Corporations Regulations 2001

CHAPTER 7 - FINANCIAL SERVICES AND MARKETS  

PART 7.9 - FINANCIAL PRODUCT DISCLOSURE AND OTHER PROVISIONS RELATING TO ISSUE AND SALE OF FINANCIAL PRODUCTS  

Division 6 - Confirmation of transactions  

REGULATION 7.9.63   CONFIRMATION OF TRANSACTIONS: PRECISE COSTS OF TRANSACTION NOT KNOWN  

7.9.63(1)   [ Amount payable by holder]  

For subparagraph 1017F(8) (c)(iii) of the Act, the confirmation of a transaction of a financial product is not required to include details of the amount payable by the holder of the financial product if the amount is not known at the time of the confirmation.

7.9.63(2)   [ Taxes and stamp duties]  

For subparagraph 1017F(8) (c)(iv) of the Act, the confirmation of a transaction of a financial product is not required to give details of the taxes and stamp duties payable in relation to the transaction if the amount of the taxes and stamp duties is not known at the time of the confirmation.

7.9.63(3)   [ Modification]  

For paragraph 1017F(9) (c) of the Act, section 1017F of the Act is modified in relation to its application to a transaction of a financial product as set out in Part 15 of Schedule 10A .




This information is provided by CCH Australia Limited Link opens in new window. View the disclaimer and notice of copyright.