Corporations Act 2001
CHAPTER 7
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FINANCIAL SERVICES AND MARKETS
A person commits an offence if:
(a) the person engages in conduct that results in an alteration of a Financial Services Guide or a Supplementary Financial Services Guide that:
(b) the alteration results in the Financial Services Guide or Supplementary Financial Services Guide becoming defective, or more defective than it previously was; and
(c) the alteration is not made with the authority of the licensee; and
(d) the person, in purported compliance with a provision of this Part, gives the altered Financial Services Guide or Supplementary Financial Services Guide to another person.
PART 7.7
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FINANCIAL SERVICES DISCLOSURE
Division 7
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Enforcement
Subdivision A
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Offences
SECTION 952M
952M
OFFENCE OF UNAUTHORISED ALTERATION OF FINANCIAL SERVICES GUIDE OR SUPPLEMENTARY FINANCIAL SERVICES GUIDE
A person commits an offence if:
(a) the person engages in conduct that results in an alteration of a Financial Services Guide or a Supplementary Financial Services Guide that:
(i) has been prepared by or on behalf of a particular financial services licensee; or
(ii) the distribution of which by the person has been authorised by a particular financial services licensee; and
(b) the alteration results in the Financial Services Guide or Supplementary Financial Services Guide becoming defective, or more defective than it previously was; and
(c) the alteration is not made with the authority of the licensee; and
(d) the person, in purported compliance with a provision of this Part, gives the altered Financial Services Guide or Supplementary Financial Services Guide to another person.
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