BY SECURITIES EXCHANGE
SECTION 769B MINISTER'S DIRECTIONS TO COMPLY WITH ONGOING REQUIREMENTS
SECTION 769C ANNUAL REPORT BY SECURITIES EXCHANGE ABOUT COMPLIANCE WITH ONGOING REQUIREMENTS
SECTION 769D SPECIAL REPORT BY SECURITIES EXCHANGE ABOUT COMPLIANCE WITH ONGOING REQUIREMENTS
SECTION 770 APPROVAL OF APPROVED SECURITIES ORGANISATION
SECTION 770A APPROVAL OF SPECIAL STOCK MARKETS FOR UNQUOTED PRESCRIBED INTERESTS
SECTION 770B SECTION 770A STOCK MARKETS - SEPARATE MARKETS EXIST IN RELATION TO DIFFERENT KINDS OF PRESCRIBED INTERESTS
SECTION 770C SECTION 770A STOCK MARKETS - REGULATIONS MAY MAKE ADDITIONAL PROVISION
SECTION 771 EXEMPT STOCK MARKET
SECTION 772 PUBLICATION OF INSTRUMENTS EXECUTED UNDER SECTION 769, 770 OR 771
SECTION 772A BUSINESS RULES BIND SECURITIES EXCHANGE AND ITS MEMBERS
SECTION 772B SELF-LISTING BY SECURITIES EXCHANGES SELF-LISTING ALLOWED
SECTION 773 AUCTION, BY LICENSED AUCTIONEER, OF FORFEITED SHARES
SECTION 774 COMMISSION TO BE NOTIFIED OF AMENDMENTS TO RULES
SECTION 775 POWER OF COMMISSION TO PROHIBIT TRADING IN PARTICULAR SECURITIES
SECTION 776 SECURITIES EXCHANGES TO PROVIDE ASSISTANCE TO COMMISSION
SECTION 777 POWER OF COURT TO ORDER COMPLIANCE WITH OR ENFORCEMENT OF BUSINESS RULES OR LISTING RULES OF SECURITIES EXCHANGE
SECTION 778 GAMING AND WAGERING LAWS NOT APPLICABLE TO CERTAIN CONTRACTS AND RELEVANT AGREEMENTS
SECTION 779 QUALIFIED PRIVILEGE
PART 7.2A - THE SECURITIES CLEARING HOUSE
SECTION 779A INTERPRETATION
SECTION 779B APPROVAL OF SECURITIES CLEARING HOUSE
SECTION 779C COMMISSION TO BE NOTIFIED OF AMENDMENTS OF BUSINESS RULES
SECTION 779D SECURITIES CLEARING HOUSE TO ASSIST COMMISSION
SECTION 779E SECURITIES CLEARING HOUSE TO NOTIFY COMMISSION OF DISCIPLINARY ACTION
SECTION 779F SCH BUSINESS RULES HAVE EFFECT AS CONTRACT
SECTION 779G POWER OF COURT TO ORDER COMPLIANCE WITH PROVISIONS OF SCH BUSINESS RULES
SECTION 779H QUALIFIED PRIVILEGE IN RESPECT OF DISCIPLINARY PROCEEDINGS
SECTION 779J PROVISION OF SETTLEMENT FACILITIES NOT A SECURITIES BUSINESS ETC.
PART 7.3 - PARTICIPANTS IN THE SECURITIES INDUSTRY
Division 1 - Dealers and investment advisers and operators of managed investment schemes
SECTION 780 DEALERS
SECTION 781 INVESTMENT ADVISERS
SECTION 782 APPLICATION FOR A LICENCE
SECTION 783 GRANT OF LICENCE TO NATURAL PERSON
SECTION 784 GRANT OF LICENCE TO BODY CORPORATE
SECTION 785 EFFECT OF CERTAIN PROVISIONS
SECTION 786 CONDITIONS OF LICENCE
SECTION 786A SECURITY GIVEN UNDER PREVIOUS LAW
SECTION 787 LICENSEE TO NOTIFY BREACH OF LICENCE CONDITION
SECTION 788 GIVING INFORMATION AND STATEMENTS TO COMMISSION
SECTION 789 REGISTER OF LICENCE HOLDERS
SECTION 790 NOTIFYING CHANGE IN PARTICULARS
SECTION 791 ANNUAL STATEMENT OF LICENSEE
SECTION 792 TIME FOR LODGING ANNUAL STATEMENT
SECTION 793 COMMISSION MAY EXTEND PERIOD FOR LODGING STATEMENT
Division 2 - Agreements with unlicensed persons
Subdivision A - Agreements affected
SECTION 794 CERTAIN PERSONS NOT CLIENTS
SECTION 795 AGREEMENTS WITH UNLICENSED PERSONS
SECTION 796 AGREEMENTS WITH OTHER UNLICENSED DEALERS AND INVESTMENT ADVISERS
SECTION 797 AGREEMENTS WITH OTHER UNLICENSED PERSONS
Subdivision B - Effect on agreements
SECTION 798 CLIENT MAY GIVE NOTICE OF RESCISSION
SECTION 799 EFFECT OF NOTICE UNDER SECTION 798
SECTION 799A CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION
SECTION 800 COURT MAY MAKE CONSEQUENTIAL ORDERS
SECTION 801 AGREEMENT UNENFORCEABLE AGAINST CLIENT
SECTION 802 NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION
SECTION 803 ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 801 OR 802
SECTION 804 CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE
SECTION 805 REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES
Division 3 - Representatives
SECTION 806 REPRESENTATIVES OF DEALERS
SECTION 807 REPRESENTATIVES OF INVESTMENT ADVISERS
SECTION 808 DEFENCE
SECTION 809 BODY CORPORATE NOT TO ACT AS REPRESENTATIVE
SECTION 810 LICENSEE TO KEEP REGISTER OF HOLDERS OF PROPER AUTHORITIES
SECTION 811 LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER
SECTION 812 INSPECTION AND COPYING OF REGISTER
SECTION 813 DISCLOSURE TO NON-DEALER
SECTION 814 COMMISSION MAY REQUIRE PRODUCTION OF AUTHORITY
SECTION 815 COMMISSION MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVE
SECTION 816 HOLDER OF AUTHORITY MAY BE REQUIRED TO RETURN IT
Division 4 - Liability of principals for representatives' conduct
SECTION 817 CONDUCT ENGAGED IN AS A REPRESENTATIVE
SECTION 818 LIABILITY WHERE IDENTITY OF PRINCIPAL UNKNOWN
SECTION 819 LIABILITY OF PRINCIPALS WHERE ACT DONE IN RELIANCE ON REPRESENTATIVE'S CONDUCT
SECTION 820 PRESUMPTIONS ABOUT CERTAIN MATTERS
SECTION 821 NO CONTRACTING OUT OF LIABILITY FOR REPRESENTATIVE'S CONDUCT
SECTION 822 EFFECT OF DIVISION
SECTION 823 ADDITIONAL OPERATION OF DIVISION
Division 5 - Excluding persons from the securities industry
SECTION 824 POWER TO REVOKE, WITHOUT A HEARING, LICENCE HELD BY NATURAL PERSON
SECTION 825 POWER TO REVOKE, WITHOUT A HEARING, LICENCE HELD BY BODY CORPORATE
SECTION 825A POWER TO REVOKE RESPONSIBLE ENTITY'S LICENCE WITHOUT A HEARING
SECTION 826 POWER TO REVOKE LICENCE AFTER A HEARING
SECTION 827 POWER TO SUSPEND LICENCE INSTEAD OF REVOKING IT
SECTION 828 POWER TO MAKE BANNING ORDER WHERE LICENCE REVOKED OR SUSPENDED
SECTION 829 POWER TO MAKE BANNING ORDER AGAINST UNLICENSED PERSON
SECTION 830 NATURE OF BANNING ORDER
SECTION 831 EXCEPTIONS TO BANNING ORDER
SECTION 832 VARIATION OR REVOCATION OF BANNING ORDER ON APPLICATION
SECTION 833 REVOCATION OF BANNING ORDER IN CERTAIN CASES
SECTION 834 EFFECT AND PUBLICATION OF ORDERS UNDER THIS DIVISION
SECTION 835 CONTRAVENTION OF BANNING ORDER
SECTION 836 BANNED PERSON INELIGIBLE FOR LICENCE
SECTION 837 OPPORTUNITY FOR HEARING
SECTION 838 DISQUALIFICATION BY THE COURT
SECTION 839 EFFECT OF ORDERS UNDER SECTION 838
SECTION 840 EFFECT OF PREVIOUS ORDERS UNDER LAWS CORRESPONDING TO SECTION 838
PART 7.4 - CONDUCT OF SECURITIES BUSINESS
Division 1 - Regulation of certain activities
SECTION 841 CERTAIN REPRESENTATIONS PROHIBITED
SECTION 842 ISSUE OF CONTRACT NOTES
SECTION 843 DEALINGS AND TRANSACTIONS ON A DEALER'S OWN ACCOUNT
SECTION 844 DEALER TO GIVE PRIORITY TO CLIENTS' ORDERS
SECTION 845 DEALINGS BY EMPLOYEES OF HOLDERS OF LICENCES
Division 2 - Short selling of securities
SECTION 846 SHORT SELLING
SECTION 847 POWER OF COMMISSION TO PROHIBIT SHORT SELLING IN CERTAIN CASES
Division 3 - Recommendations about securities
SECTION 848 RECOMMENDATION MADE BY PARTNER OR OFFICER
SECTION 849 CLIENT TO BE TOLD IF ADVISER'S INTERESTS MAY INFLUENCE RECOMMENDATION
SECTION 850 DEFENCES TO ALLEGED BREACH OF SUBSECTION 849(2)
SECTION 851 ADVISER MUST HAVE REASONABLE BASIS FOR RECOMMENDATION
SECTION 852 ADVISER WHO BREACHES THIS DIVISION LIABLE TO COMPENSATE CLIENT
SECTION 853 QUALIFIED PRIVILEGE FOR ADVISER WHEN COMPLYING WITH THIS DIVISION
PART 7.5 - DEALERS' FINANCIAL STATEMENTS AND AUDIT
SECTION 854 INTERPRETATION
SECTION 855 APPLICATION OF PART
SECTION 856 DEALERS' FINANCIAL RECORDS
SECTION 857 APPOINTMENT OF AUDITOR BY DEALER
SECTION 858 REMOVAL AND RESIGNATION OF AUDITORS
SECTION 859 FEES AND EXPENSES OF AUDITORS
SECTION 860 DEALER'S ACCOUNTS
SECTION 861 AUDITOR TO REPORT TO COMMISSION ON CERTAIN MATTERS
SECTION 862 SECURITIES EXCHANGE TO REPORT TO COMMISSION ON CERTAIN MATTERS
SECTION 863 QUALIFIED PRIVILEGE FOR AUDITOR
SECTION 864 SECURITIES EXCHANGE MAY IMPOSE ADDITIONAL OBLIGATIONS ON MEMBERS
PART 7.6 - MONEY AND SCRIP OF DEALERS' CLIENTS
SECTION 865 INTERPRETATION
SECTION 865A APPLICATION OF PART
SECTION 866 DEALER TO KEEP TRUST ACCOUNT
SECTION 867 WHAT IS TO BE PAID INTO DEALER'S TRUST ACCOUNT
SECTION 868 WHEN MONEY TO BE PAID INTO TRUST ACCOUNT
SECTION 869 WITHDRAWALS FROM TRUST ACCOUNT
SECTION 870 WITHDRAWAL AGAINST UNCLEARED CHEQUE
SECTION 871 TRUST MONEY NOT AVAILABLE IN RESPECT OF DEALER'S OWN DEBTS
SECTION 872 MONEY LENT TO DEALER
SECTION 873 SCRIP IN DEALER'S CUSTODY
SECTION 874 COURT MAY FREEZE CERTAIN BANK ACCOUNTS OF DEALERS AND FORMER DEALERS
SECTION 875 INTERIM ORDER FREEZING BANK ACCOUNTS
SECTION 876 DUTY OF BANKER TO MAKE FULL DISCLOSURE
SECTION 877 FURTHER ORDERS AND DIRECTIONS
SECTION 878 POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY
PART 7.7 - REGISTERS OF INTERESTS IN SECURITIES
SECTION 879 INTERPRETATION
SECTION 880 APPLICATION OF PART
SECTION 881 REGISTER TO BE MAINTAINED
SECTION 882 COMMISSION TO BE NOTIFIED OF CERTAIN MATTERS ON ESTABLISHMENT OF REGISTER
