Financial Services Reform Act 2001 (122 of 2001)

Schedule 1   Financial Services and Markets

Part 2   Consequential amendments

Corporations Act 2001

457   Schedule 3 (table items 246 to 331)

Repeal the items, substitute:

246A

Subsection 791A(1)

500 penalty units or imprisonment for 5 years, or both.

246B

Subsection 791B(1)

500 penalty units or imprisonment for 5 years, or both.

246C

Subsection 792B(1)

100 penalty units or imprisonment for 2 years, or both.

247A

Subsection 792B(2)

100 penalty units or imprisonment for 2 years, or both.

247B

Subsection 792B(3)

100 penalty units or imprisonment for 2 years, or both.

247C

Subsection 792B(4)

100 penalty units or imprisonment for 2 years, or both.

248A

Subsection 792B(5)

100 penalty units or imprisonment for 2 years, or both.

248B

Subsection 792C(1)

100 penalty units or imprisonment for 2 years, or both.

248C

Subsection 792D(1)

25 penalty units or imprisonment for 6 months, or both.

249A

Section 792E

100 penalty units or imprisonment for 2 years, or both.

249B

Subsection 792F(1)

100 penalty units or imprisonment for 2 years, or both.

249C

Subsection 792F(2)

50 penalty units.

250A

Subsection 792F(3)

100 penalty units or imprisonment for 2 years, or both.

250B

Subsection 792G(1)

100 penalty units or imprisonment for 2 years, or both.

250C

Subsection 792G(2)

100 penalty units or imprisonment for 2 years, or both.

250D

Section 792I

50 penalty units.

251A

Subsection 793D(3)

100 penalty units or imprisonment for 2 years, or both.

251B

Subsection 794B(3)

100 penalty units or imprisonment for 2 years, or both.

251C

Subsection 794D(3)

100 penalty units for each day, or part of a day, in respect of which the offence is committed.

252A

Subsection 794E(2)

100 penalty units for each day, or part of a day, in respect of which the offence is committed.

252B

Subsection 798C(3)

100 penalty units or imprisonment for 2 years, or both.

252C

Subsection 798C(6)

100 penalty units or imprisonment for 2 years, or both.

253A

Subsection 798D(4)

100 penalty units or imprisonment for 2 years, or both.

253B

Subsection 820A(1)

500 penalty units or imprisonment for 5 years, or both.

253C

Subsection 820B(1)

500 penalty units or imprisonment for 5 years, or both.

254A

Subsection 821B(1)

100 penalty units or imprisonment for 2 years, or both.

254B

Subsection 821B(2)

100 penalty units or imprisonment for 2 years, or both.

254C

Subsection 821B(3)

100 penalty units or imprisonment for 2 years, or both.

255A

Subsection 821B(4)

100 penalty units or imprisonment for 2 years, or both.

255AA

Subsection 821BA(1)

100 penalty units or imprisonment for 2 years, or both.

255B

Subsection 821C(1)

25 penalty units or imprisonment for 6 months, or both.

255BA

Subsection 821C(3)

25 penalty units or imprisonment for 6 months, or both.

255C

Section 821D

25 penalty units or imprisonment for 6 months, or both.

256A

Subsection 821E(1)

100 penalty units or imprisonment for 2 years, or both.

256B

Subsection 821E(2)

50 penalty units.

256C

Subsection 821E(3)

100 penalty units or imprisonment for 2 years, or both.

257A

Subsection 822D(3)

100 penalty units or imprisonment for 2 years, or both.

257B

Subsection 823B(3)

100 penalty units or imprisonment for 2 years, or both.

257C

Subsection 823D(5)

100 penalty units for each day, or part of a day, in respect of which the offence is committed.

257D

Subsection 823E(3)

100 penalty units for each day, or part of a day, in respect of which the offence is committed.

258A

Section 850C

400 penalty units or imprisonment for 4 years, or both.

258B

Subsection 851D(8)

100 penalty units or imprisonment for 2 years, or both.

258C

Subsection 852B(2)

400 penalty units or imprisonment for 4 years, or both.

259A

Subsection 853F(1)

500 penalty units or imprisonment for 5 years, or both.

259B

Subsection 853F(2)

500 penalty units or imprisonment for 5 years, or both.

