Corporations Amendment Regulations 2002 (No. 9) (282 of 2002)
Schedule 1 Amendments
16 Subregulation 7.5.07 (4)
substitute
(4) An act done on behalf of the person by:
(a) the holder of a dealers licence; or
(b) an exempt dealer; or
(c) the holder of an Australian financial services licence; or
(d) a person who is exempted from holding an Australian financial services licence by virtue of subsection 911A (2) of the Act;
must be disregarded.