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Superannuation Industry (Supervision) Regulations 1994
- PART 1 - PRELIMINARY
- REGULATION 1.01 NAME OF REGULATIONS
- REGULATION 1.02 COMMENCEMENT
- REGULATION 1.03 INTERPRETATION
- REGULATION 1.03A LOST MEMBER
- REGULATION 1.03AA DEFINED BENEFIT INTEREST
- REGULATION 1.03AAA DEFINED BENEFIT FUND
- REGULATION 1.03AB MEANING OF GROWTH PHASE
- ### (Repealed) REGULATION 1.03B MEANING OF PROTECTED MEMBER
- REGULATION 1.03C MEANING OF PERMANENT INCAPACITY
- REGULATION 1.04 PRESCRIBED MATTERS (ACT, S 10)
- REGULATION 1.04AAAA INTERDEPENDENCY RELATIONSHIPS (ACT S 10A)
- REGULATION 1.04AAA MODIFIED MEANING OF MEMBER (ACT S 15B)
- ### (Repealed) REGULATION 1.04A SPECIFIED BODY OR PERSON (ACT S 19)
- REGULATION 1.04AA SELF MANAGED SUPERANNUATION FUNDS - PERSONS NOT TAKEN TO BE EMPLOYEES (ACT S 17A(8))
- PART 1A - ANNUITIES AND PENSIONS
- Division 1A.1
- REGULATION 1.05A INTERPRETATION
- REGULATION 1.05 MEANING OF ANNUITY (ACT, S 10)
- REGULATION 1.06 MEANING OF PENSION (ACT, S 10)
- REGULATION 1.06A STANDARDS FOR CERTAIN INNOVATIVE SUPERANNUATION INCOME STREAMS
- REGULATION 1.06B MAXIMUM COMMUTATION AMOUNT FOR CERTAIN INNOVATIVE SUPERANNUATION INCOME STREAMS
- REGULATION 1.07 PERIODS WHEN BENEFICIARY MAY NOT RECEIVE BENEFITS
- REGULATION 1.07A COMMUTATION OF ALLOCATED ANNUITIES AND PENSIONS
- REGULATION 1.07B COMMUTATION OF OTHER ANNUITIES AND PENSIONS
- REGULATION 1.07C COMMUTATION OF MARKET LINKED INCOME STREAM
- REGULATION 1.07D COMMUTATION OF SUPERANNUATION INCOME STREAM
- Division 1A.2 - Operating standards
- REGULATION 1.08 RESTRICTION ON FACTORS FOR CONVERTING PENSIONS
- PART 2 - INFORMATION FOR CERTAIN PARTIES
- Division 2.1 - Introductory
- REGULATION 2.01 INTERPRETATION
- REGULATION 2.02 SCOPE AND APPLICATION OF THIS PART
- REGULATION 2.03 DUTIES AND REQUIREMENTS ARISING UNDER THIS PART
- REGULATION 2.04 REASONABLE EFFORTS ARE SUFFICIENT
- REGULATION 2.05 CHARGES FOR INFORMATION REQUESTED
- ### (Repealed) REGULATION 2.06 CHARGES FOR INFORMATION REQUESTED
- ### (Repealed) REGULATION 2.07 TRUSTEE MAY MAKE A SUB-PLAN
- Division 2.2 - Information in connection with annual members ' meetings
- REGULATION 2.08 INTERPRETATION
- REGULATION 2.09 APPLICATION
- REGULATION 2.10 INFORMATION TO BE INCLUDED WITH NOTICE
- REGULATION 2.11 HOW NOTICE IS TO BE GIVEN
- ### (Repealed) REGULATION 2.11A INFORMATION BY ELIGIBLE ROLLOVER FUNDS TO TRUSTEES OF TRANSFEROR FUNDS AND TO RSA PROVIDERS
- Division 2.3 - Information for new members of certain regulated superannuation funds
- ### (Repealed) REGULATION 2.12 APPLICATION
- ### (Repealed) REGULATION 2.13 TIME FOR COMPLIANCE
- ### (Repealed) REGULATION 2.14 REQUIREMENT TAKEN TO HAVE BEEN MET
- ### (Repealed) REGULATION 2.14A COMPLIANCE BY TRUSTEE OF CAPITAL GUARANTEED FUND
- ### (Repealed) REGULATION 2.14AA INFORMATION CAN BE PROVIDED BY CROSS-REFERENCE TO OTHER DOCUMENTS
- ### (Repealed) REGULATION 2.15 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.16 SPECIFIC REQUIREMENTS IN ALL CASES
- ### (Repealed) REGULATION 2.16A SPECIFIC REQUIREMENT IN RELATION TO CAPITAL GUARANTEED FUNDS
- Division 2.4 - Information to be given for each reporting period
- Subdivision 2.4.1 - Preliminary
- ### (Repealed) REGULATION 2.17 INTERPRETATION
- REGULATION 2.18 APPLICATION
- ### (Repealed) REGULATION 2.19 REPORTING PERIODS
- ### (Repealed) REGULATION 2.20 APPLICATION IN RELATION TO REPORTING PERIOD
- ### (Repealed) REGULATION 2.21 TIME FOR COMPLIANCE
- Subdivision 2.4.2 - Member information
- ### (Repealed) REGULATION 2.22 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.23 SPECIFIC REQUIREMENTS IN ALL CASES
- ### (Repealed) REGULATION 2.24 SPECIFIC REQUIREMENTS IN PARTICULAR CASES
- ### (Repealed) REGULATION 2.24A SPECIFIC REQUIREMENTS IN RELATION TO CAPITAL GUARANTEED FUNDS
- ### (Repealed) REGULATION 2.24B INFORMATION IF BENEFITS IN CAPITAL GUARANTEED FUND REACHES $10,000
- ### (Repealed) REGULATION 2.24C INFORMATION IF TRUSTEE REQUIRED TO PROVIDE BENEFITS
- ### (Repealed) REGULATION 2.25 EXCEPTION - PENSIONERS
- ### (Repealed) REGULATION 2.26 EXCEPTION - CERTAIN CASES OF MEMBERS LEAVING FUND
- ### (Repealed) REGULATION 2.26A EXCEPTION - MEMBERS SUBJECT TO COMPULSORY PROTECTION OF SMALL AMOUNTS
- ### (Repealed) REGULATION 2.26B EXCEPTION - MEMBERS WITH SMALL AMOUNTS THAT ARE EXPECTED TO GROW QUICKLY
- Subdivision 2.4.3 - Derivatives charge ratio
- ### (Repealed) REGULATION 2.27 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.28 SPECIFIC REQUIREMENTS IN ALL CASES
- REGULATION 2.29 SPECIFIC REQUIREMENTS IN PARTICULAR CASES
- ### (Repealed) REGULATION 2.30 SELF MANAGED SUPERANNUATION FUNDS - SPECIAL PROVISION
- ### (Repealed) REGULATION 2.31 EXCEPTION - BENEFITS DETERMINED BY LIFE POLICIES
- Division 2.5 - Information on request
- REGULATION 2.30 APPLICATION
- REGULATION 2.31 DOCUMENTS MAY BE MADE AVAILABLE FOR INSPECTION
- REGULATION 2.32 TIME FOR COMPLIANCE
- REGULATION 2.33 SPECIFIC REQUIREMENTS
- (Repealed) Former Division 2.5 - Information concerning significant events
- Division 2.5A - Information about superannuation interest subject to payment split
- REGULATION 2.36B APPLICATION
- REGULATION 2.36C INFORMATION TO BE PROVIDED BY TRUSTEE WHEN INTEREST BECOMES SUBJECT TO PAYMENT SPLIT
- REGULATION 2.36D OTHER INFORMATION TO BE PROVIDED BY TRUSTEE
- REGULATION 2.36E OTHER INFORMATION TO BE GIVEN BY TRUSTEE - ADVERSE EFFECTS ON BENEFITS
- Division 2.6 - Remuneration of executive officers and individual trustees
- ### (Repealed) REGULATION 2.37 PRESCRIBED DETAILS
- ### (Repealed) REGULATION 2.38 OBLIGATION TO MAKE INFORMATION PUBLICLY AVAILABLE - RSE LICENSEE OF REGISTRABLE SUPERANNUATION ENTITY
- ### (Repealed) REGULATION 2.39 TIME FOR COMPLIANCE
- ### (Repealed) REGULATION 2.40 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.41 SPECIFIC REQUIREMENTS
- Division 2.6A - Information about complaints
- ### (Repealed) REGULATION 2.41A APPLICATION
- ### (Repealed) REGULATION 2.41B INFORMATION ABOUT COMPLAINTS
- Division 2.7 - Information when a member leaves a fund
- ### (Repealed) REGULATION 2.42 APPLICATION
- ### (Repealed) REGULATION 2.43 TIME FOR COMPLIANCE
- ### (Repealed) REGULATION 2.44 EXIT REPORTING PERIOD
- ### (Repealed) REGULATION 2.45 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.46 SPECIFIC REQUIREMENTS IN ALL CASES