SECTION 883 COMMISSION TO BE NOTIFIED OF CHANGES IN CERTAIN MATTERS
SECTION 884 DEFENCES
SECTION 885 POWER OF COMMISSION TO REQUIRE PRODUCTION OF REGISTER
SECTION 886 POWER OF COMMISSION TO REQUIRE CERTAIN INFORMATION
SECTION 887 POWER OF COMMISSION TO SUPPLY COPY OF REGISTER
PART 7.8 - DEPOSITS WITH STOCK EXCHANGES
SECTION 888 INTERPRETATION
SECTION 889 DEPOSITS TO BE LODGED BY MEMBER ORGANISATIONS
SECTION 890 DEPOSIT TO BE PROPORTION OF TRUST ACCOUNT BALANCE
SECTION 891 DEPOSITS TO BE INVESTED BY STOCK EXCHANGE
SECTION 892 ACCOUNTS IN RESPECT OF DEPOSITS
SECTION 893 CLAIMS NOT AFFECTED BY THIS PART
PART 7.9 - FIDELITY FUNDS
SECTION 894 INTERPRETATION
SECTION 895 FIDELITY FUNDS
SECTION 896 MONEY CONSTITUTING FIDELITY FUND
SECTION 897 FUND TO BE KEPT IN SEPARATE ADI ACCOUNT
SECTION 898 PAYMENTS OUT OF FUND
SECTION 899 PAYMENT TO THE CREDIT OF THE FIDELITY FUND OF A FUTURES EXCHANGE OR FUTURES ASSOCIATION
SECTION 900 ACCOUNTS OF FUND
SECTION 901 MANAGEMENT SUB-COMMITTEE
SECTION 902 CONTRIBUTIONS TO FUND
SECTION 903 PROVISIONS WHERE FUND EXCEEDS $2,000,000
SECTION 904 LEVY IN ADDITION TO ANNUAL CONTRIBUTIONS
SECTION 905 POWER OF SECURITIES EXCHANGE TO MAKE ADVANCES TO FUND
SECTION 906 INVESTMENT OF FUND
SECTION 907 APPLICATION OF FUND
SECTION 908 CLAIMS AGAINST THE FUND
SECTION 909 RIGHTS OF INNOCENT PARTNER IN RELATION TO FUND
SECTION 910 NOTICE CALLING FOR CLAIMS AGAINST FUND
SECTION 911 POWER OF BOARD TO SETTLE CLAIMS
SECTION 912 FORM OF ORDER OF COURT ESTABLISHING CLAIM
SECTION 913 POWER OF SECURITIES EXCHANGE TO REQUIRE PRODUCTION OF SECURITIES
SECTION 914 SUBROGATION OF SECURITIES EXCHANGE TO RIGHTS ETC OF CLAIMANT ON PAYMENT FROM FUND
SECTION 915 PAYMENT OF CLAIMS ONLY FROM FUND
SECTION 916 PROVISION WHERE FUND INSUFFICIENT TO MEET CLAIMS OR WHERE CLAIMS EXCEED TOTAL AMOUNT PAYABLE
SECTION 917 POWER OF SECURITIES EXCHANGE TO ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY
SECTION 918 APPLICATION OF INSURANCE MONEY
SECTION 919 CONTRIBUTION OR LEVY NOT PAYABLE UNLESS IMPOSED BY AN ACT
PART 7.10 - THE NATIONAL GUARANTEE FUND
Division 1 - Interpretation
SECTION 920 INTERPRETATION
SECTION 921 EXCLUDED PERSONS
SECTION 922 BECOMING INSOLVENT
SECTION 923 PERMITTED INVESTMENTS
SECTION 924 TRANSFER OF SECURITIES ETC. AND PAYMENT OF MONEY
SECTION 924A NOVATION OF AGREEMENTS
SECTION 924B ATTRIBUTING SECURITIES AND PAYMENTS TO TRANSACTIONS
Division 2 - Securities Exchanges Guarantee Corporation
SECTION 925 MINISTER TO NOMINATE
SECTION 926 FUNCTIONS AND POWERS
SECTION 927 MANAGEMENT SUB-COMMITTEE
SECTION 927A SUB-DELEGATION BY MANAGEMENT SUB-COMMITTEE
SECTION 928 COMMISSION TO BE NOTIFIED OF AMENDMENTS TO BUSINESS RULES
Division 3 - The National Guarantee Fund
SECTION 928A INTERPRETATION - BORROWING
SECTION 929 SEGC TO KEEP FUND
SECTION 930 PROPERTY CONSTITUTING FUND
SECTION 930A POWER TO BORROW ETC. FOR PURPOSES OF THE FUND
SECTION 930B MONEY BORROWED AND PAID TO SEGC
SECTION 930C MONEY BORROWED AND NOT PAID TO SEGC
SECTION 931 FUND TO BE KEPT IN SEPARATE ADI ACCOUNT
SECTION 932 PAYMENTS OUT OF FUND
SECTION 933 ACCOUNTS OF FUND
SECTION 934 INVESTMENT OF FUND
SECTION 935 INTEREST AND PROFITS FROM INVESTMENT OF FUND
SECTION 936 MINIMUM AMOUNT OF FUND
Division 4 - Levies where Fund less than minimum amount
SECTION 937 DEFINITION
SECTION 938 LEVY ON TRANSACTIONS
SECTION 939 REVOCATION OF LEVY ON TRANSACTIONS
SECTION 940 LEVY ON PARTICIPATING EXCHANGES
SECTION 941 LEVY BY PARTICIPATING EXCHANGE ON MEMBERS OR MEMBER ORGANISATIONS
SECTION 942 LEVY NOT PAYABLE UNLESS IMPOSED BY AN ACT
Division 5 - Securities industry development accounts
SECTION 943 INTERPRETATION
SECTION 944 PAYMENTS WHERE FUND EXCEEDS MINIMUM AMOUNT
SECTION 945 PAYMENTS INTO AND OUT OF DEVELOPMENT ACCOUNT
SECTION 946 INVESTMENT
SECTION 947 ACCOUNTS
Division 6 - Contract guarantees
SECTION 948 DEFINITIONS
SECTION 948A EFFECT OF USING A TRANSFER DELIVERY SERVICE
SECTION 949 CLAIM BY SELLING DEALER IN RESPECT OF DEFAULT BY BUYING DEALER
SECTION 950 CLAIM BY BUYING DEALER IN RESPECT OF DEFAULT BY SELLING DEALER
SECTION 950A EFFECT OF NOVATION, UNDER BUSINESS RULES, OF AGREEMENT FOR PURCHASE
SECTION 951 CLAIM BY SELLING CLIENT IN RESPECT OF DEFAULT BY SELLING DEALER
SECTION 952 CLAIM BY BUYING CLIENT IN RESPECT OF DEFAULT BY BUYING DEALER
SECTION 952A CASH SETTLEMENT OF CLAIMS - SCH-REGULATED TRANSFERS
SECTION 953 CASH SETTLEMENT OF CLAIMS - TRANSFERS OTHER THAN SCH-REGULATED TRANSFERS
SECTION 954 MAKING OF CLAIMS
Division 6A - Securities loans guarantees
SECTION 954A INTERPRETATION - GENERAL DEFINITIONS
SECTION 954B INTERPRETATION - GUARANTEED SECURITIES LOAN AND RELATED CONCEPTS
SECTION 954C EFFECT OF USING A TRANSFER DELIVERY SERVICE
SECTION 954D CLAIM BY LENDER IN RESPECT OF BORROWER'S FAILURE TO DISCHARGE OBLIGATION
SECTION 954E EFFECT OF NOVATION, UNDER BUSINESS RULES, OF GUARANTEED SECURITIES LOAN
SECTION 954F HOW AND WHEN CLAIM TO BE MADE
SECTION 954G HOW CLAIM IN RESPECT OF SECURITIES OR NON-MONEY SECURITY BENEFITS IS TO BE SATISFIED
SECTION 954H HOW CLAIM IN RESPECT OF AN AMOUNT OF MONEY IS TO BE SATISFIED
SECTION 954J NEXUS WITH THIS JURISDICTION
SECTION 954K PREVENTING DOUBLE RECOVERY
Division 6B - Claims in respect of net obligations
SECTION 954L INTERPRETATION
SECTION 954M EFFECT OF USING A TRANSFER DELIVERY SERVICE
SECTION 954N CLAIM IN RESPECT OF FAILURE TO PAY NET AMOUNT IN RESPECT OF TRANSACTIONS
SECTION 954P CLAIM IN RESPECT OF FAILURE TO TRANSFER NET NUMBER OF SECURITIES IN RESPECT OF TRANSACTIONS
SECTION 954Q HOW AND WHEN CLAIM TO BE MADE
SECTION 954R HOW CLAIM UNDER SUBSECTION 954N(1) IS TO BE SATISFIED
SECTION 954S HOW CLAIM UNDER SUBSECTION 954P(2) IS TO BE SATISFIED
SECTION 954T HOW CLAIM UNDER SUBSECTION 954P(3) IS TO BE SATISFIED
SECTION 954U NEXUS WITH THIS JURISDICTION
SECTION 954V PREVENTING DOUBLE RECOVERY
Division 6C - Transfer delivery service guarantees
SECTION 954W INTERPRETATION
SECTION 954X CLAIMS IN RESPECT OF DEFAULT BY TDS NOMINEE
SECTION 954Y HOW AND WHEN CLAIM TO BE MADE
SECTION 954Z HOW CLAIM UNDER SUBSECTION 954X(2) IS TO BE SATISFIED
SECTION 954ZA HOW CLAIM UNDER SUBSECTION 954X(3) IS TO BE SATISFIED
SECTION 954ZB NEXUS WITH THIS JURISDICTION
SECTION 954ZC PREVENTING DOUBLE RECOVERY
Division 7 - Unauthorised transfer
SECTION 955 INTERPRETATION
SECTION 955A EXTENDED APPLICATION OF DIVISION TO NON-MARKETABLE SECURITIES
SECTION 956 SITUATIONS TO WHICH DIVISION APPLIES
SECTION 957 CLAIM BY TRANSFEROR
SECTION 958 CLAIM BY TRANSFEREE OR SUB-TRANSFEREE
SECTION 959 HOW AND WHEN CLAIM MAY BE MADE
SECTION 960 HOW CLAIM IS TO BE SATISFIED
SECTION 961 DISCRETIONARY FURTHER COMPENSATION TO TRANSFEROR
SECTION 961A NEXUS BETWEEN DEALER AND THIS JURISDICTION
SECTION 961B PREVENTING DOUBLE RECOVERY
Division 7A - Contraventions of SCH certificate cancellation provisions
SECTION 961C INTERPRETATION
SECTION 961D CLAIM IN RESPECT OF CONTRAVENTION OF SCH CERTIFICATE CANCELLATION PROVISIONS
SECTION 961E HOW AND WHEN CLAIM MAY BE MADE
SECTION 961F HOW CLAIM IS TO BE SATISFIED
SECTION 961G DISCRETIONARY FURTHER COMPENSATION
SECTION 961H PREVENTING DOUBLE RECOVERY
Division 8 - Claims in respect of insolvent members
SECTION 962 INTERPRETATION
SECTION 963 CLAIM IN RESPECT OF PROPERTY ENTRUSTED TO, OR RECEIVED BY, DEALER BEFORE DEALER BECAME INSOLVENT
SECTION 964 CASH SETTLEMENT OF CLAIMS WHERE PROPERTY UNOBTAINABLE
SECTION 965 ORDERING OF ALTERNATIVE CLAIMS AND PREVENTION OF DOUBLE RECOVERY
SECTION 966 NO CLAIM IN RESPECT OF MONEY LENT TO DEALER
SECTION 966A NO CLAIM UNLESS NEXUS BETWEEN DEALER AND THIS JURISDICTION
SECTION 967 NO CLAIM IN CERTAIN OTHER CASES
SECTION 968 LIMITS OF COMPENSATION
SECTION 969 MAKING OF CLAIMS
Division 9 - General provisions relating to claims
SECTION 970 POWER OF SEGC TO ALLOW AND SETTLE CLAIM
SECTION 970A CLAIMANT MAY BE REQUIRED TO EXERCISE RIGHT OF SET-OFF
SECTION 970B EFFECT OF SET-OFF ON CLAIM
SECTION 971 SUCCESSFUL CLAIMANT ENTITLED TO COSTS AND DISBURSEMENTS
SECTION 972 INTEREST
SECTION 972A DISCRETION TO PAY AMOUNTS NOT RECEIVED ETC. BECAUSE OF FAILURE TO TRANSFER SECURITIES
SECTION 973 APPLICATION OF FUND IN RESPECT OF CERTAIN CLAIMS
SECTION 974 ALLOWING OF CLAIM NOT TO CONSTITUTE ADMISSION
SECTION 975 SEGC TO NOTIFY CLAIMANT WHERE CLAIM DISALLOWED
SECTION 976 PROCEEDINGS IN THE COURT
SECTION 977 ARBITRATION OF AMOUNT OF CASH SETTLEMENT OF CERTAIN CLAIMS
SECTION 978 FORM OF ORDER OF COURT ESTABLISHING CLAIM
SECTION 979 POWER OF BOARD TO REQUIRE PRODUCTION OF SECURITIES ETC.
