Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.12 - MISCELLANEOUS  

Division 2 - Other matters  

SECTION 1101GA   HOW PART 9.3 APPLIES TO BOOKS REQUIRED TO BE KEPT BY THIS CHAPTER ETC.  

1101GA(1)   [ ``Chapter 7 book'']  

In this section:

Chapter 7 book
means:


(a) a book (by whatever name it is known) that a provision of this Chapter requires to be kept; or


(b) a document lodged under, or for the purposes of, a provision of this Chapter; or


(c) a book relating to the business carried on by a financial services licensee or an authorised representative of a financial services licensee; or


(d) a register or accounting record referred to in section 1101C .

1101GA(2)   [ Application]  

Part 9.3 does not apply in relation to a Chapter 7 book except as provided in the following paragraphs:


(a) section 1303 applies to a Chapter 7 book;


(b) section 1305 , and subsections 1306(5) and (6) , apply to a Chapter 7 book as if references in section 1305 to a body corporate were instead references to a person;


(c) regulations made for the purposes of this paragraph may provide that other provisions of Part 9.3 apply in relation to a Chapter 7 book, or a class of Chapter 7 books, with such modifications (if any) as are specified in the regulations.


 

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