259C

Subsection 854A(5)

100 penalty units or imprisonment for 2 years, or both.

260A

Subsection 892B(1)

200 penalty units or imprisonment for 5 years, or both.

260B

Subsection 892B(4)

200 penalty units or imprisonment for 5 years, or both.

260C

Subsection 892H(1)

200 penalty units or imprisonment for 5 years, or both.

261A

Subsection 892H(2)

200 penalty units or imprisonment for 5 years, or both.

261B

Subsection 892H(3)

200 penalty units or imprisonment for 5 years, or both.

261C

Subsection 892H(6)

50 penalty units or imprisonment for 1 year, or both.

262A

Subsection 892H(7)

50 penalty units or imprisonment for 1 year, or both.

262B

Subsection 892K(2)

100 penalty units or imprisonment for 2 years, or both.

262C

Subsection 911A(1)

200 penalty units or imprisonment for 2 years, or both.

263A

Subsection 911B(1)

200 penalty units or imprisonment for 2 years, or both.

263B

Section 911C

50 penalty units or imprisonment for 1 year, or both.

263C

Subsection 912C(3)

25 penalty units or imprisonment for 6 months, or both.

264A

Subsection 912D(1)

50 penalty units or imprisonment for 1 year, or both.

264B

Subsection 912D(2)

50 penalty units or imprisonment for 1 year, or both.

264C

Subsection 912E(1)

25 penalty units or imprisonment for 6 months, or both.

265A

Subsection 912F(1)

10 penalty units.

265AA

Subsection 916A(3A)

100 penalty units or imprisonment for 2 years, or both.

265AB

Subsection 916B(2A)

100 penalty units or imprisonment for 2 years, or both.

265AC

Subsection 916B(5A)

50 penalty units or imprisonment for 1 year, or both.

265AD

Subsection 916C(3)

100 penalty units or imprisonment for 2 years, or both.

265AE

Subsection 916D(2A)

100 penalty units or imprisonment for 2 years, or both.

265B

Subsection 916F(1)

25 penalty units or imprisonment for 6 months, or both.

265BA

Subsection 916F(1A)

25 penalty units or imprisonment for 6 months, or both.

265C

Subsection 916F(3)

25 penalty units or imprisonment for 6 months, or both.

266A

Subsection 916G(2)

50 penalty units or imprisonment for 1 year, or both.

266B

Subsection 916G(3)

50 penalty units or imprisonment for 1 year, or both.

266C

Subsection 919B(4)

25 penalty units or imprisonment for 6 months, or both.

267A

Subsection 919C(1)

50 penalty units or imprisonment for 1 year, or both.

267B

Subsection 919C(2)

50 penalty units or imprisonment for 1 year, or both.

267C

Subsection 919C(3)

50 penalty units or imprisonment for 1 year, or both.

268A

Section 919D

25 penalty units or imprisonment for 6 months, or both.

268B

Subsection 920C(2)

25 penalty units or imprisonment for 6 months, or both.

268C

Subsection 923A(1)

10 penalty units for each day, or part of a day, in respect of which the offence is committed.

269A

Subsection 923B(1)

10 penalty units for each day, or part of a day, in respect of which the offence is committed.

269AA

Subsection 942B(8)

50 penalty units or imprisonment for 1 year, or both.

269AB

Subsection 942C(8)

50 penalty units or imprisonment for 1 year, or both.

269B

Section 942E

100 penalty units or imprisonment for 2 years, or both.

269C

Section 943F

100 penalty units or imprisonment for 2 years, or both.

270A

Subsection 945A(1)

200 penalty units or imprisonment for 5 years, or both.

270B

Subsection 945A(3)

200 penalty units or imprisonment for 5 years, or both.

270C

Subsection 945B(1)

200 penalty units or imprisonment for 5 years, or both.

270CA

Subsection 946B(3A)

50 penalty units.

271B

Subsection 949A(2)

100 penalty units or imprisonment for 2 years, or both.

271C

Subsection 949A(5)

200 penalty units or imprisonment for 5 years, or both.

272A

Subsection 949B(2)

50 penalty units or imprisonment for 1 year, or both.

272B

Subsection 949B(4)

50 penalty units or imprisonment for 1 year, or both.

