Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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History

Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.7 - FINANCIAL SERVICES DISCLOSURE  

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Division 2 - Person provided with financial service as retail client to be given a Financial Services Guide  

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CCH Note: Division 2 is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

Subdivision A - Requirement for a Financial Services Guide to be given  

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CCH Note: Subdivision A is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

SECTION 941E   INFORMATION MUST BE UP TO DATE  

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CCH Note: Section 941E is modified by the ASIC Corporations (Financial Services Guide Given in a Time Critical Situation) Instrument 2022/498; the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603; and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

941E(1)    
The information in the Financial Services Guide must be up to date as at the time when it is given to the client.

941E(2)    
However, if the Financial Services Guide is given to the client under subsection 941D(4) , the information in the Financial Services Guide may be up to date as at the time the statement referred to in that subsection is given to the client.

Note: A Supplementary Financial Services Guide containing updated information may be given with a Financial Services Guide that has become out of date. The updated information is taken to be included in the Financial Services Guide (see section 943D ).

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History

S 941E substituted by No 69 of 2023, s 3, Sch 3[25] (effective 15 September 2023).

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