SECTION 980 SUBROGATION OF SEGC TO CLAIMANT'S RIGHTS ETC.
SECTION 981 PAYMENT OF CLAIMS ONLY FROM FUND
SECTION 982 SEGC MAY ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY
SECTION 983 INSTALMENT PAYMENTS
SECTION 983A POWER OF COMMISSION TO MODIFY EFFECT OF CLAIMS DIVISIONS
Division 10 - Transitional
SECTION 984 DEFINITIONS
SECTION 985 ASSETS AND LIABILITIES OF JOINING EXCHANGE'S FIDELITY FUND
SECTION 986 FINAL ACCOUNTS IN RESPECT OF JOINING EXCHANGE'S FIDELITY FUND
SECTION 987 APPLICATION OF LIABILITY PROVISIONS IN RELATION TO TRANSFERRED CLAIMS
SECTION 988 CLAIMS UNDER CORRESPONDING PREVIOUS LAW
SECTION 989 EXPENSES INCURRED UNDER CORRESPONDING PREVIOUS LAW
SECTION 990 MONEY PAYABLE UNDER CORRESPONDING PREVIOUS LAW
SECTION 991 CONTRACTS MADE UNDER CORRESPONDING PREVIOUS LAW
SECTION 992 PERIODS PRESCRIBED BY BUSINESS RULES OF EXCHANGE FOR PURPOSES OF CORRESPONDING PREVIOUS LAW
SECTION 993 COURT PROCEEDINGS AND ORDERS
PART 7.11 - CONDUCT IN RELATION TO SECURITIES
Division 2 - Prohibited conduct
SECTION 995 MISLEADING OR DECEPTIVE CONDUCT
SECTION 995A APPLICATION OF STATE FAIR TRADING ACT PROVISIONS
SECTION 996 MISSTATEMENT IN, OR OMISSION FROM, LODGED PROSPECTUS
SECTION 997 STOCK MARKET MANIPULATION
SECTION 998 FALSE TRADING AND MARKET RIGGING TRANSACTIONS
SECTION 999 FALSE OR MISLEADING STATEMENTS IN RELATION TO SECURITIES
SECTION 1000 FRAUDULENTLY INDUCING PERSONS TO DEAL IN SECURITIES
SECTION 1001 DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS
SECTION 1001A CONTINUOUS DISCLOSURE - LISTED DISCLOSING ENTITIES
SECTION 1001B CONTINUOUS DISCLOSURE - UNLISTED DISCLOSING ENTITIES
SECTION 1001C SECTIONS 1001A AND 1001B - WHEN INFORMATION IS GENERALLY AVAILABLE
SECTION 1001D SECTIONS 1001A AND 1001B - MATERIAL EFFECT ON PRICE OR VALUE
Division 2A - Insider trading
SECTION 1002 APPLICATION OF DIVISION
SECTION 1002A SECURITIES
SECTION 1002B INFORMATION GENERALLY AVAILABLE
SECTION 1002C MATERIAL EFFECT ON PRICE OR VALUE OF SECURITIES
SECTION 1002D TRADING, AND PROCURING TRADING, IN SECURITIES
SECTION 1002E INFORMATION IN POSSESSION OF OFFICER OF BODY CORPORATE
SECTION 1002F INFORMATION IN POSSESSION OF PARTNER OR EMPLOYEE OF PARTNERSHIP
SECTION 1002G PROHIBITED CONDUCT BY PERSON IN POSSESSION OF INSIDE INFORMATION
SECTION 1002H EXCEPTION FOR WITHDRAWAL FROM REGISTERED SCHEME
SECTION 1002J EXCEPTION FOR UNDERWRITERS
SECTION 1002K EXCEPTION FOR PURCHASE PURSUANT TO LEGAL REQUIREMENT
SECTION 1002L EXCEPTION FOR INFORMATION COMMUNICATED PURSUANT TO A LEGAL REQUIREMENT
SECTION 1002M CHINESE WALL ARRANGEMENTS BY BODIES CORPORATE
SECTION 1002N CHINESE WALL ARRANGEMENTS BY PARTNERSHIPS, ETC.
SECTION 1002P EXCEPTION FOR KNOWLEDGE OF PERSON'S OWN INTENTIONS OR ACTIVITIES
SECTION 1002Q EXCEPTION FOR BODIES CORPORATE
SECTION 1002R EXCEPTION FOR OFFICERS OR AGENTS OF BODY CORPORATE
SECTION 1002S TRANSACTIONS BY HOLDER OF DEALERS LICENCE OR A REPRESENTATIVE OF THE HOLDER OF SUCH A LICENCE
SECTION 1002T PROSECUTIONS AND DEFENCES
SECTION 1002U POWERS OF COURT
Division 3 - Repealed
SECTION 1003 PROVISIONS RELATING TO PROSECUTIONS
SECTION 1004 ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS
Division 4 - Civil liability
Subdivision A - General
SECTION 1005 CIVIL LIABILITY FOR CONTRAVENTION OF THIS PART
Subdivision B - Repealed
SECTION 1006 CIVIL LIABILITY FOR FALSE OR MISLEADING STATEMENT IN, OR OMISSION FROM, PROSPECTUS
SECTION 1007 NO LIABILITY TO PERSON WITH KNOWLEDGE OF RELEVANT MATTER
SECTION 1008 NON-CONSENTING DIRECTORS NOT LIABLE
SECTION 1008A DIRECTORS NOT LIABLE WHERE THEY HAVE REASONABLE GROUNDS FOR BELIEVING PROSPECTUS TO BE CORRECT
SECTION 1009 LIABILITY OF EXPERTS, AUDITORS ETC
SECTION 1010 LIABILITY OF PERSONS NAMED IN PROSPECTUS ETC
SECTION 1011 NO LIABILITY FOR MISTAKE ETC IF REASONABLE PRECAUTIONS TAKEN
SECTION 1012 INDEMNITY
Subdivision C - Liability in respect of unlawful market activity
SECTION 1013 LIABILITY FOR INSIDER TRADING
SECTION 1014 LIABILITY FOR OTHER UNLAWFUL MARKET ACTIVITY
SECTION 1015 AMOUNT RECOVERABLE
PART 7.12 - (Repealed)
SECTION 1016 HOLDING COMPANIES ETC
SECTION 1017 EXCEPTIONS
SECTION 1017A REGISTRABLE PROSPECTUSES
SECTION 1018 PROSPECTUS IN RELATION TO SECURITIES
SECTION 1019 PROHIBITION ON INVITATIONS OR OFFERS IN RESPECT OF SECURITIES OF PROPOSED CORPORATION
SECTION 1020 FORMS OF APPLICATION FOR SECURITIES TO BE ATTACHED TO PROSPECTUS
SECTION 1020A REGISTRATION OF PROSPECTUSES
SECTION 1021 SPECIFIC PROVISIONS APPLICABLE TO ALL PROSPECTUSES
SECTION 1022 GENERAL PROVISIONS APPLICABLE TO ALL PROSPECTUSES OTHER THAN PROSPECTUSES TO WHICH SECTION 1022AA APPLIES
SECTION 1022AA GENERAL PROVISIONS APPLICABLE TO CERTAIN PROSPECTUSES FOR QUOTED ED SECURITIES
SECTION 1022A CONDITIONS REQUIRING WAIVER OF REQUIREMENTS ETC. VOID
SECTION 1023 SPECIAL PROVISIONS APPLICABLE TO PROSPECTUSES IN RELATION TO DEBENTURES
SECTION 1023A OBLIGATION TO NOTIFY CORPORATION OF FALSE OR MISLEADING STATEMENTS, CHANGES ETC
SECTION 1023B CORRECTION OF FALSE OR MISLEADING STATEMENTS ETC. IN PROSPECTUS BY A SUPPLEMENTARY OR REPLACEMENT PROSPECTUS
SECTION 1024 CHANGES OR NEW MATTERS REQUIRING THE ISSUE OF A SUPPLEMENTARY OR REPLACEMENT PROSPECTUS
SECTION 1024A GENERAL PROVISIONS ABOUT SUPPLEMENTARY PROSPECTUSES
SECTION 1024B GENERAL PROVISIONS ABOUT REPLACEMENT PROSPECTUSES
SECTION 1024C CONSEQUENCES OF LODGING A SUPPLEMENTARY PROSPECTUS
SECTION 1024D CONSEQUENCES OF LODGING A REPLACEMENT PROSPECTUS
SECTION 1024E APPLICATION MADE ON OUT OF DATE APPLICATION FORM
SECTION 1024F INCLUSION OF DOCUMENTS IN PROSPECTUS BY REFERENCE
SECTION 1024G PROSPECTUS REFERRING TO INFORMATION SET OUT IN CURRENT FORM OF APPLICATION
SECTION 1025 CERTAIN NOTICES ETC. NOT TO BE PUBLISHED
SECTION 1026 CERTAIN REPORTS REFERRING TO PROSPECTUSES NOT TO BE PUBLISHED
SECTION 1027 EVIDENTIARY PROVISIONS ETC
SECTION 1027A APPLICATION OF SECTIONS 1025, 1026 AND 1027 TO SALES OF SECURITIES
SECTION 1028 RETENTION OF OVER-SUBSCRIPTIONS IN DEBENTURE ISSUES
SECTION 1029 DOCUMENTS TO BE KEPT
SECTION 1029A SECONDARY PROSPECTUSES - DOCUMENTS TO BE KEPT
SECTION 1030 DOCUMENT CONTAINING OFFER OF SECURITIES FOR SALE DEEMED TO BE PROSPECTUS
SECTION 1031 ALLOTMENT OR ISSUE OF SECURITIES WHERE PROSPECTUS INDICATES APPLICATION FOR QUOTATION ON STOCK MARKET
SECTION 1032 EXPERT'S CONSENT TO ISSUE OF PROSPECTUS CONTAINING STATEMENT BY THE EXPERT
SECTION 1033 ORDER TO STOP ISSUE OF SECURITIES
SECTION 1034 TRANSITIONAL
SECTION 1035 PROHIBITION OF ALLOTMENT UNLESS MINIMUM SUBSCRIPTION RECEIVED
SECTION 1036 REPAYMENT OF SUBSCRIPTIONS
SECTION 1037 ISSUE VOIDABLE AT APPLICANT'S OPTION
SECTION 1038 RESTRICTION ON VARYING CONTRACTS REFERRED TO IN PROSPECTUS
SECTION 1039 CERTAIN CONDITIONS VOID
SECTION 1040 SECURITIES NOT TO BE ALLOTTED OR ISSUED MORE THAN 12 MONTHS AFTER ISSUE OF PROSPECTUS
SECTION 1041 VALIDITY OF ALLOTMENT OR ISSUE OF SECURITIES
SECTION 1042 LIABILITY OF DIRECTORS FOR LOSS OR DAMAGE
SECTION 1043 APPLICATION MONEY TO BE HELD IN TRUST
SECTION 1043A EXCEPTIONS
SECTION 1043B SECONDARY TRADING IN UNQUOTED SECURITIES
SECTION 1043C NOTICE REQUIRED BY SUBSECTION 1043B(1) - SALE OF 30% OF VOTING SHARES IN A COMPANY
SECTION 1043D NOTICE REQUIRED BY SUBSECTION 1043B(1) - OTHER SALES
SECTION 1044 APPLICATION OF DIVISION
SECTION 1045 HOW DEBENTURES MAY BE DESCRIBED
SECTION 1046 APPLICATION
SECTION 1047 REGISTER OF DEBENTURE HOLDERS AND COPIES OF TRUST DEED
SECTION 1048 BRANCH REGISTERS OF DEBENTURE HOLDERS
SECTION 1049 SPECIFIC PERFORMANCE OF CONTRACTS
SECTION 1050 PERPETUAL DEBENTURES
SECTION 1051 RE-ISSUE OF REDEEMED DEBENTURES
SECTION 1052 QUALIFICATIONS OF TRUSTEE FOR DEBENTURE HOLDERS
SECTION 1053 RETIREMENT OF TRUSTEES
SECTION 1054 CONTENTS OF TRUST DEED
SECTION 1055 POWER OF COURT IN RELATION TO CERTAIN IRREDEEMABLE DEBENTURES
SECTION 1056 DUTIES OF TRUSTEES
SECTION 1057 POWER OF TRUSTEE TO APPLY TO COURT FOR DIRECTIONS
