Corporations Regulations 2001
View history note
Hide history note[ CCH Note: Pursuant to the Corporations Amendment Regulations 2001 (No 4) (SR 2001 No 319) effective 11 March 2002, Chapter 7 (Securities) comprising reg 7.1.01 - 7.15.01 and Chapter 8 (The futures industry) comprising reg 8.1.01 - 8.7.03 are replaced by a new Chapter 7 (Financial services and markets) comprising reg 7.1.01 - 7.12.01. As the subject matter of the new Chapter 7 relates to the new financial services reform regime, " inserted " has been used in the history notes for each provision, and all references to the former provisions have been removed.]
For Subdivision 4.3 , if:
(a) a participant of Australian Stock Exchange Limited (the transacting participant ) enters into a reportable transaction; and
(b) under Australian Stock Exchange Limited's operating rules or under ACH's operating rules, another participant (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulations 7.5.24 to 7.5.27 (inclusive) apply in relation to the function of completing the transaction, as if the clearing participant, and not the transacting participant, had entered into the transaction.
For Subdivision 4.9 , if:
(a) a participant of Australian Stock Exchange Limited (the transacting member ) enters into a reportable transaction; and
(b) under Australian Stock Exchange Limited's operating rules or under ACH's operating rules, another participant (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulation 7.5.66 applies in relation to the function of completing the transaction as if the clearing participant, and not the transacting participant, had entered into the transaction.
For Subdivision 4.3 , if:
(a) a participant of the licensed CS facility operated by ACH (the transacting participant ) enters into a reportable transaction; and
(b) under the operating rules of ACH, another participant (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulations 7.5.24 to 7.5.27 (inclusive) apply in relation to the function of completing the transaction, as if the clearing participant, and not the transacting participant, had entered into the transaction.
For Subdivision 4.3 , if:
(a) a participant of Australian Stock Exchange Limited (the transacting participant ) enters into a reportable transaction; and
(b) under the operating rules of Australian Stock Exchange Limited or ACH, a participant of the licensed CS facility operated by ACH (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulations 7.5.24 to 7.5.27 (inclusive) apply in relation to the function of completing the transaction, as if the clearing participant, and not the transacting participant, had entered into the transaction.
For Subdivision 4.9 , if:
(a) a participant of the licensed CS facility operated by ACH (the transacting member ) enters into a reportable transaction; and
(b) under the operating rules of ACH, another participant (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulation 7.5.66 applies in relation to the function of completing the transaction as if the clearing participant, and not the transacting participant, had entered into the transaction.
For Subdivision 4.9 , if:
(a) a participant of Australian Stock Exchange Limited (the transacting participant ) enters into a reportable transaction; and
(b) under the operating rules of Australian Stock Exchange Limited or ACH, a participant of the licensed CS facility operated by ACH (the clearing participant ) has the obligation to complete the transaction and all obligations ancillary to that completion;
regulation 7.5.66 applies in relation to the function of completing the transaction, as if the clearing participant, and not the transacting participant, had entered into the transaction.
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