272C

Section 950B

200 penalty units or imprisonment for 5 years, or both.

273A

Subsection 950C(1)

200 penalty units or imprisonment for 5 years, or both.

273B

Subsection 952C(1)

50 penalty units.

273C

Subsection 952C(3)

100 penalty units or imprisonment for 2 years, or both.

274A

Subsection 952D(1)

200 penalty units or imprisonment for 5 years, or both.

274B

Subsection 952D(2)

200 penalty units or imprisonment for 5 years, or both.

274C

Subsection 952E(1)

100 penalty units or imprisonment for 2 years, or both.

275A

Subsection 952E(3)

100 penalty units or imprisonment for 2 years, or both.

275B

Subsection 952F(2)

200 penalty units or imprisonment for 5 years, or both.

275C

Subsection 952F(3)

200 penalty units or imprisonment for 5 years, or both.

276A

Subsection 952F(4)

200 penalty units or imprisonment for 5 years, or both.

276B

Subsection 952G(2)

100 penalty units or imprisonment for 2 years, or both.

276C

Subsection 952G(4)

100 penalty units or imprisonment for 2 years, or both.

277A

Subsection 952G(6)

100 penalty units or imprisonment for 2 years, or both.

277B

Section 952H

200 penalty units or imprisonment for 5 years, or both.

277C

Subsection 952I(1)

10 penalty units.

278A

Subsection 952I(2)

10 penalty units.

278B

Subsection 952I(3)

10 penalty units.

278C

Subsection 952I(4)

10 penalty units.

279A

Subsection 952J(1)

10 penalty units.

279B

Section 952K

200 penalty units or imprisonment for 5 years, or both.

279C

Subsection 952L(1)

200 penalty units or imprisonment for 5 years, or both.

280A

Subsection 952L(2)

100 penalty units or imprisonment for 2 years, or both.

280B

Subsection 952L(3)

200 penalty units or imprisonment for 5 years, or both.

280C

Section 952M

200 penalty units or imprisonment for 5 years, or both.

281A

Subsection 982C(1)

100 penalty units or imprisonment for 2 years, or both.

281B

Subsection 982C(2)

100 penalty units or imprisonment for 2 years, or both.

281C

Section 982D

25 penalty units or imprisonment for 6 months, or both.

282A

Section 983C

25 penalty units or imprisonment for 6 months, or both.

282B

Subsection 984B(1)

(a) if the offence relates only to a contravention of requirements referred to in paragraph 984B(1)(a) - 50 penalty units;

(b) otherwise - 100 penalty units or imprisonment for 2 years, or both.

282C

Subsection 988A(1)

200 penalty units or imprisonment for 5 years, or both.

283A

Subsection 989B(1)

200 penalty units or imprisonment for 5 years, or both.

283B

Subsection 989B(2)

200 penalty units or imprisonment for 5 years, or both.

283C

Subsection 989B(3)

200 penalty units or imprisonment for 5 years, or both.

284A

Subsection 990B(1)

200 penalty units or imprisonment for 5 years, or both.

284B

Subsection 990B(2)

200 penalty units or imprisonment for 5 years, or both.

284C

Subsection 990B(6)

25 penalty units or imprisonment for 6 months, or both.

285A

Subsection 990D(1)

100 penalty units or imprisonment for 2 years, or both.

285B

Subsection 990D(2)

100 penalty units or imprisonment for 2 years, or both.

285C

Paragraph 990F(a)

100 penalty units or imprisonment for 2 years, or both.

286A

Subsection 990I(3)

100 penalty units or imprisonment for 2 years, or both.

286B

Subsection 990K(1)

50 penalty units or imprisonment for 1 year, or both.

286C

Subsection 991B(2)

25 penalty units or imprisonment for 6 months, or both.

287A

Subsection 991E(1)

25 penalty units or imprisonment for 6 months, or both.

287B

Subsection 991E(3)

25 penalty units or imprisonment for 6 months, or both.

287C

Subsection 991F(1)

25 penalty units or imprisonment for 6 months, or both.

288A

Subsection 991F(2)

25 penalty units or imprisonment for 6 months, or both.

288B

Subsection 991F(3)

25 penalty units or imprisonment for 6 months, or both.

