CORPORATIONS ACT 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers  

Subdivision A - Obligations  

SECTION 904D   OBLIGATION TO ASSIST ASIC, APRA AND THE RESERVE BANK  

904D(1)  
Each of the following is a regulator to which this section applies:


(a) ASIC;


(b) APRA;


(c) the Reserve Bank of Australia.

904D(2)  
A derivative trade repository licensee must give such assistance to a regulator to which this section applies as the regulator reasonably requests in relation to the performance of the regulator ' s functions.

Note: Failure to comply with this subsection is an offence (see subsection 1311(1) ).

904D(3)  
Such assistance may include showing the regulator the licensee ' s books or giving the regulator derivative trade data or other information.


View surrounding sectionsView surrounding sectionsBack to top


This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.