Corporations Act 2001
A financial services licensee (the providing entity ) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client ) as a retail client. 941A(2)
This section has effect subject to section 941C . 941A(3)
A person contravenes this subsection if the person contravenes subsection (1).
Note: This subsection is a civil penalty provision (see section 1317E ).
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