- ### (Repealed) REGULATION 2.47 SPECIFIC REQUIREMENTS IN PARTICULAR CASES
- ### (Repealed) REGULATION 2.48 EXCEPTIONS TO ' EXIT REPORTING PERIOD ' PROVISIONS
- ### (Repealed) REGULATION 2.48A EXCEPTION - MEMBERS SUBJECT TO COMPULSORY PROTECTION OF SMALL AMOUNTS
- Division 2.7A - Information to be given to other entities on transfer of lost members
- ### (Repealed) REGULATION 2.48B APPLICATION OF DIVISION
- ### (Repealed) REGULATION 2.48C INFORMATION TO BE GIVEN ON TRANSFER OF LOST MEMBERS
- Division 2.8 - Pooled superannuation trusts
- Subdivision 2.8.1 - Preliminary
- ### (Repealed) REGULATION 2.49 APPLICATION
- ### (Repealed) REGULATION 2.50 OPERATING STANDARDS
- ### (Repealed) REGULATION 2.51 STATEMENT OF PARTICULARS MUST ACCOMPANY INFORMATION
- Subdivision 2.8.2 - Information for prospective unit-holders
- ### (Repealed) REGULATION 2.52 SUBDIVISION 3A OF PART 19 OF THE ACT
- ### (Repealed) REGULATION 2.53 INFORMATION BY A TRUSTEE OF A PST FOR PROSPECTIVE UNIT-HOLDERS
- Subdivision 2.8.3 - Information in respect of reporting periods
- ### (Repealed) REGULATION 2.54 INTERPRETATION
- ### (Repealed) REGULATION 2.55 REPORTING PERIODS
- ### (Repealed) REGULATION 2.56 APPLICATION IN RELATION TO REPORTING PERIOD
- ### (Repealed) REGULATION 2.57 TIME FOR COMPLIANCE
- ### (Repealed) REGULATION 2.58 EXEMPTION FROM GIVING INFORMATION
- ### (Repealed) REGULATION 2.59 GENERAL REQUIREMENT
- ### (Repealed) REGULATION 2.60 SPECIFIC REQUIREMENTS IN ALL CASES
- ### (Repealed) REGULATION 2.61 SPECIFIC REQUIREMENTS IN PARTICULAR CASES
- Subdivision 2.8.4 - Significant events
- ### (Repealed) REGULATION 2.62 TIME FOR COMPLIANCE
- ### (Repealed) REGULATION 2.63 INFORMATION CONCERNING SIGNIFICANT EVENTS
- ### (Repealed) REGULATION 2.64 INFORMATION ABOUT NOTICE OF NON-COMPLIANCE
- Subdivision 2.8.5 - Information on leaving
- ### (Repealed) REGULATION 2.65 INFORMATION WHEN A PERSON CEASES TO BE A UNIT-HOLDER
- ### (Repealed) REGULATION 2.66 PERSONS CEASING TO BE UNIT-HOLDERS
- ### (Repealed) REGULATION 2.67 EXCEPTIONS TO REPORTING REQUIREMENT WHERE PERSON CEASES TO BE UNIT-HOLDER
- PART 3 - MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO PUBLIC OFFER ENTITIES
- REGULATION 3.01 PUBLIC OFFER SUPERANNUATION FUND - MEMBER OF A PRESCRIBED CLASS
- ### (Repealed) REGULATION 3.02 DECIDING AN APPLICATION FOR APPROVAL
- ### (Repealed) REGULATION 3.03 DECIDING AN APPLICATION FOR APPROVAL
- REGULATION 3.04 SECTION 54 OF THE ACT - PRESCRIBED PERCENTAGES
- REGULATION 3.04A REMOVAL OF TRUSTEE OF PUBLIC OFFER ENTITY - S 60A(2) OF THE ACT
- REGULATION 3.05 POLICY COMMITTEES - SECTIONS 91, 92 AND 93 OF THE ACT
- REGULATION 3.06 POLICY COMMITTEES - FUNCTIONS (PARAGRAPHS 91(3)(b), 92(3)(b) AND 93(3)(b) OF THE ACT)
- REGULATION 3.07 DEFINITION OF POLICY COMMITTEE IN SECTION 10 OF THE ACT - MATTERS SPECIFIED FOR PURPOSES OF PARAGRAPH (a)
- REGULATION 3.08 POLICY COMMITTEES - DUTIES OF TRUSTEE
- REGULATION 3.09 DISSOLUTION OF POLICY COMMITTEES
- ### (Repealed) REGULATION 3.09A SPECIFIED CIRCUMSTANCES FOR ISSUE OF SUPERANNUATION INTERESTS (ACT, S 153(1)(d))
- ### (Repealed) REGULATION 3.09B CIRCUMSTANCES IN WHICH A PERSON MAY BECOME A STANDARD EMPLOYER-SPONSOR (ACT, S 153(2)(b))
- REGULATION 3.10 COMMISSION AND BROKERAGE
- ### (Repealed) REGULATION 3.10A SPECIFIED CIRCUMSTANCES FOR DISPENSING WITH GIVING OF INFORMATION (ACT, S 157(5))
- REGULATION 3.11 PAYMENT BY TRUSTEE OF A PUBLIC OFFER ENTITY OF COMMISSION OR BROKERAGE
- ### (Repealed) REGULATION 3.12 REQUIREMENTS CONCERNING APPLICATION MONEY HELD ON TRUST
- ### (Repealed) REGULATION 3.13 WHEN COOLING-OFF DOES NOT APPLY (ACT, S. 170(e))
- PART 3A - MATTERS PRESCRIBED OR SPECIFIED IN RELATION TO LICENSING OF TRUSTEES AND OF GROUPS OF INDIVIDUAL TRUSTEES
- Division 3A.1 - Classes of RSE licences
- REGULATION 3A.01 PUBLIC OFFER ENTITY LICENCES
- REGULATION 3A.02 NON-PUBLIC OFFER ENTITY LICENCES
- REGULATION 3A.03 EXTENDED PUBLIC OFFER ENTITY LICENCES
- REGULATION 3A.03A ACTING TRUSTEE LICENCES
- Division 3A.2 - Grant of RSE licences
- ### (Repealed) REGULATION 3A.04 CAPITAL REQUIREMENTS
- Division 3A.3 - Applying for RSE licences
- REGULATION 3A.05 DEFINITIONS
- REGULATION 3A.06 APPLICATION FEES
- Division 3A.4 - Conditions on RSE licences
- ### (Repealed) REGULATION 3A.07 CONDITIONS ON RSE LICENCES OF FHSA PROVIDERS
- PART 3B - SUPERANNUATION DATA AND PAYMENT MATTERS
- REGULATION 3B.01 DEFINITIONS
- REGULATION 3B.02 PRESCRIBED ELIGIBLE SUPERANNUATION ENTITY FOR REGISTER
- REGULATION 3B.03 INFORMATION TO BE GIVEN FOR REGISTER
- PART 4 - MANAGEMENT AND TRUSTEESHIP OF SUPERANNUATION ENTITIES
- Division 4.1 - Prescribed matters
- REGULATION 4.01A COVENANTS IN GOVERNING RULES OF SUPERANNUATION ENTITY - TRUSTEE ' S DETERMINATION AND BENCHMARKS
- REGULATION 4.01 COVENANTS IN GOVERNING RULES OF SUPERANNUATION ENTITY - PRESCRIBED INFORMATION AND DOCUMENTS
- REGULATION 4.02 COVENANTS IN GOVERNING RULES OF SELF MANAGED SUPERANNUATION FUND - BENEFICIARY INVESTMENT CHOICE
- REGULATION 4.02A TRUSTEE SUBJECT TO DIRECTION - REGISTRABLE SUPERANNUATION ENTITY OTHER THAN REGULATED SUPERANNUATION FUND WITH NO MORE THAN 6 MEMBERS
- REGULATION 4.02AA OPERATING STANDARD - DIRECTION ON INVESTMENT OPTION TO TRUSTEE OF REGULATED SUPERANNUATION FUND WITH NO MORE THAN 6 MEMBERS
- REGULATION 4.03 TRUSTEE OF EMPLOYER-SPONSORED FUND - PRESCRIBED DIRECTION BY EMPLOYER-SPONSOR OR ASSOCIATE OF EMPLOYER-SPONSOR
- REGULATION 4.04 GOVERNING RULES OF A SUPERANNUATION ENTITY - PRESCRIBED EXERCISE OF DISCRETION BY NON-TRUSTEE
- REGULATION 4.05 GOVERNING RULES OF A SUPERANNUATION ENTITY - PRESCRIBED CIRCUMSTANCES OF AMENDMENT
- REGULATION 4.06 REMOVAL OF MEMBER REPRESENTATIVES - PRESCRIBED CIRCUMSTANCES
- REGULATION 4.07 REMOVAL OF INDEPENDENT TRUSTEE OR INDEPENDENT MEMBER - PRESCRIBED CIRCUMSTANCES
- (Repealed) Division 4.1A - Content of risk management strategies and risk management plans
- ### (Repealed) REGULATION 4.07A RISK MANAGEMENT STRATEGIES
- ### (Repealed) REGULATION 4.07B RISK MANAGEMENT PLANS
- Division 4.2 - Operating standards
- REGULATION 4.07C DEFINITIONS
- REGULATION 4.07D OPERATING STANDARD - PERMITTED TYPES OF INSURANCE
- REGULATION 4.07E OPERATING STANDARD - SELF-INSURANCE
- REGULATION 4.08 OPERATING STANDARD - VOTING RULE WHERE EQUAL REPRESENTATION APPLIES
