Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.2 - LICENSING OF FINANCIAL MARKETS  

Division 3 - Regulation of market licensees  

Subdivision B - The market's operating rules and procedures  

SECTION 793A   CONTENT OF THE OPERATING RULES AND PROCEDURES  

793A(1)   [ Operating rules of licensed market]  

The operating rules of a licensed market must deal with the matters prescribed by regulations made for the purposes of this subsection.

793A(2)   [ Written procedures]  

The regulations may also prescribe matters in respect of which a licensed market must have written procedures.

793A(3)   [ Exclusion]  

However, subsections (1) and (2) do not apply if the licensee is also authorised to operate the market in the foreign country in which its principal place of business is located and the licence was granted under subsection 795B(2) (overseas markets).

793A(4)   [ ASIC determination on exclusion]  

In a subsection (3) case, ASIC may determine, by giving written notice to the licensee, matters in respect of which the licensed market must have written procedures.


 

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