Corporations Act 2001
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7 .
CCH Note: Division 2 is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Subdivision C is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
CCH Note: Section 943F is modified by the ASIC Corporations (Superannuation Calculators and Retirement Estimates) Instrument 2022/603 and the ASIC Corporations (Incidental Retail Cover) Instrument 2022/716.
A financial services licensee, or an authorised representative of a financial services licensee, must not, in purported compliance with a provision of this Part, give a person a Supplementary Financial Services Guide (the SFSG ) that has been altered (otherwise than pursuant to paragraph (b)) after the date specified in the SFSG as required by subsection 943C(2) unless:
(a) the alteration was made by, or with the authority of:
(i) if section 942B applies to the Financial Services Guide that the SFSG supplements - the financial services licensee to which the Guide relates; or
(ii) if section 942C applies to the Financial Services Guide that the SFSG supplements - the financial services licensee, or each of the financial services licensees, who authorised the distribution of the SFSG; and
(b) if the alteration is a material alteration - the date of the SFSG has been changed to the date on which the alteration was made.
Note: Failure to comply with this section is an offence (see subsection 1311(1) ).
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