Corporations Regulations 2001
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Hide history noteFor section 1444 of the Act, this regulation applies in relation to a financial services licensee who became a regulated principal mentioned in item 1 or 2 of the table in section 1430 of the Act at the FSR commencement.
10.2.199(2) [ Regulated activities]Regulations 7.3.04, 7.3.06 and 7.3.07 of the old Corporations Regulations, and any associated provisions, continue to apply in relation to the regulated principal's regulated activities.
10.2.199(3) [ Transition period]The regulations mentioned in subregulation (2) continue to apply after the end of the transition period for the regulated principal.
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