Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Division 15 - Disclosure in relation to short sales covered by securities lending arrangement of listed section 1020B products  

REGULATION 7.9.100A   SELLER DISCLOSURE OF EXISTING SHORT POSITION  

7.9.100A(1)   [ Particulars a seller must give from commencement]  

If a seller has a short position which arises from an agreement to sell, entered into before commencement of this regulation, the seller must give particulars about the short position as at the close of business on the day this regulation commences:

(a) on or before 9 am on the third reporting day after commencement of this regulation; and

(b) on or before 9 am on each subsequent reporting day as long as the seller has a short position.

7.9.100A(2)   [ Particulars must be given in form required by ASIC]  

The particulars must be given to ASIC in the form required by ASIC.