- REGULATION 4.08A OPERATING STANDARD - MEMBER REPRESENTATION FOR CERTAIN REGULATED SUPERANNUATION FUNDS WHERE A DECLARATION UNDER SUBSECTION 18(7) OF THE ACT APPLIES
- REGULATION 4.09 OPERATING STANDARD - INVESTMENT STRATEGY
- REGULATION 4.09A OPERATING STANDARD - MONEY AND OTHER ASSETS TO BE KEPT SEPARATE (SELF MANAGED SUPERANNUATION FUNDS)
- REGULATION 4.10 OPERATING STANDARD - INVESTMENT BY NON-COMPLYING SUPERANNUATION FUNDS
- REGULATION 4.10A OPERATING STANDARD - OWNERSHIP OF UNITS IN A PST
- REGULATION 4.11 OPERATING STANDARD - INVESTMENT BY NON-COMPLYING APPROVED DEPOSIT FUNDS
- REGULATION 4.11A OPERATING STANDARD - ACCEPTANCE OF DEPOSITS BY AN APPROVED DEPOSIT FUND
- REGULATION 4.12 OPERATING STANDARD - ACCEPTANCE BY REGULATED SUPERANNUATION AND APPROVED DEPOSIT FUNDS OF ROLLOVERS AND TRANSFERS
- REGULATION 4.13 OPERATING STANDARD - LENDING TO MEMBERS OF AN APPROVED DEPOSIT FUND
- ### (Repealed) REGULATION 4.14 OPERATING STANDARD - FITNESS AND PROPRIETY OF RSE LICENSEE
- ### (Repealed) REGULATION 4.15 OPERATING STANDARD - ADEQUACY OF RESOURCES OF, OR AVAILABLE TO, TRUSTEES OF REGISTRABLE SUPERANNUATION ENTITIES (RSE LICENSEES)
- ### (Repealed) REGULATION 4.16 OPERATING STANDARD - OUTSOURCING ARRANGEMENTS OF RSE LICENSEES
- ### (Repealed) REGULATION 4.17 OUTSOURCING ARRANGEMENTS FOR LICENSING TRANSITION PERIOD
- PART 4A - CHILD ACCOUNTS
- Division 4A.1 - Preliminary
- ### (Repealed) REGULATION 4A.01 OPERATING STANDARDS
- ### (Repealed) REGULATION 4A.02 DEFINITION FOR PART 4A
- Division 4A.2 - Decisions about child accounts
- ### (Repealed) REGULATION 4A.03 DECISIONS ABOUT ACCOUNTS
- Division 4A.3 - Transitional arrangements
- ### (Repealed) REGULATION 4A.04 APPLICATION OF DIVISION 3
- ### (Repealed) REGULATION 4A.05 DEFINITIONS FOR DIVISION 3
- ### (Repealed) REGULATION 4A.06 ELIGIBLE APPLICATIONS
- ### (Repealed) REGULATION 4A.07 ISSUE OF CHILD ACCOUNTS
- PART 5 - BENEFIT PROTECTION STANDARDS
- Division 5.1 - Preliminary
- REGULATION 5.01 INTERPRETATION
- REGULATION 5.01A OPERATING STANDARDS - DETERMINATION OF COSTS AND INVESTMENT RETURN
- REGULATION 5.01B TRUSTEE MAY PROVIDE GREATER PROTECTION THAN THIS PART REQUIRES
- REGULATION 5.02 DETERMINATION OF COSTS
- ### (Repealed) REGULATION 5.02A MEANING OF FAIR AND REASONABLE
- REGULATION 5.02B PRIORITY IN DEDUCTING SURCHARGE OR INSTALMENT
- REGULATION 5.02C REFUND OF COSTS
- REGULATION 5.03 INVESTMENT RETURNS
- Division 5.2 - Minimum benefits
- REGULATION 5.04 MINIMUM BENEFITS - REGULATED SUPERANNUATION FUNDS
- REGULATION 5.05 MANDATED EMPLOYER CONTRIBUTIONS - REGULATED SUPERANNUATION FUNDS
- REGULATION 5.06 CERTAIN BENEFITS ROLLED OVER OR TRANSFERRED TO REGULATED SUPERANNUATION FUNDS TAKEN TO BE MINIMUM BENEFITS
- REGULATION 5.06A BENEFITS ROLLED OVER OR TRANSFERRED FROM AN RSA TO REGULATED SUPERANNUATION FUNDS TAKEN TO BE MINIMUM BENEFITS
- REGULATION 5.06B MINIMUM BENEFITS IF NEW INTEREST CREATED, OR BENEFITS ROLLED OVER OR TRANSFERRED, UNDER DIVISION 7A.2
- REGULATION 5.07 MINIMUM BENEFITS - APPROVED DEPOSIT FUNDS
- Division 5.3 - Treatment of minimum benefits
- REGULATION 5.08 HOW MINIMUM BENEFITS ARE TO BE TREATED
- (Repealed) Division 5.4 - Restrictions on exit fees on the rollover or transfer of benefits in certain cases
- ### (Repealed) REGULATION 5.09 APPLICATION OF DIVISION
- ### (Repealed) REGULATION 5.10 OPERATING STANDARD - RESTRICTION ON EXIT FEES
- ### (Repealed) REGULATION 5.11 INCONSISTENCY BETWEEN THIS DIVISION AND THE MEMBER-PROTECTION STANDARDS
- (Repealed) Division 5.5 - Member-protection standards
- (Repealed) Division 5.6 - Existing personal superannuation members
- PART 6 - PAYMENT STANDARDS
- Division 6.1 - Introductory
- Subdivision 6.1.1 - General interpretation
- REGULATION 6.01 INTERPRETATION
- REGULATION 6.01AA MEANING OF NON-COMMUTABLE ALLOCATED ANNUITY
- REGULATION 6.01AB MEANING OF NON-COMMUTABLE ALLOCATED PENSION
- REGULATION 6.01A MEANING OF TERMINAL MEDICAL CONDITION
- REGULATION 6.01B CONDITIONS OF RELEASE FOR TEMPORARY RESIDENTS
- Subdivision 6.1.2 - Preserved benefits
- REGULATION 6.02 PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS - BEFORE 1 JULY 1999
- REGULATION 6.03 PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS - ON AND AFTER 1 JULY 1999
- ### (Repealed) REGULATION 6.04 PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS - ROLLOVER OR TRANSFER BETWEEN FUNDS DURING 1996, 1997 OR 1998
- ### (Repealed) REGULATION 6.04A PRESERVED BENEFITS IN RSAs - ROLLOVER OR TRANSFER TO REGULATED SUPERANNUATION FUNDS DURING 1998
- REGULATION 6.05 PRESERVED BENEFITS IN APPROVED DEPOSIT FUNDS
- REGULATION 6.06 EFFECT OF ROLLOVER OR TRANSFER ON PRESERVED BENEFITS
- Subdivision 6.1.3 - Restricted non-preserved benefits
- REGULATION 6.07 RESTRICTED NON-PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS - BEFORE 1 JULY 1999
- REGULATION 6.08 RESTRICTED NON-PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS - ON AND AFTER 1 JULY 1999
- REGULATION 6.09 EFFECT OF ROLLOVER OR TRANSFER ON RESTRICTED NON-PRESERVED BENEFITS
- ### (Repealed) REGULATION 6.09A RESTRICTED NON-PRESERVED BENEFITS IN RSAs - ROLLOVER OR TRANSFER TO REGULATED SUPERANNUATION FUNDS DURING 1998
- Subdivision 6.1.4 - Unrestricted non-preserved benefits
- REGULATION 6.10 UNRESTRICTED NON-PRESERVED BENEFITS - REGULATED SUPERANNUATION FUNDS
- REGULATION 6.11 UNRESTRICTED NON-PRESERVED BENEFITS - APPROVED DEPOSIT FUNDS
- REGULATION 6.12 MOVEMENT OF BENEFITS BETWEEN CATEGORIES BY SATISFACTION OF CONDITIONS OF RELEASE
- REGULATION 6.13 EFFECT OF ROLLOVER OR TRANSFER ON UNRESTRICTED NON-PRESERVED BENEFITS
- Subdivision 6.1.5 - Miscellaneous
- REGULATION 6.14 INDEXATION
- REGULATION 6.15 CONTRIBUTIONS AND BENEFITS TAKEN TO BE PRESERVED BENEFITS
- REGULATION 6.15A CERTAIN BENEFITS TAKEN TO BE UNRESTRICTED NON-PRESERVED BENEFITS
- REGULATION 6.16 REDISTRIBUTION OF MEMBER BENEFITS WITHIN A FUND IN CERTAIN CIRCUMSTANCES BY OPERATION OF GOVERNING RULES OR ACTION OF TRUSTEE
- REGULATION 6.16A WHEN NON-PRESERVED BENEFITS MAY BE REDUCED
- Division 6.2 - Payment of benefits
- REGULATION 6.17 RESTRICTION ON PAYMENT
- REGULATION 6.17A PAYMENT OF BENEFIT ON OR AFTER DEATH OF MEMBER (ACT, S 59(1A))
- REGULATION 6.17AA PAYMENTS PREVENTED UNDER FAMILY LAW ACT 1975
- REGULATION 6.17B DUTY TO SEEK INFORMATION
- REGULATION 6.17C PAYMENT AND COMMUTATION OF PENSION IN BREACH OF STANDARDS
