ATO Interpretative Decision

ATO ID 2004/419 (Withdrawn)

Income Tax

Capital gains and losses: exemptions - expiry of a lease - non-assessable non-exempt income
FOI status: may be released
  • The ATOID is withdrawn as it is a simple restatement of the law and does not contain an interpretative decision.
    This document incorporates revisions made since original publication. View its history and amending notices, if applicable.

CAUTION: This is an edited and summarised record of a Tax Office decision. This record is not published as a form of advice. It is being made available for your inspection to meet FOI requirements, because it may be used by an officer in making another decision.

This ATOID provides you with the following level of protection:

If you reasonably apply this decision in good faith to your own circumstances (which are not materially different from those described in the decision), and the decision is later found to be incorrect you will not be liable to pay any penalty or interest. However, you will be required to pay any underpaid tax (or repay any over-claimed credit, grant or benefit), provided the time limits under the law allow it. If you do intend to apply this decision to your own circumstances, you will need to ensure that the relevant provisions referred to in the decision have not been amended or repealed. You may wish to obtain further advice from the Tax Office or from a professional adviser.

Issue

Is a capital loss made by the lessee from the expiry, surrender, forfeiture or assignment of a lease disregarded under section 118-40 of the Income Tax Assessment Act 1997 (ITAA 1997) if the lessee used the lease to produce non-assessable non-exempt income?

Decision

Yes. A capital loss made by the lessee from the expiry, surrender, forfeiture or assignment of a lease is disregarded under section 118-40 of the ITAA 1997 if the lessee used the lease to produce non-assessable non-exempt income.

Facts

An Australian resident company (the lessee) enters into a 20 year lease for property located overseas.

The lessee uses the lease to derive non-assessable non-exempt income pursuant to section 23AH of the Income Tax Assessment Act 1936 (ITAA 1936).

Five years into the term of the lease the lessee requests that the lease be terminated.

The lessor agrees to the termination of the lease if the lessee pays a lease surrender payment.

The lessee makes the payment and the lease is terminated.

Reasons for Decision

Under section 118-40 of the ITAA 1997, if a lessee makes a capital loss from the expiry, surrender, forfeiture or assignment of a lease that was granted for less than 99 years, the capital loss is disregarded if the lessee did not use the lease solely or mainly for the purpose of producing assessable income.

The term 'purpose of producing assessable income' is a defined term for income tax purposes under section 995-1 of the ITAA 1997. This section states that:

something is done for the purpose of producing assessable income if it is done:

(a)
for the purpose of gaining or producing assessable income; or
(b)
in carrying on a business for the purpose of gaining or producing assessable income.

Section 6-23 of the ITAA 1997 states that an amount of ordinary income or statutory income is 'non-assessable non-exempt income' if a provision of the ITAA 1997 or another Commonwealth law states that it is not assessable income and is not exempt income.

Subsection 6-1(5) of the ITAA 1997 states that an amount of ordinary income or statutory income can have only one status (that is, assessable income, exempt income or non-assessable non-exempt income) in the hands of a particular entity.

Accordingly, if a lease is used to produce 'non-assessable non-exempt income', it is not used for the purpose of producing assessable income and any capital loss made by the lessee from the expiry, surrender, forfeiture or assignment of the lease is disregarded under section 118-40 of the ITAA 1997.

Date of decision:  2 December 2003

Year of income:  Year ending 30 June 2002

Legislative References:
Income Tax Assessment Act 1997
   subsection 6-1(5)
   section 6-23
   section 118-40
   section 995-1

Income Tax Assessment Act 1936
   section 23AH

Related ATO Interpretative Decisions
ATO ID 2004/420

Keywords
Capital gains and losses
Lease
Non-assessable non-exempt income
Surrender

Business Line:  Public Groups and International

Date of publication:  21 May 2004

ISSN: 1445-2782

history
  Date: Version:
  2 December 2003 Original statement
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