Corporations Amendment Regulations 2002 (No. 3) (41 of 2002)
Schedule 1 Amendments commencing at 12.02 am (in the Australian Capital Territory) on 11 March 2002
[135] Regulation 10.2.207
substitute
10.2.207 Periodic statements for retail clients for financial products that have an investment component
(1) For section 1444 of the Act, this regulation applies if:
(a) a person acquired a financial product, as described in subsection 1017D (1) of the Act; and
(b) the issuer of the financial product was a regulated principal in relation to the financial product.
(2) The reporting period for the financial product, worked out in accordance with the old Corporations Act, is taken to be a reporting period for the Act.
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