CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.7A - BEST INTERESTS OBLIGATIONS AND REMUNERATION  

Division 3 - Charging ongoing fees to clients  

Subdivision A - Preliminary  

SECTION 962   APPLICATION OF THIS DIVISION  

962(1)  
This Division applies in a case where:


(a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client ); and


(b) the arrangement has not terminated for any reason.

962(2)  
This Division also applies in a case where:


(a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and


(b) the arrangement has not terminated for any reason.


 

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