Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES  

Division 8B - Compliance schemes  

Subdivision D - Other provisions  

SECTION 921Q   OBLIGATION TO PROVIDE ASIC WITH INFORMATION  

921Q(1)  
ASIC may request, in writing, a monitoring body for a compliance scheme to give ASIC any specified information or documents about the compliance scheme within a reasonable specified period.

921Q(2)  
The monitoring body must comply with the request within the period specified.

Note: The approval for a compliance scheme may be revoked if the monitoring body for the scheme does not comply with this section (see subsection 921K(7) ).


 

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