Auditor compliance

We work closely with ASIC to support and regulate SMSF auditors.

Our compliance approach incorporates four key elements that are designed to support SMSF auditors and identify and deal with high-risk SMSF auditors. We do this through:

  • the publication of web materials and guidance to help SMSF auditors understand and comply with their professional obligations and the super laws
  • the provision of specialist support products such as the electronic superannuation audit tool (eSAT) and the SMSF Auditors' Professional to Professional service
  • providing targeted information and advice to auditors where our data indicates areas of concern
  • audits and reviews of SMSF auditors where our data or intelligence indicates serious issues with their compliance and behaviour.

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Last modified: 16 Jun 2015QC 45573