Corporations Act 2001

CHAPTER 9 - MISCELLANEOUS  

PART 9.4A - REVIEW BY ADMINISTRATIVE APPEALS TRIBUNAL OF CERTAIN DECISIONS  

SECTION 1317C   1317C   EXCLUDED DECISIONS  
Section 1317B does not apply in relation to:


(a) a decision in respect of which any provision in the nature of an appeal or review is expressly provided by this Act; or


(b) a decision that is declared by this Act to be conclusive or final or is embodied in a document declared by this Act to be conclusive evidence of an act, matter or thing; or


(c) (Repealed)


(ca) a decision of ASIC to order the winding up of a company under section 489EA ; or


(d) a decision made by ASIC in the performance of a function, or in the exercise of a power, under section 601CC or 601CL or Chapter 5A ; or


(e) a decision by ASIC to refuse to exercise a power under section 601CC or 601CL or Chapter 5A ; or


(f) a decision to apply under section 596A or 596B for the Court to summon a person for examination about a corporation ' s examinable affairs; or


(g) a decision to apply under section 597A for the Court to require a person to file an affidavit about a corporation ' s examinable affairs; or


(ga) a decision of ASIC under section 655A ; or


(gb) a decision of ASIC under section 673 in relation to securities of the target of a takeover bid during the bid period; or


(gc) a decision by ASIC whether to make an application under section 657C , 657G , 659B , 1325A , 1325B or 1325C ; or


(gca) a decision by ASIC to make market integrity rules under section 798G ; or


(gcb) a decision by the Minister to:


(i) consent to the making of a market integrity rule; or

(ii) direct ASIC to revoke or amend a market integrity rule; or


(gcc) a decision by ASIC to do or not do anything under regulations made for the purposes of section 798K (alternatives to civil proceedings); or


(gd) a decision of the Minister under Division 1 of Part 7.4 ; or


(gda) a decision by the Minister:


(i) to make a determination under section 901B , or to amend or revoke such a determination; or

(ii) to consent, under section 901K or 903H , to the making of a derivative transaction rule or a derivative trade repository rule, or to consent to the variation or revocation of such a rule; or

(iii) to direct ASIC, under section 901L or 903J , to amend or revoke a derivative transaction rule or a derivative trade repository rule; or


(gdb) a decision by ASIC to make derivative transaction rules or derivative trade repository rules under section 901A or 903A , or to vary or revoke such rules; or


(gdc) a decision by ASIC to do or not do anything under regulations made for the purpose of section 901F or 903E ; or


(gdd) a decision by ASIC to make client money reporting rules under section 981J ; or


(gde) a decision by ASIC to do or not do anything under regulations made for the purposes of section 981N (alternatives to civil proceedings for contraventions of client money reporting rules); or


(gdf) a decision by ASIC to make a declaration under subsection 908AC(2) , or to vary or revoke such a declaration (about significant financial benchmarks); or


(gdg) a decision by the Minister under:


(i) subsection 908AC(4) to consent to the making of a declaration under subsection 908AC(2) ; or

(ii) subsection 908AD(3) to direct ASIC to revoke a declaration made under subsection 908AC(2) ; or


(gdh) a decision of the Minister under subsection 908BU(2) to disallow a direction or notice given by ASIC under section 908BT (about compliance directions or notices given to benchmark administrator licensees); or


(gdi) a decision by ASIC to make rules under Division 3 of Part 7.5B , or to vary or revoke such rules; or


(gdj) a decision by ASIC to do or not do anything under regulations made for the purposes of subsection 908CG(1) (alternatives to civil proceedings for contraventions of rules about financial benchmarks); or


(gdk) a decision by the Minister:


(i) under subsection 908CM(2) to consent to the making of rules under Division 3 of Part 7.5B ; or

(ii) under subsection 908CN(3) to direct ASIC to vary or revoke rules made under Division 3 of Part 7.5B ; or


(gdl) a decision by ASIC to require something, by giving written notice, under the compelled financial benchmark rules; or


(gdm) any of the following decisions by ASIC:


(i) a decision under subsection 1023D(3) (which relates to making product intervention orders);

(ii) a decision under subsection 1023H(1) (which relates to extensions of product intervention orders);

(iii) a decision under section 1023J (which relates to amendments of product intervention orders) that, under subsection 1023J(6) , must be by legislative instrument;

(iv) a decision under section 1023K (which relates to revocation of product intervention orders) that, under subsection 1023K(4) , must be by legislative instrument; or


(ge) a decision of ASIC under section 1101A ; or


(gf) a decision of ASIC:


(i) to give an infringement notice under section 1317DAM ; or

(ii) to extend, or to refuse to extend, the payment period for an infringement notice under section 1317DAR ; or

(iii) to make an arrangement, or to refuse to make an arrangement, to pay the amount payable under an infringement notice by instalments under section 1317DAS ; or

(iv) to withdraw, or not to withdraw, an infringement notice under section 1317DAT ; or


(h) a decision to make a determination under subsection 1317D(3) ; or


(i) a decision of ASIC to issue an infringement notice under section 1317DAC ; or


(j) a decision of ASIC to withdraw, or not to withdraw, an infringement notice under section 1317DAI ; or


(k) a decision of ASIC under section 40-5 of Schedule 2 (which deals with directing liquidators to comply with requirements to lodge documents etc.); or


(l) a decision of ASIC under section 40-10 of Schedule 2 (which deals with directing liquidators to correct inaccuracies etc.); or


(m) a decision of ASIC under section 40-100 of Schedule 2 to take no action in relation to matters raised by an industry notice lodged under that section (notice by industry bodies of possible grounds for disciplinary action); or


(n) a decision of ASIC to give a direction under section 70-70 of Schedule 2 (which deals with directing external administrators to comply with requests for information etc.); or


(o) a decision of ASIC under section 70-85 of Schedule 2 (a decision to impose a condition on the use or disclosure of relevant material).


 

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