Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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History

Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.7 - FINANCIAL SERVICES DISCLOSURE  

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Division 2 - Person provided with financial service as retail client to be given a Financial Services Guide  

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CCH Note: Division 2 is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

Subdivision C - Supplementary Financial Services Guides  

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CCH Note: Subdivision C is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

SECTION 943A   WHAT A SUPPLEMENTARY FINANCIAL SERVICES GUIDE IS  

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CCH Note: Section 943A is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

943A(1)    
A Supplementary Financial Services Guide is a document by which a person who has prepared a Financial Services Guide (the FSG ) can:

(a)    correct a misleading or deceptive statement in the FSG; or

(b)    correct an omission from the FSG of information it is required to contain; or

(c)    update the information contained in the FSG.

943A(2)    
A Supplementary Financial Services Guide must not be given to a person by an authorised representative of a financial services licensee unless the licensee has authorised its distribution by the authorised representative.

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History

S 943A inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

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