CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.6 - LICENSING OF PROVIDERS OF FINANCIAL SERVICES  

Division 9 - Registers relating to financial services  

Subdivision B - Notice requirements relating to the Register of Relevant Providers  

SECTION 922D   OBLIGATION TO NOTIFY ASIC ABOUT A PERSON WHO BECOMES A RELEVANT PROVIDER  

Notice to include details about relevant provider

922D(1)  
A notice must be lodged under this section, in accordance with section 922L , if a person becomes a relevant provider.

Note: A financial services licensee required to lodge a notice under this section may obtain information from a relevant provider under section 922N .

Content of notice

922D(2)  
The notice must include:


(a) for a relevant provider who is a financial services licensee - the information in section 922E ; or


(b) for a relevant provider who is not a financial services licensee - the information in section 922F .


 

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