Corporations Act 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .

PART 7.2 - LICENSING OF FINANCIAL MARKETS  

Division 2 - Requirement to be licensed  

SECTION 791B  

791B   OTHER PROHIBITIONS ON HOLDING OUT  


A person must not hold out:


(a) that the person has an Australian market licence; or


(b) that the operation of a financial market by the person in this jurisdiction is authorised by an Australian market licence; or


(c) that a financial market is exempt from the operation of this Part; or


(d) that the person is a participant in a licensed market;

if that is not the case.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).


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