SECTION 1058 OBLIGATIONS OF BORROWING CORPORATION
SECTION 1059 OBLIGATION OF GUARANTOR BODY TO PROVIDE INFORMATION
SECTION 1060 LOANS AND DEPOSITS TO BE IMMEDIATELY REPAYABLE ON CERTAIN EVENTS
SECTION 1061 INVITATIONS OR OFFERS BY EXCLUDED CORPORATIONS
SECTION 1062 LIABILITY OF TRUSTEES FOR DEBENTURE HOLDERS
SECTION 1077 INTERPRETATION
SECTION 1077A EXEMPT SECURITIES
SECTION 1078 RESTRICTION ON HAWKING SECURITIES
SECTION 1079 RESTRICTION ON WRITTEN INVITATIONS OR OFFERS IN RESPECT OF SECURITIES
SECTION 1080 PARTICULARS TO BE INCLUDED IN STATEMENT
SECTION 1081 PROHIBITION ON HAWKING SECURITIES OF PROPOSED CORPORATION
SECTION 1082 POWER OF COURTS TO MAKE ORDERS
SECTION 1083 AUSTRALIAN ADIS
SECTION 1084 POWERS OF COMMISSION
PART 7.13 - TITLE TO, AND TRANSFER OF, SECURITIES
Division 1 - Title to securities
SECTION 1085 NATURE OF SHARES AND OTHER INTERESTS
SECTION 1086 NUMBERING SHARES
SECTION 1087 CERTIFICATE TO BE EVIDENCE OF TITLE
SECTION 1088 COMPANY MAY HAVE DUPLICATE COMMON SEAL
SECTION 1089 LOSS OR DESTRUCTION OF CERTIFICATES
Division 2 - Transfer of securities
SECTION 1090 DEFINITION
SECTION 1091 INSTRUMENT OF TRANSFER
SECTION 1091AA TRANSMISSION OF SHARES ON DEATH (replaceable rule - see section 135)
SECTION 1091AB TRANSMISSION OF SHARES ON BANKRUPTCY (replaceable rule - see section 135)
SECTION 1091A RIGHTS OF TRUSTEE OF ESTATE OF BANKRUPT SHAREHOLDER
SECTION 1091B TRANSMISSION OF SHARES ON MENTAL INCAPACITY (replaceable rule - see section 135)
SECTION 1091C TRUSTEE ETC MAY BE REGISTERED AS OWNER OF SHARES
SECTION 1091D REGISTRATION OF TRANSFERS (replaceable rule - see section 135)
SECTION 1091E ADDITIONAL GENERAL DISCRETION FOR DIRECTORS OF PROPRIETARY COMPANIES TO REFUSE TO REGISTER TRANSFERS (replaceable rule - see section 135)
SECTION 1092 REGISTRATION OF TRANSFER AT REQUEST OF TRANSFEROR
SECTION 1093 NOTICE OF REFUSAL TO REGISTER TRANSFER
SECTION 1094 REMEDY FOR REFUSAL TO REGISTER TRANSFER OR TRANSMISSION
SECTION 1095 CERTIFICATION OF TRANSFERS
SECTION 1096 DUTIES OF COMPANY WITH RESPECT TO ISSUE OF CERTIFICATES
SECTION 1096A NOTICES RELATING TO NON-BENEFICIAL AND BENEFICIAL OWNERSHIP OF SHARES
Division 3 - Transfer of marketable securities and marketable rights
Subdivision A - Interpretation
SECTION 1097 INTERPRETATION
SECTION 1097A QUOTED SECURITIES AND RIGHTS
SECTION 1097B SCH BUSINESS RULES MAY EXTEND MEANING OF QUOTED SECURITIES OR QUOTED RIGHTS
SECTION 1097C COMMISSION MAY DECLARE LAW APPLIES TO SECURITIES AS IF THEY WERE QUOTED SECURITIES OR RIGHTS
SECTION 1097D TRANSFER THAT SUBSTANTIALLY COMPLIES WITH SCH BUSINESS RULES
SECTION 1098 DOCUMENT DULY COMPLETED IN ACCORDANCE WITH A PARTICULAR FORM
SECTION 1099 STAMPING OF DOCUMENTS
Subdivision B - Sufficient transfers (transfers other than SCH-regulated transfers)
SECTION 1099A SUBDIVISION DOES NOT APPLY TO SCH-REGULATED TRANSFERS
SECTION 1100 SUFFICIENT TRANSFERS
SECTION 1101 WHAT IS A SUFFICIENT TRANSFER OF MARKETABLE SECURITIES OR MARKETABLE RIGHTS: GENERALLY
SECTION 1102 WHAT IS A SUFFICIENT TRANSFER BY AN AUTHORISED TRUSTEE CORPORATION
SECTION 1103 TRANSFEREE'S EXECUTION OF TRANSFER OF MARKETABLE SECURITIES
SECTION 1104 TRANSFEREE'S EXECUTION OF TRANSFER OF MARKETABLE RIGHTS
SECTION 1105 EFFECT WHERE DOCUMENT PURPORTS TO BEAR TRANSFEROR'S BROKER'S STAMP
SECTION 1106 WARRANTIES BY SECURITIES EXCHANGE WHERE DOCUMENT PURPORTS TO BEAR ITS STAMP
SECTION 1107 INDEMNITIES BY SECURITIES EXCHANGE AND BROKER WHERE DOCUMENTS PURPORT TO BEAR THEIR STAMPS
SECTION 1108 JOINT AND SEVERAL WARRANTIES AND LIABILITIES
SECTION 1108A MARKETABLE SECURITIES AND RIGHTS FROM OTHER JURISDICTIONS: EFFECT OF SECTIONS 1105 TO 1108
SECTION 1109 REGISTRATION OF CERTAIN INSTRUMENTS
Subdivision C - SCH-regulated transfers
SECTION 1109A MEMBER ORGANISATION'S AUTHORITY TO ENTER INTO TRANSACTION CONTINUES DESPITE CLIENT'S DEATH
SECTION 1109B AUTHORITY TO ENTER INTO TRANSACTION GIVES AUTHORITY TO TRANSFER
SECTION 1109C EFFECT OF PROPER SCH TRANSFER
SECTION 1109D EFFECT OF PROPER SCH TRANSFER ON TRANSFEREE
SECTION 1109E WARRANTIES BY MEMBER ORGANISATION WHOSE IDENTIFICATION CODE IS INCLUDED IN TRANSFER DOCUMENT
SECTION 1109F INDEMNITIES IN RESPECT OF WARRANTED MATTERS
SECTION 1109G JOINT AND SEVERAL WARRANTIES AND LIABILITIES
SECTION 1109H QUOTED SECURITIES AND RIGHTS FROM OTHER JURISDICTIONS: EFFECT OF SECTIONS 1109E, 1109F AND 1109G
SECTION 1109J SECURITIES CLEARING HOUSE ENTITLED TO ASSUME ITS BUSINESS RULES COMPLIED WITH
SECTION 1109K SCH-REGULATED TRANSFER NOT TO BE REGISTERED UNLESS PROPER SCH TRANSFER
SECTION 1109L ISSUING BODY NOT TO REFUSE TO REGISTER PROPER SCH TRANSFER
SECTION 1109M TRUSTEES AND LEGAL REPRESENTATIVES MAY BE SCH PARTICIPANTS ETC
SECTION 1109N DETERMINATION OF WHO HOLDS QUOTED SECURITIES FOR THE PURPOSES OF A MEETING
SECTION 1109P DETERMINATION OF WHO HOLDS QUOTED SECURITIES FOR THE PURPOSES OF CONFERRING SECURITY BENEFITS
Subdivision D - Miscellaneous
SECTION 1110 OPERATION OF DIVISION
SECTION 1111 OCCUPATION NEED NOT APPEAR IN TRANSFER DOCUMENT, REGISTER ETC.
SECTION 1112 OFFENCES: STAMPING OF BROKER'S STAMP ON SUFFICIENT TRANSFER
SECTION 1112A OFFENCES: INCLUSION OF IDENTIFICATION CODES IN PROPER SCH TRANSFERS
SECTION 1112B OFFENCES: CONTRAVENTION BY BROKER OF THE SCH CERTIFICATE CANCELLATION PROVISIONS RELATING TO USE OF CANCELLATION STAMPS
SECTION 1112C CIVIL LIABILITY: CONTRAVENTION BY BROKER OF THE SCH CERTIFICATE CANCELLATION PROVISIONS
SECTION 1112D ISSUER PROTECTED FROM CIVIL LIABILITY FOR BROKER'S CONTRAVENTION OF SCH CERTIFICATE CANCELLATION PROVISIONS
Division 4 - Exemptions and modifications
SECTION 1113 GENERAL POWERS OF COMMISSION
SECTION 1113A POWER OF COMMISSION TO EXTEND APPLICATION OF DIVISION 3
PART 7.14 - MISCELLANEOUS
SECTION 1114 POWER OF COURT TO MAKE CERTAIN ORDERS
SECTION 1115 RESTRICTIONS ON USE OF TITLES ``STOCKBROKER'', ``SHAREBROKER'' AND ``STOCK EXCHANGE''
SECTION 1116 PRESERVATION AND DISPOSAL OF RECORDS ETC
SECTION 1117 CONCEALING ETC. OF BOOKS RELATING TO SECURITIES
SECTION 1118 FALSIFICATION OF RECORDS
SECTION 1119 PRECAUTIONS AGAINST FALSIFICATION OF RECORDS
CHAPTER 8 - THE FUTURES INDUSTRY
PART 8.1 - INTERPRETATION
SECTION 1120 BUSINESS RULES: FUTURES ASSOCIATION
SECTION 1121 BUSINESS RULES: CLEARING HOUSE
SECTION 1122 BUSINESS RULES: FUTURES EXCHANGE
PART 8.2 - FUTURES EXCHANGES, CLEARING HOUSES AND FUTURES ASSOCIATIONS
Division 1 - Futures exchanges and exempt futures markets
SECTION 1123 CONDUCTING UNAUTHORISED FUTURES MARKETS
SECTION 1123A USING ELIGIBLE COMMUNICATIONS SERVICES IN CONNECTION WITH UNAUTHORISED FUTURES MARKETS
SECTION 1124 CORPORATION NOT TO DEAL ON UNAUTHORISED FUTURES MARKET
SECTION 1125 NO DEALING ON CORPORATION'S BEHALF ON UNAUTHORISED FUTURES MARKET
SECTION 1126 APPROVAL OF FUTURES EXCHANGE
SECTION 1127 EXEMPT FUTURES MARKET
Division 2 - Clearing houses
SECTION 1128 WHEN A PERSON MAY PROVIDE CLEARING HOUSE FACILITIES
SECTION 1129 PROVIDING CLEARING HOUSE FACILITIES FOR A CORPORATION
SECTION 1130 PROVIDING FACILITIES FOR REGISTERING FUTURES CONTRACTS MADE BY CORPORATIONS
SECTION 1131 APPROVAL OF CLEARING HOUSE
Division 3 - Futures associations
SECTION 1132 APPROVAL OF FUTURES ASSOCIATION
SECTION 1133 SUSPENSION OR CANCELLATION OF APPROVAL
Division 4 - General
SECTION 1134 PUBLICATION OF CERTAIN INSTRUMENTS
SECTION 1135 APPEAL TO THE COURT AGAINST CERTAIN DECISIONS OF FUTURES EXCHANGES AND FUTURES ASSOCIATIONS
SECTION 1136 COMMISSION TO BE NOTIFIED OF AMENDMENTS OF BUSINESS RULES
SECTION 1137 ORDERLY MARKETS IN FUTURES CONTRACTS - FUNCTIONS AND POWERS OF FUTURES EXCHANGES AND CLEARING HOUSES
SECTION 1138 ORDERLY MARKETS IN FUTURES CONTRACTS - POWERS OF COMMISSION
SECTION 1139 FUTURES EXCHANGES AND OTHERS TO ASSIST COMMISSION
SECTION 1140 POWER OF COURT TO ORDER OBSERVANCE OR ENFORCEMENT OF BUSINESS RULES OF FUTURES EXCHANGE, CLEARING HOUSE OR FUTURES ASSOCIATION
