Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

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Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

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History

Ch 7 amended by No 8 of 2022, s 3, Sch 2[165] (effective 1 July 2022).

Ch 7 inserted by No 122 of 2001, s 3, Sch 1, Pt 1 [ 1].

As Act No 122 of 2001 repealed Ch 7 and 8 the history notes for Ch 7 use " inserted " and references to the former provisions have been removed.

PART 7.7 - FINANCIAL SERVICES DISCLOSURE  

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Division 3A - Cash Settlement Fact Sheet  

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CCH Note: Division 3A is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

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History

Div 3A inserted by No 135 of 2020, s 3, Sch 7 [ 18] (effective 1 January 2021).

Subdivision B - Requirement for a Cash Settlement Fact Sheet to be given  

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CCH Note: Subdivision B is modified by the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

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History

Subdiv B inserted by No 135 of 2020, s 3, Sch 7 [ 18] (effective 1 January 2021).

SECTION 948C   OBLIGATION TO GIVE CLIENT A CASH SETTLEMENT FACT SHEET  

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CCH Note: Section 948C is modified by the ASIC Corporations (Cash Settlement Fact Sheet) Instrument 2022/59 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.

948C(1)    
The providing entity must give the client a Cash Settlement Fact Sheet in accordance with this Division.

948C(2)    
A person contravenes this subsection if the person contravenes subsection (1).

Note: This subsection is a civil penalty provision (see section 1317E ).

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History

S 948C inserted by No 135 of 2020, s 3, Sch 7 [ 18] (effective 1 January 2021).

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