Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.5A - REGULATION OF DERIVATIVE TRANSACTIONS AND DERIVATIVE TRADE REPOSITORIES  

Division 5 - Regulation of licensed derivative trade repositories: other obligations and powers  

REGULATION 7.5A.200   ASIC MAY ASSESS LICENSEE ' S COMPLIANCE  

7.5A.200(1)    
This regulation is made for paragraph 904J(4)(d) of the Act.

7.5A.200(2)    
The following persons or bodies are prescribed for that paragraph:

(a) the Clean Energy Regulator;

(b) the Australian Competition and Consumer Commission;

(c) the Australian Prudential Regulation Authority;

(d) the Australian Taxation Office;

(e) the Australian Transaction Reports and Analysis Centre;

(f) an authority of a State or Territory having functions and powers similar to those of the Director of Public Prosecutions;

(g) the police force or service of each State and the Northern Territory;

(h) Consumer Protection, Western Australia;

(i) the Commissioner of State Revenue of Western Australia;

(j) NSW Fair Trading;

(k) Consumer Affairs Victoria;

(l) the State Revenue Office of Victoria;

(m) the Office of Fair Trading of Queensland;

(n) the Office of State Revenue of Queensland;

(o) Consumer and Business Services, South Australia;

(p) Consumer Affairs and Fair Trading, Tasmania;

(q) the Department of Treasury and Finance of Tasmania;

(r) the Office of Regulatory Services of the Australian Capital Territory;

(s) Consumer Affairs, the Northern Territory.