Corporations Amendment Regulations 2003 (No. 11) (369 of 2003)

Schedule 1   Amendments commencing on gazettal

[1]   After regulation 7.6.01B

insert

7.6.01C Obligation to cite licence number in documents

(1) For subsection 912F (1) of the Act, the following documents are specified:

(a) a Financial Services Guide described in Division 2 of Part 7.7 of the Act;

(b) a supplementary Financial Services Guide described in Division 2 of Part 7.7 of the Act;

(c) a Product Disclosure Statement;

(d) a supplementary Product Disclosure Statement;

(e) a Statement of Advice described in Division 3 of Part 7.7 of the Act;

(f) an application form for an application under section 1016A of the Act;

(g) a document containing information required by regulations made under section 1017DA of the Act;

(h) a document prepared for section 1017B of the Act, notifying a person of changes and events.

(2) On and after 1 July 2004, for subsection 912F (1) of the Act, a periodic statement under section 1017D of the Act is specified.