- REGULATION 6.17D BENEFITS TO BE PAID AS SOON AS PRACTICABLE WHERE MEMBER SATISFIES COMPASSIONATE GROUND RELATING TO CORONAVIRUS
- Division 6.3 - Cashing of benefits
- Subdivision 6.3.1 - Regulated superannuation funds
- REGULATION 6.18 VOLUNTARY CASHING OF PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS
- REGULATION 6.19 VOLUNTARY CASHING OF RESTRICTED NON-PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS
- REGULATION 6.19A RELEASE OF BENEFITS ON COMPASSIONATE GROUNDS
- REGULATION 6.19B RELEASE OF BENEFITS ON COMPASSIONATE GROUND - CORONAVIRUS
- REGULATION 6.20 VOLUNTARY CASHING OF UNRESTRICTED NON-PRESERVED BENEFITS IN REGULATED SUPERANNUATION FUNDS
- REGULATION 6.20A COMPULSORY CASHING OF BENEFITS IN A REGULATED SUPERANNUATION FUND THAT IS NOT AN UNFUNDED PUBLIC SECTOR SUPERANNUATION SCHEME - TEMPORARY RESIDENTS
- REGULATION 6.20B VOLUNTARY CASHING OF BENEFITS IN A REGULATED SUPERANNUATION FUND THAT IS AN UNFUNDED PUBLIC SECTOR SUPERANNUATION SCHEME - TEMPORARY RESIDENTS
- REGULATION 6.20C CASHING OF BENEFITS IN A REGULATED SUPERANNUATION FUND - PAYMENT TO COMMISSIONER OF TAXATION
- REGULATION 6.21 COMPULSORY CASHING OF BENEFITS IN REGULATED SUPERANNUATION FUNDS
- REGULATION 6.22 LIMITATION ON CASHING OF BENEFITS IN REGULATED SUPERANNUATION FUNDS IN FAVOUR OF PERSONS OTHER THAN MEMBERS OR THEIR LEGAL PERSONAL REPRESENTATIVES
- REGULATION 6.22A PRIORITY IN CASHING BENEFITS IN CERTAIN CASES - REGULATED SUPERANNUATION FUNDS
- REGULATION 6.22B WHEN BENEFITS IN REGULATED SUPERANNUATION FUNDS MAY BE CASHED IN FAVOUR OF PERSONS EXCEPT MEMBERS
- Subdivision 6.3.2 - Approved deposit funds
- REGULATION 6.23 VOLUNTARY CASHING OF PRESERVED BENEFITS IN APPROVED DEPOSIT FUNDS
- REGULATION 6.24 VOLUNTARY CASHING OF UNRESTRICTED NON-PRESERVED BENEFITS IN APPROVED DEPOSIT FUNDS
- REGULATION 6.24A COMPULSORY CASHING OF BENEFITS IN APPROVED DEPOSIT FUNDS - TEMPORARY RESIDENTS
- REGULATION 6.24B CASHING OF BENEFITS IN APPROVED DEPOSIT FUNDS - PAYMENT TO COMMISSIONER OF TAXATION
- REGULATION 6.25 COMPULSORY CASHING OF BENEFITS IN APPROVED DEPOSIT FUNDS
- REGULATION 6.26 LIMITATION ON CASHING OF BENEFITS IN APPROVED DEPOSIT FUNDS IN FAVOUR OF PERSONS OTHER THAN MEMBERS OR THEIR LEGAL PERSONAL REPRESENTATIVES
- REGULATION 6.27 LIMITATION ON CASHING BENEFITS IN APPROVED DEPOSIT FUNDS OF LESS THAN $500
- REGULATION 6.27A PRIORITY IN CASHING BENEFITS IN CERTAIN CASES - APPROVED DEPOSIT FUNDS
- Division 6.4 - General rules for rollover and transfer of benefits in regulated superannuation funds and approved deposit funds
- REGULATION 6.27B DEFINITION
- REGULATION 6.28 ROLLOVER - REGULATED SUPERANNUATION FUNDS AND APPROVED DEPOSIT FUNDS
- REGULATION 6.29 TRANSFER - FUNDS
- (Repealed) Division 6.4A - Certain beneficiaries at 30 June 1995
- ### (Repealed) REGULATION 6.29A INTERPRETATION
- ### (Repealed) REGULATION 6.29B TRUSTEE OF FUND MAY APPLY ON BENEFICIARY'S BEHALF TO ELIGIBLE ROLLOVER FUND - CERTAIN BENEFICIARIES OF FUNDS ON 30 JUNE 1995
- Division 6.5 - Compulsory rollover and transfer of superannuation benefits in regulated superannuation funds and approved deposit funds
- REGULATION 6.30 APPLICATION
- REGULATION 6.31 DEFINITIONS FOR DIVISION 6.5
- REGULATION 6.32 SUPERANNUATION DATA AND PAYMENT MATTERS
- REGULATION 6.33 REQUEST FOR ROLLOVER OR TRANSFER OF WITHDRAWAL BENEFIT
- REGULATION 6.33A ACTION BY RECEIVING FUND ON RECEIPT OF REQUEST
- REGULATION 6.33B TRANSFERRING FUND MUST ELECTRONICALLY RECEIVE REQUEST
- REGULATION 6.33C TRUSTEE MAY REQUEST INFORMATION IF NOT PROVIDED
- REGULATION 6.33D VALIDATION OF MEMBER ' S DETAILS BY TRANSFERRING FUND
- REGULATION 6.33E VERIFICATION OF SELF MANAGED SUPERANNUATION FUND AND MEMBER ' S DETAILS
- REGULATION 6.34 ROLLOVER OR TRANSFER OF WITHDRAWAL BENEFIT
- REGULATION 6.34A TIMEFRAMES FOR ROLLOVERS AND TRANSFERS
- REGULATION 6.34B MEMBER DETAILS FOR ROLLOVER OR TRANSFER
- REGULATION 6.34C RECEIVING FUND MUST ELECTRONICALLY RECEIVE INFORMATION AND PAYMENT
- REGULATION 6.34D RECEIVING FUND MUST ALLOCATE AMOUNT TO MEMBER
- REGULATION 6.35 WHEN A TRUSTEE MAY REFUSE TO ROLL OVER OR TRANSFER AN AMOUNT
- REGULATION 6.36 SUSPENSION OR VARIATION OF OBLIGATION TO ROLL OVER OR TRANSFER AMOUNTS BY APRA
- REGULATION 6.37 SUSPENSION OR VARIATION OF OBLIGATION TO ROLL OVER OR TRANSFER AMOUNTS BY APRA - APPLICATION BY TRUSTEE
- REGULATION 6.38 TRUSTEE'S OBLIGATIONS IF APRA SUSPENDS OR VARIES OBLIGATION TO ROLL OVER OR TRANSFER AMOUNTS
- Division 6.6 - Additional standards for eligible rollover funds
- REGULATION 6.39 OBLIGATIONS OF TRUSTEES
- Division 6.7 - Spouse contributions-splitting amounts
- REGULATION 6.40 INTERPRETATION
- REGULATION 6.41 MEANING OF TAXED SPLITTABLE CONTRIBUTION , UNTAXED SPLITTABLE CONTRIBUTION AND UNTAXED SPLITTABLE EMPLOYER CONTRIBUTION
- REGULATION 6.42 MEANING OF SPLITTABLE CONTRIBUTION
- REGULATION 6.42A TRANSITIONAL ARRANGEMENTS FOR SPLITTABLE CONTRIBUTIONS
- REGULATION 6.43 APPLICATION OF DIVISION 6.7
- REGULATION 6.44 APPLICATION TO ROLL OVER, TRANSFER OR ALLOT AN AMOUNT OF CONTRIBUTIONS
- REGULATION 6.45 DECISION ON APPLICATION
- REGULATION 6.46 RECEIVING SPOUSE
- Division 6.8 - Conditions for the use of tax file numbers to facilitate consolidation or rollover
- REGULATION 6.47 DEFINITIONS FOR DIVISION 6.8
- REGULATION 6.48 CONDITIONS FOR USE OF TAX FILE NUMBERS
- REGULATION 6.49 CONSENT TO USE BENEFICIARY ' S TAX FILE NUMBER
- REGULATION 6.50 PROCEDURE FOR SEARCHING FOR AMOUNTS TO FACILITATE CONSOLIDATION BY ROLLOVER
- PART 6A - PORTABILITY FORMS
- REGULATION 6A.01 ESTABLISHMENT OF SCHEME
- REGULATION 6A.02 REQUEST TO ROLLOVER OR TRANSFER WITHDRAWAL BENEFIT
- REGULATION 6A.03 VERIFICATION OF DATA
- PART 7 - CONTRIBUTION AND BENEFIT ACCRUAL STANDARDS (REGULATED SUPERANNUATION FUNDS)
- Division 7.1 - General
- REGULATION 7.01 INTERPRETATION
- REGULATION 7.02 APPLICATION OF DIVISION 7.1
- REGULATION 7.03 RESTRICTION ON ACCEPTING CONTRIBUTIONS OR GRANTING BENEFIT ACCRUALS
- REGULATION 7.03A ACCEPTANCE OF CONTRIBUTIONS - REGISTRABLE SUPERANNUATION ENTITIES
- REGULATION 7.04 ACCEPTANCE OF CONTRIBUTIONS - REGULATED SUPERANNUATION FUNDS
- REGULATION 7.04A ACCEPTANCE OF CONTRIBUTIONS - PUBLIC OFFER SUPERANNUATION FUNDS
- REGULATION 7.05 ACCRUAL OF BENEFITS - DEFINED BENEFIT FUNDS
- Division 7.2 - Contributions to be allocated to members
- Subdivision 7.2.1 - Superannuation data and payment matters
