Corporations Act 2001
(a) must be:
(i) given to a person, or the person's agent, personally; or
(ii) sent to the person, or the person's agent, at an address (including an electronic address) or fax number nominated by the person or the agent; and
(b) may be printed or be in electronic form.
(a) the Statement is sent to the address; and
(i) the envelope or other container in which the Statement is sent; or
is addressed to the person.
(ii) the message that accompanies the Statement;
(a) a financial services licensee;
(b) an authorised representative of a financial services licensee;
(d) a person who is not required to hold an Australian financial services licence because the person is covered by:
(i) paragraph 911A(2) (j); or
(ii) an exemption in regulations made for the purposes of paragraph 911A(2) (k); or
(iii) an exemption specified by ASIC for the purposes of paragraph 911A(2) (l);
(e) a person who is required to hold an Australian financial services licence but who does not hold such a licence;
(f) an employee, director or other representative of a person referred to in paragraph (a), (b), (d) or (e).
The regulations may provide for alternative ways of giving a Statement to a person.
(a) the manner in which a Statement may be given to a person; and
(b) the presentation, structure and format for a Statement that is to be given in electronic form.
The giving of the Statement is not effective unless those requirements are satisfied.
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