SECTION 1141 GAMING AND WAGERING LAWS NOT APPLICABLE TO CERTAIN FUTURES CONTRACTS AND CHAPTER 8 AGREEMENTS
SECTION 1141A QUALIFIED PRIVILEGE IN RESPECT OF DISCIPLINARY PROCEEDINGS
PART 8.3 - PARTICIPANTS IN THE FUTURES INDUSTRY
Division 1 - Futures brokers and futures advisers
SECTION 1142 FUTURES BROKERS
SECTION 1143 FUTURES ADVISERS
SECTION 1144 APPLICATION FOR A LICENCE
SECTION 1144A GRANT OF LICENCE TO NATURAL PERSON
SECTION 1145 GRANT OF LICENCE TO BODY CORPORATE
SECTION 1145A EFFECT OF CERTAIN PROVISIONS
SECTION 1146 LICENCES UNDER CORRESPONDING PREVIOUS LAWS
SECTION 1147 CONDITIONS OF LICENCE: GENERAL
SECTION 1148 CONDITIONS OF FUTURES BROKERS LICENCE: MEMBERSHIP OF FUTURES ORGANISATION
SECTION 1149 CONDITIONS OF FUTURES BROKERS LICENCE: ASSETS AND LIABILITIES
SECTION 1150 CONDITIONS OF LICENCE: SUPERVISION OF REPRESENTATIVES
SECTION 1151 REVOCATION AND VARIATION OF LICENCE CONDITIONS
SECTION 1152 FUTURES ORGANISATIONS TO BE INFORMED ABOUT CONDITIONS OF FUTURES BROKERS LICENCE
SECTION 1153 LICENSEE TO NOTIFY BREACH OF LICENCE CONDITION
SECTION 1154 COMMISSION MAY REQUIRE LICENSED FUTURES BROKER TO GIVE INFORMATION
SECTION 1155 REGISTER OF FUTURES LICENSEES
SECTION 1156 NOTIFYING CHANGE IN PARTICULARS
SECTION 1157 ANNUAL STATEMENT OF LICENSEE
SECTION 1158 TIME FOR LODGING ANNUAL STATEMENT
Division 2 - Agreements with unlicensed persons
Subdivision A - Agreements affected
SECTION 1159 EXCLUDED CLIENTS
SECTION 1160 AGREEMENT ABOUT A DEALING IN BREACH OF SECTION 1142
SECTION 1161 AGREEMENT WITH PERSON ACTING IN BREACH OF SECTION 1143
SECTION 1162 AGREEMENT ABOUT ADVICE, OR REPORTS, GIVEN IN BREACH OF SUBSECTION 1143(2)
SECTION 1163 AGREEMENT WITH PERSON ACTING IN BREACH OF SUBSECTION 1143(3)
Subdivision B - Effect on agreements
SECTION 1164 CLIENT MAY GIVE NOTICE OF RESCISSION
SECTION 1165 EFFECT OF NOTICE UNDER SECTION 1164
SECTION 1165A CLIENT MAY APPLY TO COURT FOR PARTIAL RESCISSION
SECTION 1166 COURT MAY MAKE CONSEQUENTIAL ORDERS
SECTION 1167 AGREEMENT UNENFORCEABLE AGAINST CLIENT
SECTION 1168 NON-LICENSEE NOT ENTITLED TO RECOVER COMMISSION
SECTION 1169 ONUS OF ESTABLISHING NON-APPLICATION OF SECTION 1167 OR 1168
SECTION 1170 CLIENT MAY RECOVER COMMISSION PAID TO NON-LICENSEE
SECTION 1171 REMEDIES UNDER THIS DIVISION ADDITIONAL TO OTHER REMEDIES
Division 3 - Futures representatives
SECTION 1172 REPRESENTATIVES OF FUTURES BROKERS
SECTION 1173 REPRESENTATIVES OF FUTURES ADVISERS
SECTION 1174 DEFENCE
SECTION 1175 BODY CORPORATE NOT TO ACT AS REPRESENTATIVE
SECTION 1176 LICENSEE TO KEEP REGISTER OF HOLDERS OF PROPER AUTHORITIES
SECTION 1177 LICENSEE TO NOTIFY COMMISSION OF LOCATION AND CONTENTS OF REGISTER
SECTION 1178 INSPECTION AND COPYING OF REGISTER
SECTION 1180 COMMISSION MAY REQUIRE PRODUCTION OF AUTHORITY
SECTION 1181 COMMISSION MAY GIVE LICENSEE INFORMATION ABOUT REPRESENTATIVE
SECTION 1182 HOLDER OF AUTHORITY MAY BE REQUIRED TO RETURN IT
Division 4 - Liability of principals for representatives' conduct
SECTION 1183 CONDUCT ENGAGED IN AS A REPRESENTATIVE
SECTION 1184 LIABILITY WHERE IDENTITY OF PRINCIPAL UNKNOWN
SECTION 1185 LIABILITY OF PRINCIPALS WHERE ACT DONE IN RELIANCE ON REPRESENTATIVE'S CONDUCT
SECTION 1186 PRESUMPTIONS ABOUT CERTAIN MATTERS
SECTION 1187 NO CONTRACTING OUT OF LIABILITY FOR REPRESENTATIVE'S CONDUCT
SECTION 1188 EFFECT OF DIVISION
SECTION 1189 ADDITIONAL OPERATION OF DIVISION
Division 5 - Excluding persons from the futures industry
SECTION 1189A POWER TO REVOKE, WITHOUT A HEARING, LICENCE HELD BY NATURAL PERSON
SECTION 1190 POWER TO REVOKE, WITHOUT A HEARING, LICENCE HELD BY BODY CORPORATE
SECTION 1191 POWER TO REVOKE LICENCE AFTER A HEARING
SECTION 1192 POWER TO SUSPEND LICENCE INSTEAD OF REVOKING IT
SECTION 1192A POWER TO MAKE BANNING ORDER WHERE LICENCE REVOKED OR SUSPENDED
SECTION 1193 POWER TO MAKE BANNING ORDER AGAINST UNLICENSED PERSON
SECTION 1194 NATURE OF BANNING ORDER
SECTION 1195 EXCEPTIONS TO BANNING ORDER
SECTION 1196 VARIATION OR REVOCATION OF BANNING ORDER ON APPLICATION
SECTION 1197 REVOCATION OF BANNING ORDER IN CERTAIN CASES
SECTION 1198 EFFECT AND PUBLICATION OF ORDERS UNDER THIS DIVISION
SECTION 1199 CONTRAVENTION OF BANNING ORDER
SECTION 1199A BANNED PERSON INELIGIBLE FOR LICENCE
SECTION 1200 OPPORTUNITY FOR HEARING
SECTION 1201 DISQUALIFICATION BY THE COURT
SECTION 1202 EFFECT OF ORDERS UNDER SECTION 1201
SECTION 1203 EFFECT OF PREVIOUS ORDERS UNDER LAWS CORRESPONDING TO SECTION 1201
PART 8.4 - CONDUCT OF FUTURES BUSINESS
SECTION 1204 CERTAIN REPRESENTATIONS PROHIBITED
SECTION 1205 UNDESIRABLE ADVERTISING
SECTION 1205A APPLICATION OF SECTIONS 1206 AND 1207: EXEMPT BROKERS
SECTION 1206 ISSUE OF CONTRACT NOTES
SECTION 1207 FUTURES BROKER TO FURNISH MONTHLY STATEMENT TO CLIENT
SECTION 1208 DEALINGS BY FUTURES BROKER ON OWN ACCOUNT
SECTION 1209 SEGREGATION OF CLIENT MONEY AND PROPERTY
SECTION 1210 FUTURES BROKER TO GIVE CERTAIN INFORMATION TO PROSPECTIVE CLIENTS
PART 8.5 - FINANCIAL STATEMENTS AND AUDIT
SECTION 1211 INTERPRETATION
SECTION 1212 APPLICATION OF PART
SECTION 1213 ACCOUNTS TO BE KEPT BY FUTURES BROKERS
SECTION 1214 PROPERTY IN CUSTODY OF FUTURES BROKER
SECTION 1215 APPOINTMENT OF AUDITOR BY FUTURES BROKER
SECTION 1216 REMOVAL AND RESIGNATION OF AUDITORS
SECTION 1217 FEES AND EXPENSES OF AUDITORS
SECTION 1218 FUTURES BROKERS' ACCOUNTS
SECTION 1219 AUDITOR'S RIGHT OF ACCESS TO RECORDS, INFORMATION ETC.
SECTION 1220 AUDITOR TO REPORT TO COMMISSION IN CERTAIN CASES
SECTION 1221 CERTAIN MATTERS TO BE REPORTED TO COMMISSION
SECTION 1222 DEFAMATION
SECTION 1223 THIS PART NOT TO AFFECT RIGHT OF FUTURES EXCHANGE OR FUTURES ASSOCIATION TO IMPOSE OBLIGATIONS ETC. ON MEMBERS
SECTION 1224 POWER OF COURT TO RESTRAIN DEALINGS WITH FUTURES BROKER'S BANK ACCOUNTS
SECTION 1225 DUTY OF BANKER OR BODY CORPORATE TO MAKE FULL DISCLOSURE
SECTION 1226 POWER OF COURT TO MAKE FURTHER ORDERS AND GIVE DIRECTIONS
SECTION 1227 POWER OF COURT TO MAKE ORDER RELATING TO PAYMENT OF MONEY
PART 8.6 - FIDELITY FUNDS
SECTION 1228 ESTABLISHMENT OF FIDELITY FUNDS
SECTION 1229 MONEY CONSTITUTING FIDELITY FUND
SECTION 1230 FUND TO BE KEPT IN SEPARATE ADI ACCOUNT
SECTION 1231 PAYMENTS OUT OF FUND
SECTION 1232 ACCOUNTS OF FUND
SECTION 1233 MANAGEMENT SUB-COMMITTEE
SECTION 1234 CONTRIBUTION TO FUND
SECTION 1235 LEVY IN ADDITION TO ANNUAL CONTRIBUTIONS
SECTION 1236 CONTRIBUTIONS AND LEVIES NOT PAYABLE IN CERTAIN CASES
SECTION 1237 POWER OF FUTURES ORGANISATION TO MAKE ADVANCES TO FUND
SECTION 1238 INVESTMENT OF FUND
SECTION 1239 APPLICATION OF FUND
SECTION 1240 CLAIMS AGAINST FUND
SECTION 1241 RIGHTS OF INNOCENT PARTNER IN RELATION TO FUND
SECTION 1242 NOTICE CALLING FOR CLAIMS AGAINST FUND
SECTION 1243 POWER OF BOARD TO SETTLE CLAIMS
SECTION 1244 FORM OF ORDER OF COURT ESTABLISHING CLAIM
SECTION 1245 POWER OF BOARD TO REQUIRE PRODUCTION OF DOCUMENTS ETC.
SECTION 1246 SUBROGATION OF FUTURES ORGANISATION TO RIGHTS ETC. OF CLAIMANT ON PAYMENT FROM FUND
SECTION 1247 PAYMENT OF CLAIMS ONLY FROM FUND
SECTION 1248 PROVISIONS WHERE FUND INSUFFICIENT TO MEET CLAIMS OR WHERE CLAIMS EXCEED TOTAL AMOUNT PAYABLE
SECTION 1249 POWER OF FUTURES ORGANISATION TO ENTER INTO CONTRACTS OF INSURANCE OR INDEMNITY
SECTION 1250 APPLICATION OF INSURANCE MONEY
PART 8.7 - OFFENCES
Division 1 - Insider dealing
SECTION 1251 FUTURES CONTRACT CONCERNING A BODY CORPORATE
SECTION 1252 PERSON CONNECTED WITH A BODY CORPORATE
SECTION 1253 PERSONS PRECLUDED FROM DEALING
SECTION 1254 BODY CORPORATE PRECLUDED FROM DEALING WHEN OFFICER PRECLUDED
SECTION 1255 EXCEPTIONS: LICENSED FUTURES BROKERS
SECTION 1256 PROHIBITIONS WHERE DEALING PRECLUDED
SECTION 1257 DEFENCE WHERE OTHER PARTY TO DEALING ALSO HAD THE INSIDE INFORMATION
Division 2 - General
SECTION 1258 DEALINGS BY FUTURES BROKER ON BEHALF OF OTHERS
SECTION 1259 FUTURES MARKET MANIPULATION
SECTION 1260 FALSE TRADING AND MARKET RIGGING
SECTION 1261 FALSE OR MISLEADING STATEMENTS ETC.