288C

Subsection 992A(1)

25 penalty units or imprisonment for 6 months, or both.

288CA

Subsection 992A(3)

25 penalty units or imprisonment for 6 months, or both.

288CB

Subsection 992AA(1)

25 penalty units or imprisonment for 6 months, or both.

289A

Subsection 993B(1)

50 penalty units.

289B

Subsection 993B(3)

200 penalty units or imprisonment for 5 years, or both.

289C

Subsection 993C(1)

50 penalty units.

290A

Subsection 993C(3)

100 penalty units or imprisonment for 2 years, or both.

290B

Subsection 993D(1)

50 penalty units.

290C

Subsection 993D(3)

200 penalty units or imprisonment for 5 years, or both.

291A

Subsection 1012H(2)

100 penalty units or imprisonment for 2 years, or both.

291B

Subsection 1013I(4)

100 penalty units or imprisonment for 2 years, or both.

291C

Subsection 1013K(1)

100 penalty units or imprisonment for 2 years, or both.

292A

Subsection 1013K(2)

100 penalty units or imprisonment for 2 years, or both.

292B

Subsection 1015B(1)

100 penalty units or imprisonment for 2 years, or both.

292C

Subsection 1015D(2)

100 penalty units or imprisonment for 2 years, or both.

293A

Subsection 1015D(3)

100 penalty units or imprisonment for 2 years, or both.

293B

Subsection 1015D(4)

100 penalty units or imprisonment for 2 years, or both.

293C

Subsection 1015E(1)

100 penalty units or imprisonment for 2 years, or both.

294A

Subsection 1016A(2)

200 penalty units or imprisonment for 5 years, or both.

294B

Subsection 1016A(3)

200 penalty units or imprisonment for 5 years, or both.

294C

Subsection 1016B(1)

100 penalty units or imprisonment for 2 years, or both.

295A

Section 1016C

100 penalty units or imprisonment for 2 years, or both.

295B

Subsection 1016D(1)

100 penalty units or imprisonment for 2 years, or both.

295C

Paragraph 1016D(2)(d)

100 penalty units or imprisonment for 2 years, or both.

296A

Subsection 1016E(2)

100 penalty units or imprisonment for 2 years, or both.

296B

Subsection 1017B(1)

200 penalty units or imprisonment for 5 years, or both.

296C

Subsection 1017C(2)

100 penalty units or imprisonment for 2 years, or both.

297A

Subsection 1017C(3)

100 penalty units or imprisonment for 2 years, or both.

297B

Subsection 1017C(5)

100 penalty units or imprisonment for 2 years, or both.

297C

Subsection 1017D(1)

100 penalty units or imprisonment for 2 years, or both.

297CA

Subsection 1017DA(3)

50 penalty units.

298A

Subsection 1017E(3)

100 penalty units or imprisonment for 2 years, or both.

298B

Subsection 1017E(4)

100 penalty units or imprisonment for 2 years, or both.

298C

Subsection 1017F(2)

100 penalty units or imprisonment for 2 years, or both.

299A

Subsection 1017G(1)

100 penalty units or imprisonment for 2 years, or both.

299B

Subsection 1018A(1)

100 penalty units or imprisonment for 2 years, or both.

299C

Subsection 1018A(2)

100 penalty units or imprisonment for 2 years, or both.

300A

Subsection 1018B(1)

100 penalty units or imprisonment for 2 years, or both.

300B

Subsection 1020A(1)

200 penalty units or imprisonment for 5 years, or both.

300C

Subsection 1020B(2)

(a) for a first offence - 25 penalty units or imprisonment for 6 months, or both;

(b) for a further offence - 100 penalty units or imprisonment for 2 years, or both.

301A

Subsection 1020B(5)

25 penalty units or imprisonment for 6 months, or both.

301B

Subsection 1020B(6)

25 penalty units or imprisonment for 6 months, or both.

301C

Subsection 1020C(5)

10 penalty units for each day during all or part of which the contravention continues.

302A

Subsection 1020E(8)

100 penalty units or imprisonment for 2 years, or both.

302B

Subsection 1020E(9)

100 penalty units or imprisonment for 2 years, or both.

302C

Subsection 1021C(1)

50 penalty units.