- REGULATION 7.07 SUPERANNUATION DATA AND PAYMENT MATTERS
- REGULATION 7.07AA APPLICATION
- REGULATION 7.07A INITIAL REGISTRATION OF EMPLOYEE
- REGULATION 7.07B VALIDATION OF INITIAL REGISTRATION INFORMATION
- REGULATION 7.07C TRUSTEE MAY GIVE MEMBERSHIP OR ACCOUNT NUMBER TO COMMISSIONER OF TAXATION
- REGULATION 7.07D INVALID INITIAL REGISTRATION INFORMATION
- REGULATION 7.07E EMPLOYEE DETAILS FOR CONTRIBUTION
- REGULATION 7.07EA EMPLOYEE DETAILS MAY BE PASSED THROUGH DEFAULT FUND
- REGULATION 7.07F INFORMATION AND CONTRIBUTIONS SENT ELECTRONICALLY
- REGULATION 7.07G INCOMPLETE CONTRIBUTION INFORMATION
- REGULATION 7.07H CONTRIBUTIONS TO BE ALLOCATED TO MEMBER
- Subdivision 7.2.2 - Operating standards
- REGULATION 7.07J APPLICATION
- REGULATION 7.08 CONTRIBUTIONS TO BE ALLOCATED TO MEMBERS
- Division 7.3 - Contributions to be allocated to members - certain other regulated superannuation funds
- REGULATION 7.09 APPLICATION OF DIVISION 7.3
- REGULATION 7.10 OPERATING STANDARD
- REGULATION 7.11 CONTRIBUTIONS TO BE ALLOCATED TO MEMBERS
- PART 7A - SUPERANNUATION INTERESTS SUBJECT TO PAYMENT SPLIT
- Division 7A.1 - General
- REGULATION 7A.01 PURPOSE OF PART 7A
- REGULATION 7A.01A RELEVANT CONDITION OF RELEASE
- REGULATION 7A.02 OPERATING STANDARDS
- REGULATION 7A.03 TRUSTEE TO GIVE PAYMENT SPLIT NOTICE
- Division 7A.1A - Options for trustee in relation to interests
- REGULATION 7A.03A APPLICATION OF DIVISION 7A.1A
- REGULATION 7A.03B TRUSTEE MAY CREATE A NEW INTEREST
- REGULATION 7A.03C REQUEST TO RETAIN A NON-MEMBER SPOUSE INTEREST
- REGULATION 7A.03D REQUEST TO ROLL OVER OR TRANSFER BENEFITS
- REGULATION 7A.03E REQUEST FOR LUMP SUM PAYMENT
- REGULATION 7A.03F REQUIREMENTS FOR REQUESTS
- REGULATION 7A.03G GIVING EFFECT TO A REQUEST
- REGULATION 7A.03H TRUSTEE ' S OPTIONS IF NO REQUEST IS RECEIVED
- REGULATION 7A.03I CONFIRMING THAT THE NON-MEMBER SPOUSE HAS AN INTEREST IN THE FUND
- REGULATION 7A.03J ROLLING OVER OR TRANSFERRING THE NON-MEMBER SPOUSE'S INTEREST
- REGULATION 7A.03K PAYING A LUMP SUM
- Division 7A.2 - Options available for certain superannuation interests
- REGULATION 7A.04 APPLICATION OF DIVISION 7A.2
- REGULATION 7A.05 REQUEST FOR NEW INTEREST
- REGULATION 7A.06 REQUEST FOR TRANSFER OF BENEFITS
- REGULATION 7A.07 REQUEST FOR LUMP SUM PAYMENT
- REGULATION 7A.08 REQUIREMENTS FOR REQUESTS
- REGULATION 7A.09 GIVING EFFECT TO REQUEST
- REGULATION 7A.10 TRUSTEE OPTIONS IF NO REQUEST RECEIVED
- REGULATION 7A.11 CREATING A NEW INTEREST
- REGULATION 7A.12 ROLLING OVER OR TRANSFERRING TRANSFERABLE BENEFITS
- REGULATION 7A.13 PAYING A LUMP SUM
- Division 7A.3 - Splittable payments - payment standards for non-member spouse entitlements
- REGULATION 7A.14 APPLICATION OF DIVISION 7A.3
- ### (Repealed) REGULATION 7A.15 MEANING OF RELEVANT CONDITION OF RELEASE
- REGULATION 7A.16 PRESERVATION OF NON-MEMBER SPOUSE ENTITLEMENTS
- REGULATION 7A.17 PAYMENT OF NON-MEMBER SPOUSE ENTITLEMENTS FROM PENSION
- REGULATION 7A.18 CASHING OF NON-MEMBER SPOUSE ENTITLEMENTS
- Division 7A.4 - Superannuation interest split under the Family Law (Superannuation) Regulations 2001
- REGULATION 7A.19 APPLICATION
- REGULATION 7A.20 CREATING A NEW INTEREST
- REGULATION 7A.21 ROLLING OVER OR TRANSFERRING BENEFITS
- REGULATION 7A.22 PAYING AN AMOUNT
- PART 8 - FINANCIAL REPORTING
- REGULATION 8.01 ACCOUNTS - STATEMENT OF FINANCIAL POSITION AND FINANCIAL STATEMENT
- ### (Repealed) REGULATION 8.01A STATEMENT OF CASH FLOWS
- REGULATION 8.02 ACCOUNTS AND STATEMENTS THAT MUST BE PREPARED
- REGULATION 8.02A PERIOD WITHIN WHICH AN AUDITOR MUST BE APPOINTED
- REGULATION 8.02B ASSET MUST BE VALUED AT MARKET VALUE
- REGULATION 8.03 PERIOD WITHIN WHICH AUDIT REPORT MUST BE GIVEN
- ### (Repealed) REGULATION 8.04 PERIOD WITHIN WHICH AUDIT REPORT IS GIVEN TO THE APRA (ACT S 36)
- PART 9 - FINANCIAL MANAGEMENT OF FUNDS
- Division 9.1 - Introductory
- REGULATION 9.01 INTERPRETATION
- Division 9.2 - Financial position of funds
- REGULATION 9.02 APPLICATION
- REGULATION 9.02A INTERPRETATION
- REGULATION 9.03 SUBSECTION 130(1) OF THE ACT ETC - OBLIGATIONS OF ACTUARIES AND AUDITORS
- REGULATION 9.04 WHEN THE FINANCIAL POSITION OF AN ENTITY IS UNSATISFACTORY
- Division 9.2A - Size of defined benefit funds
- REGULATION 9.04A APPLICATION
- REGULATION 9.04B SUB-FUNDS TO BE TREATED AS FUNDS
- REGULATION 9.04C OPERATING STANDARD
- REGULATION 9.04D SIZE OF DEFINED BENEFIT FUNDS
- Division 9.2B - Provision of defined benefit pensions
- REGULATION 9.04E DEFINITION FOR DIVISION 9.2B
- REGULATION 9.04F APPLICATION OF DIVISION 9.2B
- REGULATION 9.04G SUB-FUNDS TO BE TREATED AS FUNDS
- REGULATION 9.04H OPERATING STANDARD
- REGULATION 9.04I PROVISION OF DEFINED BENEFIT PENSIONS
- Division 9.3 - Funding and solvency of defined benefit funds
- REGULATION 9.05 APPLICATION
- REGULATION 9.06 INTERPRETATION
- REGULATION 9.07 PRESCRIPTION OF STANDARDS
- REGULATION 9.08 FUNDING STANDARD
- REGULATION 9.09 FUNDING AND SOLVENCY CERTIFICATES - OPERATING STANDARD
- REGULATION 9.10 CONTENTS OF FUNDING AND SOLVENCY CERTIFICATES
- REGULATION 9.11 EFFECTIVE DATE OF FUNDING AND SOLVENCY CERTIFICATES
- REGULATION 9.12 PERIOD OF EFFECT OF FUNDING AND SOLVENCY CERTIFICATES
- REGULATION 9.13 EFFECT OF NOTIFIABLE EVENTS ON FUNDING AND SOLVENCY CERTIFICATES
- REGULATION 9.14 FURTHER FUNDING AND SOLVENCY CERTIFICATES TO BE OBTAINED
- REGULATION 9.15 MINIMUM BENEFIT INDEX
- REGULATION 9.16 NON-COMPLIANCE WITH SOLVENCY REQUIREMENT - TECHNICAL INSOLVENCY
- REGULATION 9.17 TECHNICAL INSOLVENCY - OPERATING STANDARD
- REGULATION 9.18 TECHNICAL INSOLVENCY PROGRAM - SPECIAL FUNDING AND SOLVENCY CERTIFICATE
- REGULATION 9.19 TECHNICAL INSOLVENCY PROGRAMS - PROCEDURE
- Division 9.4 - Winding-up of defined benefit funds
- REGULATION 9.20 APPLICATION
- REGULATION 9.21 INTERPRETATION
- REGULATION 9.22 PRESCRIPTION OF STANDARDS
- REGULATION 9.23 WINDING-UP OF DEFINED BENEFIT FUNDS
- REGULATION 9.24 ALTERNATIVE PROGRAMS APPROVED BY THE REGULATOR
- REGULATION 9.25 WINDING-UP PROCEEDINGS - PRIORITIES
- Division 9.5 - Actuarial standards relating to defined benefit funds that are self-managed superannuation funds
- REGULATION 9.26 APPLICATION
- REGULATION 9.27 INTERPRETATION
- REGULATION 9.28 PRESCRIPTION OF STANDARDS
- REGULATION 9.29 ACTUARIAL INVESTIGATION STANDARD