SECTION 1262 FRAUDULENTLY INDUCING PERSON TO DEAL IN FUTURES CONTRACTS
SECTION 1263 DISSEMINATION OF INFORMATION ABOUT ILLEGAL TRANSACTIONS
SECTION 1264 FRAUD IN CONNECTION WITH DEALINGS IN FUTURES CONTRACTS
SECTION 1265 COMPENSATION FOR LOSS ETC.
SECTION 1266 SEQUENCE OF TRANSMISSION AND EXECUTION OF ORDERS
SECTION 1267 DEALINGS BY EMPLOYEES OF FUTURES BROKERS AND FUTURES ADVISERS
PART 8.8 - MISCELLANEOUS
SECTION 1268 POWER OF COURT TO MAKE CERTAIN ORDERS
SECTION 1269 RESTRICTIONS ON USE OF TITLES ``FUTURES BROKER'', ``FUTURES EXCHANGE'' ETC.
SECTION 1270 PRESERVATION AND DISPOSAL OF RECORDS ETC.
SECTION 1271 CONCEALING ETC. BOOKS RELATING TO FUTURES CONTRACTS
SECTION 1272 FALSIFICATION OF RECORDS
SECTION 1273 PRECAUTIONS AGAINST FALSIFICATION OF RECORDS
CHAPTER 9 - MISCELLANEOUS
PART 9.1 - REGISTERS AND REGISTRATION OF DOCUMENTS
SECTION 1274 REGISTERS
SECTION 1274AA REGISTER OF DISQUALIFIED COMPANY DIRECTORS AND OTHER OFFICERS
SECTION 1274A OBTAINING INFORMATION FROM CERTAIN REGISTERS
SECTION 1274B USE, IN COURT PROCEEDINGS, OF INFORMATION FROM COMMISSION'S NATIONAL DATABASE
SECTION 1274C ASIC CERTIFICATE
SECTION 1275 RELODGING OF LOST REGISTERED DOCUMENTS
PART 9.2 - REGISTRATION OF AUDITORS AND LIQUIDATORS
Division 1 - Interpretation
SECTION 1276 INTERPRETATION
SECTION 1277 EFFECT ON OTHER LAWS
Division 2 - Registration
SECTION 1278 AUDITOR OR LIQUIDATOR REGISTERED UNDER CORRESPONDING PREVIOUS LAW
SECTION 1279 APPLICATION FOR REGISTRATION AS AUDITOR OR LIQUIDATOR
SECTION 1280 REGISTRATION OF AUDITORS
SECTION 1281 AUDITOR-GENERAL DEEMED TO BE REGISTERED AS AUDITOR
SECTION 1282 REGISTRATION OF LIQUIDATORS
SECTION 1283 REGISTRATION OF OFFICIAL LIQUIDATORS
SECTION 1284 SECURITY TO BE GIVEN BY LIQUIDATORS
SECTION 1284A SECURITY GIVEN UNDER PREVIOUS LAW
SECTION 1285 REGISTER OF AUDITORS
SECTION 1286 REGISTERS OF LIQUIDATORS AND OFFICIAL LIQUIDATORS
SECTION 1287 NOTIFICATION OF CERTAIN MATTERS
SECTION 1288 TRIENNIAL STATEMENTS BY REGISTERED AUDITORS AND LIQUIDATORS
SECTION 1289 AUDITORS AND OTHER PERSONS TO ENJOY QUALIFIED PRIVILEGE IN CERTAIN CIRCUMSTANCES
Division 3 - Cancellation or Suspension of Registration
SECTION 1290 CANCELLATION AT REQUEST OF REGISTERED PERSON
SECTION 1291 OFFICIAL LIQUIDATORS
SECTION 1292 POWERS OF BOARD IN RELATION TO AUDITORS AND LIQUIDATORS
SECTION 1293 EFFECT IN CERTAIN CASES OF CANCELLATION OR SUSPENSION OF REGISTRATION UNDER CORRESPONDING PREVIOUS LAW
SECTION 1294 BOARD TO GIVE OPPORTUNITY FOR HEARING ETC.
SECTION 1295 BOARD MAY REMOVE SUSPENSION
SECTION 1296 NOTICE OF BOARD'S DECISION
SECTION 1297 TIME WHEN BOARD'S DECISION COMES INTO EFFECT
SECTION 1298 EFFECT OF SUSPENSION
PART 9.3 - BOOKS
SECTION 1300 INSPECTION OF BOOKS
SECTION 1301 LOCATION OF BOOKS ON COMPUTERS
SECTION 1302 LOCATION OF REGISTERS
SECTION 1303 COURT MAY COMPEL COMPLIANCE
SECTION 1304 TRANSLATIONS OF INSTRUMENTS
SECTION 1305 ADMISSIBILITY OF BOOKS IN EVIDENCE
SECTION 1306 FORM AND EVIDENTIARY VALUE OF BOOKS
SECTION 1307 FALSIFICATION OF BOOKS
PART 9.4 - OFFENCES
Division 1 - Specific offences
SECTION 1308 FALSE OR MISLEADING STATEMENTS
SECTION 1309 FALSE INFORMATION ETC.
SECTION 1310 OBSTRUCTING OR HINDERING COMMISSION ETC.
Division 2 - Offences generally
SECTION 1310A OFFENCES UNDER 2 OR MORE CORPORATIONS LAWS
SECTION 1310B CIVIL LIABILITY UNDER 2 OR MORE CORPORATIONS LAWS
SECTION 1311 GENERAL PENALTY PROVISIONS
SECTION 1312 PENALTIES FOR BODIES CORPORATE
SECTION 1313 PENALTY NOTICES
SECTION 1313A OFFENCES COMMITTED PARTLY IN AND PARTLY OUT OF THE JURISDICTION
SECTION 1313B RECIPROCITY IN RELATION TO OFFENCES
SECTION 1313C OFFENCES COMMITTED PARTLY BEFORE AND PARTLY AFTER THE COMMENCEMENT OF THIS LAW
SECTION 1314 CONTINUING OFFENCES
SECTION 1315 PROCEEDINGS: HOW TAKEN
SECTION 1316 TIME FOR INSTITUTING CRIMINAL PROCEEDINGS
SECTION 1316A PRIVILEGE AGAINST SELF-INCRIMINATION NOT AVAILABLE TO BODIES CORPORATE IN CORPORATIONS LAW CRIMINAL PROCEEDINGS
SECTION 1317 CERTAIN PERSONS TO ASSIST IN PROSECUTIONS
PART 9.4A - REVIEW BY ADMINISTRATIVE APPEALS TRIBUNAL OF CERTAIN DECISIONS
SECTION 1317A INTERPRETATION
SECTION 1317B APPLICATIONS FOR REVIEW
SECTION 1317C EXCLUDED DECISIONS
SECTION 1317D NOTICE OF REVIEWABLE DECISION AND REVIEW RIGHTS
SECTION 1317DA CIVIL PENALTY PROVISIONS
SECTION 1317DB PERSON INVOLVED IN CONTRAVENING A PROVISION TAKEN TO HAVE CONTRAVENED THE PROVISION
SECTION 1317DC CONTRAVENTION COMMITTED PARTLY IN, AND PARTLY OUT OF, THE JURISDICTION
SECTION 1317DD RECIPROCITY IN RELATION TO CONTRAVENTIONS
PART 9.4B - CIVIL CONSEQUENCES OF CONTRAVENING CIVIL PENALTY PROVISIONS
SECTION 1317E DECLARATIONS OF CONTRAVENTION
SECTION 1317EA COURT MAY MAKE CIVIL PENALTY ORDERS
SECTION 1317EB WHO MAY APPLY FOR CIVIL PENALTY ORDER
SECTION 1317EC TIME LIMIT FOR APPLICATION
SECTION 1317ED APPLICATION FOR CIVIL PENALTY ORDER IS A CIVIL PROCEEDING
SECTION 1317EF PERSON MUST COMPLY WITH ORDER NOT TO MANAGE CORPORATION
SECTION 1317EG ENFORCEMENT OF ORDER TO PAY PECUNIARY PENALTY
SECTION 1317EH COMMISSION MAY REQUIRE A PERSON TO GIVE ASSISTANCE IN CONNECTION WITH APPLICATION FOR CIVIL PENALTY ORDER
SECTION 1317F DECLARATION OF CONTRAVENTION IS CONCLUSIVE EVIDENCE
SECTION 1317FA WHEN CONTRAVENTION OF CIVIL PENALTY PROVISION IS AN OFFENCE
SECTION 1317FB APPLICATION FOR CIVIL PENALTY ORDER PRECLUDES LATER CRIMINAL PROCEEDINGS
SECTION 1317G PECUNIARY PENALTY ORDERS
SECTION 1317GA WHEN DIVISION APPLIES
SECTION 1317GB EFFECT DURING CRIMINAL PROCEEDINGS
SECTION 1317GC FINAL OUTCOME PRECLUDING APPLICATION FOR CIVIL PENALTY ORDER
SECTION 1317GD FINAL OUTCOME NOT PRECLUDING APPLICATION FOR CIVIL PENALTY ORDER
SECTION 1317GE AFTER UNSUCCESSFUL COMMITTAL PROCEEDING, COURT MAY PRECLUDE APPLICATION FOR CIVIL PENALTY ORDER
SECTION 1317GF APPLICATION FOR CIVIL PENALTY ORDER BASED ON ALTERNATIVE VERDICT AT JURY TRIAL
SECTION 1317GG APPLICATION FOR CIVIL PENALTY ORDER BASED ON ALTERNATIVE FINDING BY COURT OF SUMMARY JURISDICTION
SECTION 1317GH APPLICATION FOR CIVIL PENALTY ORDER BASED ON ALTERNATIVE FINDING BY APPEAL COURT
SECTION 1317GJ AFTER SETTING ASIDE DECLARATION, COURT MAY PRECLUDE APPLICATION FOR CIVIL PENALTY ORDER
SECTION 1317GK ON UNSUCCESSFUL APPEAL AGAINST DECLARATION, COURT MAY MAKE CIVIL PENALTY ORDERS
SECTION 1317GL APPEALS UNDER THIS DIVISION
SECTION 1317H COMPENSATION ORDERS
SECTION 1317HA ON APPLICATION FOR CIVIL PENALTY ORDER, COURT MAY ORDER COMPENSATION
SECTION 1317HB CRIMINAL COURT MAY ORDER COMPENSATION
SECTION 1317HC ENFORCEMENT OF ORDER UNDER SECTION 1317HA OR 1317HB
SECTION 1317HD RECOVERY OF PROFITS, AND COMPENSATION FOR LOSS, RESULTING FROM CONTRAVENTION
SECTION 1317HE EFFECT OF SECTIONS 1317HA, 1317HB AND 1317HD
SECTION 1317HF CERTIFICATES EVIDENCING CONTRAVENTION
SECTION 1317J WHO MAY APPLY FOR A DECLARATION OR ORDER
SECTION 1317JA RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION
SECTION 1317JB EFFECT OF CONTRAVENING CIVIL PENALTY PROVISIONS OF CORPORATIONS LAW OF 2 OR MORE JURISDICTIONS
SECTION 1317JC PART DOES NOT LIMIT POWER TO AWARD PUNITIVE DAMAGES
SECTION 1317K TIME LIMIT FOR APPLICATION FOR A DECLARATION OR ORDER
SECTION 1317L CIVIL EVIDENCE AND PROCEDURE RULES FOR DECLARATIONS OF CONTRAVENTION AND CIVIL PENALTY ORDERS
SECTION 1317M CIVIL PROCEEDINGS AFTER CRIMINAL PROCEEDINGS
SECTION 1317N CRIMINAL PROCEEDINGS DURING CIVIL PROCEEDINGS
SECTION 1317P CRIMINAL PROCEEDINGS AFTER CIVIL PROCEEDINGS
SECTION 1317Q EVIDENCE GIVEN IN PROCEEDINGS FOR PENALTY NOT ADMISSIBLE IN CRIMINAL PROCEEDINGS
SECTION 1317R ASIC REQUIRING PERSON TO ASSIST
SECTION 1317S RELIEF FROM LIABILITY FOR CONTRAVENTION OF CIVIL PENALTY PROVISION
PART 9.5 - POWERS OF COURTS
SECTION 1318 POWER TO GRANT RELIEF
SECTION 1319 POWER OF COURT TO GIVE DIRECTIONS WITH RESPECT TO MEETINGS ORDERED BY THE COURT
SECTION 1321 APPEALS FROM DECISIONS OF RECEIVERS, LIQUIDATORS ETC.
