CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 2 - Regulation of derivative transactions: derivative transaction rules  

Subdivision A - Power to make derivative transaction rules  

SECTION 901D   901D   REGULATIONS MAY LIMIT THE PERSONS ON WHOM REQUIREMENTS MAY BE IMPOSED  


The regulations may provide that the derivative transaction rules:


(a) cannot impose requirements (or certain kinds of requirements) on certain classes of persons; or


(b) can only impose requirements (or certain kinds of requirements) on certain classes of persons in certain circumstances.

Note: A class of persons may be described by reference to any matter, including (for example):

  • (a) the volume of derivative transactions entered into by persons over a period; or
  • (b) the characteristics or nature of persons or of their businesses; or
  • (c) the place of residence or business of persons.

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