- REGULATION 9.29A ACTUARIAL INVESTIGATION STANDARD - EXEMPTION
- REGULATION 9.30 ACTUARIAL REPORTING STANDARD
- REGULATION 9.31 CONTENTS OF ACTUARIAL REPORT
- ### (Repealed) REGULATION 9.32 CONTENTS OF ACTUARIAL REPORT - PUBLIC SECTOR SUPERANNUATION SCHEMES THAT ARE NOT FULLY FUNDED
- ### (Repealed) REGULATION 9.33 CONTENT OF ACTUARIAL REPORT - NEWLY ESTABLISHED OR CONVERTED FUNDS
- Division 9.6 - Solvency of accumulation funds
- REGULATION 9.34 APPLICATION
- REGULATION 9.35 INTERPRETATION
- REGULATION 9.36 PRESCRIPTION OF STANDARDS - ACCUMULATION FUNDS
- REGULATION 9.37 ACCUMULATION FUNDS SOLVENCY STANDARD
- REGULATION 9.38 TECHNICAL INSOLVENCY OF ACCUMULATION FUNDS - OPERATING STANDARD
- REGULATION 9.39 TECHNICAL INSOLVENCY PROGRAM FOR ACCUMULATION FUNDS - PROCEDURE
- Division 9.7 - Winding-up of accumulation funds
- REGULATION 9.40 APPLICATION
- REGULATION 9.41 INTERPRETATION
- REGULATION 9.42 PRESCRIPTION OF STANDARDS - WINDING-UP OF ACCUMULATION FUNDS
- REGULATION 9.43 WINDING-UP OF ACCUMULATION FUNDS
- REGULATION 9.44 ALTERNATIVE PROGRAMS APPROVED BY THE REGULATOR FOR ACCUMULATION FUNDS
- REGULATION 9.45 ACCUMULATION FUND WINDING-UP PROCEEDINGS - PRIORITIES
- PART 9AA - REQUIREMENTS RELATING TO MYSUPER PRODUCTS
- REGULATION 9.46 NOTIFICATION - ACCRUED DEFAULT AMOUNT ATTRIBUTED TO MYSUPER PRODUCT
- REGULATION 9.46A NOTIFICATION - PERIODIC STATEMENTS
- REGULATION 9.47 OTHER FACTORS THAT MAY BE USED FOR A LIFECYCLE MYSUPER PRODUCT
- REGULATION 9.48 LIMITATION IMPOSED BY GOVERNING RULES
- REGULATION 9.49 OPT-OUT INSURANCE FOR MYSUPER MEMBERS CANNOT BE OBTAINED AT REASONABLE COST
- REGULATION 9.50 CAPPED FEES AND COSTS
- REGULATION 9.51 FEE CAP PERCENTAGE
- PART 9AB - ANNUAL PERFORMANCE ASSESSMENTS ETC.
- Division 9AB.1 - Preliminary
- REGULATION 9AB.1 DEFINITIONS
- REGULATION 9AB.2 MEANING OF PART 6A PRODUCT - TRUSTEE-DIRECTED PRODUCTS
- REGULATION 9AB.3 MEANING OF LIFECYCLE PART 6A PRODUCT
- REGULATION 9AB.4 MEANING OF LIFESTAGE WEIGHT
- REGULATION 9AB.4A MEANING OF REPRESENTATIVE ADMINISTRATION FEES AND EXPENSES OR RAFE
- REGULATION 9AB.5 MEANING OF STRATEGIC ASSET ALLOCATION
- REGULATION 9AB.5A MEANING OF INDEX
- REGULATION 9AB.6 MEANING OF LOOKBACK PERIOD
- REGULATION 9AB.7 SPECIFIED CIRCUMSTANCES AND PROVISIONS WHERE MULTIPLE PART 6A PRODUCTS TREATED AS ONE PART 6A PRODUCT - SUBSECTION 60G(1) OF ACT
- Division 9AB.2 - Performance assessments
- REGULATION 9AB.8 PERIOD FOR MAKING AND GIVING ANNUAL PERFORMANCE ASSESSMENT - PARAGRAPH 60C(4)(b) OF ACT
- REGULATION 9AB.9 SPECIFIED CLASSES OF PART 6A PRODUCT
- REGULATION 9AB.10 REQUIREMENTS FOR ASSESSMENT
- REGULATION 9AB.11 MEANING OF ACTUAL RETURN - STANDARD PART 6A PRODUCTS
- REGULATION 9AB.12 MEANING OF ACTUAL RETURN - LIFECYCLE PART 6A PRODUCTS
- REGULATION 9AB.13 MEANING OF BENCHMARK RETURN - STANDARD PART 6A PRODUCTS
- REGULATION 9AB.14 MEANING OF BENCHMARK RETURN - LIFECYCLE PART 6A PRODUCTS
- REGULATION 9AB.15 APRA ' S DETERMINATION OF SEQUENCE OF LIFESTAGES
- REGULATION 9AB.16 MEANING OF BENCHMARK RAFE
- REGULATION 9AB.17 MEANING OF COVERED ASSET CLASS, ASSUMED INDEX, ASSUMED ANNUAL FEE AND ASSUMED RATE OF TAX
- REGULATION 9AB.18 APRA ' S DETERMINATION OF ALTERNATIVE ASSUMPTIONS - PARAGRAPHS 60D(7)(b) AND (c) OF ACT
- REGULATION 9AB.19 REQUIREMENTS FOR NOTIFICATION OF FAIL ASSESSMENT - SUBSECTION 60E(6) OF ACT
- REGULATION 9AB.20 REQUIREMENTS FOR REOPENING DETERMINATION - SUBSECTION 60F(4) OF ACT
- Division 9AB.3 - Comparison rankings
- REGULATION 9AB.21 SPECIFIED FORMULA AS BASIS FOR RANKING PART 6A PRODUCTS - PERFORMANCE ASSESSMENT MET
- REGULATION 9AB.22 SPECIFIED FORMULA AS BASIS FOR RANKING PART 6A PRODUCTS - PERFORMANCE ASSESSMENT NOT MET
- REGULATION 9AB.23 NET RETURN RANKING FORMULA
- REGULATION 9AB.24 FEE RANKING FORMULA
- REGULATION 9AB.25 SPECIFIED METHODS FOR PART 6A RANKING PRODUCTS - PARAGRAPH 60J(3)(b) OF ACT
- PART 9A - APPROVED SMSF AUDITORS
- REGULATION 9A.01 QUALIFICATIONS
- REGULATION 9A.02 RELEVANT COURSES
- REGULATION 9A.03 PRACTICAL EXPERIENCE
- REGULATION 9A.04 CONTINUING PROFESSIONAL DEVELOPMENT REQUIREMENTS
- REGULATION 9A.05 PROFESSIONAL INDEMNITY REQUIREMENTS
- REGULATION 9A.06 AUDITOR INDEPENDENCE REQUIREMENTS
- REGULATION 9A.07 WHEN FEES MUST BE PAID
- PART 10 - ELIGIBLE ROLLOVER FUNDS
- REGULATION 10.01 APPLICATION FOR AUTHORITY TO OPERATE ELIGIBLE ROLLOVER FUND
- REGULATION 10.02 PAYMENT OF BENEFIT TO ELIGIBLE ROLLOVER FUND
- ### (Repealed) REGULATION 10.03 OPERATING STANDARD - ELIGIBLE ROLLOVER FUNDS
- PART 11 - INFORMATION TO BE GIVEN TO THE REGULATOR AND RELATED MATTERS
- REGULATION 11.01 DEFINITION
- ### (Repealed) REGULATION 11.02 LODGMENT OF ANNUAL RETURNS BY NON SELF MANAGED SUPERANNUATION ENTITIES
- ### (Repealed) REGULATION 11.02A SERVICE OF CONTRAVENTION NOTICE (ACT S 252B)
- REGULATION 11.03 PERIOD FOR GIVING INFORMATION TO THE REGULATOR, ACT, S 254(1)
- REGULATION 11.04 PRESCRIBED INFORMATION (SUBSECTION 254(1)) - REGULATED SUPERANNUATION FUNDS
- REGULATION 11.05 PRESCRIBED INFORMATION (SUBSECTION 254(1)) - APPROVED DEPOSIT FUNDS
- REGULATION 11.06 PRESCRIBED INFORMATION (SUBSECTION 254(1)) - PSTs
- REGULATION 11.06A SPECIFIED PERSON OR BODY (ACT S 254(1))
- REGULATION 11.07 OPERATING STANDARD - DISCLOSURE OF CERTAIN INFORMATION (FUNDS OTHER THAN SELF MANAGED SUPERANNUATION FUNDS)
- REGULATION 11.07AA OPERATING STANDARD - DISCLOSURE OF CERTAIN INFORMATION (SELF MANAGED SUPERANNUATION FUNDS)
- REGULATION 11.07A OPERATING STANDARD - DISCLOSURE ON CHANGE OF STATUS
- REGULATION 11.08 OPERATING STANDARD - DISCLOSURE OF SUCCESSOR FUND TRANSFER
- PART 11A - REGISTER TO BE KEPT BY APRA
- REGULATION 11A.01 SOURCE OF POWER FOR THIS PART
- REGULATION 11A.02 DEFINITION
- REGULATION 11A.03 APRA MUST KEEP REGISTER
- REGULATION 11A.04 REGULATED SUPERANNUATION FUNDS
- REGULATION 11A.05 APPROVED DEPOSIT FUNDS
- REGULATION 11A.06 PSTs
- PART 12 - PRE-1 JULY 1988 FUNDING CREDITS AND DEBITS
- REGULATION 12.01 DEFINITIONS
- REGULATION 12.02 PRE-1 JULY 88 FUNDING AMOUNTS
- REGULATION 12.03 SHORTFALL-IN-ASSETS AMOUNT - CALCULATION
- REGULATION 12.04 ESTIMATION OF NET MARKET VALUE OF FUND ASSETS
- REGULATION 12.05 VALUE A OF ACCRUED BENEFITS
- REGULATION 12.06 VALUE B OF ACCRUED BENEFITS
- REGULATION 12.07 CALCULATION OF VALUE A OR B OF ACCRUED BENEFITS
- REGULATION 12.08 DATE BEFORE WHICH APPLICATIONS TO BE MADE
- REGULATION 12.09 APPLICATION FEES
