Corporations Regulations 2001

CHAPTER 10 - REPEALS, TRANSITIONAL MATTERS AND APPLICATION PROVISIONS  

PART 10.2 - TRANSITIONAL ARRANGEMENTS RELATING TO FINANCIAL SERVICES REFORM LEGISLATION  

Division 4 - Assistance to ASIC  

REGULATION 10.2.18   OBLIGATIONS OF CLEARING HOUSE FOR FUTURES EXCHANGE: INFORMATION ABOUT LISTED DISCLOSING ENTITY  

10.2.18(1)   [ Application]  

This regulation applies if:

(a) a clearing house for a futures exchange was required, before the FSR commencement, to give ASIC particulars of action under subsection 1139(3) of the old Corporations Act; and

(b) the clearing house had not complied with the requirement before the FSR commencement; and

(c) the period for compliance had not expired before the FSR commencement.

10.2.18(2)   [ Access to trading floor by ASIC]  

On and after the FSR commencement, subsection 1139(4) of the old Corporations Act, as in force immediately before the FSR commencement, continues to have effect in relation to the clearing house in its capacity as a market licensee.