Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.8 - OTHER PROVISIONS RELATING TO CONDUCT ETC CONNECTED WITH FINANCIAL PRODUCTS AND FINANCIAL SERVICES, OTHER THAN FINANCIAL PRODUCT DISCLOSURE  

Division 2 - Dealing with clients ' money  

Subdivision AA - Client money reporting rules  

REGULATION 7.8.05A  

7.8.05A   DEFINITIONS FOR SUBDIVISION AA OF DIVISION 2  


In this Subdivision:

client money reporting infringement notice
means an infringement notice given under regulation 7.8.05C .

client money reporting infringement notice period
has the meaning given by subregulation 7.8.05H(2) .

recipient
, in relation to a client money reporting infringement notice, means the person to whom ASIC gives the infringement notice, or intends to give the infringement notice, under regulation 7.8.05C .


 

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