- REGULATION 12.10 PRESCRIBED EVENTS FOR THE PURPOSES OF PARAGRAPH 342(4)(a) OF THE ACT
- REGULATION 12.11 WHEN AND HOW APRA TO BE NOTIFIED OF PRESCRIBED EVENTS
- REGULATION 12.12 TRANSFER OF PJFCs - TRUSTEES OF TRANSFEROR FUNDS
- REGULATION 12.13 TRANSFER OF PJFCs - TRUSTEES OF TRANSFEREE FUNDS
- REGULATION 12.14 TRANSFER OF PJFCs - REVOCATION OF APPROVAL
- REGULATION 12.15 TRANSFER OF PJFCs - REQUIREMENTS TO BE SATISFIED
- ### (Repealed) REGULATION 12.16 NOTICE OF REVIEWABLE DECISIONS AND REASONS FOR THOSE DECISIONS
- ### (Repealed) REGULATION 12.17 RECONSIDERATION OF CERTAIN DECISIONS
- ### (Repealed) REGULATION 12.18 REVIEW BY TRIBUNAL OF RECONSIDERED DECISIONS
- REGULATION 12.19 ACTUARIES TO CERTIFY IN RELATION TO DETERMINATIONS
- REGULATION 12.20 SUBSTITUTED ACCOUNTING PERIODS
- PART 12A - TRANS-TASMAN RETIREMENT SAVINGS PORTABILITY
- Division 1 - General
- REGULATION 12A.01 PURPOSE OF PART 12A
- REGULATION 12A.02 DEFINITIONS FOR PART 12A
- REGULATION 12A.03 PAYMENTS TO WHICH THIS PART APPLIES
- Division 2 - New Zealand-sourced amounts
- REGULATION 12A.04 APPLICATION OF DIVISION 2
- REGULATION 12A.05 TREATMENT OF NEW ZEALAND-SOURCED AMOUNTS
- REGULATION 12A.06 BENEFIT PROTECTION STANDARDS
- REGULATION 12A.07 PAYMENT STANDARDS
- REGULATION 12A.08 CONTRIBUTION AND BENEFIT ACCRUAL STANDARDS
- Division 3 - Payment of amount to KiwiSaver scheme
- REGULATION 12A.09 APPLICATION OF DIVISION 3
- REGULATION 12A.10 PAYMENT
- Division 4 - Conditions of release of benefits
- REGULATION 12A.11 APPLICATION OF DIVISION 4
- REGULATION 12A.12 Conditions of release
- PART 13 - MISCELLANEOUS
- (Repealed) Division 13.1 - Transitional provisions
- (Repealed) Subdivision 13.1.1 - Preliminary
- ### (Repealed) REGULATION 13.01 INTERPRETATION
- (Repealed) Subdivision 13.1.1A - Information to be given to members
- ### (Repealed) REGULATION 13.02 APPLICATION
- ### (Repealed) REGULATION 13.03 OPERATING STANDARD - OSS PROVISIONS
- (Repealed) Subdivision 13.1.2 - Contribution and benefit accrual standards
- ### (Repealed) REGULATION 13.04 TRANSITIONAL - PART 7
- (Repealed) Subdivision 13.1.3 - Part 31 of the Act (transition to scheme provided for in the Act): retirement provisions
- ### (Repealed) REGULATION 13.05 AMENDMENT BY TRUSTEE OF GOVERNING RULES
- (Repealed) Subdivision 13.1.4 - Part 31 of the Act (transition to scheme provided for in the Act): modifications
- ### (Repealed) REGULATION 13.06 APPLICATION
- ### (Repealed) REGULATION 13.07 MODIFICATIONS OF THE ACT AND THESE REGULATIONS
- ### (Repealed) REGULATION 13.08 MODIFICATION OF THE ACT CORPORATIONS LAW AND REGULATIONS
- ### (Repealed) REGULATION 13.09 ACT CORPORATIONS LAW AND REGULATIONS - INTERPRETATION OF APPLIED PROVISIONS
- ### (Repealed) REGULATION 13.10 OFFENCES - CORPORATIONS LAW, SECTIONS 1070, 1072 AND 1074 AS MODIFIED
- Division 13.1A - Transitional arrangements arising out of the Superannuation Legislation Amendment Act (No 3) 1999
- REGULATION 13.10A TRANSITIONAL ARRANGEMENT - PRESERVED OSS ACT PROVISIONS
- REGULATION 13.10B OUTSTANDING ANNUAL RETURNS
- REGULATION 13.10C OUTSTANDING AMOUNTS
- REGULATION 13.10D CERTAIN ANNUAL RETURNS AND AMOUNTS FOR 1999-2000 YEAR OF INCOME
- Division 13.2 - Various operating standards
- REGULATION 13.11 INTERPRETATION
- REGULATION 13.12 ASSIGNMENTS OF SUPERANNUATION INTERESTS
- REGULATION 13.13 CHARGES OVER A MEMBER'S BENEFITS
- REGULATION 13.14 CHARGES OVER ASSETS OF FUNDS
- REGULATION 13.15 RESTRICTIONS ON THE STANDARDS
- REGULATION 13.15A CHARGES IN RELATION TO CERTAIN DERIVATIVES CONTRACTS
- REGULATION 13.16 ACCRUED BENEFITS - RESTRICTION ON ALTERATION
- REGULATION 13.17 APPROVED DEPOSIT FUNDS - RESTRICTIONS ON LOANS AND INVESTMENTS
- REGULATION 13.17A PUBLIC OFFER SUPERANNUATION FUNDS - RESTRICTIONS ON LOANS AND INVESTMENTS
- REGULATION 13.17AA RULES FOR CERTAIN INVESTMENTS BY FUNDS IN RELATED BODIES CORPORATE
- REGULATION 13.17B ORDERS ETC OF THE SUPERANNUATION COMPLAINTS TRIBUNAL TO BE COMPLIED WITH
- REGULATION 13.17C FUNDS THAT CEASE TO BE ELIGIBLE ROLLOVER FUNDS MUST MAINTAIN ENTITLEMENTS
- REGULATION 13.17D COOPERATION WITH AFCA
- Division 13.3 - Various prescribed matters
- REGULATION 13.18 SOLE PURPOSE TEST - SPECIFIED AGE
- REGULATION 13.18AA SELF MANAGED SUPERANNUATION FUNDS - INVESTMENT IN COLLECTABLES AND PERSONAL USE ASSETS
- REGULATION 13.18A CONDITIONAL OFFER OF GOODS OR SERVICES - EXEMPTIONS
- REGULATION 13.19 CUSTODIANS OF SUPERANNUATION ENTITIES - SPECIFIED AMOUNTS
- ### (Repealed) REGULATION 13.19A DISQUALIFICATION BY FEDERAL COURT - MATTERS TO TAKE INTO ACCOUNT
- REGULATION 13.20 ADVERTISEMENT OF SCHEME FOR WINDING-UP OR DISSOLUTION OF SUPERANNUATION ENTITY
- REGULATION 13.21 REPORT OF INSPECTOR - PRESCRIBED AGENCIES
- REGULATION 13.22 STATEMENTS MADE AT AN EXAMINATION - MANNER OF AUTHENTICATION
- ### (Repealed) FORMER REGULATION 13.22A FINANCIAL SECTOR SUPERVISORY AGENCIES (ACT, S 346)
- ### (Repealed) FORMER REGULATION 13.22B LAW ENFORCEMENT AGENCIES (ACT, S 346)
- ### (Repealed) FORMER REGULATION 13.22C OVERSEAS FINANCIAL SECTOR SUPERVISORY AGENCIES (ACT, S 346)
- Division 13.3A - In-house assets of superannuation funds
- REGULATION 13.22A DEFINITIONS FOR DIVISION 13.3A
- REGULATION 13.22B ASSETS HELD AT COMMENCEMENT OF DIVISION 13.3A (ACT S 71)
- REGULATION 13.22C ASSETS ACQUIRED AFTER COMMENCEMENT OF DIVISION 13.3A (ACT S 71)
- REGULATION 13.22D WHEN REGULATIONS 13.22B AND 13.22C CEASE TO APPLY TO ASSETS
- Division 13.4 - Repeal
- REGULATION 13.23 SUPERANNUATION INDUSTRY (SUPERVISION) (APPROVAL OF TRUSTEES) REGULATIONS
- Division 13.5 - Reconsideration and review of decisions
- REGULATION 13.24 NOTICE OF REVIEWABLE DECISIONS AND REASONS FOR DECISIONS
- REGULATION 13.25 RECONSIDERATION OF CERTAIN DECISIONS
- REGULATION 13.26 REVIEW BY ADMINISTRATIVE REVIEW TRIBUNAL OF RECONSIDERED DECISIONS
- PART 14 - TRANSITIONAL ARRANGEMENTS
- Division 14.1 - Transitional arrangements arising out of Superannuation Laws Amendment (Capital Gains Tax Relief and Other Efficiency Measures) Act 2012
- REGULATION 14.01 DEFINITION
- REGULATION 14.02 APPLICATIONS BEFORE 1 JULY 2013 AS AN APPROVED SMSF AUDITOR
- Division 14.2 - Transitional arrangements arising out of Superannuation Industry (Supervision) Amendment Regulation 2013 (No 1)
- REGULATION 14.03 ARRANGEMENTS