SECTION 1322 IRREGULARITIES
SECTION 1323 POWER OF COURT TO PROHIBIT PAYMENT OR TRANSFER OF MONEY, SECURITIES, FUTURES CONTRACTS OR PROPERTY
SECTION 1324 INJUNCTIONS
SECTION 1324A PROVISIONS RELATING TO PROSECUTIONS
SECTION 1324B ORDER TO DISCLOSE INFORMATION OR PUBLISH ADVERTISEMENTS
SECTION 1325 OTHER ORDERS
SECTION 1325A ORDERS IF CONTRAVENTION OF CHAPTER 6, 6A, 6B OR 6C
SECTION 1325B COURT MAY ORDER BIDDER TO MAKE OFFERS
SECTION 1325C UNFAIR OR UNCONSCIONABLE AGREEMENTS, PAYMENTS OR BENEFITS
SECTION 1325D CONTRAVENTION DUE TO INADVERTENCE ETC.
SECTION 1325E ORDERS TO SECURE COMPLIANCE
SECTION 1326 EFFECT OF SECTIONS 1323, 1324 AND 1325
SECTION 1327 POWER OF COURT TO PUNISH FOR CONTEMPT OF COURT
SECTION 1328 COURT MAY RESOLVE TRANSITIONAL DIFFICULTIES
PART 9.6 - PROCEEDINGS
SECTION 1330 POWER OF COMMISSION TO INTERVENE IN PROCEEDINGS
SECTION 1331 CIVIL PROCEEDINGS NOT TO BE STAYED
SECTION 1332 STANDARD OF PROOF
SECTION 1333 EVIDENCE OF CONTRAVENTION
SECTION 1334 EVIDENCE OF LAWS OF STATES AND TERRITORIES
SECTION 1335 COSTS
SECTION 1336 VESTING OF PROPERTY
SECTION 1336A CERTAIN PROCEEDINGS TO BE PROCEEDINGS BY OR AGAINST COMMISSION
PART 9.7 - UNCLAIMED PROPERTY
SECTION 1337 INTERPRETATION
SECTION 1338 COMPANIES UNCLAIMED MONEY ACCOUNT
SECTION 1339 COMMISSION TO DEAL WITH UNCLAIMED PROPERTY
SECTION 1340 COMMISSION NOT LIABLE TO PAY CALLS ON SHARES ETC.
SECTION 1341 DISPOSITION OF MONEY IN UNCLAIMED MONEY ACCOUNT
SECTION 1342 COMMONWEALTH OR COMMISSION NOT LIABLE FOR LOSS OR DAMAGE
SECTION 1343 DISPOSAL OF SECURITIES IF WHEREABOUTS OF HOLDER UNKNOWN
SECTION 1343A DISPOSAL OF INTERESTS IN REGISTERED SCHEME IF WHEREABOUTS OF MEMBER UNKNOWN
PART 9.8 (Repealed)
SECTION 1344 RULES
SECTION 1345 REGULATIONS
PART 9.9 - MISCELLANEOUS
SECTION 1345A MINISTER MAY DELEGATE PRESCRIBED FUNCTIONS AND POWERS UNDER THIS LAW
SECTION 1346 NON-APPLICATION OF RULE AGAINST PERPETUITIES TO CERTAIN SCHEMES
SECTION 1347 LAW NOT TO APPLY TO TRADE UNIONS
SECTION 1348 OPERATION OF LIFE INSURANCE ACT
SECTION 1349 GENERAL TRANSITIONAL PROVISIONS
SECTION 1350 EFFECT OF ACT ON EXISTING LAWS IN FORCE IN THE CAPITAL TERRITORY
PART 9.10 - FEES FOR CHARGEABLE MATTERS
SECTION 1351 FEES PAYABLE
SECTION 1352 LIMITS ON FEES PAYABLE FOR ONE MATTER
SECTION 1353 FEE WHERE DOCUMENT TAKEN TO BE LODGED
SECTION 1354 LODGMENT OF DOCUMENT WITHOUT PAYMENT OF FEE
SECTION 1355 DOING ACT WITHOUT PAYMENT OF FEE
SECTION 1356 EFFECT OF SECTIONS 1354 AND 1355
SECTION 1357 COMMISSION MAY REQUIRE PAYMENT OF DEPOSIT ON ACCOUNT OF FEE
SECTION 1358 FEE NOT ASCERTAINABLE WHEN IT BECAME PAYABLE
SECTION 1359 WAIVER AND REFUND OF FEES
SECTION 1360 DEBTS DUE TO THE COMMONWEALTH
SECTION 1361 THIS PART NOT TO IMPOSE TAXATION
SECTION 1362 PAYMENT OF FEE DOES NOT GIVE RIGHT TO INSPECT OR SEARCH
CHAPTER 10 - NATIONAL SCHEME PROVISIONS
SECTION 1362A RECOGNITION OF COMPANIES FROM OTHER JURISDICTIONS
SECTION 1362B TRANSFER OF REGISTRATION
SECTION 1362BA COMPENSATION FOR COMPULSORY ACQUISITION
CHAPTER 11 - APPLICATION AND TRANSITIONAL PROVISIONS
PART 11.1 - INTRODUCTION OF THE CORPORATIONS LAW
SECTION 1362CA EXISTING COMPANY
SECTION 1362CB EXISTING COMPANY TAKEN TO BE REGISTERED UNDER THE CORPORATIONS LAW
SECTION 1362CC CONSTITUTION OF EXISTING COMPANY
SECTION 1362CD APPLICATION OF LAW TO EXISTING COMPANIES
SECTION 1362CE ACTS PREPARATORY TO EXTERNAL ADMINISTRATION OF EXISTING COMPANY
SECTION 1362CF APPOINTMENTS OF RECEIVERS
SECTION 1362CG APPLICATION OF DIVISION 2 OF PART 5.6
SECTION 1362CH REINSTATEMENT OF COMPANIES DEREGISTERED BEFORE COMMENCEMENT
SECTION 1362CJ REGISTRABLE AUSTRALIAN BODIES AND FOREIGN COMPANIES
PART 11.2 - COMMENCEMENT AND APPLICATION OF CERTAIN CHANGES TO THIS LAW
Division 1A - Preliminary
SECTION 1362D MEANING OF ``AMENDMENT OF THIS LAW''
Division 1 - Changes resulting from the Corporations Legislation Amendment Act 1991
SECTION 1363 COMMENCEMENT OF CERTAIN CHANGES
SECTION 1364 APPLICATION OF CHANGES TO PARTS 3.6 AND 3.7
Division 2 - Changes resulting from the Corporations (Unlisted Property Trusts) Amendment Act 1991
SECTION 1365 COMMENCEMENT OF CHANGES TO SECTION 1069
SECTION 1366 COMMENCEMENT OF SECTIONS 1069A, 1069B AND 1069C AND DIVISION 5A OF PART 7.12
SECTION 1367 ORDERS IN RELATION TO THINGS DONE DURING RETROSPECTIVE OPERATION OF SECTIONS 1069A ETC. AND SUBDIVISION C OF DIVISION 5A OF PART 7.12
Division 3 - Changes resulting from the Corporations Legislation Amendment Act (No. 2) 1991
SECTION 1368 COMMENCEMENT OF CERTAIN CHANGES
SECTION 1369 APPLICATION OF CERTAIN CHANGES
Division 4 - Changes resulting from the Corporations Legislation (Evidence) Amendment Act 1992
SECTION 1370 CHANGES TO SECTION 597
SECTION 1371 APPLICATION OF SECTION 1316A
Division 5 - Changes resulting from the Corporate Law Reform Act 1992
SECTION 1372 COMMENCEMENT OF SUBSECTION 6(4)
SECTION 1373 APPLICATION OF CHANGES TO SECTION 187
SECTION 1374 APPLICATION OF CHANGE TO PARAGRAPH 230(1)(d)
SECTION 1375 APPLICATION OF CERTAIN CHANGES TO SECTION 232
SECTION 1376 APPLICATION OF SECTIONS 243H AND 243ZE
SECTION 1377 APPLICATION OF SUBSECTION 307(2)
SECTION 1378 APPLICATION OF CHANGE TO SECTION 318
SECTION 1379 APPLICATION OF CERTAIN CHANGES TO PART 5.2
SECTION 1380 CONTINUED APPLICATION OF OLD PART 5.3 AND RELATED PROVISIONS
SECTION 1381 CERTAIN PROVISIONS CONTINUE TO APPLY IN RELATION TO OFFICIAL MANAGEMENT
SECTION 1382 APPLICATION OF NEW PROVISIONS RELATING TO WINDING UP
SECTION 1383 CONTINUED APPLICATION OF OLD PARTS 5.4, 5.5 AND 5.6
SECTION 1384 CONTINUED APPLICATION OF OLD SECTIONS 589, 590 AND 592
SECTION 1385 CONTINUED EFFECT OF AUTHORISATIONS UNDER SUBSECTIONS 597(1) AND 598(1)
SECTION 1386 CONTINUED APPLICATION OF OLD SECTION 597
SECTION 1387 APPLICATION OF CHANGE TO PARAGRAPH 1091(1A)(b)
SECTION 1388 APPLICATION OF CHANGE TO SECTION 1301
SECTION 1389 APPLICATION OF PART 9.4B TO CONTRAVENTION COMMITTED BEFORE THAT PART COMMENCED
Division 6 - Changes resulting from the Corporate Law Reform Act 1994
SECTION 1390 MEANING OF ``AMENDING ACT''
SECTION 1391 APPLICATION OF CHANGES TO SECTION 241
SECTION 1392 APPLICATION OF SECTION 241A
SECTION 1393 APPLICATION OF CHANGES TO PARTS 3.6 AND 3.7
SECTION 1394 APPLICATION OF CHANGES TO PART 4.5
SECTION 1395 APPLICATION OF CHANGES TO SECTION 779
SECTION 1396 APPLICATION OF CHANGES TO SECTION 1058
SECTION 1397 APPLICATION OF CHANGE TO SUBSECTION 1071(1)
SECTION 1398 APPLICATION OF CERTAIN PROSPECTUS-RELATED CHANGES
Division 7 - Amendments made by the Corporations Legislation Amendment Act 1994
SECTION 1399 MEANING OF ``AMENDING ACT''
SECTION 1400 SCHEDULE 1 - APPLICATION OF AMENDMENTS MADE BY PART 2 OF THE SCHEDULE
SECTION 1401 SCHEDULE 3 - APPLICATION OF AMENDMENTS
SECTION 1402 SCHEDULE 4 - APPLICATION OF AMENDMENTS MADE BY PART 2 OF THE SCHEDULE
SECTION 1403 SCHEDULE 5 - APPLICATION OF AMENDMENTS MADE BY PART 3 OF THE SCHEDULE
SECTION 1404 SCHEDULE 7 - TRANSITIONAL PROVISIONS RELATING TO UNCLAIMED PROPERTY
SECTION 1405 SCHEDULE 8 - APPLICATION AND COMMENCEMENT OF AMENDMENTS
Division 8 - Changes resulting from the First Corporate Law Simplification Act 1995
SECTION 1406 MEANING OF ``AMENDING ACT''
SECTION 1407 PROPRIETARY COMPANIES LIMITED BOTH BY SHARES AND BY GUARANTEE
SECTION 1408 APPLICATION OF AMENDMENTS DEALING WITH COMPANY ACCOUNTS
SECTION 1409 APPLICATION OF AUDIT REQUIREMENTS FOR LARGE PROPRIETARY COMPANIES
SECTION 1410 FIRST ANNUAL RETURN FOR PROPRIETARY COMPANIES UNDER NEW PROVISIONS
Division 9 - Changes resulting from the Corporations Law Amendment Act 1997
SECTION 1411 EFFECT OF AMENDMENTS ON DISTRIBUTIONS ETC. BEFORE COMMENCEMENT
Division 10 - Changes resulting from the Company Law Review Act 1998
SECTION 1412 MEANING OF COMMENCEMENT , NEW LAW AND OLD LAW
SECTION 1413 REGISTRATION - EXISTING COMPANIES CONTINUE TO BE REGISTERED
SECTION 1414 REGISTRATION - APPLICATION ORDERS UNDER SUBSECTION 112(3) OF THE OLD LAW
SECTION 1415 BASIC FEATURES OF A COMPANY - MEMORANDUM AND ARTICLES ARE TAKEN TO BE CONSTITUTION
SECTION 1416 BASIC FEATURES OF A COMPANY - COMPANIES LIMITED BOTH BY SHARES AND BY GUARANTEE
SECTION 1417 BASIC FEATURES OF A COMPANY - ACTS BEFORE EXTERNAL ADMINISTRATION OF EXISTING COMPANY
SECTION 1418 BASIC FEATURES OF A COMPANY - REGISTERED OFFICE
SECTION 1419 BASIC FEATURES OF A COMPANY - OPENING HOURS OF REGISTERED OFFICE OF PUBLIC COMPANY
SECTION 1420 BASIC FEATURES OF A COMPANY - NAME, RESERVATION OF NAME AND ACN CONTINUES
SECTION 1421 MEMBERS' RIGHTS AND REMEDIES - APPLICATIONS FOR INSPECTION ORDERS UNDER REPEALED PROVISIONS
