Corporations Act 2001
CHAPTER 5C
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MANAGED INVESTMENT SCHEMES
PART 5C.4
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THE COMPLIANCE PLAN
SECTION 601HF
ASIC MAY REQUIRE CONSOLIDATION OF COMPLIANCE PLAN TO BE LODGED
601HF(1)
ASIC may direct the responsible entity of a registered scheme to lodge a consolidated copy of the scheme ' s compliance plan.
601HF(2)
The consolidation must set out: (a) the plan as modified to the time of lodgment; and (b) if required by ASIC ' s direction - the full text of provisions taken to be included in the plan by subsection 601HB(2) .
Modifying legislative instruments: The application of Ch 5C is affected by the following legislative instruments that commenced on or after 1 January 2022: ASIC Corporations (Asset Holding Standards for Responsible Entities) Instrument 2024/16.
CCH Note: Section 601HF is modified by the ASIC Corporations (Discretions for Setting the Issue Price and Withdrawal Price of Interests in Managed Investment Schemes) Instrument 2023/693; and the ASIC Corporations (Changing the Responsible Entity) Instrument 2023/681.
ASIC may direct the responsible entity of a registered scheme to lodge a consolidated copy of the scheme ' s compliance plan.
601HF(2)
The consolidation must set out: (a) the plan as modified to the time of lodgment; and (b) if required by ASIC ' s direction - the full text of provisions taken to be included in the plan by subsection 601HB(2) .
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