Corporations Act 2001
[ CCH Note: Div 9 heading will be amended by No 69 of 2020, s 3, Sch 1, by substituting " Records " for " Registers " (effective 22 June 2022 or a day or days to be fixed by Proclamation).]
[ CCH Note: Subdiv B heading will be amended by No 69 of 2020, s 3, Sch 1, by substituting " relevant providers " for " the Register of Relevant Providers " (effective 22 June 2022 or a day or days to be fixed by Proclamation).]
A notice must be lodged under this subsection, in accordance with section 922L , if ASIC grants an applicant an Australian financial services licence that covers the provision of personal advice to retail clients in relation to relevant financial products. 922HA(2)
A notice lodged under subsection (1) must include the day on which the licensee ' s CPD year is to begin. 922HA(3)
A notice must be lodged under this subsection, in accordance with section 922L , if a financial services licensee:
(a) has previously lodged a notice under subsection (1) or this subsection specifying a particular day of the year; and
(b) decides that the licensee ' s CPD year is to begin on another day of the year; and
(c) has not lodged a notice under subsection (1) or this subsection in the 12-month period preceding that decision. 922HA(4)
A notice lodged under subsection (3) must include the day on which the licensee ' s CPD year is to begin.
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