Superannuation Industry (Supervision) Regulations 1994

PART 3A - MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO LICENSING OF TRUSTEES AND OF GROUPS OF INDIVIDUAL TRUSTEES

View history reference

View history note

Division 3A.3 - Applying for RSE licences

View history note

REGULATION 3A.06

3A.06 APPLICATION FEES

View history reference

For paragraphs 29C(4)(c) and 29F(2)(c) of the Act, the following fees are prescribed:

Table

**Table**
Item	Application	Fees ($)
			Non-public offer entity licence	Public offer entity licence	Extended public offer entity licence
1	Application for RSE licence, other than an application mentioned in item 4, 6 or 7.	5 500	20 000	20 000
2	(Repealed by FRLI No F2023L01423)
3	(Repealed by FRLI No F2023L01423)
4	Application for non-public offer entity licence if, in the 12 months before the application is made:	2 750	n/a	n/a
	(a)	the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
	(b)	that application was refused or withdrawn.
	(c)	(Repealed by FRLI No F2023L01423)
5	(Repealed by FRLI No F2023L01423)
6	Application for public offer entity licence if, in the 12 months before the application is made:	n/a	10 000	n/a
	(a)	the applicant applied for a licence of that class, or for an extended public offer entity licence; and
	(b)	that application was refused or withdrawn.
7	Application for extended public offer entity licence if, in the 12 months before the application is made:	n/a	n/a	10 000
	(a)	the applicant applied for a licence of that class, or for a public offer entity licence; and
	(b)	that application was refused or withdrawn.
8	Application for variation under paragraph 29F(1)(a):
	(a)	if the applicant already holds a non-public offer entity licence; or	n/a	14 500	14 500
	(b)	if the applicant already holds a public offer entity licence; or	500	n/a	500
	(c)	if the applicant already holds an extended public offer entity licence.	500	500	n/a
9	(Repealed by FRLI No F2023L01423)

View history note

History

Reg 3A.06 amended by FRLI No F2023L01423, reg 4 and Sch 4 items 3 - 9, by substituting " item 4, 6 or 7 " for " items 2 to 7 " in table item 1, column headed " Application " , repealing table items 2 and 3, substituting " withdrawn. " for " withdrawn; and " in para (b) of table item 4, column headed " Application " , repealing para (c) from table item 4, column headed " Application " , repealing table item 5, omitting " , and item 9 does not apply " after " non-public offer entity licence " from para (a) of table item 8, column headed " Application " and repealing table item 9, effective 28 October 2023. Table items 2, 3, 5 and 9 formerly read:

Table

Table

2 Application for non-public offer entity licence by an applicant that is a body corporate if: 3 500 n/a n/a

(a) the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and

(b) APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and

(c) item 5 does not apply.

3 Application for non-public offer entity licence by an applicant that is a group of individual trustees if: 3 500 n/a n/a

(a) any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and

(b) APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and

(c) item 5 does not apply.

5 Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made: 1 750 n/a n/a

(a) the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and

(b) that application was refused or withdrawn.

9 Application for variation under paragraph 29F(1)(a) if: n/a 16 500 16 500

(a) the applicant already holds a non-public offer entity licence; and

(b) when the applicant applied for that licence, item 2 or 3 applied.

**Table**
2	Application for non-public offer entity licence by an applicant that is a body corporate if:	3 500	n/a	n/a
	(a)	the body corporate was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
	(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the body corporate proposes to become the RSE licensee is less than $5 000 000; and
	(c)	item 5 does not apply.
3	Application for non-public offer entity licence by an applicant that is a group of individual trustees if:	3 500	n/a	n/a
	(a)	any member of the group was a trustee of a registrable superannuation entity at the start of the licensing transition period; and
	(b)	APRA is satisfied that the asset value of all registrable superannuation entities for which the group proposes to become the RSE licensee is less than $5 000 000; and
	(c)	item 5 does not apply.
5	Application for non-public offer entity licence by an applicant to whom item 2 or 3 applies if, in the 12 months before the application is made:	1 750	n/a	n/a
	(a)	the applicant applied for a licence of that class, for a public offer entity licence, or for an extended public offer entity licence; and
	(b)	that application was refused or withdrawn.
9	Application for variation under paragraph 29F(1)(a) if:	n/a	16 500	16 500
	(a)	the applicant already holds a non-public offer entity licence; and
	(b)	when the applicant applied for that licence, item 2 or 3 applied.

Reg 3A.06 inserted by SR No 154 of 2004, reg 3 and Sch 1 item 1, effective 1 July 2004.

Disclaimer and notice of copyright applicable to materials provided by CCH Australia Limited

CCH Australia Limited ("CCH") believes that all information which it has provided in this site is accurate and reliable, but gives no warranty of accuracy or reliability of such information to the reader or any third party. The information provided by CCH is not legal or professional advice. To the extent permitted by law, no responsibility for damages or loss arising in any way out of or in connection with or incidental to any errors or omissions in any information provided is accepted by CCH or by persons involved in the preparation and provision of the information, whether arising from negligence or otherwise, from the use of or results obtained from information supplied by CCH.

The information provided by CCH includes history notes and other value-added features which are subject to CCH copyright. No CCH material may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way, except that you may download one copy for your personal use only, provided you keep intact all copyright and other proprietary notices. In particular, the reproduction of any part of the information for sale or incorporation in any product intended for sale is prohibited without CCH's prior consent.