Financial Services Reform Act 2001 (122 of 2001)
Schedule 1 Financial Services and Markets
Part 2 Consequential amendments
Australian Securities and Investments Commission Act 2001
67 Paragraph 43(3)(b)
Omit “dealer, an investment adviser, or a securities representative of a person”, substitute “person who carries on or has carried on (either alone or together with any other person or persons) a financial services business, or a representative of such a person”.
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