SECTION 1422 MEETINGS - AGM BEFORE COMMENCEMENT
SECTION 1423 MEETINGS - FIRST AGM FOR COMPANIES INCORPORATED BEFORE COMMENCEMENT
SECTION 1424 MEETINGS - GENERAL TRANSITIONAL ARRANGEMENTS
SECTION 1424A NOTICES OF MEETING GIVEN BEFORE COMMENCEMENT
SECTION 1425 NOMINAL VALUE
SECTION 1426 SHARE CAPITAL - CALLS ON PARTLY-PAID SHARES
SECTION 1427 SHARE CAPITAL - PROVISIONS IN CONSTITUTION ABOUT AMOUNT OF SHARE CAPITAL AND DIVISION INTO SHARES
SECTION 1428 SHARE CAPITAL - CONVERSION OF STOCK INTO SHARES
SECTION 1429 SHARE CAPITAL - PREVIOUS LAW CONTINUES TO APPLY TO CAPITAL REDUCTIONS INITIATED BEFORE COMMENCEMENT
SECTION 1430 SHARE CAPITAL - CONTINUED OPERATION OF OTHER REPEALED PROVISIONS
SECTION 1431 FINANCIAL REPORTS AND AUDIT - APPLICATION OF CHAPTER 2M TO PERIODS THAT END AFTER COMMENCEMENT, AND CONTINUED APPLICATION OF REPEALED PROVISIONS TO PAST PERIODS
SECTION 1432 FINANCIAL REPORTS AND AUDIT - LODGMENT OF ACCOUNTS BY PUBLIC COMPANIES THAT ARE NOT DISCLOSING ENTITIES
SECTION 1433 FINANCIAL REPORTS AND AUDIT - CONTINUED OPERATION OF ACCOUNTING STANDARDS
SECTION 1434 FINANCIAL REPORTS AND AUDIT - CONTINUED OPERATION OF EXEMPTION ORDERS
SECTION 1435 ANNUAL RETURNS - SOLVENCY RESOLUTION
SECTION 1436 ANNUAL RETURNS - APPLICATION OF ANNUAL RETURN PROVISIONS
SECTION 1437 DEREGISTRATION - PREVIOUS LAW CONTINUES TO APPLY TO DEREGISTRATIONS INITIATED BEFORE COMMENCEMENT
SECTION 1438 DEREGISTRATION - PROPERTY VESTED IN ASIC UNDER PREVIOUS LAWS
SECTION 1439 DEREGISTRATION - REINSTATEMENT OF REGISTRATION WHERE APPLICATION UNDER SECTION 571 OR SUBSECTION 574(3) MADE BEFORE COMMENCEMENT
SECTION 1440 DEREGISTRATION - DEREGISTRATION OF COMPANIES DISSOLVED UNDER THE STATE BANK (CORPORATISATION) ACT 1994 OF SOUTH AUSTRALIA
SECTION 1441 ACCOUNTING STANDARDS MADE UNDER SECTION 32 OF THE CORPORATIONS ACT 1989
SECTION 1442 REFERENCES IN STATE LAWS AND OTHER DOCUMENTS
Division 10A - Changes resulting from Schedule 5 to the Company Law Review Act 1998
SECTION 1443 MEANING OF COMMENCEMENT , NEW LAW AND OLD LAW
SECTION 1444 SHARE CAPITAL-APPLICATION OF NEW NO PAR VALUE RULE TO SHARES ISSUED BEFORE COMMENCEMENT
SECTION 1445 SHARE CAPITAL-REFERENCES TO AMOUNT PAID ON SHARES ISSUED BEFORE COMMENCEMENT
SECTION 1446 SHARE CAPITAL-TRANSFER OF MONEY IN SHARE PREMIUM ACCOUNT AND CAPITAL REDEMPTION RESERVE INTO THE SHARE CAPITAL ACCOUNT
SECTION 1447 SHARE CAPITAL-USE OF AMOUNT STANDING TO CREDIT OF SHARE PREMIUM ACCOUNT
SECTION 1448 SHARE CAPITAL-CALLS ON PARTLY-PAID SHARES
SECTION 1449 SHARE CAPITAL-REFERENCES IN PRE-COMMENCEMENT CONTRACTS AND OTHER DOCUMENTS TO PAR VALUE
SECTION 1450 SHARE CAPITAL-PREVIOUS LAW CONTINUES TO APPLY TO CAPITAL REDUCTIONS INITIATED BEFORE COMMENCEMENT
Division 11 - Changes resulting from the Managed Investments Act 1998
SECTION 1451 DEFINITIONS
SECTION 1452 DIVISION APPLIES TO PRESCRIBED INTERESTS IN EXISTENCE IMMEDIATELY BEFORE COMMENCEMENT
SECTION 1453 APPLICATION OF NEW LAW TO INTERESTS COVERED BY APPROVED DEED IMMEDIATELY BEFORE COMMENCEMENT
SECTION 1454 OLD LAW CONTINUES TO APPLY FOR 2 YEARS OR UNTIL SCHEME REGISTERED
SECTION 1455 RETIREMENT FROM OFFICE OF TRUSTEE OR REPRESENTATIVE OR MANAGEMENT COMPANY
SECTION 1456 WHAT HAPPENS WHEN ONE OF THE BODIES RECEIVES A RETIREMENT NOTICE
SECTION 1457 WHAT HAPPENS IF NEITHER OF THE BODIES GIVES A RETIREMENT NOTICE
SECTION 1458 WINDING UP OF THE UNDERTAKING
SECTION 1459 OTHER ORDERS ABOUT WINDING UP
SECTION 1460 POWERS OF PROPOSED RESPONSIBLE ENTITY
SECTION 1461 MEETING PROCEDURES
SECTION 1462 TRANSFER OF RIGHTS, OBLIGATIONS AND LIABILITIES
SECTION 1463 INDEMNIFICATION OF TRUSTEE OR REPRESENTATIVE FOR TRANSFER OF SCHEME PROPERTY
SECTION 1464 APPLICATION OF PARAGRAPHS 601JA(2)(c) AND 601JB(2)(b) OF NEW LAW TO OFFICERS OR EMPLOYEES OF BODY THAT DOES NOT BECOME SCHEME'S RESPONSIBLE ENTITY
SECTION 1465 REFERENCES TO PRESCRIBED INTERESTS ETC IN EXISTING LAWS AND DOCUMENTS
Division 11A - Transfer of financial institutions and friendly societies by the Financial Sector Reform (Amendments and Transitional Provisions) Act (No 1) 1999
SECTION 1465A TRANSFER OF FINANCIAL INSTITUTIONS AND FRIENDLY SOCIETIES
Division 12 - Changes resulting from the Corporate Law Economic Reform Program Act 1999
SECTION 1466 MEANING OF COMMENCEMENT , NEW LAW AND OLD LAW
SECTION 1467 GENERAL - REFERENCES TO PROVISIONS OF OLD LAW IN LAWS AND OTHER DOCUMENTS
SECTION 1468 GENERAL - REFERENCES TO OLD LAW EXPRESSIONS USED IN EXISTING LAWS AND DOCUMENTS
SECTION 1469 DIRECTORS' DUTIES - APPLICATION AND TRANSITIONAL ARRANGEMENTS
SECTION 1470 RELATED PARTY TRANSACTIONS - CONTINUED APPLICATION OF OLD LAW
SECTION 1471 OPPRESSIVE CONDUCT OF AFFAIRS - APPLICATIONS MADE BEFORE COMMENCEMENT
SECTION 1472 PROCEEDINGS ON BEHALF OF A COMPANY - INTERVENTION IN PROCEEDINGS STARTED BEFORE COMMENCEMENT
SECTION 1473 CIVIL PENALTY PROVISIONS - APPLICATION OF NEW LAW
SECTION 1474 CIVIL PENALTY ORDERS MADE UNDER OLD LAW
SECTION 1475 FUNDRAISING - GENERAL APPLICATION
SECTION 1476 FUNDRAISING - APPLICATION OF NEW SECTION 712
SECTION 1477 FUNDRAISING - REGISTRATION OF MANAGED INVESTMENT SCHEMES
SECTION 1478 FUNDRAISING - SAVING ORDERS, NOTICES ETC. GIVEN UNDER OLD LAW
SECTION 1479 CONTINUED OPERATION OF SOME PROVISIONS OF THE OLD LAW
SECTION 1480 FUNDRAISING - APPLICATION OF SECTION 111AF OF THE NEW LAW
SECTION 1481 DEBENTURES - APPLICATION AND TRANSITIONAL PROVISIONS
SECTION 1482 DEBENTURES - SAVING ORDERS, NOTICES ETC. GIVEN UNDER OLD LAW
SECTION 1483 TAKEOVERS - GENERAL RULE (TAKEOVERS STARTED BEFORE NEW PROVISIONS COMMENCE COVERED BY OLD LAW)
SECTION 1484 TAKEOVERS - OLD LAW CONTINUES TO APPLY TO CERTAIN PANEL PROCEEDINGS
SECTION 1485 TAKEOVERS - APPLICATION OF NEW PROVISIONS TO INTERESTS ACQUIRED BEFORE COMMENCEMENT
SECTION 1486 TAKEOVERS - SECTION 1043B NOTICES
SECTION 1487 TAKEOVERS - SAVING ORDERS, NOTICES ETC. GIVEN UNDER OLD LAW
SECTION 1488 TAKEOVERS - NOTIFICATION OBLIGATIONS UNDER PARTS 6.7 AND 6.8 OF THE OLD LAW
SECTION 1489 TAKEOVERS - ASIC POWER TO PASS ON INFORMATION OBTAINED UNDER THE OLD LAW
SECTION 1490 TAKEOVERS - APPLICATION OF SECTION 111AG OF THE NEW LAW
SECTION 1491 COMPULSORY ACQUISITIONS - APPLICATION OF PART 6A.5 OF THE NEW LAW
SECTION 1492 COMPULSORY ACQUISITIONS - UNCLAIMED MONEYS
SECTION 1493 ACCOUNTING STANDARDS - STANDARDS IN FORCE BEFORE COMMENCEMENT
SCHEDULE 1 (Repealed by No 61 of 1998, Sch 2, Pt 1 (effective 1 July 1998).)
SCHEDULE 2
FORM 1
FORM 2
FORM 3
FORM 4
FORM 5
FORM 6
FORM 7
FORM 8
FORM 9
FORM 10
SCHEDULE 3
SCHEDULE 4
PART 1 - PRELIMINARY
1
2
PART 2 - TRANSFER TO CORPORATIONS LAW REGISTRATION
Division 1 - The transfer process
Registration of transferring financial institution as company
Documents to be lodged with ASIC by SSA
Documents to be lodged with ASIC by transferring financial institution
Company to set up registers and minute books
ASIC to complete formalities of registration
Registration of registered bodies
Division 2 - The consequences of the transfer
Effect of registration under clause 3
10
Transferring financial institution under external administration
Institution becoming a company limited by shares
Institution becoming a company limited by guarantee
Institution becoming a company limited by shares and guarantee
Redeemable preference shares that were withdrawable shares
Liability of members on winding up
Share capital
Application of no par value rule
19
References in contracts and other documents to par value
Registration of prior charges
PART 3 - TERMINATING THE APPLICATION OF THE CODES TO FINANCIAL INSTITUTIONS AND FRIENDLY SOCIETIES
22
23
PART 4 - THE TRANSITION PERIOD
Modifications of constitution
ASIC may direct directors of a company to modify its constitution
ASIC's power to make exemption and modification orders for the transition period
When certain modifications of a company's constitution under an exemption or declaration take effect
Modification by regulations for the transition period
PART 5 - DEMUTUALISATIONS
Disclosure for proposed demutualisation
ASIC's exemption power
31
Registration of disclosure statement
Expert's report
Unconscionable conduct in relation to demutualisations
Orders the Court may make
PART 6 - CONTINUED APPLICATION OF FUNDRAISING PROVISIONS OF THE FRIENDLY SOCIETIES CODE
Friendly Societies Code to apply to offers of interests in benefit funds
PART 7 - TRANSITIONAL PROVISIONS
Unclaimed money
Modification by regulations
Regulations may deal with transitional, saving or application matters
Court may resolve transitional difficulties

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