- Division 14.3 - Transitional arrangements arising out of the Superannuation Legislation Amendment (2013 Measures No 2) Regulation 2013
- REGULATION 14.04 ARRANGEMENTS
- Division 14.4 - Transitional arrangements arising out of the Superannuation Laws Amendment (2014 Measures No 1) Regulation 2014
- REGULATION 14.05 ARRANGEMENTS
- Division 14.5 - Transitional arrangements arising out of the Tax and Superannuation Laws Amendment (2014 Measures No 4) Regulation 2014
- REGULATION 14.06 ARRANGEMENTS
- Division 14.6 - Transitional arrangements arising out of the Tax and Superannuation Laws Amendment (Release Conditions for Non-concessional Contributions) Regulation 2015
- REGULATION 14.07 ARRANGEMENTS
- Division 14.7 - Transitional arrangements arising out of the Treasury Laws Amendment (2016 Measures No 1) Regulation 2016
- REGULATION 14.08 ARRANGEMENTS
- Division 14.8 - Transitional arrangements arising out of the Tax and Superannuation Laws Amendment (2016 Measures No 1) Regulation 2016
- REGULATION 14.09 ARRANGEMENTS
- Division 14.9 - Transitional arrangements arising out of the Tax and Superannuation Laws Amendment (2016 Measures No 2) Regulation 2016
- REGULATION 14.10 ARRANGEMENTS
- Division 14.11 - Transitional arrangements arising out of the Financial System Legislation Amendment (Resilience and Collateral Protection) Regulation 2016
- REGULATION 14.12 ARRANGEMENTS
- Division 14.13 - Transitional arrangements arising out of the Treasury Laws Amendment (Fair and Sustainable Superannuation) Regulations 2017
- REGULATION 14.13 ARRANGEMENTS
- Division 14.14 - Transitional arrangements arising out of the Treasury Laws Amendment (2017 Measures No 1) Regulations 2017
- REGULATION 14.14 ARRANGEMENTS
- Division 14.15 - Transitional arrangements arising out of the Treasury Laws Amendment (Putting Consumers First - Establishment of the Australian Financial Complaints Authority) Regulations 2018
- REGULATION 14.15 ARRANGEMENTS RELATING TO MEMBERSHIP OF EXISTING EXTERNAL DISPUTE RESOLUTION SCHEMES
- REGULATION 14.16 ARRANGEMENTS RELATING INTERNAL DISPUTE RESOLUTION
- Division 14.16 - Transitional arrangements arising out of the Treasury Laws Amendment (Release of Superannuation on Compassionate Grounds) Regulations 2018
- REGULATION 14.16 ARRANGEMENTS RELATING TO RELEASE OF SUPERANNUATION ON COMPASSIONATE GROUNDS
- Division 14.17 - Transitional arrangements arising out of the Treasury Laws Amendment (2018 Measures No 2) Regulations 2018
- REGULATION 14.17 ARRANGEMENTS
- Division 14.18 - Transitional arrangements arising out of the Treasury Laws Amendment (Work Test Exemption) Regulations 2018
- REGULATION 14.18 ARRANGEMENTS
- Division 14.19 - Transitional arrangements arising out of the Treasury Laws Amendment (Protecting Your Superannuation Package) Regulations 2019
- REGULATION 14.19 ARRANGEMENTS RELATING TO WHEN A TRUSTEE MAY REFUSE TO ROLL OVER OR TRANSFER AN AMOUNT
- Division 14.20 - Transitional arrangements arising out of the Treasury Laws Amendment (AFCA Cooperation) Regulations 2019
- REGULATION 14.20 ARRANGEMENTS
- Division 14.21 - Transitional arrangements arising out of the Treasury Laws Amendment (Miscellaneous Amendments) Regulations 2019
- REGULATION 14.21 ARRANGEMENTS
- Division 14.22 - Transitional arrangements arising out of the Superannuation Legislation Amendment (2020 Measures No 1) Regulations 2020
- REGULATION 14.22 ARRANGEMENTS
- Division 14.23 - Transitional arrangements arising out of the Treasury Laws Amendment (Reuniting More Superannuation) Regulations 2021
- REGULATION 14.23 ARRANGEMENTS
- Division 14.25 - Transitional arrangements arising out of the Treasury Laws Amendment (Miscellaneous and Technical Amendments) Regulations 2020
- REGULATION 14.26 ARRANGEMENTS
- Division 14.26 - Transitional arrangements arising out of the Treasury Laws Amendment (Income Tax Assessment Repeal and Consequential Amendments) Regulations 2021
- REGULATION 14.27 ARRANGEMENTS
- Division 14.27 - Transitional arrangements arising out of the Treasury Laws Amendment (Your Future, Your Super - Addressing Underperformance in Superannuation) Regulations 2021
- REGULATION 14.28 ARRANGEMENTS
- Division 14.29 - Transitional arrangements arising out of the Superannuation Industry (Supervision) Amendment (Your Future, Your Super - Improving Accountability and Member Outcomes) Regulations 2021
- REGULATION 14.30 ANNUAL MEMBERS ' MEETINGS
- REGULATION 14.31 USE OF GOODS OR SERVICES TO INFLUENCE EMPLOYERS
- Division 14.30 - Transitional arrangements arising out of the Treasury Laws Amendment (Enhancing Superannuation Outcomes) Regulations 2022
- REGULATION 14.32 ARRANGEMENTS
- Division 14.32 - Transitional arrangements arising out of the Superannuation Legislation Amendment (Broadening Contribution Rules) Regulations 2022
- REGULATION 14.34 ARRANGEMENTS
- Division 14.33 - Transitional arrangements arising out of the Treasury Laws Amendment (Military Superannuation Benefits) Regulations 2023
- REGULATION 14.35 ARRANGEMENTS
- Division 14.34 - Transitional arrangements arising out of the Superannuation Industry (Supervision) Amendment (Your Future, Your Super - Addressing Underperformance in Superannuation) Regulations 2023
- REGULATION 14.36 ARRANGEMENTS
- Division 14.35 - Transitional arrangements arising out of the Treasury Laws Amendment (Miscellaneous and Technical Amendments) Regulations 2024
- REGULATION 14.37 AMENDMENT MADE BY THE TREASURY LAWS AMENDMENT (MISCELLANEOUS AND TECHNICAL AMENDMENTS) REGULATIONS 2024
- SCHEDULE 1AAA
- SCHEDULE 1AA
- SCHEDULE 1A
- SECTION 1.
- SECTION 2.
- SECTION 3.
- SECTION 3A.
- SECTION 3B.
- SECTION 4.
- SECTION 5.
- SCHEDULE 1AAB
- SECTION 1.
- SECTION 2.
- SECTION 3.
- SECTION 3A.
- SECTION 3B.
- SECTION 4.
- SECTION 5.
- SCHEDULE 1B
- SECTION 1.
- SECTION 2.
- SECTION 3.
- SECTION 4.
- SECTION 5.
- SECTION 6.
- SECTION 7.
- SECTION 8.
- SCHEDULE 1
- (Repealed) SCHEDULE 1AB (REPEALED)
- SCHEDULE 2
- SCHEDULE 2A
- SCHEDULE 2B (REPEALED)
- SCHEDULE 3
- SCHEDULE 4 - Approved bodies
- 1 Approved bodies
- (Repealed) SCHEDULE 5 (REPEALED)
- SCHEDULE 6
- SECTION 1.
- SECTION 2.
- SECTION 3.
- SECTION 4.
- SECTION 5.
- SECTION 6.
- SECTION 7.
- SECTION 8.
- SECTION 9.
- SECTION 10.
- SECTION 11.
- SCHEDULE 7
- SECTION 1(1)
- SECTION 2(1)
- SECTION 3
- SECTION 4
- SECTION 4A
- SECTION 4B
- SECTION 5
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