Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
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PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

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Division 2 - Regulation of derivative transactions: derivative transaction rules  

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Subdivision A - Power to make derivative transaction rules  

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SECTION 901C  

901C   REGULATIONS MAY LIMIT THE TRANSACTIONS IN RELATION TO WHICH RULES MAY IMPOSE REQUIREMENTS  

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The regulations may provide that the derivative transaction rules:


(a) cannot impose requirements (or certain kinds of requirements) in relation to certain classes of derivative transactions; or


(b) can only impose requirements (or certain kinds of requirements) in relation to certain classes of derivative transactions in certain circumstances.

Note: A class of derivative transactions can be described by reference to any matter, including (for example):

  • (a) the derivatives to which transactions relate; or
  • (b) the circumstances in which transactions were entered into; or
  • (c) the time when, or place where, transactions were entered into; or
  • (d) the parties to transactions.

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