ATO Interpretative Decision

ATO ID 2003/44

Income Tax

Trading Stock: Valuation of Abalone
FOI status: may be released

CAUTION: This is an edited and summarised record of a Tax Office decision. This record is not published as a form of advice. It is being made available for your inspection to meet FOI requirements, because it may be used by an officer in making another decision.

This ATOID provides you with the following level of protection:

If you reasonably apply this decision in good faith to your own circumstances (which are not materially different from those described in the decision), and the decision is later found to be incorrect you will not be liable to pay any penalty or interest. However, you will be required to pay any underpaid tax (or repay any over-claimed credit, grant or benefit), provided the time limits under the law allow it. If you do intend to apply this decision to your own circumstances, you will need to ensure that the relevant provisions referred to in the decision have not been amended or repealed. You may wish to obtain further advice from the Tax Office or from a professional adviser.

Issue

Is the 'cost' of abalone for the purposes of paragraph 70-45 (1)(a) of the Income Tax Assessment Act 1997 (ITAA 1997) calculated using the full absorption cost method for all expenses of acquisition and production?

Decision

No. The 'cost' of abalone for the purposes of paragraph 70-45 (1)(a) of the ITAA 1997 is not calculated using the full absorption cost method for all expenses of acquisition and production.

Facts

Abalone are being bred in a land based marine operation. A substantial labour force is employed full time in the complex operation of producing mature stock. Breeding stock are taken from their natural environment and are placed in a temperature and light controlled holding area. The breeding stock are then separated by gender and induced to release their eggs and sperm. The eggs and sperm are analysed and then combined for fertilisation. The fertilised eggs are then placed in trays where they hatch into a free swimming larval stage.

The larvae then complete the final stage of development and transform into miniature abalone known as spat, which are placed into a nursery where they remain for several months. They are then held in grow out bins until ready for sale. The final grow out stage is the most labour intensive stage with the staff undertaking feeding, cleaning, monitoring and water sampling.

Reasons for Decision

Under subsection 70-45(1) of the ITAA 1997 the taxpayer must elect to value each item of trading stock on hand at the end of the income year at either

cost
its market selling value; or
its replacement value.

Trading stock includes livestock (paragraph 70-10(a) of the ITAA 1997).

Abalone produced for sale are considered to be trading stock both within the ordinary meaning of the term and as live stock for the purpose of section 70-10 of the ITAA 1997.

Taxation Ruling IT 2350 recognises that the courts have established the following general propositions about how a taxpayer values manufactured trading stock at 'cost price' under subsection 31(1) of the Income Tax Assessment Act 1936 (ITAA 1936):

-
'cost price' is read simply to mean 'actual cost' (Fullagar J in Australasian Jam Co Pty Ltd v. Federal Commissioner of Taxation (1953) 88 CLR 23; (1953) 10 ATD 217; (1953) 5 AITR 566).
-
'cost' is directed to the expenditure needed to bring the article to the state in which it was when it became trading stock (Jenkinson J in Philip Morris Ltd v. Commissioner of Taxation (Cth) (1979) 79 ATC 4352; (1979) 10 ATR 44 (Philip Morris Case)); and
-
the absorption cost method is the correct method to value the 'cost' of manufactured trading stock (Jenkinson J in Philip Morris).

Section 70-45 of the ITAA, which replaces subsection 31(1) of the ITAA 1936, is compatible with the case law and rulings relating to subsection 31(1) of the ITAA 1936. Under paragraph 70-45(1)(a) of the ITAA 1997, trading stock is valued at 'cost' rather than 'cost price'.

The Commissioner accepts that the production of abalone does not constitute manufacture. However, the same principles of valuing manufactured trading stock apply such that the absorption cost method is the appropriate method to use to include those costs sufficiently associated with the production of trading stock.

On this basis, all costs of production in bringing abalone to a saleable condition would need to be added to the acquisition cost of the abalone. However in order to be consistent with accepted practice in relation to the rearing and maintenance of livestock generally, the ongoing production costs will be allowed as a deduction as and when they are incurred in the normal carrying on of the abalone business.

As such, 'cost' would include only those expenses incurred up until the abalone reach the spat stage of development and expenses of production thereafter would be deductible as incurred. Accordingly, the 'cost' of abalone for the purposes of paragraph 70-45(1)(a) of the ITAA 1997 does not need to be calculated using the full absorption cost method for all expenses of acquisition and production.

Date of decision:  21 November 2002

Year of income:  Year ended 30 June 2001 Year ended 30 June 2002

Legislative References:
Income Tax Assessment Act 1936
   Subsection 31(1)

Income Tax Assessment Act 1997
   section 70-10
   section 70-45
   paragraph 70-45(1)(a)

Case References:
Australasian Jam Co Pty Ltd v. Federal Commissioner of Taxation
   (1953) 88 CLR 23
   (1953) 10 ATD 217
    (1953) AITR 566.

Philip Morris Ltd v. Commissioner of Taxation (Cth)
   (1979) 79 ATC 4352
   (1979) 10 ATR 44

Related ATO Interpretative Decisions
ATO ID 2002/756

Keywords
Trading stock

Siebel/TDMS Reference Number:  CW3134018, 1-BL4QX3D

Business Line:  Private Groups and High Wealth Individuals

Date of publication:  28 February 2003
Date reviewed:  20 July 2017

ISSN: 1445-2782