Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 2 - Regulation of derivative transactions: derivative transaction rules  

Subdivision 2.3 - Infringement notices  

REGULATION 7.5A.103  

7.5A.103   DEFINITIONS FOR SUBDIVISION  


In this Subdivision:

compliance period
has the meaning given by subregulation 7.5A.108(2) .

infringement notice
means an infringement notice given under regulation 7.5A.104 .

recipient
, in relation to an infringement notice, means the person to whom ASIC gives the infringement notice or intends to give the infringement notice under regulation 7.5A.104 .

rule
means a provision of:


(a) the derivative transaction rules mentioned in section 901E of the Act; or


(b) derivative trade repository rules mentioned in section 903D of the Act.


 

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