CORPORATIONS ACT 2001
In this Part:
(a) a set of rules about compensation; and
(b) a source of funds from which compensation is payable; and
(c) associated administrative and monitoring arrangements.
Division 3 arrangements
means compensation arrangements approved under Division 3 .
Division 4 arrangements
means the arrangements constituted by Division 4 .
(a) participants and past participants in the market; or
(b) participants and past participants in:
(i) the market; and
(ii) one or more other financial markets;
the purpose, or the main purpose, of which is to provide a source of funds for the payment of compensation to clients of participants. Any investments made using money in the fund are taken to form part of the fund.
means the National Guarantee Fund that continues in existence under section 889A .
, in relation to the SEGC, means the rules referred to in section 890D .
means the body corporate in relation to which a nomination as the Securities Exchanges Guarantee Corporation is in force under section 890A .
For the purposes of this Part, the question whether proposed compensation arrangements, compensation arrangements as proposed to be changed, or compensation arrangements that have been approved, are adequate is to be determined in accordance with Subdivision D of Division 3 .
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