303A

Subsection 1021C(3)

100 penalty units or imprisonment for 2 years, or both.

303B

Subsection 1021D(1)

200 penalty units or imprisonment for 5 years, or both.

303C

Subsection 1021D(2)

200 penalty units or imprisonment for 5 years, or both.

304A

Subsection 1021E(1)

100 penalty units or imprisonment for 2 years, or both.

304B

Subsection 1021E(2)

100 penalty units or imprisonment for 2 years, or both.

304C

Subsection 1021F(1)

200 penalty units or imprisonment for 5 years, or both.

305A

Section 1021G

200 penalty units or imprisonment for 5 years, or both.

305B

Subsection 1021H(1)

10 penalty units.

305C

Subsection 1021I(1)

200 penalty units or imprisonment for 5 years, or both.

306A

Subsection 1021J(1)

200 penalty units or imprisonment for 5 years, or both.

306B

Subsection 1021J(2)

100 penalty units or imprisonment for 2 years, or both.

306C

Subsection 1021J(3)

100 penalty units or imprisonment for 2 years, or both.

307A

Subsection 1021K(1)

200 penalty units or imprisonment for 5 years, or both.

307B

Subsection 1021L(1)

200 penalty units or imprisonment for 5 years, or both.

307C

Subsection 1021L(2)

200 penalty units or imprisonment for 5 years, or both.

307CA

Subsection 1021M(1)

50 penalty units.

307CB

Subsection 1021M(3)

100 penalty units or imprisonment for 2 years, or both.

308A

Section 1021N

100 penalty units or imprisonment for 2 years, or both.

308C

Subsection 1021O(1)

50 penalty units or imprisonment for 6 months, or both.

309A

Subsection 1021O(3)

200 penalty units or imprisonment for 5 years, or both.

309B

Section 1041A

200 penalty units or imprisonment for 5 years, or both.

309C

Subsection 1041B(1)

200 penalty units or imprisonment for 5 years, or both.

310A

Subsection 1041C(1)

200 penalty units or imprisonment for 5 years, or both.

310B

Section 1041D

200 penalty units or imprisonment for 5 years, or both.

310C

Subsection 1041E(1)

200 penalty units or imprisonment for 5 years, or both.

311A

Subsection 1041F(1)

200 penalty units or imprisonment for 5 years, or both.

311B

Subsection 1041G(1)

200 penalty units or imprisonment for 5 years, or both.

311C

Subsection 1043A(1)

2,000 penalty units or imprisonment for 5 years, or both.

312A

Subsection 1043A(2)

2,000 penalty units or imprisonment for 5 years, or both.

312B

Subsection 1070B(1)

10 penalty units.

312C

Subsection 1070C(1)

10 penalty units.

313A

Subsection 1070D(3)

10 penalty units.

313B

Subsection 1071B(2)

10 penalty units.

313C

Section 1071E

10 penalty units.

314A

Subsection 1072E(11)

10 penalty units.

314B

Subsection 1072H(1)

10 penalty units.

314C

Subsection 1072H(3)

10 penalty units.

315A

Subsection 1072H(4)

10 penalty units.

315B

Subsection 1072H(5)

10 penalty units.

315C

Subsection 1072H(6)

10 penalty units.

316A

Subsection 1101B(10)

100 penalty units or imprisonment for 2 years, or both.

316B

Subsection 1101C(1)

50 penalty units or imprisonment for 12 months, or both.

316C

Subsection 1101C(2)

50 penalty units or imprisonment for 12 months, or both.

317A

Subsection 1101C(3)

50 penalty units or imprisonment for 12 months, or both.

317B

Subsection 1101E(1)

50 penalty units or imprisonment for 12 months, or both.

317BA

Subsection 1101F(1A)

50 penalty units or imprisonment for 12 months, or both.

317C

Subsection 1101F(1)

50 penalty units or imprisonment for 12 months, or both.

318A

Section 1101G

50 penalty units or imprisonment for 12 months, or both.


Copyright notice

© Australian Taxation Office for the Commonwealth of Australia

You are free to copy, adapt, modify, transmit and distribute material on this website as you wish (but not in any way that suggests the ATO or the Commonwealth endorses you or any of your services or products).