FINANCIAL SERVICES AND MARKETS
Note: This Chapter applies to a CCIV in a modified form: see Division
REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES
Regulation of derivative transactions: derivative transaction rules
Compliance with derivative transaction rules
OBLIGATION TO COMPLY WITH DERIVATIVE TRANSACTION RULES
A person must comply with provisions of the derivative transaction rules that apply to the person.
Note: This section is a civil penalty provision (see section
). For relief from liability to a civil penalty relating to this section, see section
If there is an inconsistency between the derivative transaction rules and the derivative trade repository rules, the derivative transaction rules prevail to the extent of the inconsistency.
Note 1: If there is an inconsistency between the market integrity rules and the derivative transaction rules, the market integrity rules prevail: see subsection
Note 2: If there is an inconsistency between the standards determined under section
and the derivative transaction rules, the standards prevail: see subsection
Note 3: If there is an inconsistency between the derivative transaction rules and the client money reporting rules, the derivative transaction rules prevail: see subsection